Continuity Conundrum

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Editor’s note: Third of a three-part series.

In the two monthly columns preceding this one, I’ve provided an overview of some ways hospitalist groups distribute new referrals among the providers. This month, I’ll review things that cause some groups to make exceptions to their typical method of distributing patients, and turn from how patients are distributed over 24 hours to thoughts about how they might be assigned over the course of consecutive days worked by a doctor.

Equitable Exceptions

There are a number of reasons groups decide to depart from their typical method of assigning patients. These include:

  • “Bouncebacks”;
  • One hospitalist is at the cap, others aren’t;
  • Consult requested of a specific hospitalist;
  • Hospitalists with unique skills (e.g., ICU expertise); and
  • A patient “fires” the hospitalist.

There isn’t a standard “hospitalist way” of dealing with these issues, and each group will need to work out its own system. The most common of these issues is “bouncebacks.” Every group should try to have patients readmitted within three or four days of discharge go back to the discharging hospitalist. However, this proves difficult in many cases for several reasons, most commonly because the original discharging doctor might not be working when the patient returns.

The Alpha & Omega

Nearly every hospitalist practice makes some effort to maximize continuity between a single hospitalist and patient over the course of a hospital stay. But the effect of the method of patient assignment on continuity often is overlooked.

A reasonable way to think about or measure continuity is to estimate the portion of patients seen by the group that see the same hospitalist for each daytime visit over the course of their stay. (Assume that in most HM groups the same hospitalist can’t make both day and night visits over the course of the hospital stay. So, just for simplicity, I’ve intentionally left night visits, including an initial admission visit at night, out of the continuity calculation.) Plug the numbers for your practice into the formula (see Figure 1, right) and see what you get.

If a hospitalist always works seven consecutive day shifts (e.g., a seven-on/seven-off schedule) and the hospitalist’s patients have an average LOS of 4.2 days, then 54% of patients will see the same hospitalist for all daytime visits, and 46% will experience at least one handoff. (To keep things simple, I’m ignoring the effect on continuity of patients being admitted by an “admitter” or nocturnist who doesn’t see the patient subsequently.)

Changing the number of consecutive day shifts a hospitalist works has the most significant impact on continuity, but just how many consecutive days can one work routinely before fatigue and burnout—not too mention increased errors and decreased patient satisfaction—become a problem? (Many hospitalists make the mistake of trying to stuff what might be a reasonable annual workload into the smallest number of shifts possible with the goal of maximizing the number of days off. That means each worked day will be very busy, making it really hard to work many consecutive days. But you always have the option of titrating out that same annual workload over more days so that each day is less busy and it becomes easier to work more consecutive days.)

An often-overlooked way to improve continuity without having to work more consecutive day shifts is to have a hospitalist who is early in their series of worked days take on more new admissions and consults, and perhaps exempt that doctor from taking on new referrals for the last day or two he or she is on service. Eric Howell, MD, FHM, an SHM board member, calls this method “slam and dwindle.” This has been the approach I’ve experienced my whole career, and it is hard for me to imagine doing it any other way.

 

 

Here’s how it might work: Let’s say Dr. Petty always works seven consecutive day shifts, and on the first day he picks up a list of patients remaining from the doctor he’s replacing. To keep things simple, let’s assume he’s not in a large group, and during his first day of seven days on service he accepts and “keeps” all new referrals to the practice. On each successive day, he might assume the care of some new patients, but none on days six and seven. This means he takes on a disproportionately large number of new referrals at the beginning of his consecutive worked days, or “front-loads” new referrals. And because many of these patients will discharge before the end of his seven days and he takes on no new patients on days six and seven, his census will drop a lot before he rotates off, which in turn means there will be few patients who will have to get to know a new doctor on the first day Dr. Petty starts his seven-off schedule.

This system of patient distribution means continuity improved without requiring Dr. Petty to work more consecutive day shifts. Even though he works seven consecutive days and his average (or median) LOS is 4.2, as in the example above, his continuity will be much better than 54%. In fact, as many as 70% to 80% of Dr. Petty’s patients will see him for every daytime visit during their stay.

click for large version
click for large version

Other benefits of assigning more patients early and none late in a series of worked days are that on his last day of service, he will have more time to “tee up” patients for the next doctor, including preparing for patients anticipated to discharge the next day (e.g., dictate discharge summary, complete paperwork, etc.), and might be able to wrap up a little earlier that day. And when rotating back on service, he will pick up a small list of patients left by Dr. Tench, maybe fewer than eight, rather than the group’s average daily load of 15 patients per doctor, so he will have the capacity to admit a lot of patients that day.

I think there are three main reasons this isn’t a more common approach:

  1. Many HM groups just haven’t considered it.
  2. HM groups might have a schedule that has all doctors rotate off/on the same days each week. For example, all doctors rotate off on Tuesdays and are replaced by new doctors on Wednesday. That makes it impossible to exempt a doctor from taking on new referrals on the last day of service because all of the group’s doctors have their last day on Tuesday. These groups could stagger the day each doctor rotates off—one on Monday, one on Tuesday, and so on.
  3. Every doctor is so busy each day that it wouldn’t be feasible to exempt any individual doctor from taking on new patients, even if they are off the next day.

Despite the difficulties implementing a system of front-loading new referrals, I think most hospitalists would find that they like it. Because it reduces handoffs, it reduces, at least modestly, the group’s overall workload and probably benefits the group’s quality and patient satisfaction. TH

Dr. Nelson has been a practicing hospitalist since 1988 and is co-founder and past president of SHM. He is a principal in Nelson Flores Hospital Medicine Consultants, a national hospitalist practice management consulting firm (www.nelsonflores.com). He is also course co-director and faculty for SHM’s “Best Practices in Managing a Hospital Medicine Program” course. This column represents his views and is not intended to reflect an official position of SHM.

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Editor’s note: Third of a three-part series.

In the two monthly columns preceding this one, I’ve provided an overview of some ways hospitalist groups distribute new referrals among the providers. This month, I’ll review things that cause some groups to make exceptions to their typical method of distributing patients, and turn from how patients are distributed over 24 hours to thoughts about how they might be assigned over the course of consecutive days worked by a doctor.

Equitable Exceptions

There are a number of reasons groups decide to depart from their typical method of assigning patients. These include:

  • “Bouncebacks”;
  • One hospitalist is at the cap, others aren’t;
  • Consult requested of a specific hospitalist;
  • Hospitalists with unique skills (e.g., ICU expertise); and
  • A patient “fires” the hospitalist.

There isn’t a standard “hospitalist way” of dealing with these issues, and each group will need to work out its own system. The most common of these issues is “bouncebacks.” Every group should try to have patients readmitted within three or four days of discharge go back to the discharging hospitalist. However, this proves difficult in many cases for several reasons, most commonly because the original discharging doctor might not be working when the patient returns.

The Alpha & Omega

Nearly every hospitalist practice makes some effort to maximize continuity between a single hospitalist and patient over the course of a hospital stay. But the effect of the method of patient assignment on continuity often is overlooked.

A reasonable way to think about or measure continuity is to estimate the portion of patients seen by the group that see the same hospitalist for each daytime visit over the course of their stay. (Assume that in most HM groups the same hospitalist can’t make both day and night visits over the course of the hospital stay. So, just for simplicity, I’ve intentionally left night visits, including an initial admission visit at night, out of the continuity calculation.) Plug the numbers for your practice into the formula (see Figure 1, right) and see what you get.

If a hospitalist always works seven consecutive day shifts (e.g., a seven-on/seven-off schedule) and the hospitalist’s patients have an average LOS of 4.2 days, then 54% of patients will see the same hospitalist for all daytime visits, and 46% will experience at least one handoff. (To keep things simple, I’m ignoring the effect on continuity of patients being admitted by an “admitter” or nocturnist who doesn’t see the patient subsequently.)

Changing the number of consecutive day shifts a hospitalist works has the most significant impact on continuity, but just how many consecutive days can one work routinely before fatigue and burnout—not too mention increased errors and decreased patient satisfaction—become a problem? (Many hospitalists make the mistake of trying to stuff what might be a reasonable annual workload into the smallest number of shifts possible with the goal of maximizing the number of days off. That means each worked day will be very busy, making it really hard to work many consecutive days. But you always have the option of titrating out that same annual workload over more days so that each day is less busy and it becomes easier to work more consecutive days.)

An often-overlooked way to improve continuity without having to work more consecutive day shifts is to have a hospitalist who is early in their series of worked days take on more new admissions and consults, and perhaps exempt that doctor from taking on new referrals for the last day or two he or she is on service. Eric Howell, MD, FHM, an SHM board member, calls this method “slam and dwindle.” This has been the approach I’ve experienced my whole career, and it is hard for me to imagine doing it any other way.

 

 

Here’s how it might work: Let’s say Dr. Petty always works seven consecutive day shifts, and on the first day he picks up a list of patients remaining from the doctor he’s replacing. To keep things simple, let’s assume he’s not in a large group, and during his first day of seven days on service he accepts and “keeps” all new referrals to the practice. On each successive day, he might assume the care of some new patients, but none on days six and seven. This means he takes on a disproportionately large number of new referrals at the beginning of his consecutive worked days, or “front-loads” new referrals. And because many of these patients will discharge before the end of his seven days and he takes on no new patients on days six and seven, his census will drop a lot before he rotates off, which in turn means there will be few patients who will have to get to know a new doctor on the first day Dr. Petty starts his seven-off schedule.

This system of patient distribution means continuity improved without requiring Dr. Petty to work more consecutive day shifts. Even though he works seven consecutive days and his average (or median) LOS is 4.2, as in the example above, his continuity will be much better than 54%. In fact, as many as 70% to 80% of Dr. Petty’s patients will see him for every daytime visit during their stay.

click for large version
click for large version

Other benefits of assigning more patients early and none late in a series of worked days are that on his last day of service, he will have more time to “tee up” patients for the next doctor, including preparing for patients anticipated to discharge the next day (e.g., dictate discharge summary, complete paperwork, etc.), and might be able to wrap up a little earlier that day. And when rotating back on service, he will pick up a small list of patients left by Dr. Tench, maybe fewer than eight, rather than the group’s average daily load of 15 patients per doctor, so he will have the capacity to admit a lot of patients that day.

I think there are three main reasons this isn’t a more common approach:

  1. Many HM groups just haven’t considered it.
  2. HM groups might have a schedule that has all doctors rotate off/on the same days each week. For example, all doctors rotate off on Tuesdays and are replaced by new doctors on Wednesday. That makes it impossible to exempt a doctor from taking on new referrals on the last day of service because all of the group’s doctors have their last day on Tuesday. These groups could stagger the day each doctor rotates off—one on Monday, one on Tuesday, and so on.
  3. Every doctor is so busy each day that it wouldn’t be feasible to exempt any individual doctor from taking on new patients, even if they are off the next day.

Despite the difficulties implementing a system of front-loading new referrals, I think most hospitalists would find that they like it. Because it reduces handoffs, it reduces, at least modestly, the group’s overall workload and probably benefits the group’s quality and patient satisfaction. TH

Dr. Nelson has been a practicing hospitalist since 1988 and is co-founder and past president of SHM. He is a principal in Nelson Flores Hospital Medicine Consultants, a national hospitalist practice management consulting firm (www.nelsonflores.com). He is also course co-director and faculty for SHM’s “Best Practices in Managing a Hospital Medicine Program” course. This column represents his views and is not intended to reflect an official position of SHM.

Editor’s note: Third of a three-part series.

In the two monthly columns preceding this one, I’ve provided an overview of some ways hospitalist groups distribute new referrals among the providers. This month, I’ll review things that cause some groups to make exceptions to their typical method of distributing patients, and turn from how patients are distributed over 24 hours to thoughts about how they might be assigned over the course of consecutive days worked by a doctor.

Equitable Exceptions

There are a number of reasons groups decide to depart from their typical method of assigning patients. These include:

  • “Bouncebacks”;
  • One hospitalist is at the cap, others aren’t;
  • Consult requested of a specific hospitalist;
  • Hospitalists with unique skills (e.g., ICU expertise); and
  • A patient “fires” the hospitalist.

There isn’t a standard “hospitalist way” of dealing with these issues, and each group will need to work out its own system. The most common of these issues is “bouncebacks.” Every group should try to have patients readmitted within three or four days of discharge go back to the discharging hospitalist. However, this proves difficult in many cases for several reasons, most commonly because the original discharging doctor might not be working when the patient returns.

The Alpha & Omega

Nearly every hospitalist practice makes some effort to maximize continuity between a single hospitalist and patient over the course of a hospital stay. But the effect of the method of patient assignment on continuity often is overlooked.

A reasonable way to think about or measure continuity is to estimate the portion of patients seen by the group that see the same hospitalist for each daytime visit over the course of their stay. (Assume that in most HM groups the same hospitalist can’t make both day and night visits over the course of the hospital stay. So, just for simplicity, I’ve intentionally left night visits, including an initial admission visit at night, out of the continuity calculation.) Plug the numbers for your practice into the formula (see Figure 1, right) and see what you get.

If a hospitalist always works seven consecutive day shifts (e.g., a seven-on/seven-off schedule) and the hospitalist’s patients have an average LOS of 4.2 days, then 54% of patients will see the same hospitalist for all daytime visits, and 46% will experience at least one handoff. (To keep things simple, I’m ignoring the effect on continuity of patients being admitted by an “admitter” or nocturnist who doesn’t see the patient subsequently.)

Changing the number of consecutive day shifts a hospitalist works has the most significant impact on continuity, but just how many consecutive days can one work routinely before fatigue and burnout—not too mention increased errors and decreased patient satisfaction—become a problem? (Many hospitalists make the mistake of trying to stuff what might be a reasonable annual workload into the smallest number of shifts possible with the goal of maximizing the number of days off. That means each worked day will be very busy, making it really hard to work many consecutive days. But you always have the option of titrating out that same annual workload over more days so that each day is less busy and it becomes easier to work more consecutive days.)

An often-overlooked way to improve continuity without having to work more consecutive day shifts is to have a hospitalist who is early in their series of worked days take on more new admissions and consults, and perhaps exempt that doctor from taking on new referrals for the last day or two he or she is on service. Eric Howell, MD, FHM, an SHM board member, calls this method “slam and dwindle.” This has been the approach I’ve experienced my whole career, and it is hard for me to imagine doing it any other way.

 

 

Here’s how it might work: Let’s say Dr. Petty always works seven consecutive day shifts, and on the first day he picks up a list of patients remaining from the doctor he’s replacing. To keep things simple, let’s assume he’s not in a large group, and during his first day of seven days on service he accepts and “keeps” all new referrals to the practice. On each successive day, he might assume the care of some new patients, but none on days six and seven. This means he takes on a disproportionately large number of new referrals at the beginning of his consecutive worked days, or “front-loads” new referrals. And because many of these patients will discharge before the end of his seven days and he takes on no new patients on days six and seven, his census will drop a lot before he rotates off, which in turn means there will be few patients who will have to get to know a new doctor on the first day Dr. Petty starts his seven-off schedule.

This system of patient distribution means continuity improved without requiring Dr. Petty to work more consecutive day shifts. Even though he works seven consecutive days and his average (or median) LOS is 4.2, as in the example above, his continuity will be much better than 54%. In fact, as many as 70% to 80% of Dr. Petty’s patients will see him for every daytime visit during their stay.

click for large version
click for large version

Other benefits of assigning more patients early and none late in a series of worked days are that on his last day of service, he will have more time to “tee up” patients for the next doctor, including preparing for patients anticipated to discharge the next day (e.g., dictate discharge summary, complete paperwork, etc.), and might be able to wrap up a little earlier that day. And when rotating back on service, he will pick up a small list of patients left by Dr. Tench, maybe fewer than eight, rather than the group’s average daily load of 15 patients per doctor, so he will have the capacity to admit a lot of patients that day.

I think there are three main reasons this isn’t a more common approach:

  1. Many HM groups just haven’t considered it.
  2. HM groups might have a schedule that has all doctors rotate off/on the same days each week. For example, all doctors rotate off on Tuesdays and are replaced by new doctors on Wednesday. That makes it impossible to exempt a doctor from taking on new referrals on the last day of service because all of the group’s doctors have their last day on Tuesday. These groups could stagger the day each doctor rotates off—one on Monday, one on Tuesday, and so on.
  3. Every doctor is so busy each day that it wouldn’t be feasible to exempt any individual doctor from taking on new patients, even if they are off the next day.

Despite the difficulties implementing a system of front-loading new referrals, I think most hospitalists would find that they like it. Because it reduces handoffs, it reduces, at least modestly, the group’s overall workload and probably benefits the group’s quality and patient satisfaction. TH

Dr. Nelson has been a practicing hospitalist since 1988 and is co-founder and past president of SHM. He is a principal in Nelson Flores Hospital Medicine Consultants, a national hospitalist practice management consulting firm (www.nelsonflores.com). He is also course co-director and faculty for SHM’s “Best Practices in Managing a Hospital Medicine Program” course. This column represents his views and is not intended to reflect an official position of SHM.

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Paps are “normal” despite bleeding and cervical cancer… and more

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Paps are “normal” despite bleeding and cervical cancer… and more

Paps are “normal” despite bleeding and cervical cancer

A ROUTINE PAP SMEAR of a 27-year-old woman showed atypical squamous cells of undetermined significance. Over the next 3 years, the same gynecologist obtained annual Pap smears; pathologists and cytotechnologists interpreted these as being within normal limits. Then the patient reported postcoital bleeding to her gynecologist. Assuming the bleeding to be due to low estrogen associated with her oral contraceptive (OC), he switched her to another OC. Over the next 7 months, the patient reported on six occasions that she was still experiencing significant postcoital bleeding, tenderness during intercourse, and abdominal cramping. A Pap smear on one of those visits indicated no evidence of malignancy. Nine months after the change in OC, cervical cancer was diagnosed. Ten months later, the patient began radiation and chemotherapy because she was found to have metastatic cervical cancer of the rectum, pelvis, and colon. She died 9 months later at age 32.

PLAINTIFF’S CLAIM The first Pap smear actually showed evidence of a low-grade squamous intraepithelial lesion, so further testing was needed to rule out cervical cancer. When the patient reported postcoital bleeding, colposcopy and cervical biopsy should have been performed to determine whether she indeed had cervical cancer.

