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gambling
compulsive behaviors
ammunition
assault rifle
black jack
Boko Haram
bondage
child abuse
cocaine
Daech
drug paraphernalia
explosion
gun
human trafficking
ISIL
ISIS
Islamic caliphate
Islamic state
mixed martial arts
MMA
molestation
national rifle association
NRA
nsfw
pedophile
pedophilia
poker
porn
pornography
psychedelic drug
recreational drug
sex slave rings
slot machine
terrorism
terrorist
Texas hold 'em
UFC
substance abuse
abuseed
abuseer
abusees
abuseing
abusely
abuses
aeolus
aeolused
aeoluser
aeoluses
aeolusing
aeolusly
aeoluss
ahole
aholeed
aholeer
aholees
aholeing
aholely
aholes
alcohol
alcoholed
alcoholer
alcoholes
alcoholing
alcoholly
alcohols
allman
allmaned
allmaner
allmanes
allmaning
allmanly
allmans
alted
altes
alting
altly
alts
analed
analer
anales
analing
anally
analprobe
analprobeed
analprobeer
analprobees
analprobeing
analprobely
analprobes
anals
anilingus
anilingused
anilinguser
anilinguses
anilingusing
anilingusly
anilinguss
anus
anused
anuser
anuses
anusing
anusly
anuss
areola
areolaed
areolaer
areolaes
areolaing
areolaly
areolas
areole
areoleed
areoleer
areolees
areoleing
areolely
areoles
arian
arianed
arianer
arianes
arianing
arianly
arians
aryan
aryaned
aryaner
aryanes
aryaning
aryanly
aryans
asiaed
asiaer
asiaes
asiaing
asialy
asias
ass
ass hole
ass lick
ass licked
ass licker
ass lickes
ass licking
ass lickly
ass licks
assbang
assbanged
assbangeded
assbangeder
assbangedes
assbangeding
assbangedly
assbangeds
assbanger
assbanges
assbanging
assbangly
assbangs
assbangsed
assbangser
assbangses
assbangsing
assbangsly
assbangss
assed
asser
asses
assesed
asseser
asseses
assesing
assesly
assess
assfuck
assfucked
assfucker
assfuckered
assfuckerer
assfuckeres
assfuckering
assfuckerly
assfuckers
assfuckes
assfucking
assfuckly
assfucks
asshat
asshated
asshater
asshates
asshating
asshatly
asshats
assholeed
assholeer
assholees
assholeing
assholely
assholes
assholesed
assholeser
assholeses
assholesing
assholesly
assholess
assing
assly
assmaster
assmastered
assmasterer
assmasteres
assmastering
assmasterly
assmasters
assmunch
assmunched
assmuncher
assmunches
assmunching
assmunchly
assmunchs
asss
asswipe
asswipeed
asswipeer
asswipees
asswipeing
asswipely
asswipes
asswipesed
asswipeser
asswipeses
asswipesing
asswipesly
asswipess
azz
azzed
azzer
azzes
azzing
azzly
azzs
babeed
babeer
babees
babeing
babely
babes
babesed
babeser
babeses
babesing
babesly
babess
ballsac
ballsaced
ballsacer
ballsaces
ballsacing
ballsack
ballsacked
ballsacker
ballsackes
ballsacking
ballsackly
ballsacks
ballsacly
ballsacs
ballsed
ballser
ballses
ballsing
ballsly
ballss
barf
barfed
barfer
barfes
barfing
barfly
barfs
bastard
bastarded
bastarder
bastardes
bastarding
bastardly
bastards
bastardsed
bastardser
bastardses
bastardsing
bastardsly
bastardss
bawdy
bawdyed
bawdyer
bawdyes
bawdying
bawdyly
bawdys
beaner
beanered
beanerer
beaneres
beanering
beanerly
beaners
beardedclam
beardedclamed
beardedclamer
beardedclames
beardedclaming
beardedclamly
beardedclams
beastiality
beastialityed
beastialityer
beastialityes
beastialitying
beastialityly
beastialitys
beatch
beatched
beatcher
beatches
beatching
beatchly
beatchs
beater
beatered
beaterer
beateres
beatering
beaterly
beaters
beered
beerer
beeres
beering
beerly
beeyotch
beeyotched
beeyotcher
beeyotches
beeyotching
beeyotchly
beeyotchs
beotch
beotched
beotcher
beotches
beotching
beotchly
beotchs
biatch
biatched
biatcher
biatches
biatching
biatchly
biatchs
big tits
big titsed
big titser
big titses
big titsing
big titsly
big titss
bigtits
bigtitsed
bigtitser
bigtitses
bigtitsing
bigtitsly
bigtitss
bimbo
bimboed
bimboer
bimboes
bimboing
bimboly
bimbos
bisexualed
bisexualer
bisexuales
bisexualing
bisexually
bisexuals
bitch
bitched
bitcheded
bitcheder
bitchedes
bitcheding
bitchedly
bitcheds
bitcher
bitches
bitchesed
bitcheser
bitcheses
bitchesing
bitchesly
bitchess
bitching
bitchly
bitchs
bitchy
bitchyed
bitchyer
bitchyes
bitchying
bitchyly
bitchys
bleached
bleacher
bleaches
bleaching
bleachly
bleachs
blow job
blow jobed
blow jober
blow jobes
blow jobing
blow jobly
blow jobs
blowed
blower
blowes
blowing
blowjob
blowjobed
blowjober
blowjobes
blowjobing
blowjobly
blowjobs
blowjobsed
blowjobser
blowjobses
blowjobsing
blowjobsly
blowjobss
blowly
blows
boink
boinked
boinker
boinkes
boinking
boinkly
boinks
bollock
bollocked
bollocker
bollockes
bollocking
bollockly
bollocks
bollocksed
bollockser
bollockses
bollocksing
bollocksly
bollockss
bollok
bolloked
bolloker
bollokes
bolloking
bollokly
bolloks
boner
bonered
bonerer
boneres
bonering
bonerly
boners
bonersed
bonerser
bonerses
bonersing
bonersly
bonerss
bong
bonged
bonger
bonges
bonging
bongly
bongs
boob
boobed
boober
boobes
boobies
boobiesed
boobieser
boobieses
boobiesing
boobiesly
boobiess
boobing
boobly
boobs
boobsed
boobser
boobses
boobsing
boobsly
boobss
booby
boobyed
boobyer
boobyes
boobying
boobyly
boobys
booger
boogered
boogerer
boogeres
boogering
boogerly
boogers
bookie
bookieed
bookieer
bookiees
bookieing
bookiely
bookies
bootee
booteeed
booteeer
booteees
booteeing
booteely
bootees
bootie
bootieed
bootieer
bootiees
bootieing
bootiely
booties
booty
bootyed
bootyer
bootyes
bootying
