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Surgeons Wary of Advance Directives

Nearly half of U.S. surgeons who routinely perform high-risk operations do not regularly ask patients about their advance directives – also known as living wills – before proceeding with a high-risk procedure, results of a survey indicate. Perhaps more importantly, more than half of survey respondents said they would not operate if they were aware of a restrictive directive.

The findings were derived from a survey mailed to 2,100 randomly selected vascular, neurological, and cardiothoracic surgeons in 2010. Of these, 912 eligible responses were entered into analysis, with the three types of surgeons responding at about the same rate: 56% for vascular surgeons and neurosurgeons and 54% for cardiothoracic surgeons (Ann. Surg. 2012;255:418-23).

A majority of respondents (81%), however, reported having conversations about patients’ preferences for limiting the use of life-sustaining procedures postoperatively. The surgeons said they tend to view factors such as a patient’s predicted postoperative quality of life, age, comorbidities, and mental readiness as vastly more important in determining whether to operate than the existence of an advance directive, which 48% said they do not routinely confirm, according to the study’s authors, led by Dr. Margaret L. Schwarze of the University of Wisconsin, Madison.

Because most information about advance directives and the surgical decision-making process thus far has been anecdotal, she and her colleagues investigated how conversations about formal directives actually proceed in a surgical setting and their role in decision making.

A total of 54% of all surgeons who responded said that they would not operate if they knew a patient had an advance directive that might limit the postoperative options. Among cardiothoracic surgeons, who routinely rely on ventilator support as part of postoperative care, 63% said they would not operate with prior knowledge of a restrictive advance directive. Multivariate analysis showed that cardiac surgeons were almost twice as likely to operate compared with their neurosurgeon counterparts (odds ratio, 1.96) and somewhat more likely than were vascular surgeons (OR, 1.35).

Younger surgeons – those with 20 or less years of experience – were less likely to discuss advance directives regularly (44%) than were those with more than 20 years of experience (69%).

Several of the survey results strongly suggest that surgeons view advance directives as "an impediment to the goals of surgical therapy" and that they interpret them as "a signal that patients with advance directives are not truly committed to the operation and the invasive postoperative therapy the operation necessarily entails," wrote the investigators. Furthermore, surgeons "often find it difficult to shift goals when surgery does not go as planned – the result of a surgical ethos which discourages moving from a curative model to a palliative mode of care."

Dr. Schwarze and her colleagues noted that their findings raise the question of whether it is ethical for surgeons to deny a patient a procedure because of a restrictive advance directive.

However, directives are not generally designed with high-risk surgical procedures in mind. They may be vague, and can potentially create confusion in a postoperative context. Thus, the investigators concluded that communication prior to surgery is urgently needed to "clarify patient preferences with respect to the surgical endeavor and the patient’s advance directive," and that such communication should be documented.

The investigators had no relevant disclosures.

Body

Formal written advance directives may only express the patient’s wishes in a general way. In elective circumstances, the formal directive sets the stage for deeper detailed conversation during preparations for surgery focused on the specifics of the situation the patient is facing. Many of the issues discussed by the majority of surgeons who responded to the survey reflect appropriate, thorough consideration of the goals of surgery and the risk of unexpected complications which might activate a shift in goals.

Dr. Donaldson

These discussions occur within the context of the surgeon and the patient and family getting to know one another well before surgery and result in informed consent to proceed. It was therefore surprising that over half of respondents said they might not have proceeded with surgery if they knew about an advance directive and that others regarded such directives as impediments. These findings may suggest that some surgeons may need to spend more time discussing the key issues with their patients who have multiple risk factors in play.

Dr. Magruder C. Donaldson is Chairman of Surgery at Metrowest Medical Center in Framingham, Mass., and an associate medical editor for Vascular Specialist.

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Formal written advance directives may only express the patient’s wishes in a general way. In elective circumstances, the formal directive sets the stage for deeper detailed conversation during preparations for surgery focused on the specifics of the situation the patient is facing. Many of the issues discussed by the majority of surgeons who responded to the survey reflect appropriate, thorough consideration of the goals of surgery and the risk of unexpected complications which might activate a shift in goals.

Dr. Donaldson

These discussions occur within the context of the surgeon and the patient and family getting to know one another well before surgery and result in informed consent to proceed. It was therefore surprising that over half of respondents said they might not have proceeded with surgery if they knew about an advance directive and that others regarded such directives as impediments. These findings may suggest that some surgeons may need to spend more time discussing the key issues with their patients who have multiple risk factors in play.

Dr. Magruder C. Donaldson is Chairman of Surgery at Metrowest Medical Center in Framingham, Mass., and an associate medical editor for Vascular Specialist.

Body

Formal written advance directives may only express the patient’s wishes in a general way. In elective circumstances, the formal directive sets the stage for deeper detailed conversation during preparations for surgery focused on the specifics of the situation the patient is facing. Many of the issues discussed by the majority of surgeons who responded to the survey reflect appropriate, thorough consideration of the goals of surgery and the risk of unexpected complications which might activate a shift in goals.

Dr. Donaldson

These discussions occur within the context of the surgeon and the patient and family getting to know one another well before surgery and result in informed consent to proceed. It was therefore surprising that over half of respondents said they might not have proceeded with surgery if they knew about an advance directive and that others regarded such directives as impediments. These findings may suggest that some surgeons may need to spend more time discussing the key issues with their patients who have multiple risk factors in play.

Dr. Magruder C. Donaldson is Chairman of Surgery at Metrowest Medical Center in Framingham, Mass., and an associate medical editor for Vascular Specialist.