PHYSICIAN’S DEFENSE Not reported.

VERDICT $1.3 million Massachusetts settlement.

Ectopic pregnancy with IUD leads to fallopian tube removal

A FEW WEEKS AFTER IUD PLACEMENT, a 26-year-old woman reported to a hospital complaining of abdominal pain and bleeding. An ObGyn diagnosed an ectopic pregnancy, recommended removal of both fallopian tubes, and then proceeded to remove them.

PATIENT’S CLAIM It was negligent to perform nonemergent surgery when she was unable to consent to it.

PHYSICIAN’S DEFENSE The procedure was proper, as the patient was highly likely to have another ectopic pregnancy. Also, the patient could undergo in vitro fertilization if she wanted to become pregnant.

VERDICT Tennessee defense verdict.

Could retractors have caused right-leg femoral nerve neuropathy?

A 66-YEAR-OLD WOMAN with endometrial cancer underwent hysterectomy and surgical staging. Following the procedure, she suffered complete neuropathy of the femoral nerve in her right leg.

PATIENT’S CLAIM Retractors were used improperly during surgery, causing the injury.

PHYSICIAN’S DEFENSE The neuropathy was not a result of the type of retraction, but was probably due to the patient’s modified lithotomy position during surgery. Such an injury is a known risk of the procedure.

VERDICT $750,000 New York verdict. As the verdict was for all past pain and suffering, the court increased the judgment to $900,000 after the trial to include future pain and suffering.

Was retained clip the reason for kidney failure 12 years later?

BECAUSE OF A TUMOR on her left ovary, a woman’s left ovary and fallopian tube were removed. During surgery, Dr. A found and lysed adhesions around her right ovary. Seventeen months later, the patient underwent laparoscopy and lysis of adhesions as well as biopsy of the right ovary. Dr. B, who performed the procedure, did not note any clip on the left ureter. Three months after that, the patient underwent exploratory laparotomy with lysis of adhesions and right ovarian cystectomy and partial omentectomy—performed by Dr. C. Upon visual inspection, the left kidney appeared to be larger than the right kidney. When the patient complained of left-sided abdominal pain 10 years later, she underwent a CT urogram, which showed a chronically obstructed left kidney—probably related to a surgical clip obstructing the distal third of the left ureter. She was diagnosed with hydronephrosis of the left kidney, which was essentially nonfunctioning. The urologist believed the clip had been left there during the first surgery 12 years earlier.

PATIENT’S CLAIM Dr. A was negligent for placing the clip on the ureter, causing kidney damage.

PHYSICIAN’S DEFENSE Because of the statute of limitation and state of repose, Dr. A moved for dismissal and summary judgment, but the motions were denied. He also claimed that clipping the ureter during the first surgery would have caused immediate excruciating pain. However, he admitted that partial obstruction could occur without pain and in fact lead to total obstruction and death of the kidney years later.

VERDICT $450,000 Massachusetts arbitration award.

Nurses reassure new mother, who then dies from PE

A 25-YEAR-OLD WOMAN GAVE BIRTH to a healthy boy. She did not feel well during the week after hospital discharge. When she called her ObGyn’s office to discuss her complaints, the nurses reassured her. Ten days after delivery, she was taken to the emergency room, where she died from a pulmonary embolism.

PLAINTIFF’S CLAIM The physician and nurses failed to respond properly to the patient’s complaints, which were consistent with a pulmonary embolism.

 

 

PHYSICIAN’S DEFENSE The patient was monitored properly. An embolism is a sudden event.

VERDICT $867,273 Tennessee verdict. The physician group was found 70% at fault and the hospital 30% at fault.

Despite US results, birth delayed to 41 weeks

ULTRASONOGRAPHY SHOWED a shortened cervix, a subchorionic hematoma, and a choroid plexus cyst in the fetal brain during a patient’s prenatal care. The ObGyns induced labor at 41 weeks’ gestation and then performed emergent cesarean delivery. The child suffered birth asphyxia, thrombocytopenia, hypocalcemia, and cerebral palsy.

PATIENT’S CLAIM The ObGyns should have induced labor and/or performed cesarean delivery before 39 weeks’ gestation, but they failed to recognize the significance of the mother’s condition.

PHYSICIANS’ DEFENSE Not reported.

VERDICT $1.1 million Michigan settlement.

Sponge emerges 7 months after cesarean delivery

A LAPAROTOMY SPONGE was unknowingly left in the abdomen of a 29-year-old woman who underwent cesarean delivery. Seven months later, she was examined for a stitch abscess. Thinking he was removing a retained stitch, the surgeon pulled out a 12-inch sponge. She was awake at the time and experienced severe pain. The next day, she underwent laparotomy and drains were placed. She remained hospitalized for several days and drainage continued for another 6 days. The patient suffered no permanent injury; incisions for both operations were made at the same site, and she later gave birth without complication.

PATIENT’S CLAIM Leaving a sponge inside her was negligent.

PHYSICIAN’S DEFENSE The nurses who assisted in the surgery were responsible for the retained sponge.

VERDICT $110,410 Illinois verdict against the surgeon. Confidential settlement with the hospital prior to trial.

Would an earlier birth have saved this stillborn child?

WHEN 32 WEEKS’ PREGNANT, a 16-year-old patient repeatedly told her ObGyn she was experiencing bleeding. Later, she reported decreased fetal movement, but a sonogram indicated nothing abnormal. Twenty-three days later, her infant was delivered stillborn.

PATIENT’S CLAIM Placental abruption, which occurred 24 to 96 hours before delivery, caused the stillbirth. Because of her risk factors—bleeding, age, smoking, decreased fetal movement—labor should have been induced or a cesarean delivery performed earlier.

PHYSICIAN’S DEFENSE Ultrasonography did not indicate placental abruption, so delivery at that time was not warranted. An umbilical cord accident—which was unforeseeable and unpreventable—caused the stillbirth.

VERDICT Kentucky defense verdict.

Mother claims she wasn’t told test results for Down syndrome

A TRIPLE SCREEN BLOOD TEST ordered for a patient under prenatal care indicated that she had a 1:37 chance of giving birth to a child with Down syndrome. Six months later, her infant was born with Down syndrome.

PATIENT’S CLAIM The obstetrician failed to inform her that the triple screen test indicated a risk of having a child with Down syndrome. If she had known, she would have undergone an abortion.

PHYSICIAN’S DEFENSE The patient was informed three times of the test results. She was advised to undergo amniocentesis to obtain a definitive diagnosis, but she refused.

VERDICT Maryland defense verdict.

References

These cases were selected by the editors of OBG Management from Medical Malpractice Verdicts, Settlements & Experts, with permission of the editor, Lewis Laska (www.verdictslaska.com). The information available to the editors about the cases presented here is sometimes incomplete. Moreover, the cases may or may not have merit. Nevertheless, these cases represent the types of clinical situations that typically result in litigation and are meant to illustrate nationwide variation in jury verdicts and awards.

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Paps are “normal” despite bleeding and cervical cancer

A ROUTINE PAP SMEAR of a 27-year-old woman showed atypical squamous cells of undetermined significance. Over the next 3 years, the same gynecologist obtained annual Pap smears; pathologists and cytotechnologists interpreted these as being within normal limits. Then the patient reported postcoital bleeding to her gynecologist. Assuming the bleeding to be due to low estrogen associated with her oral contraceptive (OC), he switched her to another OC. Over the next 7 months, the patient reported on six occasions that she was still experiencing significant postcoital bleeding, tenderness during intercourse, and abdominal cramping. A Pap smear on one of those visits indicated no evidence of malignancy. Nine months after the change in OC, cervical cancer was diagnosed. Ten months later, the patient began radiation and chemotherapy because she was found to have metastatic cervical cancer of the rectum, pelvis, and colon. She died 9 months later at age 32.

PLAINTIFF’S CLAIM The first Pap smear actually showed evidence of a low-grade squamous intraepithelial lesion, so further testing was needed to rule out cervical cancer. When the patient reported postcoital bleeding, colposcopy and cervical biopsy should have been performed to determine whether she indeed had cervical cancer.

PHYSICIAN’S DEFENSE Not reported.

VERDICT $1.3 million Massachusetts settlement.

Ectopic pregnancy with IUD leads to fallopian tube removal

A FEW WEEKS AFTER IUD PLACEMENT, a 26-year-old woman reported to a hospital complaining of abdominal pain and bleeding. An ObGyn diagnosed an ectopic pregnancy, recommended removal of both fallopian tubes, and then proceeded to remove them.

PATIENT’S CLAIM It was negligent to perform nonemergent surgery when she was unable to consent to it.

PHYSICIAN’S DEFENSE The procedure was proper, as the patient was highly likely to have another ectopic pregnancy. Also, the patient could undergo in vitro fertilization if she wanted to become pregnant.

VERDICT Tennessee defense verdict.

Could retractors have caused right-leg femoral nerve neuropathy?

A 66-YEAR-OLD WOMAN with endometrial cancer underwent hysterectomy and surgical staging. Following the procedure, she suffered complete neuropathy of the femoral nerve in her right leg.

PATIENT’S CLAIM Retractors were used improperly during surgery, causing the injury.

PHYSICIAN’S DEFENSE The neuropathy was not a result of the type of retraction, but was probably due to the patient’s modified lithotomy position during surgery. Such an injury is a known risk of the procedure.

VERDICT $750,000 New York verdict. As the verdict was for all past pain and suffering, the court increased the judgment to $900,000 after the trial to include future pain and suffering.

Was retained clip the reason for kidney failure 12 years later?

BECAUSE OF A TUMOR on her left ovary, a woman’s left ovary and fallopian tube were removed. During surgery, Dr. A found and lysed adhesions around her right ovary. Seventeen months later, the patient underwent laparoscopy and lysis of adhesions as well as biopsy of the right ovary. Dr. B, who performed the procedure, did not note any clip on the left ureter. Three months after that, the patient underwent exploratory laparotomy with lysis of adhesions and right ovarian cystectomy and partial omentectomy—performed by Dr. C. Upon visual inspection, the left kidney appeared to be larger than the right kidney. When the patient complained of left-sided abdominal pain 10 years later, she underwent a CT urogram, which showed a chronically obstructed left kidney—probably related to a surgical clip obstructing the distal third of the left ureter. She was diagnosed with hydronephrosis of the left kidney, which was essentially nonfunctioning. The urologist believed the clip had been left there during the first surgery 12 years earlier.

PATIENT’S CLAIM Dr. A was negligent for placing the clip on the ureter, causing kidney damage.

PHYSICIAN’S DEFENSE Because of the statute of limitation and state of repose, Dr. A moved for dismissal and summary judgment, but the motions were denied. He also claimed that clipping the ureter during the first surgery would have caused immediate excruciating pain. However, he admitted that partial obstruction could occur without pain and in fact lead to total obstruction and death of the kidney years later.

VERDICT $450,000 Massachusetts arbitration award.

Nurses reassure new mother, who then dies from PE

A 25-YEAR-OLD WOMAN GAVE BIRTH to a healthy boy. She did not feel well during the week after hospital discharge. When she called her ObGyn’s office to discuss her complaints, the nurses reassured her. Ten days after delivery, she was taken to the emergency room, where she died from a pulmonary embolism.

PLAINTIFF’S CLAIM The physician and nurses failed to respond properly to the patient’s complaints, which were consistent with a pulmonary embolism.

 

 

PHYSICIAN’S DEFENSE The patient was monitored properly. An embolism is a sudden event.

VERDICT $867,273 Tennessee verdict. The physician group was found 70% at fault and the hospital 30% at fault.

Despite US results, birth delayed to 41 weeks

ULTRASONOGRAPHY SHOWED a shortened cervix, a subchorionic hematoma, and a choroid plexus cyst in the fetal brain during a patient’s prenatal care. The ObGyns induced labor at 41 weeks’ gestation and then performed emergent cesarean delivery. The child suffered birth asphyxia, thrombocytopenia, hypocalcemia, and cerebral palsy.

PATIENT’S CLAIM The ObGyns should have induced labor and/or performed cesarean delivery before 39 weeks’ gestation, but they failed to recognize the significance of the mother’s condition.

PHYSICIANS’ DEFENSE Not reported.

VERDICT $1.1 million Michigan settlement.

Sponge emerges 7 months after cesarean delivery

A LAPAROTOMY SPONGE was unknowingly left in the abdomen of a 29-year-old woman who underwent cesarean delivery. Seven months later, she was examined for a stitch abscess. Thinking he was removing a retained stitch, the surgeon pulled out a 12-inch sponge. She was awake at the time and experienced severe pain. The next day, she underwent laparotomy and drains were placed. She remained hospitalized for several days and drainage continued for another 6 days. The patient suffered no permanent injury; incisions for both operations were made at the same site, and she later gave birth without complication.

PATIENT’S CLAIM Leaving a sponge inside her was negligent.

PHYSICIAN’S DEFENSE The nurses who assisted in the surgery were responsible for the retained sponge.

VERDICT $110,410 Illinois verdict against the surgeon. Confidential settlement with the hospital prior to trial.

Would an earlier birth have saved this stillborn child?

WHEN 32 WEEKS’ PREGNANT, a 16-year-old patient repeatedly told her ObGyn she was experiencing bleeding. Later, she reported decreased fetal movement, but a sonogram indicated nothing abnormal. Twenty-three days later, her infant was delivered stillborn.

PATIENT’S CLAIM Placental abruption, which occurred 24 to 96 hours before delivery, caused the stillbirth. Because of her risk factors—bleeding, age, smoking, decreased fetal movement—labor should have been induced or a cesarean delivery performed earlier.

PHYSICIAN’S DEFENSE Ultrasonography did not indicate placental abruption, so delivery at that time was not warranted. An umbilical cord accident—which was unforeseeable and unpreventable—caused the stillbirth.

VERDICT Kentucky defense verdict.

Mother claims she wasn’t told test results for Down syndrome

A TRIPLE SCREEN BLOOD TEST ordered for a patient under prenatal care indicated that she had a 1:37 chance of giving birth to a child with Down syndrome. Six months later, her infant was born with Down syndrome.

PATIENT’S CLAIM The obstetrician failed to inform her that the triple screen test indicated a risk of having a child with Down syndrome. If she had known, she would have undergone an abortion.

PHYSICIAN’S DEFENSE The patient was informed three times of the test results. She was advised to undergo amniocentesis to obtain a definitive diagnosis, but she refused.

VERDICT Maryland defense verdict.

Paps are “normal” despite bleeding and cervical cancer

A ROUTINE PAP SMEAR of a 27-year-old woman showed atypical squamous cells of undetermined significance. Over the next 3 years, the same gynecologist obtained annual Pap smears; pathologists and cytotechnologists interpreted these as being within normal limits. Then the patient reported postcoital bleeding to her gynecologist. Assuming the bleeding to be due to low estrogen associated with her oral contraceptive (OC), he switched her to another OC. Over the next 7 months, the patient reported on six occasions that she was still experiencing significant postcoital bleeding, tenderness during intercourse, and abdominal cramping. A Pap smear on one of those visits indicated no evidence of malignancy. Nine months after the change in OC, cervical cancer was diagnosed. Ten months later, the patient began radiation and chemotherapy because she was found to have metastatic cervical cancer of the rectum, pelvis, and colon. She died 9 months later at age 32.

PLAINTIFF’S CLAIM The first Pap smear actually showed evidence of a low-grade squamous intraepithelial lesion, so further testing was needed to rule out cervical cancer. When the patient reported postcoital bleeding, colposcopy and cervical biopsy should have been performed to determine whether she indeed had cervical cancer.

PHYSICIAN’S DEFENSE Not reported.

VERDICT $1.3 million Massachusetts settlement.

Ectopic pregnancy with IUD leads to fallopian tube removal

A FEW WEEKS AFTER IUD PLACEMENT, a 26-year-old woman reported to a hospital complaining of abdominal pain and bleeding. An ObGyn diagnosed an ectopic pregnancy, recommended removal of both fallopian tubes, and then proceeded to remove them.

PATIENT’S CLAIM It was negligent to perform nonemergent surgery when she was unable to consent to it.

PHYSICIAN’S DEFENSE The procedure was proper, as the patient was highly likely to have another ectopic pregnancy. Also, the patient could undergo in vitro fertilization if she wanted to become pregnant.

VERDICT Tennessee defense verdict.

Could retractors have caused right-leg femoral nerve neuropathy?

A 66-YEAR-OLD WOMAN with endometrial cancer underwent hysterectomy and surgical staging. Following the procedure, she suffered complete neuropathy of the femoral nerve in her right leg.

PATIENT’S CLAIM Retractors were used improperly during surgery, causing the injury.

PHYSICIAN’S DEFENSE The neuropathy was not a result of the type of retraction, but was probably due to the patient’s modified lithotomy position during surgery. Such an injury is a known risk of the procedure.

VERDICT $750,000 New York verdict. As the verdict was for all past pain and suffering, the court increased the judgment to $900,000 after the trial to include future pain and suffering.

Was retained clip the reason for kidney failure 12 years later?

BECAUSE OF A TUMOR on her left ovary, a woman’s left ovary and fallopian tube were removed. During surgery, Dr. A found and lysed adhesions around her right ovary. Seventeen months later, the patient underwent laparoscopy and lysis of adhesions as well as biopsy of the right ovary. Dr. B, who performed the procedure, did not note any clip on the left ureter. Three months after that, the patient underwent exploratory laparotomy with lysis of adhesions and right ovarian cystectomy and partial omentectomy—performed by Dr. C. Upon visual inspection, the left kidney appeared to be larger than the right kidney. When the patient complained of left-sided abdominal pain 10 years later, she underwent a CT urogram, which showed a chronically obstructed left kidney—probably related to a surgical clip obstructing the distal third of the left ureter. She was diagnosed with hydronephrosis of the left kidney, which was essentially nonfunctioning. The urologist believed the clip had been left there during the first surgery 12 years earlier.

PATIENT’S CLAIM Dr. A was negligent for placing the clip on the ureter, causing kidney damage.

PHYSICIAN’S DEFENSE Because of the statute of limitation and state of repose, Dr. A moved for dismissal and summary judgment, but the motions were denied. He also claimed that clipping the ureter during the first surgery would have caused immediate excruciating pain. However, he admitted that partial obstruction could occur without pain and in fact lead to total obstruction and death of the kidney years later.