bootyly
bootys
boozeed
boozeer
boozees
boozeing
boozely
boozer
boozered
boozerer
boozeres
boozering
boozerly
boozers
boozes
boozy
boozyed
boozyer
boozyes
boozying
boozyly
boozys
bosomed
bosomer
bosomes
bosoming
bosomly
bosoms
bosomy
bosomyed
bosomyer
bosomyes
bosomying
bosomyly
bosomys
bugger
buggered
buggerer
buggeres
buggering
buggerly
buggers
bukkake
bukkakeed
bukkakeer
bukkakees
bukkakeing
bukkakely
bukkakes
bull shit
bull shited
bull shiter
bull shites
bull shiting
bull shitly
bull shits
bullshit
bullshited
bullshiter
bullshites
bullshiting
bullshitly
bullshits
bullshitsed
bullshitser
bullshitses
bullshitsing
bullshitsly
bullshitss
bullshitted
bullshitteded
bullshitteder
bullshittedes
bullshitteding
bullshittedly
bullshitteds
bullturds
bullturdsed
bullturdser
bullturdses
bullturdsing
bullturdsly
bullturdss
bung
bunged
bunger
bunges
bunging
bungly
bungs
busty
bustyed
bustyer
bustyes
bustying
bustyly
bustys
butt
butt fuck
butt fucked
butt fucker
butt fuckes
butt fucking
butt fuckly
butt fucks
butted
buttes
buttfuck
buttfucked
buttfucker
buttfuckered
buttfuckerer
buttfuckeres
buttfuckering
buttfuckerly
buttfuckers
buttfuckes
buttfucking
buttfuckly
buttfucks
butting
buttly
buttplug
buttpluged
buttpluger
buttpluges
buttpluging
buttplugly
buttplugs
butts
caca
cacaed
cacaer
cacaes
cacaing
cacaly
cacas
cahone
cahoneed
cahoneer
cahonees
cahoneing
cahonely
cahones
cameltoe
cameltoeed
cameltoeer
cameltoees
cameltoeing
cameltoely
cameltoes
carpetmuncher
carpetmunchered
carpetmuncherer
carpetmuncheres
carpetmunchering
carpetmuncherly
carpetmunchers
cawk
cawked
cawker
cawkes
cawking
cawkly
cawks
chinc
chinced
chincer
chinces
chincing
chincly
chincs
chincsed
chincser
chincses
chincsing
chincsly
chincss
chink
chinked
chinker
chinkes
chinking
chinkly
chinks
chode
chodeed
chodeer
chodees
chodeing
chodely
chodes
chodesed
chodeser
chodeses
chodesing
chodesly
chodess
clit
clited
cliter
clites
cliting
clitly
clitoris
clitorised
clitoriser
clitorises
clitorising
clitorisly
clitoriss
clitorus
clitorused
clitoruser
clitoruses
clitorusing
clitorusly
clitoruss
clits
clitsed
clitser
clitses
clitsing
clitsly
clitss
clitty
clittyed
clittyer
clittyes
clittying
clittyly
clittys
cocain
cocaine
cocained
cocaineed
cocaineer
cocainees
cocaineing
cocainely
cocainer
cocaines
cocaining
cocainly
cocains
cock
cock sucker
cock suckered
cock suckerer
cock suckeres
cock suckering
cock suckerly
cock suckers
cockblock
cockblocked
cockblocker
cockblockes
cockblocking
cockblockly
cockblocks
cocked
cocker
cockes
cockholster
cockholstered
cockholsterer
cockholsteres
cockholstering
cockholsterly
cockholsters
cocking
cockknocker
cockknockered
cockknockerer
cockknockeres
cockknockering
cockknockerly
cockknockers
cockly
cocks
cocksed
cockser
cockses
cocksing
cocksly
cocksmoker
cocksmokered
cocksmokerer
cocksmokeres
cocksmokering
cocksmokerly
cocksmokers
cockss
cocksucker
cocksuckered
cocksuckerer
cocksuckeres
cocksuckering
cocksuckerly
cocksuckers
coital
coitaled
coitaler
coitales
coitaling
coitally
coitals
commie
commieed
commieer
commiees
commieing
commiely
commies
condomed
condomer
condomes
condoming
condomly
condoms
coon
cooned
cooner
coones
cooning
coonly
coons
coonsed
coonser
coonses
coonsing
coonsly
coonss
corksucker
corksuckered
corksuckerer
corksuckeres
corksuckering
corksuckerly
corksuckers
cracked
crackwhore
crackwhoreed
crackwhoreer
crackwhorees
crackwhoreing
crackwhorely
crackwhores
crap
craped
craper
crapes
craping
craply
crappy
crappyed
crappyer
crappyes
crappying
crappyly
crappys
cum
cumed
cumer
cumes
cuming
cumly
cummin
cummined
cumminer
cummines
cumming
cumminged
cumminger
cumminges
cumminging
cummingly
cummings
cummining
cumminly
cummins
cums
cumshot
cumshoted
cumshoter
cumshotes
cumshoting
cumshotly
cumshots
cumshotsed
cumshotser
cumshotses
cumshotsing
cumshotsly
cumshotss
cumslut
cumsluted
cumsluter
cumslutes
cumsluting
cumslutly
cumsluts
cumstain
cumstained
cumstainer
cumstaines
cumstaining
cumstainly
cumstains
cunilingus
cunilingused
cunilinguser
cunilinguses
cunilingusing
cunilingusly
cunilinguss
cunnilingus
cunnilingused
cunnilinguser
cunnilinguses
cunnilingusing
cunnilingusly
cunnilinguss
cunny
cunnyed
cunnyer
cunnyes
cunnying
cunnyly
cunnys
cunt
cunted
cunter
cuntes
cuntface
cuntfaceed
cuntfaceer
cuntfacees
cuntfaceing
cuntfacely
cuntfaces
cunthunter
cunthuntered
cunthunterer
cunthunteres
cunthuntering
cunthunterly
cunthunters
cunting
cuntlick
cuntlicked
cuntlicker
cuntlickered
cuntlickerer
cuntlickeres
cuntlickering
cuntlickerly
cuntlickers
cuntlickes
cuntlicking
cuntlickly
cuntlicks
cuntly
cunts
cuntsed
cuntser
cuntses
cuntsing
cuntsly
cuntss
dago
dagoed
dagoer
dagoes
dagoing
dagoly
dagos
dagosed
dagoser
dagoses
dagosing
dagosly
dagoss
dammit
dammited
dammiter
dammites
dammiting
dammitly
dammits
damn
damned
damneded
damneder
damnedes
damneding
damnedly
damneds
damner
damnes
damning
damnit
damnited
damniter
damnites
damniting
damnitly
damnits
damnly
damns
dick
dickbag
dickbaged
dickbager
dickbages
dickbaging
dickbagly
dickbags
dickdipper
dickdippered
dickdipperer
dickdipperes
dickdippering
dickdipperly
dickdippers
dicked
dicker
dickes
dickface
dickfaceed
dickfaceer
dickfacees
dickfaceing
dickfacely
dickfaces
dickflipper
dickflippered