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Discuss the Issues
Discuss the Issues

Nearly half of U.S. surgeons who routinely perform high-risk operations do not regularly ask patients about their advance directives – also known as living wills – before proceeding with a high-risk procedure, results of a survey indicate. Perhaps more importantly, more than half of survey respondents said they would not operate if they were aware of a restrictive directive.

The findings were derived from a survey mailed to 2,100 randomly selected vascular, neurological, and cardiothoracic surgeons in 2010. Of these, 912 eligible responses were entered into analysis, with the three types of surgeons responding at about the same rate: 56% for vascular surgeons and neurosurgeons and 54% for cardiothoracic surgeons (Ann. Surg. 2012;255:418-23).

A majority of respondents (81%), however, reported having conversations about patients’ preferences for limiting the use of life-sustaining procedures postoperatively. The surgeons said they tend to view factors such as a patient’s predicted postoperative quality of life, age, comorbidities, and mental readiness as vastly more important in determining whether to operate than the existence of an advance directive, which 48% said they do not routinely confirm, according to the study’s authors, led by Dr. Margaret L. Schwarze of the University of Wisconsin, Madison.

Because most information about advance directives and the surgical decision-making process thus far has been anecdotal, she and her colleagues investigated how conversations about formal directives actually proceed in a surgical setting and their role in decision making.

A total of 54% of all surgeons who responded said that they would not operate if they knew a patient had an advance directive that might limit the postoperative options. Among cardiothoracic surgeons, who routinely rely on ventilator support as part of postoperative care, 63% said they would not operate with prior knowledge of a restrictive advance directive. Multivariate analysis showed that cardiac surgeons were almost twice as likely to operate compared with their neurosurgeon counterparts (odds ratio, 1.96) and somewhat more likely than were vascular surgeons (OR, 1.35).

Younger surgeons – those with 20 or less years of experience – were less likely to discuss advance directives regularly (44%) than were those with more than 20 years of experience (69%).

Several of the survey results strongly suggest that surgeons view advance directives as "an impediment to the goals of surgical therapy" and that they interpret them as "a signal that patients with advance directives are not truly committed to the operation and the invasive postoperative therapy the operation necessarily entails," wrote the investigators. Furthermore, surgeons "often find it difficult to shift goals when surgery does not go as planned – the result of a surgical ethos which discourages moving from a curative model to a palliative mode of care."

Dr. Schwarze and her colleagues noted that their findings raise the question of whether it is ethical for surgeons to deny a patient a procedure because of a restrictive advance directive.

However, directives are not generally designed with high-risk surgical procedures in mind. They may be vague, and can potentially create confusion in a postoperative context. Thus, the investigators concluded that communication prior to surgery is urgently needed to "clarify patient preferences with respect to the surgical endeavor and the patient’s advance directive," and that such communication should be documented.

The investigators had no relevant disclosures.

Nearly half of U.S. surgeons who routinely perform high-risk operations do not regularly ask patients about their advance directives – also known as living wills – before proceeding with a high-risk procedure, results of a survey indicate. Perhaps more importantly, more than half of survey respondents said they would not operate if they were aware of a restrictive directive.

The findings were derived from a survey mailed to 2,100 randomly selected vascular, neurological, and cardiothoracic surgeons in 2010. Of these, 912 eligible responses were entered into analysis, with the three types of surgeons responding at about the same rate: 56% for vascular surgeons and neurosurgeons and 54% for cardiothoracic surgeons (Ann. Surg. 2012;255:418-23).

A majority of respondents (81%), however, reported having conversations about patients’ preferences for limiting the use of life-sustaining procedures postoperatively. The surgeons said they tend to view factors such as a patient’s predicted postoperative quality of life, age, comorbidities, and mental readiness as vastly more important in determining whether to operate than the existence of an advance directive, which 48% said they do not routinely confirm, according to the study’s authors, led by Dr. Margaret L. Schwarze of the University of Wisconsin, Madison.

Because most information about advance directives and the surgical decision-making process thus far has been anecdotal, she and her colleagues investigated how conversations about formal directives actually proceed in a surgical setting and their role in decision making.

A total of 54% of all surgeons who responded said that they would not operate if they knew a patient had an advance directive that might limit the postoperative options. Among cardiothoracic surgeons, who routinely rely on ventilator support as part of postoperative care, 63% said they would not operate with prior knowledge of a restrictive advance directive. Multivariate analysis showed that cardiac surgeons were almost twice as likely to operate compared with their neurosurgeon counterparts (odds ratio, 1.96) and somewhat more likely than were vascular surgeons (OR, 1.35).

Younger surgeons – those with 20 or less years of experience – were less likely to discuss advance directives regularly (44%) than were those with more than 20 years of experience (69%).

Several of the survey results strongly suggest that surgeons view advance directives as "an impediment to the goals of surgical therapy" and that they interpret them as "a signal that patients with advance directives are not truly committed to the operation and the invasive postoperative therapy the operation necessarily entails," wrote the investigators. Furthermore, surgeons "often find it difficult to shift goals when surgery does not go as planned – the result of a surgical ethos which discourages moving from a curative model to a palliative mode of care."

Dr. Schwarze and her colleagues noted that their findings raise the question of whether it is ethical for surgeons to deny a patient a procedure because of a restrictive advance directive.

However, directives are not generally designed with high-risk surgical procedures in mind. They may be vague, and can potentially create confusion in a postoperative context. Thus, the investigators concluded that communication prior to surgery is urgently needed to "clarify patient preferences with respect to the surgical endeavor and the patient’s advance directive," and that such communication should be documented.

The investigators had no relevant disclosures.

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