VERDICT $450,000 Massachusetts arbitration award.

Nurses reassure new mother, who then dies from PE

A 25-YEAR-OLD WOMAN GAVE BIRTH to a healthy boy. She did not feel well during the week after hospital discharge. When she called her ObGyn’s office to discuss her complaints, the nurses reassured her. Ten days after delivery, she was taken to the emergency room, where she died from a pulmonary embolism.

PLAINTIFF’S CLAIM The physician and nurses failed to respond properly to the patient’s complaints, which were consistent with a pulmonary embolism.

 

 

PHYSICIAN’S DEFENSE The patient was monitored properly. An embolism is a sudden event.

VERDICT $867,273 Tennessee verdict. The physician group was found 70% at fault and the hospital 30% at fault.

Despite US results, birth delayed to 41 weeks

ULTRASONOGRAPHY SHOWED a shortened cervix, a subchorionic hematoma, and a choroid plexus cyst in the fetal brain during a patient’s prenatal care. The ObGyns induced labor at 41 weeks’ gestation and then performed emergent cesarean delivery. The child suffered birth asphyxia, thrombocytopenia, hypocalcemia, and cerebral palsy.

PATIENT’S CLAIM The ObGyns should have induced labor and/or performed cesarean delivery before 39 weeks’ gestation, but they failed to recognize the significance of the mother’s condition.

PHYSICIANS’ DEFENSE Not reported.

VERDICT $1.1 million Michigan settlement.

Sponge emerges 7 months after cesarean delivery

A LAPAROTOMY SPONGE was unknowingly left in the abdomen of a 29-year-old woman who underwent cesarean delivery. Seven months later, she was examined for a stitch abscess. Thinking he was removing a retained stitch, the surgeon pulled out a 12-inch sponge. She was awake at the time and experienced severe pain. The next day, she underwent laparotomy and drains were placed. She remained hospitalized for several days and drainage continued for another 6 days. The patient suffered no permanent injury; incisions for both operations were made at the same site, and she later gave birth without complication.

PATIENT’S CLAIM Leaving a sponge inside her was negligent.

PHYSICIAN’S DEFENSE The nurses who assisted in the surgery were responsible for the retained sponge.

VERDICT $110,410 Illinois verdict against the surgeon. Confidential settlement with the hospital prior to trial.

Would an earlier birth have saved this stillborn child?

WHEN 32 WEEKS’ PREGNANT, a 16-year-old patient repeatedly told her ObGyn she was experiencing bleeding. Later, she reported decreased fetal movement, but a sonogram indicated nothing abnormal. Twenty-three days later, her infant was delivered stillborn.

PATIENT’S CLAIM Placental abruption, which occurred 24 to 96 hours before delivery, caused the stillbirth. Because of her risk factors—bleeding, age, smoking, decreased fetal movement—labor should have been induced or a cesarean delivery performed earlier.

PHYSICIAN’S DEFENSE Ultrasonography did not indicate placental abruption, so delivery at that time was not warranted. An umbilical cord accident—which was unforeseeable and unpreventable—caused the stillbirth.

VERDICT Kentucky defense verdict.

Mother claims she wasn’t told test results for Down syndrome

A TRIPLE SCREEN BLOOD TEST ordered for a patient under prenatal care indicated that she had a 1:37 chance of giving birth to a child with Down syndrome. Six months later, her infant was born with Down syndrome.

PATIENT’S CLAIM The obstetrician failed to inform her that the triple screen test indicated a risk of having a child with Down syndrome. If she had known, she would have undergone an abortion.

PHYSICIAN’S DEFENSE The patient was informed three times of the test results. She was advised to undergo amniocentesis to obtain a definitive diagnosis, but she refused.

VERDICT Maryland defense verdict.

References

These cases were selected by the editors of OBG Management from Medical Malpractice Verdicts, Settlements & Experts, with permission of the editor, Lewis Laska (www.verdictslaska.com). The information available to the editors about the cases presented here is sometimes incomplete. Moreover, the cases may or may not have merit. Nevertheless, these cases represent the types of clinical situations that typically result in litigation and are meant to illustrate nationwide variation in jury verdicts and awards.

References

These cases were selected by the editors of OBG Management from Medical Malpractice Verdicts, Settlements & Experts, with permission of the editor, Lewis Laska (www.verdictslaska.com). The information available to the editors about the cases presented here is sometimes incomplete. Moreover, the cases may or may not have merit. Nevertheless, these cases represent the types of clinical situations that typically result in litigation and are meant to illustrate nationwide variation in jury verdicts and awards.

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Editor’s note: Find more information about TIP in the box, “Want to learn more about TIP? About becoming certified as a TIP citizen volunteer?

2 CASES: Situations that stun

Your postop patient suffers acute chest pain and dyspnea on the second hospital day, becomes moribund, and dies. Her family, agitated and upset, has gathered in her hospital room. The unit nurse telephones you and asks you to come to the hospital.

Your brother calls to tell you that his teenaged daughter has just been killed in an automobile crash. He is at the emergency room of your local hospital and asks you to join him there.

In both cases, how can you prepare yourself for what you will face, and what you will say, when you arrive at the hospital?

Like all ObGyns, you have experience telling parents about an expected, or unexpected, perinatal death, and bringing news to a family when death comes finally to a patient who has metastatic cancer. But how well are you prepared to handle the two hypothetical scenarios above? Granted, they represent infrequent, if not rare, occurrences for most of us, in or outside our practices—but they happen.

In this article, we offer suggestions—based on extensive experience we’ve gained working with a national organization, the Trauma Intervention Program (TIP)—on how you can provide emotional first aid to family and other loved ones in the hours after your patient has died unexpectedly. We also briefly explain how TIP citizen volunteers can extend the comfort and counsel that you and other hospital team members provide immediately after the death.

5 basic skills for providing emotional First Aid

Be present in a caring manner. Caregivers often believe that they must do something. But survivors have repeatedly reported that what they appreciated most was just the person’s caring presence. This includes reaching out physically and emotionally: positioning one’s self at the survivor’s physical level of standing or sitting; a gentle touch; use of the person’s name; a soft voice; and acknowledging the reality of the experience.

Protect the survivors from unnecessary and inappropriate emotional and physical intrusions and behaviors. This skill includes redirecting survivors from making impulsive and, in particular, major decisions—most of which can wait. It also involves paying attention to the person’s physical needs, such as food, water, prescription medicine, and rest. Last, it means helping survivors find a safe place, where they can be protected from being pressured or victimized by others who may not have their best interests in mind.

Provide survivors with timely, clear, valid, and understandable information about what is happening; convey it in an affirming and useful manner. Doing so can be greatly reassuring to loved ones because there is often an urgent need to have answers to questions such as “What happened?” and “Why did this happen?” Preferably, this task falls to medical personnel but, at times, it’s necessary for another member of the team to act as the information advocate and to focus on what the survivors specifically want to know. The more accurate the information that survivors have, the less apt they are to blame themselves for the death of the patient or the circumstances of that death.

Help organize a simple plan that will facilitate survivors’ regaining a sense of control of the situation. Focusing on what needs to be done now mitigates the paralysis that causes a person to lose the capacity to deal with the novel demands created by tragedy.

Reinforce survivors’ source of strength. This is an essential step. Survivors will seek to find something or someone to hold onto in the first hours in an effort to survive emotionally and regain a sense of control. The task of the caregiver is to help them find that source of strength and then support its value once found.

After a death, a window opens briefly for crucial action and care

When a patient dies, your role is usually limited to the notification of death and whatever comfort you can provide in the short time you spend with the family and other loved ones (we’ll simply call them all “survivors” here). Most of us have not interacted with grieving survivors beyond that—in the several hours after the immediate time of the death.

But what does, or does not, happen during that subsequent interval has the potential to be healing for survivors or to cause them pain (and, it’s worth noting, to have a positive or a negative impact on your emotional health). In those hours, many thoughts crowd in for survivors: What happened to their loved one; what they were doing and how they were informed; the attitude, behavior, language, and tone of first responders and health care professionals. And all these thoughts become everlasting memories.

 

 

After such a traumatic event, those closest to the person who died often feel helpless and confused. Confronted with circumstances for which they are probably wholly unprepared, they are in emotional shock. Their lives have been irreparably altered and their priorities for the upcoming period have shifted.

Shock and confusion notwithstanding, the hours after a death require decision making by survivors. Being organized and decisive can be emotionally challenging and disruptive, and can bring repetitive stress for both family and health care professionals.

A period of turmoil calls for emotional First Aid

Immediately after a death, the family often finds itself surrounded by people who—to be blunt—soon have a job to return to. You and the other health care professionals on your team have other patients; you must get back on service and concentrate on their care.

The coroner or medical examiner’s office may need to determine if an autopsy is mandated.

The survivors have work to do, too: notify extended family and friends; make plans for a service; choose a mortuary for the burial or cremation; and care for young children, to name a few tasks.

Some families call for a personal pastor or a hospital chaplain to be present at this time. Well-meaning friends and family members arrive, too, and they often hold strong opinions about what should or shouldn’t be done next.

All of these activities and personalities have the potential to add unwanted emotional turmoil.

5 skills to master. Whether the caregiver who provided the notification of death is a physician, nurse, social worker, chaplain, or trained citizen volunteer, we have determined that five general skills form the basis for providing emotional first aid to survivors (see “5 basic skills for providing emotional First Aid,”).

Sample “Table of contents” for a hospital’s resource manual

We recommend that a comprehensive manual to inform and counsel grieving families contain these key sections. The manual should also contain a chapter on resources for families who speak any language other than English that is spoken widely in the community.

  • I. Coping after a tragedy

In considering the purpose of those five skills, however, consider this overarching tenet: A broken heart cannot be “fixed.” Don’t try! What you can offer to someone who is emotionally devastated is a caring presence. Just being there is powerful and will be experienced by survivors as deeply helpful. It is best, therefore, not to “overcare”—to do too much for them.

Benefits of an expanded team approach. We have found that a hospital crisis response team approach, with an identified role for each team member, can be of great value to survivors. In addition to the deceased patient’s attending physician and primary nurse, the team typically includes a social worker and hospital chaplain.

In many instances, however, these professionals have so many responsibilities that they are precluded from assisting survivors and from being present for more than a short time after the death. Furthermore, shift changes mean team members come and go during the hours crucial for the survivors; and few hospitals employ social workers and chaplains around the clock.

That is why our repeated experience supports an essential role for a certified, trained citizen volunteer whose only responsibility is to assist and support survivors at all times of the day, all week. This caregiver serves as a guide and a buffer to enable survivors to act on their wishes, feelings, values, and beliefs—not according to what others think should be done. The volunteer provides this necessary temporary support until survivors are able to depend reliably on family, friends, neighbors, and others.

Want to learn more about TIP? About becoming certified as a TIP citizen volunteer?

As noted, coauthor Dr. Chez is a certified citizen volunteer for the Trauma Intervention Program (TIP), established by coauthor Mr. Fortin in 1989 as a nonprofit organization

The national TIP organization, TIPNational, reports that it comprises 18 regional chapters in the United States that serve more than 75 cities, 100 hospitals, 67 police departments, and 55 fire departments. Mr. Fortin describes TIP as the largest operator of emergency services volunteer programs in the nation.

To learn more about TIP, how to become certified as a citizen volunteer, and other ways to participate in the organization’s work, visit www.tipnational.org/home1.htm.

This model of a trained volunteer was developed by the Trauma Intervention Program (TIP) with which we work. You can learn about TIP in the box, “Want to learn more about TIP? About becoming certified as a TIP citizen volunteer?,” and at www.tipnational.org/home1.htm.

 

 

The value of training and a manual

We strongly recommend that you encourage the administration at your hospital to create a response to expected and unanticipated adult death that includes education—for physicians, nurses, social workers, and hospital clergy—in emotional First Aid. The suggested reading list below forms a good basis for that education.

Last, we encourage hospitals to publish a resource manual for distribution to grieving families as an ongoing source of information. Our recommendations for the contents of such a resource manual appear in “Sample ‘Table of contents’ for a hospital’s resource manual”.

You can obtain a copy of the resource manual that we have found most useful in our work in Orange County (California) by writing to us in care of the Editors at obg@qhc.com. Please provide your name and mailing address with your request.

References

Suggested Reading

Bub B. Strategies for breaking bad news to patients. OBG Management. 2008;20(9):21-30.

Maciejewski PK, Zhang B, Block SD, Prigerson HG. An empirical examination of the stage theory of grief. JAMA. 2007;297(7):716-723.

Gold KJ, Kuznia AL, Hayward RA. How physicians cope with stillbirth or neonatal death: a national survey of obstetricians. Obstet Gynecol. 2008;112(1):29-34.

Iverson KV. Grave words: notifying survivors about sudden, unexpected deaths. Tucson, AZ: Galen Press; 1998. Resources. Trauma Intervention Programs, Inc. TIPNational Web site. www.tipnational.org/resources.htm.

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Ronald A. Chez, MD
Dr. Chez is a retired perinatologist. He is a certified Trauma intervention program (Tip) citizen volunteer, in which capacity he is officially called to crisis scenes by police, other first responders, and emergency department personnel to provide emotional and practical support to victims of traumatic events and their families in early hours after a tragedy.

Wayne Fortin, MS
Mr. Fortin is a licensed mental health professional. He established Trauma intervention programs, inc. (Tip) in 1989 as a nonprofit organization that provides immediate support to people who have been traumatized emotionally by crisis events.

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Wayne Fortin, MS
Mr. Fortin is a licensed mental health professional. He established Trauma intervention programs, inc. (Tip) in 1989 as a nonprofit organization that provides immediate support to people who have been traumatized emotionally by crisis events.

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Ronald A. Chez, MD
Dr. Chez is a retired perinatologist. He is a certified Trauma intervention program (Tip) citizen volunteer, in which capacity he is officially called to crisis scenes by police, other first responders, and emergency department personnel to provide emotional and practical support to victims of traumatic events and their families in early hours after a tragedy.

Wayne Fortin, MS
Mr. Fortin is a licensed mental health professional. He established Trauma intervention programs, inc. (Tip) in 1989 as a nonprofit organization that provides immediate support to people who have been traumatized emotionally by crisis events.

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Editor’s note: Find more information about TIP in the box, “Want to learn more about TIP? About becoming certified as a TIP citizen volunteer?

2 CASES: Situations that stun

Your postop patient suffers acute chest pain and dyspnea on the second hospital day, becomes moribund, and dies. Her family, agitated and upset, has gathered in her hospital room. The unit nurse telephones you and asks you to come to the hospital.

Your brother calls to tell you that his teenaged daughter has just been killed in an automobile crash. He is at the emergency room of your local hospital and asks you to join him there.

In both cases, how can you prepare yourself for what you will face, and what you will say, when you arrive at the hospital?

Like all ObGyns, you have experience telling parents about an expected, or unexpected, perinatal death, and bringing news to a family when death comes finally to a patient who has metastatic cancer. But how well are you prepared to handle the two hypothetical scenarios above? Granted, they represent infrequent, if not rare, occurrences for most of us, in or outside our practices—but they happen.

In this article, we offer suggestions—based on extensive experience we’ve gained working with a national organization, the Trauma Intervention Program (TIP)—on how you can provide emotional first aid to family and other loved ones in the hours after your patient has died unexpectedly. We also briefly explain how TIP citizen volunteers can extend the comfort and counsel that you and other hospital team members provide immediately after the death.

5 basic skills for providing emotional First Aid

Be present in a caring manner. Caregivers often believe that they must do something. But survivors have repeatedly reported that what they appreciated most was just the person’s caring presence. This includes reaching out physically and emotionally: positioning one’s self at the survivor’s physical level of standing or sitting; a gentle touch; use of the person’s name; a soft voice; and acknowledging the reality of the experience.

Protect the survivors from unnecessary and inappropriate emotional and physical intrusions and behaviors. This skill includes redirecting survivors from making impulsive and, in particular, major decisions—most of which can wait. It also involves paying attention to the person’s physical needs, such as food, water, prescription medicine, and rest. Last, it means helping survivors find a safe place, where they can be protected from being pressured or victimized by others who may not have their best interests in mind.

Provide survivors with timely, clear, valid, and understandable information about what is happening; convey it in an affirming and useful manner. Doing so can be greatly reassuring to loved ones because there is often an urgent need to have answers to questions such as “What happened?” and “Why did this happen?” Preferably, this task falls to medical personnel but, at times, it’s necessary for another member of the team to act as the information advocate and to focus on what the survivors specifically want to know. The more accurate the information that survivors have, the less apt they are to blame themselves for the death of the patient or the circumstances of that death.

Help organize a simple plan that will facilitate survivors’ regaining a sense of control of the situation. Focusing on what needs to be done now mitigates the paralysis that causes a person to lose the capacity to deal with the novel demands created by tragedy.

Reinforce survivors’ source of strength. This is an essential step. Survivors will seek to find something or someone to hold onto in the first hours in an effort to survive emotionally and regain a sense of control. The task of the caregiver is to help them find that source of strength and then support its value once found.

After a death, a window opens briefly for crucial action and care

When a patient dies, your role is usually limited to the notification of death and whatever comfort you can provide in the short time you spend with the family and other loved ones (we’ll simply call them all “survivors” here). Most of us have not interacted with grieving survivors beyond that—in the several hours after the immediate time of the death.

But what does, or does not, happen during that subsequent interval has the potential to be healing for survivors or to cause them pain (and, it’s worth noting, to have a positive or a negative impact on your emotional health). In those hours, many thoughts crowd in for survivors: What happened to their loved one; what they were doing and how they were informed; the attitude, behavior, language, and tone of first responders and health care professionals. And all these thoughts become everlasting memories.

 

 

After such a traumatic event, those closest to the person who died often feel helpless and confused. Confronted with circumstances for which they are probably wholly unprepared, they are in emotional shock. Their lives have been irreparably altered and their priorities for the upcoming period have shifted.

Shock and confusion notwithstanding, the hours after a death require decision making by survivors. Being organized and decisive can be emotionally challenging and disruptive, and can bring repetitive stress for both family and health care professionals.