dickflipperer
dickflipperes
dickflippering
dickflipperly
dickflippers
dickhead
dickheaded
dickheader
dickheades
dickheading
dickheadly
dickheads
dickheadsed
dickheadser
dickheadses
dickheadsing
dickheadsly
dickheadss
dicking
dickish
dickished
dickisher
dickishes
dickishing
dickishly
dickishs
dickly
dickripper
dickrippered
dickripperer
dickripperes
dickrippering
dickripperly
dickrippers
dicks
dicksipper
dicksippered
dicksipperer
dicksipperes
dicksippering
dicksipperly
dicksippers
dickweed
dickweeded
dickweeder
dickweedes
dickweeding
dickweedly
dickweeds
dickwhipper
dickwhippered
dickwhipperer
dickwhipperes
dickwhippering
dickwhipperly
dickwhippers
dickzipper
dickzippered
dickzipperer
dickzipperes
dickzippering
dickzipperly
dickzippers
diddle
diddleed
diddleer
diddlees
diddleing
diddlely
diddles
dike
dikeed
dikeer
dikees
dikeing
dikely
dikes
dildo
dildoed
dildoer
dildoes
dildoing
dildoly
dildos
dildosed
dildoser
dildoses
dildosing
dildosly
dildoss
diligaf
diligafed
diligafer
diligafes
diligafing
diligafly
diligafs
dillweed
dillweeded
dillweeder
dillweedes
dillweeding
dillweedly
dillweeds
dimwit
dimwited
dimwiter
dimwites
dimwiting
dimwitly
dimwits
dingle
dingleed
dingleer
dinglees
dingleing
dinglely
dingles
dipship
dipshiped
dipshiper
dipshipes
dipshiping
dipshiply
dipships
dizzyed
dizzyer
dizzyes
dizzying
dizzyly
dizzys
doggiestyleed
doggiestyleer
doggiestylees
doggiestyleing
doggiestylely
doggiestyles
doggystyleed
doggystyleer
doggystylees
doggystyleing
doggystylely
doggystyles
dong
donged
donger
donges
donging
dongly
dongs
doofus
doofused
doofuser
doofuses
doofusing
doofusly
doofuss
doosh
dooshed
doosher
dooshes
dooshing
dooshly
dooshs
dopeyed
dopeyer
dopeyes
dopeying
dopeyly
dopeys
douchebag
douchebaged
douchebager
douchebages
douchebaging
douchebagly
douchebags
douchebagsed
douchebagser
douchebagses
douchebagsing
douchebagsly
douchebagss
doucheed
doucheer
douchees
doucheing
douchely
douches
douchey
doucheyed
doucheyer
doucheyes
doucheying
doucheyly
doucheys
drunk
drunked
drunker
drunkes
drunking
drunkly
drunks
dumass
dumassed
dumasser
dumasses
dumassing
dumassly
dumasss
dumbass
dumbassed
dumbasser
dumbasses
dumbassesed
dumbasseser
dumbasseses
dumbassesing
dumbassesly
dumbassess
dumbassing
dumbassly
dumbasss
dummy
dummyed
dummyer
dummyes
dummying
dummyly
dummys
dyke
dykeed
dykeer
dykees
dykeing
dykely
dykes
dykesed
dykeser
dykeses
dykesing
dykesly
dykess
erotic
eroticed
eroticer
erotices
eroticing
eroticly
erotics
extacy
extacyed
extacyer
extacyes
extacying
extacyly
extacys
extasy
extasyed
extasyer
extasyes
extasying
extasyly
extasys
fack
facked
facker
fackes
facking
fackly
facks
fag
faged
fager
fages
fagg
fagged
faggeded
faggeder
faggedes
faggeding
faggedly
faggeds
fagger
fagges
fagging
faggit
faggited
faggiter
faggites
faggiting
faggitly
faggits
faggly
faggot
faggoted
faggoter
faggotes
faggoting
faggotly
faggots
faggs
faging
fagly
fagot
fagoted
fagoter
fagotes
fagoting
fagotly
fagots
fags
fagsed
fagser
fagses
fagsing
fagsly
fagss
faig
faiged
faiger
faiges
faiging
faigly
faigs
faigt
faigted
faigter
faigtes
faigting
faigtly
faigts
fannybandit
fannybandited
fannybanditer
fannybandites
fannybanditing
fannybanditly
fannybandits
farted
farter
fartes
farting
fartknocker
fartknockered
fartknockerer
fartknockeres
fartknockering
fartknockerly
fartknockers
fartly
farts
felch
felched
felcher
felchered
felcherer
felcheres
felchering
felcherly
felchers
felches
felching
felchinged
felchinger
felchinges
felchinging
felchingly
felchings
felchly
felchs
fellate
fellateed
fellateer
fellatees
fellateing
fellately
fellates
fellatio
fellatioed
fellatioer
fellatioes
fellatioing
fellatioly
fellatios
feltch
feltched
feltcher
feltchered
feltcherer
feltcheres
feltchering
feltcherly
feltchers
feltches
feltching
feltchly
feltchs
feom
feomed
feomer
feomes
feoming
feomly
feoms
fisted
fisteded
fisteder
fistedes
fisteding
fistedly
fisteds
fisting
fistinged
fistinger
fistinges
fistinging
fistingly
fistings
fisty
fistyed
fistyer
fistyes
fistying
fistyly
fistys
floozy
floozyed
floozyer
floozyes
floozying
floozyly
floozys
foad
foaded
foader
foades
foading
foadly
foads
fondleed
fondleer
fondlees
fondleing
fondlely
fondles
foobar
foobared
foobarer
foobares
foobaring
foobarly
foobars
freex
freexed
freexer
freexes
freexing
freexly
freexs
frigg
frigga
friggaed
friggaer
friggaes
friggaing
friggaly
friggas
frigged
frigger
frigges
frigging
friggly
friggs
fubar
fubared
fubarer
fubares
fubaring
fubarly
fubars
fuck
fuckass
fuckassed
fuckasser
fuckasses
fuckassing
fuckassly
fuckasss
fucked
fuckeded
fuckeder
fuckedes
fuckeding
fuckedly
fuckeds
fucker
fuckered
fuckerer
fuckeres
fuckering
fuckerly
fuckers
fuckes
fuckface
fuckfaceed
fuckfaceer
fuckfacees
fuckfaceing
fuckfacely
fuckfaces
fuckin
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'Allergic to the sun'
A 54-year-old white man presents to the emergency department with burning pain in his left upper arm for the past 2 to 3 days. His medical history includes seizure disorder, for which he takes levetiracetam (Keppra); hypertension, for which he takes metoprolol succinate (Toprol); and in the remote past, a gunshot wound to the head that left his right arm with residual contracture and weakness.
He says he is homeless, has been “allergic to the sun for a while,” and has had dark-colored urine and intermittent abdominal pain. He states that he does not use illicit substances but that he drinks 6 to 12 beers per night and smokes 1 pack of cigarettes per day.
Initial vital signs:
- Temperature 37.7°C (99.9°F)
- Blood pressure 217/114 mm Hg
- Heart rate 82 bpm
- Respiratory rate 18 per minute
- Capillary oxygen saturation 98% while breathing room air.
On examination, his right arm is significantly weak and contracted. His left arm has decreased sensation to pinprick and light touch from elbow to fingers. His face and both arms show hyperpigmentation alternating with atrophic scarring, which also affects his lips. There is no overt mucosal involvement. His hands and forearms have a sclerotic texture and patchy hair loss. Several small bullae are present on the dorsum of the left forearm and hand. There is a 6-inch, irregular, open lesion on the left forearm and a 1-inch lesion on the left hand (Figure 1).

Initial laboratory studies show:
- Chemistries and complete blood cell count within normal limits
- Platelet count 305 × 109/L (reference range 150–350)
- Orange-colored urine
- Hepatitis C virus (HCV) antibody positive (new finding)
- Human immunodeficiency virus antibody, hepatitis B surface antigen, and antinuclear antibody negative
- Phenytoin and urine drug screen negative
- Aspartate aminotransferase 70 U/L (reference range 5–34)
- Alanine aminotransferase 73 U/L (reference range 0–55)
- Prothrombin time 10.8 seconds (reference range 8.3–13.0), international normalized ratio 0.98 (reference range 0.8–1.2)
- Iron studies within normal limits.
The patient is admitted to the hospital and is started on cefazolin and clindamycin. Urine is collected for a porphyrin screen, and punch-biopsy samples from the forearms are sent for study. Ultrasonography shows splenomegaly, as well as increased echogenicity of the liver without structural abnormalities. Blood and urine cultures, drawn upon admission, are negative by discharge.
Pathologic study of the punch-biopsy specimens (Figure 2) shows the formation of subepidermal vesicles with extensive reticular and dermal fibrosis.

DIAGNOSIS: PORPHYRIA CUTANEA TARDA
Because of the patient’s history, examination, and pathology results, he was preliminarily diagnosed with porphyria cutanea tarda (PCT).1,2 The diagnosis was confirmed after he was discharged when his urine uroporphyrin level was found to be 157.5 μmol/mol of creatinine (reference range < 4) and his urine heptacarboxylporphyrin level was 118.0 μmol/mol of creatinine (reference range < 2).
This patient’s clinical presentation is classic for sporadic (ie, type 1) PCT. Sporadic PCT is an acquired deficiency of uroporphyrinogen decarboxylase, an enzyme that catalyzes the fifth step in heme metabolism.3 The deficiency of this enzyme is exclusively hepatic and is strongly associated with chronic hepatitis C infection. Mutations of the hemochromatosis gene (HFE), human immunodeficiency virus infection, alcohol use, and smoking are also risk factors.4 The prevalence in the United States is about 1:25,000; nearly 80% of cases are sporadic (type 1), and 20% are familial (type 2).5
Manifestations of PCT include photosensitive dermatitis, facial hypertrichosis, and orange urine.3 The photosensitivity dermatitis heals slowly and leads to sclerosis and hyperpigmentation.
Repeated phlebotomy is the first-line treatment, and hydroxychloroquine (Plaquenil) is the second-line treatment.6 Patients with PCT and hepatitis C should be considered for antiviral therapy according to standard guidelines. Treatment of hepatitis C may reduce the symptoms of PCT, even without a sustained viral response. However, not enough evidence exists to make treatment recommendations for this group.7
Because we were uncertain that the patient would return for follow-up, we did not start phlebotomy or treatment for hepatitis C. However, we did prescribe hydroxychloroquine 100 mg three times a week and instructed him to cover his skin when outside and to use effective sunblock. An outpatient visit was scheduled prior to discharge. Unfortunately, the patient was lost to follow-up.
Acknowledgment: The authors would like to personally thank Dr. Karen DeSouza from the University of Tennessee, Graduate School of Medicine, Department of Pathology, for her clinical expertise and kind advice.
- The University of Iowa, Department of Pathology, Laboratory Services Handbook. Porphyrins & Porphobilinogen, Urine (24 hr or random). www.healthcare.uiowa.edu/path_handbook/handbook/test2893.html. Accessed August 8, 2014.
- Maynard B, Peters MS. Histologic and immunofluorescence study of cutaneous porphyrias. J Cutan Pathol 1992; 19:40–47.
- Thunell S, Harper P. Porphyrins, porphyrin metabolism, porphyrias. III. Diagnosis, care and monitoring in porphyria cutanea tarda—suggestions for a handling programme. Scand J Clin Lab Invest 2000; 60:561–579.
- Lambrecht RW, Thapar M, Bonkovsky HL. Genetic aspects of porphyria cutanea tarda. Semin Liver Dis 2007; 27:99–108.
- Kushner JP, Barbuto AJ, Lee GR. An inherited enzymatic defect in porphyria cutanea tarda: decreased uroporphyrinogen decarboxylase activity. J Clin Invest 1976; 58:1089–1097.
- Singal AK, Kormos-Hallberg C, Lee C, et al. Low-dose hydroxychloroquine is as effective as phlebotomy in treatment of patients with porphyria cutanea tarda. Clin Gastroenterol Hepatol 2012; 10:1402–1409.
- Ryan Caballes F, Sendi H, Bonkovsky HL. Hepatitis C, porphyria cutanea tarda and liver iron: an update. Liver Int 2012; 32:880–893.
A 54-year-old white man presents to the emergency department with burning pain in his left upper arm for the past 2 to 3 days. His medical history includes seizure disorder, for which he takes levetiracetam (Keppra); hypertension, for which he takes metoprolol succinate (Toprol); and in the remote past, a gunshot wound to the head that left his right arm with residual contracture and weakness.