A period of turmoil calls for emotional First Aid

Immediately after a death, the family often finds itself surrounded by people who—to be blunt—soon have a job to return to. You and the other health care professionals on your team have other patients; you must get back on service and concentrate on their care.

The coroner or medical examiner’s office may need to determine if an autopsy is mandated.

The survivors have work to do, too: notify extended family and friends; make plans for a service; choose a mortuary for the burial or cremation; and care for young children, to name a few tasks.

Some families call for a personal pastor or a hospital chaplain to be present at this time. Well-meaning friends and family members arrive, too, and they often hold strong opinions about what should or shouldn’t be done next.

All of these activities and personalities have the potential to add unwanted emotional turmoil.

5 skills to master. Whether the caregiver who provided the notification of death is a physician, nurse, social worker, chaplain, or trained citizen volunteer, we have determined that five general skills form the basis for providing emotional first aid to survivors (see “5 basic skills for providing emotional First Aid,”).

Sample “Table of contents” for a hospital’s resource manual

We recommend that a comprehensive manual to inform and counsel grieving families contain these key sections. The manual should also contain a chapter on resources for families who speak any language other than English that is spoken widely in the community.

  • I. Coping after a tragedy

In considering the purpose of those five skills, however, consider this overarching tenet: A broken heart cannot be “fixed.” Don’t try! What you can offer to someone who is emotionally devastated is a caring presence. Just being there is powerful and will be experienced by survivors as deeply helpful. It is best, therefore, not to “overcare”—to do too much for them.

Benefits of an expanded team approach. We have found that a hospital crisis response team approach, with an identified role for each team member, can be of great value to survivors. In addition to the deceased patient’s attending physician and primary nurse, the team typically includes a social worker and hospital chaplain.

In many instances, however, these professionals have so many responsibilities that they are precluded from assisting survivors and from being present for more than a short time after the death. Furthermore, shift changes mean team members come and go during the hours crucial for the survivors; and few hospitals employ social workers and chaplains around the clock.

That is why our repeated experience supports an essential role for a certified, trained citizen volunteer whose only responsibility is to assist and support survivors at all times of the day, all week. This caregiver serves as a guide and a buffer to enable survivors to act on their wishes, feelings, values, and beliefs—not according to what others think should be done. The volunteer provides this necessary temporary support until survivors are able to depend reliably on family, friends, neighbors, and others.

Want to learn more about TIP? About becoming certified as a TIP citizen volunteer?

As noted, coauthor Dr. Chez is a certified citizen volunteer for the Trauma Intervention Program (TIP), established by coauthor Mr. Fortin in 1989 as a nonprofit organization

The national TIP organization, TIPNational, reports that it comprises 18 regional chapters in the United States that serve more than 75 cities, 100 hospitals, 67 police departments, and 55 fire departments. Mr. Fortin describes TIP as the largest operator of emergency services volunteer programs in the nation.

To learn more about TIP, how to become certified as a citizen volunteer, and other ways to participate in the organization’s work, visit www.tipnational.org/home1.htm.

This model of a trained volunteer was developed by the Trauma Intervention Program (TIP) with which we work. You can learn about TIP in the box, “Want to learn more about TIP? About becoming certified as a TIP citizen volunteer?,” and at www.tipnational.org/home1.htm.

 

 

The value of training and a manual

We strongly recommend that you encourage the administration at your hospital to create a response to expected and unanticipated adult death that includes education—for physicians, nurses, social workers, and hospital clergy—in emotional First Aid. The suggested reading list below forms a good basis for that education.

Last, we encourage hospitals to publish a resource manual for distribution to grieving families as an ongoing source of information. Our recommendations for the contents of such a resource manual appear in “Sample ‘Table of contents’ for a hospital’s resource manual”.

You can obtain a copy of the resource manual that we have found most useful in our work in Orange County (California) by writing to us in care of the Editors at obg@qhc.com. Please provide your name and mailing address with your request.

Editor’s note: Find more information about TIP in the box, “Want to learn more about TIP? About becoming certified as a TIP citizen volunteer?

2 CASES: Situations that stun

Your postop patient suffers acute chest pain and dyspnea on the second hospital day, becomes moribund, and dies. Her family, agitated and upset, has gathered in her hospital room. The unit nurse telephones you and asks you to come to the hospital.

Your brother calls to tell you that his teenaged daughter has just been killed in an automobile crash. He is at the emergency room of your local hospital and asks you to join him there.

In both cases, how can you prepare yourself for what you will face, and what you will say, when you arrive at the hospital?

Like all ObGyns, you have experience telling parents about an expected, or unexpected, perinatal death, and bringing news to a family when death comes finally to a patient who has metastatic cancer. But how well are you prepared to handle the two hypothetical scenarios above? Granted, they represent infrequent, if not rare, occurrences for most of us, in or outside our practices—but they happen.

In this article, we offer suggestions—based on extensive experience we’ve gained working with a national organization, the Trauma Intervention Program (TIP)—on how you can provide emotional first aid to family and other loved ones in the hours after your patient has died unexpectedly. We also briefly explain how TIP citizen volunteers can extend the comfort and counsel that you and other hospital team members provide immediately after the death.

5 basic skills for providing emotional First Aid

Be present in a caring manner. Caregivers often believe that they must do something. But survivors have repeatedly reported that what they appreciated most was just the person’s caring presence. This includes reaching out physically and emotionally: positioning one’s self at the survivor’s physical level of standing or sitting; a gentle touch; use of the person’s name; a soft voice; and acknowledging the reality of the experience.

Protect the survivors from unnecessary and inappropriate emotional and physical intrusions and behaviors. This skill includes redirecting survivors from making impulsive and, in particular, major decisions—most of which can wait. It also involves paying attention to the person’s physical needs, such as food, water, prescription medicine, and rest. Last, it means helping survivors find a safe place, where they can be protected from being pressured or victimized by others who may not have their best interests in mind.

Provide survivors with timely, clear, valid, and understandable information about what is happening; convey it in an affirming and useful manner. Doing so can be greatly reassuring to loved ones because there is often an urgent need to have answers to questions such as “What happened?” and “Why did this happen?” Preferably, this task falls to medical personnel but, at times, it’s necessary for another member of the team to act as the information advocate and to focus on what the survivors specifically want to know. The more accurate the information that survivors have, the less apt they are to blame themselves for the death of the patient or the circumstances of that death.

Help organize a simple plan that will facilitate survivors’ regaining a sense of control of the situation. Focusing on what needs to be done now mitigates the paralysis that causes a person to lose the capacity to deal with the novel demands created by tragedy.

Reinforce survivors’ source of strength. This is an essential step. Survivors will seek to find something or someone to hold onto in the first hours in an effort to survive emotionally and regain a sense of control. The task of the caregiver is to help them find that source of strength and then support its value once found.

After a death, a window opens briefly for crucial action and care

When a patient dies, your role is usually limited to the notification of death and whatever comfort you can provide in the short time you spend with the family and other loved ones (we’ll simply call them all “survivors” here). Most of us have not interacted with grieving survivors beyond that—in the several hours after the immediate time of the death.

But what does, or does not, happen during that subsequent interval has the potential to be healing for survivors or to cause them pain (and, it’s worth noting, to have a positive or a negative impact on your emotional health). In those hours, many thoughts crowd in for survivors: What happened to their loved one; what they were doing and how they were informed; the attitude, behavior, language, and tone of first responders and health care professionals. And all these thoughts become everlasting memories.

 

 

After such a traumatic event, those closest to the person who died often feel helpless and confused. Confronted with circumstances for which they are probably wholly unprepared, they are in emotional shock. Their lives have been irreparably altered and their priorities for the upcoming period have shifted.

Shock and confusion notwithstanding, the hours after a death require decision making by survivors. Being organized and decisive can be emotionally challenging and disruptive, and can bring repetitive stress for both family and health care professionals.

A period of turmoil calls for emotional First Aid

Immediately after a death, the family often finds itself surrounded by people who—to be blunt—soon have a job to return to. You and the other health care professionals on your team have other patients; you must get back on service and concentrate on their care.

The coroner or medical examiner’s office may need to determine if an autopsy is mandated.

The survivors have work to do, too: notify extended family and friends; make plans for a service; choose a mortuary for the burial or cremation; and care for young children, to name a few tasks.

Some families call for a personal pastor or a hospital chaplain to be present at this time. Well-meaning friends and family members arrive, too, and they often hold strong opinions about what should or shouldn’t be done next.

All of these activities and personalities have the potential to add unwanted emotional turmoil.

5 skills to master. Whether the caregiver who provided the notification of death is a physician, nurse, social worker, chaplain, or trained citizen volunteer, we have determined that five general skills form the basis for providing emotional first aid to survivors (see “5 basic skills for providing emotional First Aid,”).

Sample “Table of contents” for a hospital’s resource manual

We recommend that a comprehensive manual to inform and counsel grieving families contain these key sections. The manual should also contain a chapter on resources for families who speak any language other than English that is spoken widely in the community.

  • I. Coping after a tragedy

In considering the purpose of those five skills, however, consider this overarching tenet: A broken heart cannot be “fixed.” Don’t try! What you can offer to someone who is emotionally devastated is a caring presence. Just being there is powerful and will be experienced by survivors as deeply helpful. It is best, therefore, not to “overcare”—to do too much for them.

Benefits of an expanded team approach. We have found that a hospital crisis response team approach, with an identified role for each team member, can be of great value to survivors. In addition to the deceased patient’s attending physician and primary nurse, the team typically includes a social worker and hospital chaplain.

In many instances, however, these professionals have so many responsibilities that they are precluded from assisting survivors and from being present for more than a short time after the death. Furthermore, shift changes mean team members come and go during the hours crucial for the survivors; and few hospitals employ social workers and chaplains around the clock.

That is why our repeated experience supports an essential role for a certified, trained citizen volunteer whose only responsibility is to assist and support survivors at all times of the day, all week. This caregiver serves as a guide and a buffer to enable survivors to act on their wishes, feelings, values, and beliefs—not according to what others think should be done. The volunteer provides this necessary temporary support until survivors are able to depend reliably on family, friends, neighbors, and others.

Want to learn more about TIP? About becoming certified as a TIP citizen volunteer?

As noted, coauthor Dr. Chez is a certified citizen volunteer for the Trauma Intervention Program (TIP), established by coauthor Mr. Fortin in 1989 as a nonprofit organization

The national TIP organization, TIPNational, reports that it comprises 18 regional chapters in the United States that serve more than 75 cities, 100 hospitals, 67 police departments, and 55 fire departments. Mr. Fortin describes TIP as the largest operator of emergency services volunteer programs in the nation.

To learn more about TIP, how to become certified as a citizen volunteer, and other ways to participate in the organization’s work, visit www.tipnational.org/home1.htm.

This model of a trained volunteer was developed by the Trauma Intervention Program (TIP) with which we work. You can learn about TIP in the box, “Want to learn more about TIP? About becoming certified as a TIP citizen volunteer?,” and at www.tipnational.org/home1.htm.

 

 

The value of training and a manual

We strongly recommend that you encourage the administration at your hospital to create a response to expected and unanticipated adult death that includes education—for physicians, nurses, social workers, and hospital clergy—in emotional First Aid. The suggested reading list below forms a good basis for that education.

Last, we encourage hospitals to publish a resource manual for distribution to grieving families as an ongoing source of information. Our recommendations for the contents of such a resource manual appear in “Sample ‘Table of contents’ for a hospital’s resource manual”.

You can obtain a copy of the resource manual that we have found most useful in our work in Orange County (California) by writing to us in care of the Editors at obg@qhc.com. Please provide your name and mailing address with your request.

References

Suggested Reading

Bub B. Strategies for breaking bad news to patients. OBG Management. 2008;20(9):21-30.

Maciejewski PK, Zhang B, Block SD, Prigerson HG. An empirical examination of the stage theory of grief. JAMA. 2007;297(7):716-723.

Gold KJ, Kuznia AL, Hayward RA. How physicians cope with stillbirth or neonatal death: a national survey of obstetricians. Obstet Gynecol. 2008;112(1):29-34.

Iverson KV. Grave words: notifying survivors about sudden, unexpected deaths. Tucson, AZ: Galen Press; 1998. Resources. Trauma Intervention Programs, Inc. TIPNational Web site. www.tipnational.org/resources.htm.

References

Suggested Reading

Bub B. Strategies for breaking bad news to patients. OBG Management. 2008;20(9):21-30.

Maciejewski PK, Zhang B, Block SD, Prigerson HG. An empirical examination of the stage theory of grief. JAMA. 2007;297(7):716-723.

Gold KJ, Kuznia AL, Hayward RA. How physicians cope with stillbirth or neonatal death: a national survey of obstetricians. Obstet Gynecol. 2008;112(1):29-34.

Iverson KV. Grave words: notifying survivors about sudden, unexpected deaths. Tucson, AZ: Galen Press; 1998. Resources. Trauma Intervention Programs, Inc. TIPNational Web site. www.tipnational.org/resources.htm.

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Electronic prescribing was supposed to be standard practice by now. With all the predictions of increased efficiencies and cost savings, policymakers and health plan administrators were sure physicians would adopt the technology--but the associated costs and hassles dissuaded most.

The Centers for Medicare and Medicaid Services thought it could turn the tide last year by adding a financial incentive: a 2% bonus on Medicare Part B payments. That didn't do the trick either; accessibility and cost issues remained, and the various "G" codes that had to be added to Medicare claims to document e-prescribing were confusing and annoying.

As 2009 ended, only 10%-15% of American physicians were e-prescribing. If you're in the prehistoric majority, 2010 may be the year to reconsider: CMS has made it much easier to collect the 2% bonus with a minimum of e-prescribing effort. This year, if you can show that you are using a qualified e-prescribing program on only 25 Medicare claims over the course of the entire year, you'll get the 2% bonus on every Medicare Part B claim you file in 2010.

In addition, CMS has simplified the reporting process by eliminating all add-on codes except G8553, the one that indicates you have a qualified e-prescribing program and you used it to provide at least one prescription at the visit being billed.

Of course, CMS is hoping you won't quit after only 25 claims; they're betting you'll notice a decrease in paperwork, simplification of record keeping, fewer misspellings and handwriting misreads, and a greater awareness of contraindications and drug interactions, plus simplified access to patients' medication histories.

To address the cost and accessibility problems, a coalition of insurance and technology companies called the National e-Prescribing Patient Safety Initiative (NEPSI) has provided $100 million in funding to offer free e-prescribing technology to all doctors nationwide. NEPSI members include Allscripts, SureScripts, and NaviMedix, as well as Google, Dell, Cisco, Fujitsu, Microsoft, Sprint, Aetna, Horizon Blue Cross/Blue Shield, WellPoint, and Wolters Kluwer Health. (I have no financial interest in any company or product mentioned in this column.)

Thanks to the efforts of NEPSI and others, e-prescribing is now quick and easy for most practices to set up and use. Pharmacies have already done most of the work to make themselves compatible; about 70% of U.S. pharmacies can now handle electronic prescriptions. Setup methods vary, but the concepts and requirements for each company are generally similar. You can incorporate e-prescribing into many electronic health record systems, or set it up as a separate, stand alone system. In most cases, all you need to get started is an Internet-enabled computer with a high-speed connection, and a database of patients.

Keep in mind that this will not be a complete transition; you cannot entirely eliminate paper prescriptions from your practice. Beside the 30% of pharmacies not equipped for e-prescribing, Drug Enforcement Administration rules prohibit sending controlled substance prescriptions electronically.

A nonprofit foundation called eHealth Initiative has released an excellent guide for physicians on e-prescribing. You can find it at www.ehealthinitiative.org/ basics-what-electronic-prescribing.html. You can learn more about NEPSI, and sign up for their free, online-based prescribing software at www.nationalerx.com.

A list of other companies currently offering e-prescribing software, along with links to their respective Web sites, can be found at www.eprescribing.info/epre scribe/companylist.aspx.

Details of the CMS incentive program are available at http://www.cms.hhs.gov/ERxIncentive/. The 2% incentive will decrease to 1% in 2011 and 2012, then to 0.5% in 2013. But beginning in 2012 there will be a 1% penalty for not e-prescribing, increasing to 1.5% in 2013 and 2% in 2014 and thereafter.

Bureaucrats hope 75% of us will be prescribing electronically by 2014, 90% by 2018. And that, in turn, they claim, will save the government $22 billion over the next decade.

Maybe, maybe not. But with only 25 e-prescriptions required to collect the 2% bonus this year, it is, as outgoing AAD President David Pariser puts it, "a no-brainer" to give e-prescribing a try.

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Electronic prescribing was supposed to be standard practice by now. With all the predictions of increased efficiencies and cost savings, policymakers and health plan administrators were sure physicians would adopt the technology--but the associated costs and hassles dissuaded most.

The Centers for Medicare and Medicaid Services thought it could turn the tide last year by adding a financial incentive: a 2% bonus on Medicare Part B payments. That didn't do the trick either; accessibility and cost issues remained, and the various "G" codes that had to be added to Medicare claims to document e-prescribing were confusing and annoying.

As 2009 ended, only 10%-15% of American physicians were e-prescribing. If you're in the prehistoric majority, 2010 may be the year to reconsider: CMS has made it much easier to collect the 2% bonus with a minimum of e-prescribing effort. This year, if you can show that you are using a qualified e-prescribing program on only 25 Medicare claims over the course of the entire year, you'll get the 2% bonus on every Medicare Part B claim you file in 2010.

In addition, CMS has simplified the reporting process by eliminating all add-on codes except G8553, the one that indicates you have a qualified e-prescribing program and you used it to provide at least one prescription at the visit being billed.

Of course, CMS is hoping you won't quit after only 25 claims; they're betting you'll notice a decrease in paperwork, simplification of record keeping, fewer misspellings and handwriting misreads, and a greater awareness of contraindications and drug interactions, plus simplified access to patients' medication histories.

To address the cost and accessibility problems, a coalition of insurance and technology companies called the National e-Prescribing Patient Safety Initiative (NEPSI) has provided $100 million in funding to offer free e-prescribing technology to all doctors nationwide. NEPSI members include Allscripts, SureScripts, and NaviMedix, as well as Google, Dell, Cisco, Fujitsu, Microsoft, Sprint, Aetna, Horizon Blue Cross/Blue Shield, WellPoint, and Wolters Kluwer Health. (I have no financial interest in any company or product mentioned in this column.)

Thanks to the efforts of NEPSI and others, e-prescribing is now quick and easy for most practices to set up and use. Pharmacies have already done most of the work to make themselves compatible; about 70% of U.S. pharmacies can now handle electronic prescriptions. Setup methods vary, but the concepts and requirements for each company are generally similar. You can incorporate e-prescribing into many electronic health record systems, or set it up as a separate, stand alone system. In most cases, all you need to get started is an Internet-enabled computer with a high-speed connection, and a database of patients.

Keep in mind that this will not be a complete transition; you cannot entirely eliminate paper prescriptions from your practice. Beside the 30% of pharmacies not equipped for e-prescribing, Drug Enforcement Administration rules prohibit sending controlled substance prescriptions electronically.

A nonprofit foundation called eHealth Initiative has released an excellent guide for physicians on e-prescribing. You can find it at www.ehealthinitiative.org/ basics-what-electronic-prescribing.html. You can learn more about NEPSI, and sign up for their free, online-based prescribing software at www.nationalerx.com.

A list of other companies currently offering e-prescribing software, along with links to their respective Web sites, can be found at www.eprescribing.info/epre scribe/companylist.aspx.

Details of the CMS incentive program are available at http://www.cms.hhs.gov/ERxIncentive/. The 2% incentive will decrease to 1% in 2011 and 2012, then to 0.5% in 2013. But beginning in 2012 there will be a 1% penalty for not e-prescribing, increasing to 1.5% in 2013 and 2% in 2014 and thereafter.

Bureaucrats hope 75% of us will be prescribing electronically by 2014, 90% by 2018. And that, in turn, they claim, will save the government $22 billion over the next decade.

Maybe, maybe not. But with only 25 e-prescriptions required to collect the 2% bonus this year, it is, as outgoing AAD President David Pariser puts it, "a no-brainer" to give e-prescribing a try.

Electronic prescribing was supposed to be standard practice by now. With all the predictions of increased efficiencies and cost savings, policymakers and health plan administrators were sure physicians would adopt the technology--but the associated costs and hassles dissuaded most.

The Centers for Medicare and Medicaid Services thought it could turn the tide last year by adding a financial incentive: a 2% bonus on Medicare Part B payments. That didn't do the trick either; accessibility and cost issues remained, and the various "G" codes that had to be added to Medicare claims to document e-prescribing were confusing and annoying.

As 2009 ended, only 10%-15% of American physicians were e-prescribing. If you're in the prehistoric majority, 2010 may be the year to reconsider: CMS has made it much easier to collect the 2% bonus with a minimum of e-prescribing effort. This year, if you can show that you are using a qualified e-prescribing program on only 25 Medicare claims over the course of the entire year, you'll get the 2% bonus on every Medicare Part B claim you file in 2010.

In addition, CMS has simplified the reporting process by eliminating all add-on codes except G8553, the one that indicates you have a qualified e-prescribing program and you used it to provide at least one prescription at the visit being billed.

Of course, CMS is hoping you won't quit after only 25 claims; they're betting you'll notice a decrease in paperwork, simplification of record keeping, fewer misspellings and handwriting misreads, and a greater awareness of contraindications and drug interactions, plus simplified access to patients' medication histories.

To address the cost and accessibility problems, a coalition of insurance and technology companies called the National e-Prescribing Patient Safety Initiative (NEPSI) has provided $100 million in funding to offer free e-prescribing technology to all doctors nationwide. NEPSI members include Allscripts, SureScripts, and NaviMedix, as well as Google, Dell, Cisco, Fujitsu, Microsoft, Sprint, Aetna, Horizon Blue Cross/Blue Shield, WellPoint, and Wolters Kluwer Health. (I have no financial interest in any company or product mentioned in this column.)

Thanks to the efforts of NEPSI and others, e-prescribing is now quick and easy for most practices to set up and use. Pharmacies have already done most of the work to make themselves compatible; about 70% of U.S. pharmacies can now handle electronic prescriptions. Setup methods vary, but the concepts and requirements for each company are generally similar. You can incorporate e-prescribing into many electronic health record systems, or set it up as a separate, stand alone system. In most cases, all you need to get started is an Internet-enabled computer with a high-speed connection, and a database of patients.

Keep in mind that this will not be a complete transition; you cannot entirely eliminate paper prescriptions from your practice. Beside the 30% of pharmacies not equipped for e-prescribing, Drug Enforcement Administration rules prohibit sending controlled substance prescriptions electronically.

A nonprofit foundation called eHealth Initiative has released an excellent guide for physicians on e-prescribing. You can find it at www.ehealthinitiative.org/ basics-what-electronic-prescribing.html. You can learn more about NEPSI, and sign up for their free, online-based prescribing software at www.nationalerx.com.

A list of other companies currently offering e-prescribing software, along with links to their respective Web sites, can be found at www.eprescribing.info/epre scribe/companylist.aspx.

Details of the CMS incentive program are available at http://www.cms.hhs.gov/ERxIncentive/. The 2% incentive will decrease to 1% in 2011 and 2012, then to 0.5% in 2013. But beginning in 2012 there will be a 1% penalty for not e-prescribing, increasing to 1.5% in 2013 and 2% in 2014 and thereafter.

Bureaucrats hope 75% of us will be prescribing electronically by 2014, 90% by 2018. And that, in turn, they claim, will save the government $22 billion over the next decade.

Maybe, maybe not. But with only 25 e-prescriptions required to collect the 2% bonus this year, it is, as outgoing AAD President David Pariser puts it, "a no-brainer" to give e-prescribing a try.

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A recent query on the DermChat listserv about the type of music that is most appropriate for medical offices yielded a surprisingly wide range of opinions.

"Doesn't matter to me," said one dermatologist. "I let the staff decide, since they are there all the time, and the patients (hopefully) only for a short time."

"I play what I want to hear," said another. "I play only classical - the most 'recent' composer being Mozart - and have done so since I opened my office. I get compliments all the time about the music."

"Playing overhead music is unprofessional," insisted a third. "No music is the best music.If I played my favorite music (opera), patients would not like it.So why should I be subjected to a similar torture, or why should my patients listen to what my front desk likes?"

"I can't function without music," said yet another."It is like oxygen for me."

The diversity of opinions led me to wonder how my own patients felt about my office music. So I randomly polled several dozen of them over a 2-week period. Most said that our mix was appropriate and pleasant; the rest had no opinion one way or the other. No one said it was annoying or offensive, or that they would prefer no music at all.

Later in the week, one patient followed up with an e-mail message:

"I got to thinking about your questions about your office music, and how the atmosphere in your office is so relaxed, and I realized that the music contributes a lot. It instantly puts me at ease when I walk through the door. Believe me, not every doctor's office does that!"

So, music does seem to make a difference for some patients, at least. I'm happy about that, because, like one of the DermChat respondents, I couldn't work well without it. Besides, I worry less about patients overhearing other patients' conversations.

Your preferences (or your employees' or patients') will determine what kind of music you play. I basically agree that you should pick what you and your staff like to listen to, because you and they listen to it all day while patients come and go.

In my office we play a satellite radio mix of classical, classic rock, and jazz, which varies as the mood strikes us. Those three genres tend to be calm enough to create a serene, relaxed atmosphere without being soporific. Younger patients may prefer more exciting stuff, but I notice that many of them have MP3 players anyway.

Occasionally I bring in a few selections from my extensive, rather eclectic (some say eccentric) vinyl and CD collection to break up the routine.

Each room in the office has its own speakers, with individual volume controls so the music can be "backgrounded" when necessary.

I should point out that there are legal issues involved here: Playing music from a CD, MP3, or regular radio in your office technically requires you to pay royalties to ASCAP (American Society of Composers, Authors, and Publishers), BMI (Broadcast Music Inc.), and SESAC - the agencies that represent the music copyright owners. Using background music to entertain your patients and employees in a commercial setting is considered a public performance of the music, which requires a commercial license be obtained to pay royalty obligations to the artists and the record labels that represent them.

That's one reason (the wide range of musical choices and absence of commercials are others) that I use satellite radio: All licenses and royalties are included in the cost of their commercial subscriptions.

The recordings I bring from home are all classical music, which is in the public domain and not subject to royalty payments.

Although I know of no physician's office that has actually been asked to pay royalties, the possibility exists; it has been known to happen to larger businesses such as department stores and supermarkets.

Whatever venue and genre choices you make, remember that the ultimate goal is to create a more pleasant environment for your patients, employees, and yourself. If that occasionally requires a bit of flexibility, so be it.

The DermChat physician who insists on all classical music, all the time, later told me he has been known to make exceptions. "I did have one very nice fellow bring a boom box, and he played oldies in the waiting room," he said. "But he did it nicely, and he announced he was going to do it. Everyone, including [the receptionist], was boogying like crazy out in the waiting room. It was very entertaining!"

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A recent query on the DermChat listserv about the type of music that is most appropriate for medical offices yielded a surprisingly wide range of opinions.

"Doesn't matter to me," said one dermatologist. "I let the staff decide, since they are there all the time, and the patients (hopefully) only for a short time."

"I play what I want to hear," said another. "I play only classical - the most 'recent' composer being Mozart - and have done so since I opened my office. I get compliments all the time about the music."

"Playing overhead music is unprofessional," insisted a third. "No music is the best music.If I played my favorite music (opera), patients would not like it.So why should I be subjected to a similar torture, or why should my patients listen to what my front desk likes?"

"I can't function without music," said yet another."It is like oxygen for me."

The diversity of opinions led me to wonder how my own patients felt about my office music. So I randomly polled several dozen of them over a 2-week period. Most said that our mix was appropriate and pleasant; the rest had no opinion one way or the other. No one said it was annoying or offensive, or that they would prefer no music at all.

Later in the week, one patient followed up with an e-mail message:

"I got to thinking about your questions about your office music, and how the atmosphere in your office is so relaxed, and I realized that the music contributes a lot. It instantly puts me at ease when I walk through the door. Believe me, not every doctor's office does that!"

So, music does seem to make a difference for some patients, at least. I'm happy about that, because, like one of the DermChat respondents, I couldn't work well without it. Besides, I worry less about patients overhearing other patients' conversations.

Your preferences (or your employees' or patients') will determine what kind of music you play. I basically agree that you should pick what you and your staff like to listen to, because you and they listen to it all day while patients come and go.

In my office we play a satellite radio mix of classical, classic rock, and jazz, which varies as the mood strikes us. Those three genres tend to be calm enough to create a serene, relaxed atmosphere without being soporific. Younger patients may prefer more exciting stuff, but I notice that many of them have MP3 players anyway.

Occasionally I bring in a few selections from my extensive, rather eclectic (some say eccentric) vinyl and CD collection to break up the routine.

Each room in the office has its own speakers, with individual volume controls so the music can be "backgrounded" when necessary.

I should point out that there are legal issues involved here: Playing music from a CD, MP3, or regular radio in your office technically requires you to pay royalties to ASCAP (American Society of Composers, Authors, and Publishers), BMI (Broadcast Music Inc.), and SESAC - the agencies that represent the music copyright owners. Using background music to entertain your patients and employees in a commercial setting is considered a public performance of the music, which requires a commercial license be obtained to pay royalty obligations to the artists and the record labels that represent them.

That's one reason (the wide range of musical choices and absence of commercials are others) that I use satellite radio: All licenses and royalties are included in the cost of their commercial subscriptions.

The recordings I bring from home are all classical music, which is in the public domain and not subject to royalty payments.

Although I know of no physician's office that has actually been asked to pay royalties, the possibility exists; it has been known to happen to larger businesses such as department stores and supermarkets.

Whatever venue and genre choices you make, remember that the ultimate goal is to create a more pleasant environment for your patients, employees, and yourself. If that occasionally requires a bit of flexibility, so be it.

The DermChat physician who insists on all classical music, all the time, later told me he has been known to make exceptions. "I did have one very nice fellow bring a boom box, and he played oldies in the waiting room," he said. "But he did it nicely, and he announced he was going to do it. Everyone, including [the receptionist], was boogying like crazy out in the waiting room. It was very entertaining!"

A recent query on the DermChat listserv about the type of music that is most appropriate for medical offices yielded a surprisingly wide range of opinions.

"Doesn't matter to me," said one dermatologist. "I let the staff decide, since they are there all the time, and the patients (hopefully) only for a short time."

"I play what I want to hear," said another. "I play only classical - the most 'recent' composer being Mozart - and have done so since I opened my office. I get compliments all the time about the music."

"Playing overhead music is unprofessional," insisted a third. "No music is the best music.If I played my favorite music (opera), patients would not like it.So why should I be subjected to a similar torture, or why should my patients listen to what my front desk likes?"

"I can't function without music," said yet another."It is like oxygen for me."

The diversity of opinions led me to wonder how my own patients felt about my office music. So I randomly polled several dozen of them over a 2-week period. Most said that our mix was appropriate and pleasant; the rest had no opinion one way or the other. No one said it was annoying or offensive, or that they would prefer no music at all.

Later in the week, one patient followed up with an e-mail message:

"I got to thinking about your questions about your office music, and how the atmosphere in your office is so relaxed, and I realized that the music contributes a lot. It instantly puts me at ease when I walk through the door. Believe me, not every doctor's office does that!"

So, music does seem to make a difference for some patients, at least. I'm happy about that, because, like one of the DermChat respondents, I couldn't work well without it. Besides, I worry less about patients overhearing other patients' conversations.

Your preferences (or your employees' or patients') will determine what kind of music you play. I basically agree that you should pick what you and your staff like to listen to, because you and they listen to it all day while patients come and go.

In my office we play a satellite radio mix of classical, classic rock, and jazz, which varies as the mood strikes us. Those three genres tend to be calm enough to create a serene, relaxed atmosphere without being soporific. Younger patients may prefer more exciting stuff, but I notice that many of them have MP3 players anyway.

Occasionally I bring in a few selections from my extensive, rather eclectic (some say eccentric) vinyl and CD collection to break up the routine.

Each room in the office has its own speakers, with individual volume controls so the music can be "backgrounded" when necessary.

I should point out that there are legal issues involved here: Playing music from a CD, MP3, or regular radio in your office technically requires you to pay royalties to ASCAP (American Society of Composers, Authors, and Publishers), BMI (Broadcast Music Inc.), and SESAC - the agencies that represent the music copyright owners. Using background music to entertain your patients and employees in a commercial setting is considered a public performance of the music, which requires a commercial license be obtained to pay royalty obligations to the artists and the record labels that represent them.

That's one reason (the wide range of musical choices and absence of commercials are others) that I use satellite radio: All licenses and royalties are included in the cost of their commercial subscriptions.

The recordings I bring from home are all classical music, which is in the public domain and not subject to royalty payments.

Although I know of no physician's office that has actually been asked to pay royalties, the possibility exists; it has been known to happen to larger businesses such as department stores and supermarkets.

Whatever venue and genre choices you make, remember that the ultimate goal is to create a more pleasant environment for your patients, employees, and yourself. If that occasionally requires a bit of flexibility, so be it.

The DermChat physician who insists on all classical music, all the time, later told me he has been known to make exceptions. "I did have one very nice fellow bring a boom box, and he played oldies in the waiting room," he said. "But he did it nicely, and he announced he was going to do it. Everyone, including [the receptionist], was boogying like crazy out in the waiting room. It was very entertaining!"

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Is This the Year to Try E-Prescribing?

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Electronic prescribing was supposed to be standard practice by now.

With all the predictions of increased efficiencies and cost savings, policymakers and health plan administrators were sure physicians would quickly adopt the new technology—but the associated costs and hassles dissuaded most. And many didn't see any benefits, either for patients or for themselves.

The Centers for Medicare and Medicaid Services thought it could turn the tide last year by adding a financial incentive: a 2% bonus on Medicare Part B payments. That didn't do the trick either; accessibility and cost issues remained, and the various “G” codes that had to be added to Medicare claims to document e-prescribing were confusing and annoying.

As 2009 ended, only 10%-15% of American physicians were e-prescribing.

If you're in the prehistoric majority, 2010 may be the year to reconsider: CMS has made it much easier to collect the 2% bonus with a minimum of e-prescribing effort; plus, a consortium of tech companies has made the technology readily accessible and free.

This year, if you can show that you are using a qualified e-prescribing program on only 25 Medicare claims over the course of the entire year, you'll get the 2% bonus on every Medicare Part B claim you file in 2010.

In addition, CMS has simplified the reporting process by eliminating all add-on codes except G8553, the one that indicates you have a qualified e-prescribing program and you used it to provide at least one prescription at the visit being billed.

Of course, CMS is hoping you won't quit after only 25 claims; they're betting you'll notice a decrease in paperwork, simplification of record keeping, fewer misspellings and handwriting misreads, and a greater awareness of contraindications and drug interactions, plus simplified access to patients' medication histories. And they hope you'll see a decrease in pharmacy phone calls, prior authorization nonsense, and treatment delays because of formulary issues. Further, they hope, your patients will appreciate seeing their prescriptions filled faster, with fewer errors.

To address cost and accessibility problems, a coalition of insurance and technology companies, the National e-Prescribing Patient Safety Initiative (NEPSI), has provided $100 million in funding to offer free e-prescribing technology to all phsyicans nationwide. NEPSI members include Allscripts, SureScripts, and NaviMedix, as well as Google, Dell, Cisco, Fujitsu, Microsoft, Sprint, Aetna, Horizon Blue Cross/Blue Shield, WellPoint, and Wolters Kluwer Health.

Thanks to the efforts of NEPSI and others, e-prescribing is now quick and easy for most practices to set up and use. Pharmacies have already done most of the work to make themselves compatible; about 70% of U.S. pharmacies can now handle electronic prescriptions. You can incorporate e-prescribing into many electronic health record systems, or set it up as a separate, stand alone system.

In most cases, all you need to get started is an Internet-enabled computer with a high-speed connection (not dial-up), and a database of patients.