He says he is homeless, has been “allergic to the sun for a while,” and has had dark-colored urine and intermittent abdominal pain. He states that he does not use illicit substances but that he drinks 6 to 12 beers per night and smokes 1 pack of cigarettes per day.
Initial vital signs:
- Temperature 37.7°C (99.9°F)
- Blood pressure 217/114 mm Hg
- Heart rate 82 bpm
- Respiratory rate 18 per minute
- Capillary oxygen saturation 98% while breathing room air.
On examination, his right arm is significantly weak and contracted. His left arm has decreased sensation to pinprick and light touch from elbow to fingers. His face and both arms show hyperpigmentation alternating with atrophic scarring, which also affects his lips. There is no overt mucosal involvement. His hands and forearms have a sclerotic texture and patchy hair loss. Several small bullae are present on the dorsum of the left forearm and hand. There is a 6-inch, irregular, open lesion on the left forearm and a 1-inch lesion on the left hand (Figure 1).

Initial laboratory studies show:
- Chemistries and complete blood cell count within normal limits
- Platelet count 305 × 109/L (reference range 150–350)
- Orange-colored urine
- Hepatitis C virus (HCV) antibody positive (new finding)
- Human immunodeficiency virus antibody, hepatitis B surface antigen, and antinuclear antibody negative
- Phenytoin and urine drug screen negative
- Aspartate aminotransferase 70 U/L (reference range 5–34)
- Alanine aminotransferase 73 U/L (reference range 0–55)
- Prothrombin time 10.8 seconds (reference range 8.3–13.0), international normalized ratio 0.98 (reference range 0.8–1.2)
- Iron studies within normal limits.
The patient is admitted to the hospital and is started on cefazolin and clindamycin. Urine is collected for a porphyrin screen, and punch-biopsy samples from the forearms are sent for study. Ultrasonography shows splenomegaly, as well as increased echogenicity of the liver without structural abnormalities. Blood and urine cultures, drawn upon admission, are negative by discharge.
Pathologic study of the punch-biopsy specimens (Figure 2) shows the formation of subepidermal vesicles with extensive reticular and dermal fibrosis.

DIAGNOSIS: PORPHYRIA CUTANEA TARDA
Because of the patient’s history, examination, and pathology results, he was preliminarily diagnosed with porphyria cutanea tarda (PCT).1,2 The diagnosis was confirmed after he was discharged when his urine uroporphyrin level was found to be 157.5 μmol/mol of creatinine (reference range < 4) and his urine heptacarboxylporphyrin level was 118.0 μmol/mol of creatinine (reference range < 2).
This patient’s clinical presentation is classic for sporadic (ie, type 1) PCT. Sporadic PCT is an acquired deficiency of uroporphyrinogen decarboxylase, an enzyme that catalyzes the fifth step in heme metabolism.3 The deficiency of this enzyme is exclusively hepatic and is strongly associated with chronic hepatitis C infection. Mutations of the hemochromatosis gene (HFE), human immunodeficiency virus infection, alcohol use, and smoking are also risk factors.4 The prevalence in the United States is about 1:25,000; nearly 80% of cases are sporadic (type 1), and 20% are familial (type 2).5
Manifestations of PCT include photosensitive dermatitis, facial hypertrichosis, and orange urine.3 The photosensitivity dermatitis heals slowly and leads to sclerosis and hyperpigmentation.
Repeated phlebotomy is the first-line treatment, and hydroxychloroquine (Plaquenil) is the second-line treatment.6 Patients with PCT and hepatitis C should be considered for antiviral therapy according to standard guidelines. Treatment of hepatitis C may reduce the symptoms of PCT, even without a sustained viral response. However, not enough evidence exists to make treatment recommendations for this group.7
Because we were uncertain that the patient would return for follow-up, we did not start phlebotomy or treatment for hepatitis C. However, we did prescribe hydroxychloroquine 100 mg three times a week and instructed him to cover his skin when outside and to use effective sunblock. An outpatient visit was scheduled prior to discharge. Unfortunately, the patient was lost to follow-up.
Acknowledgment: The authors would like to personally thank Dr. Karen DeSouza from the University of Tennessee, Graduate School of Medicine, Department of Pathology, for her clinical expertise and kind advice.
A 54-year-old white man presents to the emergency department with burning pain in his left upper arm for the past 2 to 3 days. His medical history includes seizure disorder, for which he takes levetiracetam (Keppra); hypertension, for which he takes metoprolol succinate (Toprol); and in the remote past, a gunshot wound to the head that left his right arm with residual contracture and weakness.
He says he is homeless, has been “allergic to the sun for a while,” and has had dark-colored urine and intermittent abdominal pain. He states that he does not use illicit substances but that he drinks 6 to 12 beers per night and smokes 1 pack of cigarettes per day.
Initial vital signs:
- Temperature 37.7°C (99.9°F)
- Blood pressure 217/114 mm Hg
- Heart rate 82 bpm
- Respiratory rate 18 per minute
- Capillary oxygen saturation 98% while breathing room air.
On examination, his right arm is significantly weak and contracted. His left arm has decreased sensation to pinprick and light touch from elbow to fingers. His face and both arms show hyperpigmentation alternating with atrophic scarring, which also affects his lips. There is no overt mucosal involvement. His hands and forearms have a sclerotic texture and patchy hair loss. Several small bullae are present on the dorsum of the left forearm and hand. There is a 6-inch, irregular, open lesion on the left forearm and a 1-inch lesion on the left hand (Figure 1).

Initial laboratory studies show:
- Chemistries and complete blood cell count within normal limits
- Platelet count 305 × 109/L (reference range 150–350)
- Orange-colored urine
- Hepatitis C virus (HCV) antibody positive (new finding)
- Human immunodeficiency virus antibody, hepatitis B surface antigen, and antinuclear antibody negative
- Phenytoin and urine drug screen negative
- Aspartate aminotransferase 70 U/L (reference range 5–34)
- Alanine aminotransferase 73 U/L (reference range 0–55)
- Prothrombin time 10.8 seconds (reference range 8.3–13.0), international normalized ratio 0.98 (reference range 0.8–1.2)
- Iron studies within normal limits.
The patient is admitted to the hospital and is started on cefazolin and clindamycin. Urine is collected for a porphyrin screen, and punch-biopsy samples from the forearms are sent for study. Ultrasonography shows splenomegaly, as well as increased echogenicity of the liver without structural abnormalities. Blood and urine cultures, drawn upon admission, are negative by discharge.
Pathologic study of the punch-biopsy specimens (Figure 2) shows the formation of subepidermal vesicles with extensive reticular and dermal fibrosis.

DIAGNOSIS: PORPHYRIA CUTANEA TARDA
Because of the patient’s history, examination, and pathology results, he was preliminarily diagnosed with porphyria cutanea tarda (PCT).1,2 The diagnosis was confirmed after he was discharged when his urine uroporphyrin level was found to be 157.5 μmol/mol of creatinine (reference range < 4) and his urine heptacarboxylporphyrin level was 118.0 μmol/mol of creatinine (reference range < 2).
This patient’s clinical presentation is classic for sporadic (ie, type 1) PCT. Sporadic PCT is an acquired deficiency of uroporphyrinogen decarboxylase, an enzyme that catalyzes the fifth step in heme metabolism.3 The deficiency of this enzyme is exclusively hepatic and is strongly associated with chronic hepatitis C infection. Mutations of the hemochromatosis gene (HFE), human immunodeficiency virus infection, alcohol use, and smoking are also risk factors.4 The prevalence in the United States is about 1:25,000; nearly 80% of cases are sporadic (type 1), and 20% are familial (type 2).5
Manifestations of PCT include photosensitive dermatitis, facial hypertrichosis, and orange urine.3 The photosensitivity dermatitis heals slowly and leads to sclerosis and hyperpigmentation.
Repeated phlebotomy is the first-line treatment, and hydroxychloroquine (Plaquenil) is the second-line treatment.6 Patients with PCT and hepatitis C should be considered for antiviral therapy according to standard guidelines. Treatment of hepatitis C may reduce the symptoms of PCT, even without a sustained viral response. However, not enough evidence exists to make treatment recommendations for this group.7
Because we were uncertain that the patient would return for follow-up, we did not start phlebotomy or treatment for hepatitis C. However, we did prescribe hydroxychloroquine 100 mg three times a week and instructed him to cover his skin when outside and to use effective sunblock. An outpatient visit was scheduled prior to discharge. Unfortunately, the patient was lost to follow-up.
Acknowledgment: The authors would like to personally thank Dr. Karen DeSouza from the University of Tennessee, Graduate School of Medicine, Department of Pathology, for her clinical expertise and kind advice.
- The University of Iowa, Department of Pathology, Laboratory Services Handbook. Porphyrins & Porphobilinogen, Urine (24 hr or random). www.healthcare.uiowa.edu/path_handbook/handbook/test2893.html. Accessed August 8, 2014.
- Maynard B, Peters MS. Histologic and immunofluorescence study of cutaneous porphyrias. J Cutan Pathol 1992; 19:40–47.
- Thunell S, Harper P. Porphyrins, porphyrin metabolism, porphyrias. III. Diagnosis, care and monitoring in porphyria cutanea tarda—suggestions for a handling programme. Scand J Clin Lab Invest 2000; 60:561–579.
- Lambrecht RW, Thapar M, Bonkovsky HL. Genetic aspects of porphyria cutanea tarda. Semin Liver Dis 2007; 27:99–108.
- Kushner JP, Barbuto AJ, Lee GR. An inherited enzymatic defect in porphyria cutanea tarda: decreased uroporphyrinogen decarboxylase activity. J Clin Invest 1976; 58:1089–1097.
- Singal AK, Kormos-Hallberg C, Lee C, et al. Low-dose hydroxychloroquine is as effective as phlebotomy in treatment of patients with porphyria cutanea tarda. Clin Gastroenterol Hepatol 2012; 10:1402–1409.
- Ryan Caballes F, Sendi H, Bonkovsky HL. Hepatitis C, porphyria cutanea tarda and liver iron: an update. Liver Int 2012; 32:880–893.
- The University of Iowa, Department of Pathology, Laboratory Services Handbook. Porphyrins & Porphobilinogen, Urine (24 hr or random). www.healthcare.uiowa.edu/path_handbook/handbook/test2893.html. Accessed August 8, 2014.
- Maynard B, Peters MS. Histologic and immunofluorescence study of cutaneous porphyrias. J Cutan Pathol 1992; 19:40–47.
- Thunell S, Harper P. Porphyrins, porphyrin metabolism, porphyrias. III. Diagnosis, care and monitoring in porphyria cutanea tarda—suggestions for a handling programme. Scand J Clin Lab Invest 2000; 60:561–579.
- Lambrecht RW, Thapar M, Bonkovsky HL. Genetic aspects of porphyria cutanea tarda. Semin Liver Dis 2007; 27:99–108.
- Kushner JP, Barbuto AJ, Lee GR. An inherited enzymatic defect in porphyria cutanea tarda: decreased uroporphyrinogen decarboxylase activity. J Clin Invest 1976; 58:1089–1097.
- Singal AK, Kormos-Hallberg C, Lee C, et al. Low-dose hydroxychloroquine is as effective as phlebotomy in treatment of patients with porphyria cutanea tarda. Clin Gastroenterol Hepatol 2012; 10:1402–1409.
- Ryan Caballes F, Sendi H, Bonkovsky HL. Hepatitis C, porphyria cutanea tarda and liver iron: an update. Liver Int 2012; 32:880–893.
Hypertrophic cardiomyopathy apical variant
He had had an isolated syncopal episode while intensely training a year ago, but his medical history was otherwise unremarkable.
On examination, he appeared fit. His vital signs were normal. The apical pulse was sustained on palpation and was not displaced. Auscultation revealed an S4 heart sound.
HYPERTROPHIC CARDIOMYOPATHY: THE APICAL VARIANT
In typical hypertrophic cardiomyopathy, the left ventricle, especially the interventricular septum, is thickened, but the left ventricular chamber size is normal or small. In severe cases, the left ventricular outflow tract can become very narrowed, resulting in accelerated blood flow, which may further increase in the presence of hypovolemia, peripheral vasodilation, and increased cardiac contractility. The Venturi effect thus created may entrain a typically malformed anterior mitral valve leaflet toward the aortic valve (systolic anterior motion), causing mitral insufficiency and exacerbating obstruction of the left ventricular outflow tract. Systolic anterior motion may play an important role in exercise-induced syncope and sudden death in young people with hypertrophic cardiomyopathy.4
In the apical variant, hypertrophy is confined to the left ventricular apex.1–3 There is no dynamic outflow tract obstruction. Still, unexplained syncope has been reported, and recent data challenge the conventional wisdom that the apical variant of hypertrophic cardiomyopathy has a benign prognosis.2 In patients without a history of recurrent syncope, chest pain, or heart failure, perioperative risk is probably not significantly increased. The differential diagnosis includes myocardial ischemia or infarction, electrolyte disturbances, effects of drugs (eg, digoxin), and subarachnoid hemorrhage.1–3,5 Plain or contrast-enhanced echocardiography or cardiac magnetic resonance imaging, or both, can help confirm the diagnosis. Long-term management should be guided by the patient’s symptoms.