A nonprofit foundation called eHealth Initiative has released an excellent guide for physicians who are considering making the switch to e-prescribing, as well as for those who have already switched. You can find it at www.ehealthinitiative.org/basics-what-electronic-prescribing.html

You can learn more about NEPSI and sign up for their free, online-based prescribing software at their Web site, www.nationalerx.com

A list of other companies that currently offer e-prescribing software, along with links to their respective Web sites, can be found at www.eprescribing.info/eprescribe/companylist.aspx

Details of the CMS incentive program are available at www.cms.hhs.gov/ERxIncentive/

With cost, accessibility, and hassle roadblocks removed, bureaucrats hope 75% of us will be prescribing electronically by 2014, 90% by 2018. And that, in turn, they claim, will save the government $22 billion over the next decade due to increased use of generic drugs and decreased prescribing errors.

Maybe, maybe not. But with only 25 e-prescriptions required to collect the 2% bonus this year, it's a “no-brainer” to give electronic prescribing a try.

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Electronic prescribing was supposed to be standard practice by now.

With all the predictions of increased efficiencies and cost savings, policymakers and health plan administrators were sure physicians would quickly adopt the new technology—but the associated costs and hassles dissuaded most. And many didn't see any benefits, either for patients or for themselves.

The Centers for Medicare and Medicaid Services thought it could turn the tide last year by adding a financial incentive: a 2% bonus on Medicare Part B payments. That didn't do the trick either; accessibility and cost issues remained, and the various “G” codes that had to be added to Medicare claims to document e-prescribing were confusing and annoying.

As 2009 ended, only 10%-15% of American physicians were e-prescribing.

If you're in the prehistoric majority, 2010 may be the year to reconsider: CMS has made it much easier to collect the 2% bonus with a minimum of e-prescribing effort; plus, a consortium of tech companies has made the technology readily accessible and free.

This year, if you can show that you are using a qualified e-prescribing program on only 25 Medicare claims over the course of the entire year, you'll get the 2% bonus on every Medicare Part B claim you file in 2010.

In addition, CMS has simplified the reporting process by eliminating all add-on codes except G8553, the one that indicates you have a qualified e-prescribing program and you used it to provide at least one prescription at the visit being billed.

Of course, CMS is hoping you won't quit after only 25 claims; they're betting you'll notice a decrease in paperwork, simplification of record keeping, fewer misspellings and handwriting misreads, and a greater awareness of contraindications and drug interactions, plus simplified access to patients' medication histories. And they hope you'll see a decrease in pharmacy phone calls, prior authorization nonsense, and treatment delays because of formulary issues. Further, they hope, your patients will appreciate seeing their prescriptions filled faster, with fewer errors.

To address cost and accessibility problems, a coalition of insurance and technology companies, the National e-Prescribing Patient Safety Initiative (NEPSI), has provided $100 million in funding to offer free e-prescribing technology to all phsyicans nationwide. NEPSI members include Allscripts, SureScripts, and NaviMedix, as well as Google, Dell, Cisco, Fujitsu, Microsoft, Sprint, Aetna, Horizon Blue Cross/Blue Shield, WellPoint, and Wolters Kluwer Health.

Thanks to the efforts of NEPSI and others, e-prescribing is now quick and easy for most practices to set up and use. Pharmacies have already done most of the work to make themselves compatible; about 70% of U.S. pharmacies can now handle electronic prescriptions. You can incorporate e-prescribing into many electronic health record systems, or set it up as a separate, stand alone system.

In most cases, all you need to get started is an Internet-enabled computer with a high-speed connection (not dial-up), and a database of patients.

A nonprofit foundation called eHealth Initiative has released an excellent guide for physicians who are considering making the switch to e-prescribing, as well as for those who have already switched. You can find it at www.ehealthinitiative.org/basics-what-electronic-prescribing.html

You can learn more about NEPSI and sign up for their free, online-based prescribing software at their Web site, www.nationalerx.com

A list of other companies that currently offer e-prescribing software, along with links to their respective Web sites, can be found at www.eprescribing.info/eprescribe/companylist.aspx

Details of the CMS incentive program are available at www.cms.hhs.gov/ERxIncentive/

With cost, accessibility, and hassle roadblocks removed, bureaucrats hope 75% of us will be prescribing electronically by 2014, 90% by 2018. And that, in turn, they claim, will save the government $22 billion over the next decade due to increased use of generic drugs and decreased prescribing errors.

Maybe, maybe not. But with only 25 e-prescriptions required to collect the 2% bonus this year, it's a “no-brainer” to give electronic prescribing a try.

Electronic prescribing was supposed to be standard practice by now.

With all the predictions of increased efficiencies and cost savings, policymakers and health plan administrators were sure physicians would quickly adopt the new technology—but the associated costs and hassles dissuaded most. And many didn't see any benefits, either for patients or for themselves.

The Centers for Medicare and Medicaid Services thought it could turn the tide last year by adding a financial incentive: a 2% bonus on Medicare Part B payments. That didn't do the trick either; accessibility and cost issues remained, and the various “G” codes that had to be added to Medicare claims to document e-prescribing were confusing and annoying.

As 2009 ended, only 10%-15% of American physicians were e-prescribing.

If you're in the prehistoric majority, 2010 may be the year to reconsider: CMS has made it much easier to collect the 2% bonus with a minimum of e-prescribing effort; plus, a consortium of tech companies has made the technology readily accessible and free.

This year, if you can show that you are using a qualified e-prescribing program on only 25 Medicare claims over the course of the entire year, you'll get the 2% bonus on every Medicare Part B claim you file in 2010.

In addition, CMS has simplified the reporting process by eliminating all add-on codes except G8553, the one that indicates you have a qualified e-prescribing program and you used it to provide at least one prescription at the visit being billed.

Of course, CMS is hoping you won't quit after only 25 claims; they're betting you'll notice a decrease in paperwork, simplification of record keeping, fewer misspellings and handwriting misreads, and a greater awareness of contraindications and drug interactions, plus simplified access to patients' medication histories. And they hope you'll see a decrease in pharmacy phone calls, prior authorization nonsense, and treatment delays because of formulary issues. Further, they hope, your patients will appreciate seeing their prescriptions filled faster, with fewer errors.

To address cost and accessibility problems, a coalition of insurance and technology companies, the National e-Prescribing Patient Safety Initiative (NEPSI), has provided $100 million in funding to offer free e-prescribing technology to all phsyicans nationwide. NEPSI members include Allscripts, SureScripts, and NaviMedix, as well as Google, Dell, Cisco, Fujitsu, Microsoft, Sprint, Aetna, Horizon Blue Cross/Blue Shield, WellPoint, and Wolters Kluwer Health.

Thanks to the efforts of NEPSI and others, e-prescribing is now quick and easy for most practices to set up and use. Pharmacies have already done most of the work to make themselves compatible; about 70% of U.S. pharmacies can now handle electronic prescriptions. You can incorporate e-prescribing into many electronic health record systems, or set it up as a separate, stand alone system.

In most cases, all you need to get started is an Internet-enabled computer with a high-speed connection (not dial-up), and a database of patients.

A nonprofit foundation called eHealth Initiative has released an excellent guide for physicians who are considering making the switch to e-prescribing, as well as for those who have already switched. You can find it at www.ehealthinitiative.org/basics-what-electronic-prescribing.html

You can learn more about NEPSI and sign up for their free, online-based prescribing software at their Web site, www.nationalerx.com

A list of other companies that currently offer e-prescribing software, along with links to their respective Web sites, can be found at www.eprescribing.info/eprescribe/companylist.aspx

Details of the CMS incentive program are available at www.cms.hhs.gov/ERxIncentive/

With cost, accessibility, and hassle roadblocks removed, bureaucrats hope 75% of us will be prescribing electronically by 2014, 90% by 2018. And that, in turn, they claim, will save the government $22 billion over the next decade due to increased use of generic drugs and decreased prescribing errors.

Maybe, maybe not. But with only 25 e-prescriptions required to collect the 2% bonus this year, it's a “no-brainer” to give electronic prescribing a try.

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Editor’s note: Second of a three-part series.

As I mentioned last month, there isn’t a proven best method to use when distributing new referrals among your group’s providers. The popular methods fall along a continuum of being focused on daily, or continuous, leveling of patient loads between providers (“load leveling”) at one end; at the other end of the continuum is having a doctor be “on” for all new referrals for a predetermined time period, and accepting that patient volumes might be uneven day to day but tend to even out over long periods.

There might not be any reason to change your group’s approach to patient assignment, but you should always be thinking about how your own methods might be changed or improved. I have shared (“Bigger Isn’t Always Better,” June 2009, p. 46) my concern that some groups invest far too much time in a morning load-leveling and handoff conference. Make sure your group is using only as much time as needed.

Small- to medium-sized groups can eliminate entirely the need for any such “air-traffic control” function if they assign all new referrals to a single doctor for specified periods of time. For example, from 7 a.m. to 3 p.m. today, all new referrals go to Dr. Glass, and from 3 p.m. to 11 p.m., they go to Dr. Cage.

Air-Traffic Controllers

Many large groups (e.g., more than 15 full-time equivalents) that assign patients to providers in sequence, like dealing a deck of cards, have a designated provider who holds the triage pager and serves as “air-traffic controller.” This person typically takes incoming calls about all new referrals, jots down the relevant clinical data, keeps track of which hospitalist is due to take the next patient, pages that person, and repeats the clinical information. As I’ve written before (“How to Hire and Use Clerical Staff,” June 2007, p. 73), many practices have found that during business hours, they can hand this role to a clerical person who simply takes down the name and phone number of the doctor making the referral, then pages that information to the hospitalist due to get the next patient. The hospitalist then calls and speaks directly with the referring doctor.

Small- to medium-sized groups can eliminate entirely the need for any such “air-traffic control” function if they assign all new referrals to a single doctor for specified periods of time. For example, from 7 a.m. to 3 p.m. today, all new referrals go to Dr. Glass, and from 3 p.m. to 11 p.m., they go to Dr. Cage.

Admitter-Rounder Duties

Many—maybe most?—large groups separate daytime admitter and rounder functions so that on any given day, a hospitalist does one but not both. The principal advantages of this approach are reducing the stress on, and possibly increasing the efficiency of, rounding doctors by shielding them from the unpredictable and time-consuming interruption of needing to admit a new patient. And a daytime doctor who only does admissions might be able to start seeing a patient in the ED more quickly than one who is busy making rounds.

Any increased availability of admitters to the ED could be offset by their lack of surge capacity leading to a bottleneck in ED throughput when there are many patients to admit at the same time and a limited number of admitters (often only one). Such a bottleneck would be much less likely if all daytime doctors (i.e., the rounders) were available to see admissions rather than just admitters.

Continuity of care suffers when a group has separate admitters and rounders, because no patients will be seen by the same doctor on the day of admission and the day following. This method requires a handoff from the day of admission to the next day. Such a handoff might be unavoidable for patients admitted during the night, but this doesn’t have to occur when patients are admitted during the daytime.

 

 

Who’s Seeing this Patient?

It seems to make sense to wait until each morning to distribute patients. That allows the practice to know just how many new patients there are, and they can be distributed according to complexity and whether a hospitalist has formed a previous relationship with that patient. But it means that no one at the hospital will know which hospitalist is caring for the patient until later in the morning. For example, if the radiologist is over-reading a study done during the night and finds something worthy of a phone call to the hospitalist, no one is sure who should get the call. A patient might develop hypoglycemia shortly after the hospitalist night shift is over, but the nurse doesn’t know which hospitalist to call.

And, perhaps most importantly, if patients aren’t distributed until the start of the day shift, the night hospitalist can’t tell the patient and family which hospitalist to expect the next morning. To test the significance of this issue, I conducted an experiment while working our group’s late-evening admitter shift. I concluded my visit with each admitted patient by explaining, “I am on-call for our group tonight, so I will be off recovering tomorrow. Therefore, I won’t see you again, but one of my partners will take over in the morning. Do you have any questions for me?” Every patient I admitted had the same question. “What is that doctor’s name?”

How does your group answer a patient who asks which hospitalist will be in the next day? If your method is load-leveling in the morning, then the best answer your night admitting doctor can give is probably to say: “I don’t know which of my partners will be in. There are several working tomorrow, and at the start of the day, they will divide up the patients who come in tonight depending on how busy each of them is. But all the doctors in our group are terrific and will take good care of you.”

I’m told the same thing when I get my hair cut: You’ll get whichever “hair artist” is up next. I put up with it at the hair place because it costs less than $15. But I still find it a little irritating. I’m sure all the barbers aren’t equally skilled or diligent, and I want the best one. (Maybe I shouldn’t care since there isn’t much that can be done with my hair.) I’m pretty sure patients feel the same way about which doctor they get. The public is convinced there is a wide variety in the quality of doctors, and they want a good one. If you have to tell them theirs is being assigned by lottery, they won’t be as happy than if you can provide the name and a little information about the doctor they can expect to see the next day.

When the patients I admit late last evening ask who would see them the next day, I’m glad when I can provide a name and a little more information. I say something like, “I won’t see you after tonight, but my partner, Dr. Shawn Lee, will be instead. That means you’re getting an upgrade! Not only is he a really nice guy, he’s voted one of Seattle’s best doctors every year. He’ll do a great job for you.”

To make this communication effective, the night doctor has to know which hospitalist takes over the next morning and has a list indicating which day doctor will get the first, second, third new patient, and so on, admitted during the night. This is possible if patients are assigned by a predetermined algorithm, or if the day doctors have their load-leveling meeting at the end of each day shift, rather than in the morning, to create a list telling the night doctor which day hospitalist he should admit the first and subsequent patents to. That way, the night doctor can write in the admitting orders at 1 a.m. “admit to Dr. X.” This eliminates confusion on the part of other hospital staff who need to know who to call about a patient after the start of the day shift.

 

 

Next month I will look at special circumstances, and some pros and cons of having an individual hospitalist take on the care of more patients at the beginning of consecutive day shifts, and exempting them from taking on new patients on the last day or two before rotating off. TH

Dr. Nelson has been a practicing hospitalist since 1988 and is co-founder and past president of SHM. He is a principal in Nelson Flores Hospital Medicine Consultants, a national hospitalist practice management consulting firm (www.nelsonflores.com). He is also course co-director and faculty for SHM’s “Best Practices in Managing a Hospital Medicine Program” course. This column represents his views and is not intended to reflect an official position of SHM.

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Editor’s note: Second of a three-part series.

As I mentioned last month, there isn’t a proven best method to use when distributing new referrals among your group’s providers. The popular methods fall along a continuum of being focused on daily, or continuous, leveling of patient loads between providers (“load leveling”) at one end; at the other end of the continuum is having a doctor be “on” for all new referrals for a predetermined time period, and accepting that patient volumes might be uneven day to day but tend to even out over long periods.

There might not be any reason to change your group’s approach to patient assignment, but you should always be thinking about how your own methods might be changed or improved. I have shared (“Bigger Isn’t Always Better,” June 2009, p. 46) my concern that some groups invest far too much time in a morning load-leveling and handoff conference. Make sure your group is using only as much time as needed.

Small- to medium-sized groups can eliminate entirely the need for any such “air-traffic control” function if they assign all new referrals to a single doctor for specified periods of time. For example, from 7 a.m. to 3 p.m. today, all new referrals go to Dr. Glass, and from 3 p.m. to 11 p.m., they go to Dr. Cage.

Air-Traffic Controllers

Many large groups (e.g., more than 15 full-time equivalents) that assign patients to providers in sequence, like dealing a deck of cards, have a designated provider who holds the triage pager and serves as “air-traffic controller.” This person typically takes incoming calls about all new referrals, jots down the relevant clinical data, keeps track of which hospitalist is due to take the next patient, pages that person, and repeats the clinical information. As I’ve written before (“How to Hire and Use Clerical Staff,” June 2007, p. 73), many practices have found that during business hours, they can hand this role to a clerical person who simply takes down the name and phone number of the doctor making the referral, then pages that information to the hospitalist due to get the next patient. The hospitalist then calls and speaks directly with the referring doctor.

Small- to medium-sized groups can eliminate entirely the need for any such “air-traffic control” function if they assign all new referrals to a single doctor for specified periods of time. For example, from 7 a.m. to 3 p.m. today, all new referrals go to Dr. Glass, and from 3 p.m. to 11 p.m., they go to Dr. Cage.

Admitter-Rounder Duties

Many—maybe most?—large groups separate daytime admitter and rounder functions so that on any given day, a hospitalist does one but not both. The principal advantages of this approach are reducing the stress on, and possibly increasing the efficiency of, rounding doctors by shielding them from the unpredictable and time-consuming interruption of needing to admit a new patient. And a daytime doctor who only does admissions might be able to start seeing a patient in the ED more quickly than one who is busy making rounds.

Any increased availability of admitters to the ED could be offset by their lack of surge capacity leading to a bottleneck in ED throughput when there are many patients to admit at the same time and a limited number of admitters (often only one). Such a bottleneck would be much less likely if all daytime doctors (i.e., the rounders) were available to see admissions rather than just admitters.

Continuity of care suffers when a group has separate admitters and rounders, because no patients will be seen by the same doctor on the day of admission and the day following. This method requires a handoff from the day of admission to the next day. Such a handoff might be unavoidable for patients admitted during the night, but this doesn’t have to occur when patients are admitted during the daytime.

 

 

Who’s Seeing this Patient?

It seems to make sense to wait until each morning to distribute patients. That allows the practice to know just how many new patients there are, and they can be distributed according to complexity and whether a hospitalist has formed a previous relationship with that patient. But it means that no one at the hospital will know which hospitalist is caring for the patient until later in the morning. For example, if the radiologist is over-reading a study done during the night and finds something worthy of a phone call to the hospitalist, no one is sure who should get the call. A patient might develop hypoglycemia shortly after the hospitalist night shift is over, but the nurse doesn’t know which hospitalist to call.

And, perhaps most importantly, if patients aren’t distributed until the start of the day shift, the night hospitalist can’t tell the patient and family which hospitalist to expect the next morning. To test the significance of this issue, I conducted an experiment while working our group’s late-evening admitter shift. I concluded my visit with each admitted patient by explaining, “I am on-call for our group tonight, so I will be off recovering tomorrow. Therefore, I won’t see you again, but one of my partners will take over in the morning. Do you have any questions for me?” Every patient I admitted had the same question. “What is that doctor’s name?”

How does your group answer a patient who asks which hospitalist will be in the next day? If your method is load-leveling in the morning, then the best answer your night admitting doctor can give is probably to say: “I don’t know which of my partners will be in. There are several working tomorrow, and at the start of the day, they will divide up the patients who come in tonight depending on how busy each of them is. But all the doctors in our group are terrific and will take good care of you.”

I’m told the same thing when I get my hair cut: You’ll get whichever “hair artist” is up next. I put up with it at the hair place because it costs less than $15. But I still find it a little irritating. I’m sure all the barbers aren’t equally skilled or diligent, and I want the best one. (Maybe I shouldn’t care since there isn’t much that can be done with my hair.) I’m pretty sure patients feel the same way about which doctor they get. The public is convinced there is a wide variety in the quality of doctors, and they want a good one. If you have to tell them theirs is being assigned by lottery, they won’t be as happy than if you can provide the name and a little information about the doctor they can expect to see the next day.

When the patients I admit late last evening ask who would see them the next day, I’m glad when I can provide a name and a little more information. I say something like, “I won’t see you after tonight, but my partner, Dr. Shawn Lee, will be instead. That means you’re getting an upgrade! Not only is he a really nice guy, he’s voted one of Seattle’s best doctors every year. He’ll do a great job for you.”

To make this communication effective, the night doctor has to know which hospitalist takes over the next morning and has a list indicating which day doctor will get the first, second, third new patient, and so on, admitted during the night. This is possible if patients are assigned by a predetermined algorithm, or if the day doctors have their load-leveling meeting at the end of each day shift, rather than in the morning, to create a list telling the night doctor which day hospitalist he should admit the first and subsequent patents to. That way, the night doctor can write in the admitting orders at 1 a.m. “admit to Dr. X.” This eliminates confusion on the part of other hospital staff who need to know who to call about a patient after the start of the day shift.

 

 

Next month I will look at special circumstances, and some pros and cons of having an individual hospitalist take on the care of more patients at the beginning of consecutive day shifts, and exempting them from taking on new patients on the last day or two before rotating off. TH

Dr. Nelson has been a practicing hospitalist since 1988 and is co-founder and past president of SHM. He is a principal in Nelson Flores Hospital Medicine Consultants, a national hospitalist practice management consulting firm (www.nelsonflores.com). He is also course co-director and faculty for SHM’s “Best Practices in Managing a Hospital Medicine Program” course. This column represents his views and is not intended to reflect an official position of SHM.

Editor’s note: Second of a three-part series.

As I mentioned last month, there isn’t a proven best method to use when distributing new referrals among your group’s providers. The popular methods fall along a continuum of being focused on daily, or continuous, leveling of patient loads between providers (“load leveling”) at one end; at the other end of the continuum is having a doctor be “on” for all new referrals for a predetermined time period, and accepting that patient volumes might be uneven day to day but tend to even out over long periods.

There might not be any reason to change your group’s approach to patient assignment, but you should always be thinking about how your own methods might be changed or improved. I have shared (“Bigger Isn’t Always Better,” June 2009, p. 46) my concern that some groups invest far too much time in a morning load-leveling and handoff conference. Make sure your group is using only as much time as needed.

Small- to medium-sized groups can eliminate entirely the need for any such “air-traffic control” function if they assign all new referrals to a single doctor for specified periods of time. For example, from 7 a.m. to 3 p.m. today, all new referrals go to Dr. Glass, and from 3 p.m. to 11 p.m., they go to Dr. Cage.

Air-Traffic Controllers

Many large groups (e.g., more than 15 full-time equivalents) that assign patients to providers in sequence, like dealing a deck of cards, have a designated provider who holds the triage pager and serves as “air-traffic controller.” This person typically takes incoming calls about all new referrals, jots down the relevant clinical data, keeps track of which hospitalist is due to take the next patient, pages that person, and repeats the clinical information. As I’ve written before (“How to Hire and Use Clerical Staff,” June 2007, p. 73), many practices have found that during business hours, they can hand this role to a clerical person who simply takes down the name and phone number of the doctor making the referral, then pages that information to the hospitalist due to get the next patient. The hospitalist then calls and speaks directly with the referring doctor.

Small- to medium-sized groups can eliminate entirely the need for any such “air-traffic control” function if they assign all new referrals to a single doctor for specified periods of time. For example, from 7 a.m. to 3 p.m. today, all new referrals go to Dr. Glass, and from 3 p.m. to 11 p.m., they go to Dr. Cage.

Admitter-Rounder Duties

Many—maybe most?—large groups separate daytime admitter and rounder functions so that on any given day, a hospitalist does one but not both. The principal advantages of this approach are reducing the stress on, and possibly increasing the efficiency of, rounding doctors by shielding them from the unpredictable and time-consuming interruption of needing to admit a new patient. And a daytime doctor who only does admissions might be able to start seeing a patient in the ED more quickly than one who is busy making rounds.

Any increased availability of admitters to the ED could be offset by their lack of surge capacity leading to a bottleneck in ED throughput when there are many patients to admit at the same time and a limited number of admitters (often only one). Such a bottleneck would be much less likely if all daytime doctors (i.e., the rounders) were available to see admissions rather than just admitters.

Continuity of care suffers when a group has separate admitters and rounders, because no patients will be seen by the same doctor on the day of admission and the day following. This method requires a handoff from the day of admission to the next day. Such a handoff might be unavoidable for patients admitted during the night, but this doesn’t have to occur when patients are admitted during the daytime.

 

 

Who’s Seeing this Patient?

It seems to make sense to wait until each morning to distribute patients. That allows the practice to know just how many new patients there are, and they can be distributed according to complexity and whether a hospitalist has formed a previous relationship with that patient. But it means that no one at the hospital will know which hospitalist is caring for the patient until later in the morning. For example, if the radiologist is over-reading a study done during the night and finds something worthy of a phone call to the hospitalist, no one is sure who should get the call. A patient might develop hypoglycemia shortly after the hospitalist night shift is over, but the nurse doesn’t know which hospitalist to call.

And, perhaps most importantly, if patients aren’t distributed until the start of the day shift, the night hospitalist can’t tell the patient and family which hospitalist to expect the next morning. To test the significance of this issue, I conducted an experiment while working our group’s late-evening admitter shift. I concluded my visit with each admitted patient by explaining, “I am on-call for our group tonight, so I will be off recovering tomorrow. Therefore, I won’t see you again, but one of my partners will take over in the morning. Do you have any questions for me?” Every patient I admitted had the same question. “What is that doctor’s name?”

How does your group answer a patient who asks which hospitalist will be in the next day? If your method is load-leveling in the morning, then the best answer your night admitting doctor can give is probably to say: “I don’t know which of my partners will be in. There are several working tomorrow, and at the start of the day, they will divide up the patients who come in tonight depending on how busy each of them is. But all the doctors in our group are terrific and will take good care of you.”

I’m told the same thing when I get my hair cut: You’ll get whichever “hair artist” is up next. I put up with it at the hair place because it costs less than $15. But I still find it a little irritating. I’m sure all the barbers aren’t equally skilled or diligent, and I want the best one. (Maybe I shouldn’t care since there isn’t much that can be done with my hair.) I’m pretty sure patients feel the same way about which doctor they get. The public is convinced there is a wide variety in the quality of doctors, and they want a good one. If you have to tell them theirs is being assigned by lottery, they won’t be as happy than if you can provide the name and a little information about the doctor they can expect to see the next day.

When the patients I admit late last evening ask who would see them the next day, I’m glad when I can provide a name and a little more information. I say something like, “I won’t see you after tonight, but my partner, Dr. Shawn Lee, will be instead. That means you’re getting an upgrade! Not only is he a really nice guy, he’s voted one of Seattle’s best doctors every year. He’ll do a great job for you.”

To make this communication effective, the night doctor has to know which hospitalist takes over the next morning and has a list indicating which day doctor will get the first, second, third new patient, and so on, admitted during the night. This is possible if patients are assigned by a predetermined algorithm, or if the day doctors have their load-leveling meeting at the end of each day shift, rather than in the morning, to create a list telling the night doctor which day hospitalist he should admit the first and subsequent patents to. That way, the night doctor can write in the admitting orders at 1 a.m. “admit to Dr. X.” This eliminates confusion on the part of other hospital staff who need to know who to call about a patient after the start of the day shift.

 

 

Next month I will look at special circumstances, and some pros and cons of having an individual hospitalist take on the care of more patients at the beginning of consecutive day shifts, and exempting them from taking on new patients on the last day or two before rotating off. TH

Dr. Nelson has been a practicing hospitalist since 1988 and is co-founder and past president of SHM. He is a principal in Nelson Flores Hospital Medicine Consultants, a national hospitalist practice management consulting firm (www.nelsonflores.com). He is also course co-director and faculty for SHM’s “Best Practices in Managing a Hospital Medicine Program” course. This column represents his views and is not intended to reflect an official position of SHM.

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Admit Documentation

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In light of the recent elimination of consultation codes from the Medicare Physician Fee Schedule, physicians of all specialties are being asked to report initial hospital care services (99221-99223) for their first encounter with a patient.1 This leaves hospitalists with questions about the billing and financial implications of reporting admissions services.

Here’s a typical scenario: Dr. A admits a Medicare patient to the hospital from the ED for hyperglycemia and dehydration in the setting of uncontrolled diabetes. He performs and documents an initial hospital-care service on day one of the admission. On day two, another hospitalist, Dr. B, who works in the same HM group, sees the patient for the first time. What should each of the physicians report for their first encounter with the patient?

Each hospitalist should select the CPT code that best fits the service and their role in the case. Remember, only one physician is named “attending of record” or “admitting physician.”

When billing during the course of the hospitalization, consider all physicians of the same specialty in the same provider group as the “admitting physician/group.”

FAQ

Q: Should the attending physician or HM group of record append modifier “AI” to all services provided during the hospitalization?

Answer: As stated above, AI identifies the initial hospital-care service (i.e., admission service) performed by the attending of record. According to the CPT manual, all other physicians who perform an initial or subsequent evaluation will bill only the E/M code for the complexity level performed.5 There should be no financial implications if other claims erroneously include modifier AI on codes other than the initial hospital visit codes.

Furthermore, CMS has not required modifier AI reporting to involve a formal transfer of care. It stands to reason that the attending of record will not have to append modifier AI to their service, as this transfer service is reported as subsequent hospital care (99231-99233) and not as an initial hospital-care service (99221-99223).—CP

Admissions Service

On day one, Dr. A admits the patient. He performs and documents a comprehensive history, a comprehensive exam, and medical decision-making of high complexity. The documentation corresponds to the highest initial admission service, 99223. Given the recent Medicare billing changes, the attending of record is required to append modifier “AI” (principal physician of record) to the admission service (e.g., 99223-AI).

The purpose of this modifier is “to identify the physician who oversees the patient’s care from all other physicians who may be furnishing specialty care.”2 This modifier has no financial implications. It does not increase or decrease the payment associated with the reported visit level (i.e., 99223 is reimbursed at a national rate of approximately $190, with or without modifier AI).

Initial Encounter by Team Members

As previously stated, the elimination of consultation services requires physicians to report their initial hospital encounter with an initial hospital-care code (i.e., 99221-99223). However, Medicare states that “physicians in the same group practice who are in the same specialty must bill and be paid as though they were a single physician.”3 This means followup services performed on days subsequent to a group member’s initial admission service must be reported with subsequent hospital-care codes (99231-99233). Therefore, in the scenario above, Dr. B is obligated to report the appropriate subsequent hospital-care code for his patient encounter on day two.

Incomplete Documentation

Initial hospital-care services (99221-99223) require the physician to obtain, perform, and document the necessary elements of history, physical exam, and medical decision-making in support of the code reported on the claim. There are occasions when the physician’s documentation does not support the lowest code (i.e., 99221). A reasonable approach is to report the service with an unlisted E&M code (99499). “Unlisted” codes do not have a payor-recognized code description or fee. When reporting an unlisted code, the biller must manually enter a charge description (e.g., expanded problem-focused admissions service) and a fee. A payor-prompted request for documentation is likely before payment is made.

 

 

Some payors have more specific references to the situation and allow for options. Two options exist for coding services that do not meet the work and/or medical necessity requirements of 99221-99223: report an unlisted E&M service (99499); or report a subsequent hospital care code (99231-99233) that appropriately reflects physician work and medical necessity for the service, and avoids mandatory medical record submission and manual medical review.4

In fact, Medicare Administrator Contractor TrailBlazer Health’s Web site (www.trailblazerhealth.com) offers guidance to physicians who are unsure if subsequent hospital care is an appropriate choice for this dilemma: “TrailBlazer recognizes provider reluctance to miscode initial hospital care as subsequent hospital care. However, doing so is preferable in that it allows Medicare to process and pay the claims much more efficiently. For those concerned about miscoding these services, please understand that TrailBlazer will not find fault with providers who choose this option when records appropriately demonstrate the work and medical necessity of the subsequent code chosen.”4 TH

Carol Pohlig is a billing and coding expert with the University of Pennsylvania Medical Center, Philadelphia. She also is faculty for SHM’s inpatient coding course.

References

  1. CMS announces payment, policy changes for physicians services to Medicare beneficiaries in 2010. Centers for Medicare and Medicaid Services Web site. Available at: www.cms.hhs.gov/apps/media/ press/release.asp?Counter=3539&intNumPerPage=10&checkDate=&checkKey=&srchType=1&numDays=3500&srchOpt=0&srchData=&keywordType=All&chkNewsType=1%2C+2%2C+3%2C+4%2C+5&intPage=&showAll=&pYear=&year=&desc=&cboOrder=date. Accessed Nov. 12, 2009.
  2. Revisions to Consultation Services Payment Policy. Medicare Learning Network Web site. Available at: www.cms.hhs.gov/MLNMattersArticles/downloads/ MM6740.pdf. Accessed Jan. 16, 2010.
  3. Medicare Claims Processing Manual: Chapter 12, Section 30.6.5. CMS Web site. Available at: www.cms.hhs.gov/manuals/downloads/clm104c12.pdf. Accessed Jan. 16, 2010.
  4. Update-evaluation and management services formerly coded as consultations. Trailblazer Health Enterprises Web site. Available at: www.trailblazerhealth.com/Tools/Notices.aspx?DomainID=1. Accessed Jan. 17, 2010.
  5. Beebe M, Dalton J, Espronceda M, Evans D, Glenn R. Current Procedural Terminology Professional Edition. Chicago: American Medical Association Press; 2009;14-15.

Codes of the Month: Initial Hospital Care

99221: Initial hospital care, per day, for the evaluation and management of a patient, which requires these three key components:5

  • Detailed or comprehensive history;
  • Detailed or comprehensive examination; and
  • Medical decision-making that is straightforward or of low complexity.

Counseling and/or coordination of care with other providers or agencies are provided consistent with the nature of the problem(s) and the patient’s and/or family’s needs. Usually, the problem(s) requiring admission is of low severity. Physicians typically spend 30 minutes at the bedside and on the patient’s hospital floor or unit.

99222: Initial hospital care, per day, for the evaluation and management of a patient, which requires these three key components:5

  • Comprehensive history;
  • Comprehensive examination; and
  • Medical decision-making of moderate complexity.

Counseling and/or coordination of care with other providers or agencies are provided consistent with the nature of the problem(s) and the patient’s and/or family’s needs. Usually, the problem(s) requiring admission is of moderate severity. Physicians typically spend 50 minutes at the bedside and on the patient’s hospital floor or unit.

99223: Initial hospital care, per day, for the evaluation and management of a patient, which requires these three key components:5

  • Comprehensive history;
  • Comprehensive examination; and
  • Medical decision-making of high complexity.

Counseling and/or coordination of care with other providers or agencies are provided consistent with the nature of the problem(s) and the patient’s and/or family’s needs. Usually, the problem(s) requiring admission is of high severity. Physicians typically spend 70 minutes at the bedside and on the patient’s hospital floor or unit.

Note: These codes are used for new or established patients (e.g., a patient who has received face-to-face services from a physician or someone from the physician’s group within the past three years). The physician does not have to spend the associated “typical” visit time with the patient in order to report an initial hospital-care code. Time is only considered when more than 50% of the total visit time is spent counseling or coordinating patient care. See Section 30.6.1C, www.cms.hhs.gov/manuals/downloads/clm104c12.pdf, for more information about reporting visit level based on time.—CP

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In light of the recent elimination of consultation codes from the Medicare Physician Fee Schedule, physicians of all specialties are being asked to report initial hospital care services (99221-99223) for their first encounter with a patient.1 This leaves hospitalists with questions about the billing and financial implications of reporting admissions services.

Here’s a typical scenario: Dr. A admits a Medicare patient to the hospital from the ED for hyperglycemia and dehydration in the setting of uncontrolled diabetes. He performs and documents an initial hospital-care service on day one of the admission. On day two, another hospitalist, Dr. B, who works in the same HM group, sees the patient for the first time. What should each of the physicians report for their first encounter with the patient?

Each hospitalist should select the CPT code that best fits the service and their role in the case. Remember, only one physician is named “attending of record” or “admitting physician.”

When billing during the course of the hospitalization, consider all physicians of the same specialty in the same provider group as the “admitting physician/group.”

FAQ

Q: Should the attending physician or HM group of record append modifier “AI” to all services provided during the hospitalization?

Answer: As stated above, AI identifies the initial hospital-care service (i.e., admission service) performed by the attending of record. According to the CPT manual, all other physicians who perform an initial or subsequent evaluation will bill only the E/M code for the complexity level performed.5 There should be no financial implications if other claims erroneously include modifier AI on codes other than the initial hospital visit codes.

Furthermore, CMS has not required modifier AI reporting to involve a formal transfer of care. It stands to reason that the attending of record will not have to append modifier AI to their service, as this transfer service is reported as subsequent hospital care (99231-99233) and not as an initial hospital-care service (99221-99223).—CP

Admissions Service

On day one, Dr. A admits the patient. He performs and documents a comprehensive history, a comprehensive exam, and medical decision-making of high complexity. The documentation corresponds to the highest initial admission service, 99223. Given the recent Medicare billing changes, the attending of record is required to append modifier “AI” (principal physician of record) to the admission service (e.g., 99223-AI).

The purpose of this modifier is “to identify the physician who oversees the patient’s care from all other physicians who may be furnishing specialty care.”2 This modifier has no financial implications. It does not increase or decrease the payment associated with the reported visit level (i.e., 99223 is reimbursed at a national rate of approximately $190, with or without modifier AI).