- Eriksson MJ, Sonnenberg B, Woo A, et al. Long-term outcome in patients with apical hypertrophic cardiomyopathy. J Am Coll Cardiol 2002; 39:638–645.
- Kasirye Y, Manne JR, Epperla N, Bapani S, Garcia-Montilla R. Apical hypertrophic cardiomyopathy presenting as recurrent unexplained syncope. Clin Med Res 2012; 10:26–31.
- Lee CH, Liu PY, Lin LJ, Chen JH, Tsai LM. Clinical features and outcome of patients with apical hypertrophic cardiomyopathy in Taiwan. Cardiology 2006; 106:29–35.
- Nishimura RA, Holmes DR Clinical practice. Hypertrophic obstructive cardiomyopathy. N Engl J Med 2004; 350:1320–1327.
- Lin CS, Chen CH, Ding PY. Apical hypertrophic cardiomyopathy mimicking acute myocardial infarction. Int J Cardiol 1998; 64:305–307.
He had had an isolated syncopal episode while intensely training a year ago, but his medical history was otherwise unremarkable.
On examination, he appeared fit. His vital signs were normal. The apical pulse was sustained on palpation and was not displaced. Auscultation revealed an S4 heart sound.
HYPERTROPHIC CARDIOMYOPATHY: THE APICAL VARIANT
In typical hypertrophic cardiomyopathy, the left ventricle, especially the interventricular septum, is thickened, but the left ventricular chamber size is normal or small. In severe cases, the left ventricular outflow tract can become very narrowed, resulting in accelerated blood flow, which may further increase in the presence of hypovolemia, peripheral vasodilation, and increased cardiac contractility. The Venturi effect thus created may entrain a typically malformed anterior mitral valve leaflet toward the aortic valve (systolic anterior motion), causing mitral insufficiency and exacerbating obstruction of the left ventricular outflow tract. Systolic anterior motion may play an important role in exercise-induced syncope and sudden death in young people with hypertrophic cardiomyopathy.4
In the apical variant, hypertrophy is confined to the left ventricular apex.1–3 There is no dynamic outflow tract obstruction. Still, unexplained syncope has been reported, and recent data challenge the conventional wisdom that the apical variant of hypertrophic cardiomyopathy has a benign prognosis.2 In patients without a history of recurrent syncope, chest pain, or heart failure, perioperative risk is probably not significantly increased. The differential diagnosis includes myocardial ischemia or infarction, electrolyte disturbances, effects of drugs (eg, digoxin), and subarachnoid hemorrhage.1–3,5 Plain or contrast-enhanced echocardiography or cardiac magnetic resonance imaging, or both, can help confirm the diagnosis. Long-term management should be guided by the patient’s symptoms.
He had had an isolated syncopal episode while intensely training a year ago, but his medical history was otherwise unremarkable.
On examination, he appeared fit. His vital signs were normal. The apical pulse was sustained on palpation and was not displaced. Auscultation revealed an S4 heart sound.
HYPERTROPHIC CARDIOMYOPATHY: THE APICAL VARIANT
In typical hypertrophic cardiomyopathy, the left ventricle, especially the interventricular septum, is thickened, but the left ventricular chamber size is normal or small. In severe cases, the left ventricular outflow tract can become very narrowed, resulting in accelerated blood flow, which may further increase in the presence of hypovolemia, peripheral vasodilation, and increased cardiac contractility. The Venturi effect thus created may entrain a typically malformed anterior mitral valve leaflet toward the aortic valve (systolic anterior motion), causing mitral insufficiency and exacerbating obstruction of the left ventricular outflow tract. Systolic anterior motion may play an important role in exercise-induced syncope and sudden death in young people with hypertrophic cardiomyopathy.4
In the apical variant, hypertrophy is confined to the left ventricular apex.1–3 There is no dynamic outflow tract obstruction. Still, unexplained syncope has been reported, and recent data challenge the conventional wisdom that the apical variant of hypertrophic cardiomyopathy has a benign prognosis.2 In patients without a history of recurrent syncope, chest pain, or heart failure, perioperative risk is probably not significantly increased. The differential diagnosis includes myocardial ischemia or infarction, electrolyte disturbances, effects of drugs (eg, digoxin), and subarachnoid hemorrhage.1–3,5 Plain or contrast-enhanced echocardiography or cardiac magnetic resonance imaging, or both, can help confirm the diagnosis. Long-term management should be guided by the patient’s symptoms.
- Eriksson MJ, Sonnenberg B, Woo A, et al. Long-term outcome in patients with apical hypertrophic cardiomyopathy. J Am Coll Cardiol 2002; 39:638–645.
- Kasirye Y, Manne JR, Epperla N, Bapani S, Garcia-Montilla R. Apical hypertrophic cardiomyopathy presenting as recurrent unexplained syncope. Clin Med Res 2012; 10:26–31.
- Lee CH, Liu PY, Lin LJ, Chen JH, Tsai LM. Clinical features and outcome of patients with apical hypertrophic cardiomyopathy in Taiwan. Cardiology 2006; 106:29–35.
- Nishimura RA, Holmes DR Clinical practice. Hypertrophic obstructive cardiomyopathy. N Engl J Med 2004; 350:1320–1327.
- Lin CS, Chen CH, Ding PY. Apical hypertrophic cardiomyopathy mimicking acute myocardial infarction. Int J Cardiol 1998; 64:305–307.
- Eriksson MJ, Sonnenberg B, Woo A, et al. Long-term outcome in patients with apical hypertrophic cardiomyopathy. J Am Coll Cardiol 2002; 39:638–645.
- Kasirye Y, Manne JR, Epperla N, Bapani S, Garcia-Montilla R. Apical hypertrophic cardiomyopathy presenting as recurrent unexplained syncope. Clin Med Res 2012; 10:26–31.
- Lee CH, Liu PY, Lin LJ, Chen JH, Tsai LM. Clinical features and outcome of patients with apical hypertrophic cardiomyopathy in Taiwan. Cardiology 2006; 106:29–35.
- Nishimura RA, Holmes DR Clinical practice. Hypertrophic obstructive cardiomyopathy. N Engl J Med 2004; 350:1320–1327.
- Lin CS, Chen CH, Ding PY. Apical hypertrophic cardiomyopathy mimicking acute myocardial infarction. Int J Cardiol 1998; 64:305–307.