Initial Encounter by Team Members

As previously stated, the elimination of consultation services requires physicians to report their initial hospital encounter with an initial hospital-care code (i.e., 99221-99223). However, Medicare states that “physicians in the same group practice who are in the same specialty must bill and be paid as though they were a single physician.”3 This means followup services performed on days subsequent to a group member’s initial admission service must be reported with subsequent hospital-care codes (99231-99233). Therefore, in the scenario above, Dr. B is obligated to report the appropriate subsequent hospital-care code for his patient encounter on day two.

Incomplete Documentation

Initial hospital-care services (99221-99223) require the physician to obtain, perform, and document the necessary elements of history, physical exam, and medical decision-making in support of the code reported on the claim. There are occasions when the physician’s documentation does not support the lowest code (i.e., 99221). A reasonable approach is to report the service with an unlisted E&M code (99499). “Unlisted” codes do not have a payor-recognized code description or fee. When reporting an unlisted code, the biller must manually enter a charge description (e.g., expanded problem-focused admissions service) and a fee. A payor-prompted request for documentation is likely before payment is made.

 

 

Some payors have more specific references to the situation and allow for options. Two options exist for coding services that do not meet the work and/or medical necessity requirements of 99221-99223: report an unlisted E&M service (99499); or report a subsequent hospital care code (99231-99233) that appropriately reflects physician work and medical necessity for the service, and avoids mandatory medical record submission and manual medical review.4

In fact, Medicare Administrator Contractor TrailBlazer Health’s Web site (www.trailblazerhealth.com) offers guidance to physicians who are unsure if subsequent hospital care is an appropriate choice for this dilemma: “TrailBlazer recognizes provider reluctance to miscode initial hospital care as subsequent hospital care. However, doing so is preferable in that it allows Medicare to process and pay the claims much more efficiently. For those concerned about miscoding these services, please understand that TrailBlazer will not find fault with providers who choose this option when records appropriately demonstrate the work and medical necessity of the subsequent code chosen.”4 TH

Carol Pohlig is a billing and coding expert with the University of Pennsylvania Medical Center, Philadelphia. She also is faculty for SHM’s inpatient coding course.

References

  1. CMS announces payment, policy changes for physicians services to Medicare beneficiaries in 2010. Centers for Medicare and Medicaid Services Web site. Available at: www.cms.hhs.gov/apps/media/ press/release.asp?Counter=3539&intNumPerPage=10&checkDate=&checkKey=&srchType=1&numDays=3500&srchOpt=0&srchData=&keywordType=All&chkNewsType=1%2C+2%2C+3%2C+4%2C+5&intPage=&showAll=&pYear=&year=&desc=&cboOrder=date. Accessed Nov. 12, 2009.
  2. Revisions to Consultation Services Payment Policy. Medicare Learning Network Web site. Available at: www.cms.hhs.gov/MLNMattersArticles/downloads/ MM6740.pdf. Accessed Jan. 16, 2010.
  3. Medicare Claims Processing Manual: Chapter 12, Section 30.6.5. CMS Web site. Available at: www.cms.hhs.gov/manuals/downloads/clm104c12.pdf. Accessed Jan. 16, 2010.
  4. Update-evaluation and management services formerly coded as consultations. Trailblazer Health Enterprises Web site. Available at: www.trailblazerhealth.com/Tools/Notices.aspx?DomainID=1. Accessed Jan. 17, 2010.
  5. Beebe M, Dalton J, Espronceda M, Evans D, Glenn R. Current Procedural Terminology Professional Edition. Chicago: American Medical Association Press; 2009;14-15.

Codes of the Month: Initial Hospital Care

99221: Initial hospital care, per day, for the evaluation and management of a patient, which requires these three key components:5

  • Detailed or comprehensive history;
  • Detailed or comprehensive examination; and
  • Medical decision-making that is straightforward or of low complexity.

Counseling and/or coordination of care with other providers or agencies are provided consistent with the nature of the problem(s) and the patient’s and/or family’s needs. Usually, the problem(s) requiring admission is of low severity. Physicians typically spend 30 minutes at the bedside and on the patient’s hospital floor or unit.

99222: Initial hospital care, per day, for the evaluation and management of a patient, which requires these three key components:5

  • Comprehensive history;
  • Comprehensive examination; and
  • Medical decision-making of moderate complexity.

Counseling and/or coordination of care with other providers or agencies are provided consistent with the nature of the problem(s) and the patient’s and/or family’s needs. Usually, the problem(s) requiring admission is of moderate severity. Physicians typically spend 50 minutes at the bedside and on the patient’s hospital floor or unit.

99223: Initial hospital care, per day, for the evaluation and management of a patient, which requires these three key components:5

  • Comprehensive history;
  • Comprehensive examination; and
  • Medical decision-making of high complexity.

Counseling and/or coordination of care with other providers or agencies are provided consistent with the nature of the problem(s) and the patient’s and/or family’s needs. Usually, the problem(s) requiring admission is of high severity. Physicians typically spend 70 minutes at the bedside and on the patient’s hospital floor or unit.

Note: These codes are used for new or established patients (e.g., a patient who has received face-to-face services from a physician or someone from the physician’s group within the past three years). The physician does not have to spend the associated “typical” visit time with the patient in order to report an initial hospital-care code. Time is only considered when more than 50% of the total visit time is spent counseling or coordinating patient care. See Section 30.6.1C, www.cms.hhs.gov/manuals/downloads/clm104c12.pdf, for more information about reporting visit level based on time.—CP

In light of the recent elimination of consultation codes from the Medicare Physician Fee Schedule, physicians of all specialties are being asked to report initial hospital care services (99221-99223) for their first encounter with a patient.1 This leaves hospitalists with questions about the billing and financial implications of reporting admissions services.

Here’s a typical scenario: Dr. A admits a Medicare patient to the hospital from the ED for hyperglycemia and dehydration in the setting of uncontrolled diabetes. He performs and documents an initial hospital-care service on day one of the admission. On day two, another hospitalist, Dr. B, who works in the same HM group, sees the patient for the first time. What should each of the physicians report for their first encounter with the patient?

Each hospitalist should select the CPT code that best fits the service and their role in the case. Remember, only one physician is named “attending of record” or “admitting physician.”

When billing during the course of the hospitalization, consider all physicians of the same specialty in the same provider group as the “admitting physician/group.”

FAQ

Q: Should the attending physician or HM group of record append modifier “AI” to all services provided during the hospitalization?

Answer: As stated above, AI identifies the initial hospital-care service (i.e., admission service) performed by the attending of record. According to the CPT manual, all other physicians who perform an initial or subsequent evaluation will bill only the E/M code for the complexity level performed.5 There should be no financial implications if other claims erroneously include modifier AI on codes other than the initial hospital visit codes.

Furthermore, CMS has not required modifier AI reporting to involve a formal transfer of care. It stands to reason that the attending of record will not have to append modifier AI to their service, as this transfer service is reported as subsequent hospital care (99231-99233) and not as an initial hospital-care service (99221-99223).—CP

Admissions Service

On day one, Dr. A admits the patient. He performs and documents a comprehensive history, a comprehensive exam, and medical decision-making of high complexity. The documentation corresponds to the highest initial admission service, 99223. Given the recent Medicare billing changes, the attending of record is required to append modifier “AI” (principal physician of record) to the admission service (e.g., 99223-AI).

The purpose of this modifier is “to identify the physician who oversees the patient’s care from all other physicians who may be furnishing specialty care.”2 This modifier has no financial implications. It does not increase or decrease the payment associated with the reported visit level (i.e., 99223 is reimbursed at a national rate of approximately $190, with or without modifier AI).

Initial Encounter by Team Members

As previously stated, the elimination of consultation services requires physicians to report their initial hospital encounter with an initial hospital-care code (i.e., 99221-99223). However, Medicare states that “physicians in the same group practice who are in the same specialty must bill and be paid as though they were a single physician.”3 This means followup services performed on days subsequent to a group member’s initial admission service must be reported with subsequent hospital-care codes (99231-99233). Therefore, in the scenario above, Dr. B is obligated to report the appropriate subsequent hospital-care code for his patient encounter on day two.

Incomplete Documentation

Initial hospital-care services (99221-99223) require the physician to obtain, perform, and document the necessary elements of history, physical exam, and medical decision-making in support of the code reported on the claim. There are occasions when the physician’s documentation does not support the lowest code (i.e., 99221). A reasonable approach is to report the service with an unlisted E&M code (99499). “Unlisted” codes do not have a payor-recognized code description or fee. When reporting an unlisted code, the biller must manually enter a charge description (e.g., expanded problem-focused admissions service) and a fee. A payor-prompted request for documentation is likely before payment is made.

 

 

Some payors have more specific references to the situation and allow for options. Two options exist for coding services that do not meet the work and/or medical necessity requirements of 99221-99223: report an unlisted E&M service (99499); or report a subsequent hospital care code (99231-99233) that appropriately reflects physician work and medical necessity for the service, and avoids mandatory medical record submission and manual medical review.4

In fact, Medicare Administrator Contractor TrailBlazer Health’s Web site (www.trailblazerhealth.com) offers guidance to physicians who are unsure if subsequent hospital care is an appropriate choice for this dilemma: “TrailBlazer recognizes provider reluctance to miscode initial hospital care as subsequent hospital care. However, doing so is preferable in that it allows Medicare to process and pay the claims much more efficiently. For those concerned about miscoding these services, please understand that TrailBlazer will not find fault with providers who choose this option when records appropriately demonstrate the work and medical necessity of the subsequent code chosen.”4 TH

Carol Pohlig is a billing and coding expert with the University of Pennsylvania Medical Center, Philadelphia. She also is faculty for SHM’s inpatient coding course.

References

  1. CMS announces payment, policy changes for physicians services to Medicare beneficiaries in 2010. Centers for Medicare and Medicaid Services Web site. Available at: www.cms.hhs.gov/apps/media/ press/release.asp?Counter=3539&intNumPerPage=10&checkDate=&checkKey=&srchType=1&numDays=3500&srchOpt=0&srchData=&keywordType=All&chkNewsType=1%2C+2%2C+3%2C+4%2C+5&intPage=&showAll=&pYear=&year=&desc=&cboOrder=date. Accessed Nov. 12, 2009.
  2. Revisions to Consultation Services Payment Policy. Medicare Learning Network Web site. Available at: www.cms.hhs.gov/MLNMattersArticles/downloads/ MM6740.pdf. Accessed Jan. 16, 2010.
  3. Medicare Claims Processing Manual: Chapter 12, Section 30.6.5. CMS Web site. Available at: www.cms.hhs.gov/manuals/downloads/clm104c12.pdf. Accessed Jan. 16, 2010.
  4. Update-evaluation and management services formerly coded as consultations. Trailblazer Health Enterprises Web site. Available at: www.trailblazerhealth.com/Tools/Notices.aspx?DomainID=1. Accessed Jan. 17, 2010.
  5. Beebe M, Dalton J, Espronceda M, Evans D, Glenn R. Current Procedural Terminology Professional Edition. Chicago: American Medical Association Press; 2009;14-15.

Codes of the Month: Initial Hospital Care

99221: Initial hospital care, per day, for the evaluation and management of a patient, which requires these three key components:5

  • Detailed or comprehensive history;
  • Detailed or comprehensive examination; and
  • Medical decision-making that is straightforward or of low complexity.

Counseling and/or coordination of care with other providers or agencies are provided consistent with the nature of the problem(s) and the patient’s and/or family’s needs. Usually, the problem(s) requiring admission is of low severity. Physicians typically spend 30 minutes at the bedside and on the patient’s hospital floor or unit.

99222: Initial hospital care, per day, for the evaluation and management of a patient, which requires these three key components:5

  • Comprehensive history;
  • Comprehensive examination; and
  • Medical decision-making of moderate complexity.

Counseling and/or coordination of care with other providers or agencies are provided consistent with the nature of the problem(s) and the patient’s and/or family’s needs. Usually, the problem(s) requiring admission is of moderate severity. Physicians typically spend 50 minutes at the bedside and on the patient’s hospital floor or unit.

99223: Initial hospital care, per day, for the evaluation and management of a patient, which requires these three key components:5

  • Comprehensive history;
  • Comprehensive examination; and
  • Medical decision-making of high complexity.

Counseling and/or coordination of care with other providers or agencies are provided consistent with the nature of the problem(s) and the patient’s and/or family’s needs. Usually, the problem(s) requiring admission is of high severity. Physicians typically spend 70 minutes at the bedside and on the patient’s hospital floor or unit.

Note: These codes are used for new or established patients (e.g., a patient who has received face-to-face services from a physician or someone from the physician’s group within the past three years). The physician does not have to spend the associated “typical” visit time with the patient in order to report an initial hospital-care code. Time is only considered when more than 50% of the total visit time is spent counseling or coordinating patient care. See Section 30.6.1C, www.cms.hhs.gov/manuals/downloads/clm104c12.pdf, for more information about reporting visit level based on time.—CP

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Group Leaders Can Shift the HM Negotiation Paradigm

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Whether hospitalists like it or not, the art of negotiation has a significant impact on their daily activities. Negotiations take place with consultants over what the perceived optimal plan of care should be. Discussions are held with patients on how best to overcome the social, financial, and psychological barriers that may impede their health. Hospitalists negotiate with administrators over schedules, benefits, and responsibilities.

Quite frequently, negotiation is viewed as a process where one party wins and the other loses, a zero-sum game, like chess. The spoils may be financial (e.g., better reimbursements) or they may be cognitive (e.g., success in convincing someone of your particular viewpoint). Significant value that could potentially benefit both parties may be lost if the negotiation is approached with a win-loss mentality. However, with proper preparation and insight, a hospitalist can create value in a negotiation that otherwise may be lost by shifting their negotiation paradigm to a collaborative strategy.

A collaborative strategy is when the relationship—and not just the outcome—is important. This would apply to most negotiations that hospitalists take part in.

A significant part of this strategy involves listening and allowing the other side to divulge their interests and positions. Information must flow freely. Once the problem is identified, it must then be detailed further, ensuring both parties understand each other.

Only once both party’s issues are presented can an alternative solution be contemplated that will be win-win in nature. The parties then must both agree to choose that solution and move forward.

The optimal result is that the chosen solution appeases both parties and has a greater total value than if both sides were solely vying for their own interests.

Riyad Fares, MD,

hospitalist,

Adventist Hospital, Portland, Ore.

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The Hospitalist - 2010(03)
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Whether hospitalists like it or not, the art of negotiation has a significant impact on their daily activities. Negotiations take place with consultants over what the perceived optimal plan of care should be. Discussions are held with patients on how best to overcome the social, financial, and psychological barriers that may impede their health. Hospitalists negotiate with administrators over schedules, benefits, and responsibilities.

Quite frequently, negotiation is viewed as a process where one party wins and the other loses, a zero-sum game, like chess. The spoils may be financial (e.g., better reimbursements) or they may be cognitive (e.g., success in convincing someone of your particular viewpoint). Significant value that could potentially benefit both parties may be lost if the negotiation is approached with a win-loss mentality. However, with proper preparation and insight, a hospitalist can create value in a negotiation that otherwise may be lost by shifting their negotiation paradigm to a collaborative strategy.

A collaborative strategy is when the relationship—and not just the outcome—is important. This would apply to most negotiations that hospitalists take part in.

A significant part of this strategy involves listening and allowing the other side to divulge their interests and positions. Information must flow freely. Once the problem is identified, it must then be detailed further, ensuring both parties understand each other.

Only once both party’s issues are presented can an alternative solution be contemplated that will be win-win in nature. The parties then must both agree to choose that solution and move forward.

The optimal result is that the chosen solution appeases both parties and has a greater total value than if both sides were solely vying for their own interests.

Riyad Fares, MD,

hospitalist,

Adventist Hospital, Portland, Ore.

Whether hospitalists like it or not, the art of negotiation has a significant impact on their daily activities. Negotiations take place with consultants over what the perceived optimal plan of care should be. Discussions are held with patients on how best to overcome the social, financial, and psychological barriers that may impede their health. Hospitalists negotiate with administrators over schedules, benefits, and responsibilities.

Quite frequently, negotiation is viewed as a process where one party wins and the other loses, a zero-sum game, like chess. The spoils may be financial (e.g., better reimbursements) or they may be cognitive (e.g., success in convincing someone of your particular viewpoint). Significant value that could potentially benefit both parties may be lost if the negotiation is approached with a win-loss mentality. However, with proper preparation and insight, a hospitalist can create value in a negotiation that otherwise may be lost by shifting their negotiation paradigm to a collaborative strategy.

A collaborative strategy is when the relationship—and not just the outcome—is important. This would apply to most negotiations that hospitalists take part in.

A significant part of this strategy involves listening and allowing the other side to divulge their interests and positions. Information must flow freely. Once the problem is identified, it must then be detailed further, ensuring both parties understand each other.

Only once both party’s issues are presented can an alternative solution be contemplated that will be win-win in nature. The parties then must both agree to choose that solution and move forward.

The optimal result is that the chosen solution appeases both parties and has a greater total value than if both sides were solely vying for their own interests.

Riyad Fares, MD,

hospitalist,

Adventist Hospital, Portland, Ore.

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The Hospitalist - 2010(03)
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Group Leaders Can Shift the HM Negotiation Paradigm
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Karen Zupko is President, KarenZupko & Associates, Inc. (KZA), a practice management consulting and training firm based in Chicago, Illinois. KZA has worked with thousands of orthopedic surgeons nationwide.

Cheryl Toth, a KZA consultant, is focused on the use of technology and social media to improve practice operations and patient communication.

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Karen Zupko is President, KarenZupko & Associates, Inc. (KZA), a practice management consulting and training firm based in Chicago, Illinois. KZA has worked with thousands of orthopedic surgeons nationwide.

Cheryl Toth, a KZA consultant, is focused on the use of technology and social media to improve practice operations and patient communication.

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Karen Zupko is President, KarenZupko & Associates, Inc. (KZA), a practice management consulting and training firm based in Chicago, Illinois. KZA has worked with thousands of orthopedic surgeons nationwide.

Cheryl Toth, a KZA consultant, is focused on the use of technology and social media to improve practice operations and patient communication.

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