Polycystic kidney disease: Molecular understanding dictating management
Dr. Braun is an iconic figure in Cleveland Clinic medicine. He is the consummate internist, nephrologist, and transplantation physician, but he is also a critical thinker. He strives to understand (and explain) what underpins our clinical observations and therapeutic decisions. He asks the “why” questions. As he ticked through the manifestations of PKD and the diagnostic dilemmas that arise in taking care of these patients, and then transitioned into explaining the interesting though incomplete current molecular understanding of this relatively prevalent genetic disorder, I heard many of the same questions I had asked myself 30 years ago. But this time I was getting some answers.
How can one be certain a cyst is infected? How do these cysts form and expand without apparent communication with the tubular lumens? (Intracystic bleeding and infection may not be reflected in the urinalysis, although the organism isolated from infected cysts is frequently Escherichia coli.) If renal cysts are formed from tubular epithelial cells that are preprogrammed to self-organize into lumen-like structures, how does the same genetic defect predispose to cyst formation in organs such as the liver, or to aneurysms in blood vessels in the brain? Why does the disease take so long to express itself, and why is its expression so variable?
The patient did well during his hospital stay 30 years ago. As I recall, he had staphylococcal bacteremia with an infected cyst. We discussed the clinical scenario but had no suggestions as to how to prevent the growth of what we now know are about 60 subclinical cysts for every one that we recognize. And we certainly didn’t discuss the idea that the disease process may be partially driven by dysfunctional nonmotile cilia that should respond to urine flow by appropriately directing regeneration and proliferation of renal tubular cells.
I love getting answers to questions that I didn’t know enough to ask.
Dr. Braun is an iconic figure in Cleveland Clinic medicine. He is the consummate internist, nephrologist, and transplantation physician, but he is also a critical thinker. He strives to understand (and explain) what underpins our clinical observations and therapeutic decisions. He asks the “why” questions. As he ticked through the manifestations of PKD and the diagnostic dilemmas that arise in taking care of these patients, and then transitioned into explaining the interesting though incomplete current molecular understanding of this relatively prevalent genetic disorder, I heard many of the same questions I had asked myself 30 years ago. But this time I was getting some answers.
How can one be certain a cyst is infected? How do these cysts form and expand without apparent communication with the tubular lumens? (Intracystic bleeding and infection may not be reflected in the urinalysis, although the organism isolated from infected cysts is frequently Escherichia coli.) If renal cysts are formed from tubular epithelial cells that are preprogrammed to self-organize into lumen-like structures, how does the same genetic defect predispose to cyst formation in organs such as the liver, or to aneurysms in blood vessels in the brain? Why does the disease take so long to express itself, and why is its expression so variable?
The patient did well during his hospital stay 30 years ago. As I recall, he had staphylococcal bacteremia with an infected cyst. We discussed the clinical scenario but had no suggestions as to how to prevent the growth of what we now know are about 60 subclinical cysts for every one that we recognize. And we certainly didn’t discuss the idea that the disease process may be partially driven by dysfunctional nonmotile cilia that should respond to urine flow by appropriately directing regeneration and proliferation of renal tubular cells.
I love getting answers to questions that I didn’t know enough to ask.
Dr. Braun is an iconic figure in Cleveland Clinic medicine. He is the consummate internist, nephrologist, and transplantation physician, but he is also a critical thinker. He strives to understand (and explain) what underpins our clinical observations and therapeutic decisions. He asks the “why” questions. As he ticked through the manifestations of PKD and the diagnostic dilemmas that arise in taking care of these patients, and then transitioned into explaining the interesting though incomplete current molecular understanding of this relatively prevalent genetic disorder, I heard many of the same questions I had asked myself 30 years ago. But this time I was getting some answers.
How can one be certain a cyst is infected? How do these cysts form and expand without apparent communication with the tubular lumens? (Intracystic bleeding and infection may not be reflected in the urinalysis, although the organism isolated from infected cysts is frequently Escherichia coli.) If renal cysts are formed from tubular epithelial cells that are preprogrammed to self-organize into lumen-like structures, how does the same genetic defect predispose to cyst formation in organs such as the liver, or to aneurysms in blood vessels in the brain? Why does the disease take so long to express itself, and why is its expression so variable?
The patient did well during his hospital stay 30 years ago. As I recall, he had staphylococcal bacteremia with an infected cyst. We discussed the clinical scenario but had no suggestions as to how to prevent the growth of what we now know are about 60 subclinical cysts for every one that we recognize. And we certainly didn’t discuss the idea that the disease process may be partially driven by dysfunctional nonmotile cilia that should respond to urine flow by appropriately directing regeneration and proliferation of renal tubular cells.
I love getting answers to questions that I didn’t know enough to ask.
Advances in autosomal dominant polycystic kidney disease—2014 and beyond
Autosomal dominant polycystic kidney disease (ADPKD) is the most common inherited renal disease, has an estimated prevalence of 1:400 to 1:1,000 live births in the United States, and occurs worldwide.1,2 There are about 700,000 people living with it in the United States, and about 6,000 new cases arise annually. It accounts for nearly 5% of all patients with end-stage renal disease in the United States.3
This paper will offer an overview of the pathogenesis of renal cysts, review some of the clinical aspects of ADPKD including diagnosis and management of complications, and discuss recent drug trials and current management.
TWO TYPES—PKD1 IS MORE COMMON AND PROGRESSES MORE RAPIDLY
Two major forms of ADPKD are recognized and can usually be determined by genetic testing: PKD1, accounting for about 85% of cases, and PKD2, accounting for 15%.
The gene locus for PKD1 is on the short arm of the 16th chromosome (16p13.3), and its glycoprotein gene product is polycystin 1 (PC1), a large molecule with 4,303 amino acids.2 PC1 has a long N-terminal extracellular tail that can function as a mechanosensor. Disease progression is much faster with PKD1, and end-stage renal disease usually occurs before age 56.4
In PKD2, the gene locus is on the long arm of the fourth chromosome (4q21–23), and has a smaller glycoprotein gene product, polycystin 2 (PC2), that plays a role in calcium transport. The disease course of PKD2 tends to be slower. End-stage renal disease might not develop in the patient’s lifetime, since it typically develops when the patient is more than 70 years old.4
Although the growth rate of renal cysts is similar between the two types, patients with PKD1 develop about twice as many cysts as those with PDK2, and their cyst development starts at a younger age.5
Typically, patients have a clear phenotype and a positive family history, but in about 10% of possible ADPKD cases, there is no family history of ADPKD. Genetic variations such as incompletely penetrant PKD1 alleles,6 hypomorphic alleles,7 and trans-heterozygous mutations8 account for at least some of these cases.
IMAGING CRITERIA HAVE BROADENED
Ultrasonographic criteria for the diagnosis of ADPKD that were published in 1994 were based on patients who had a family history of PKD1.9 The criteria have since been modified (the “unified criteria”) to include patients with a family history of PKD2 who begin cyst development at a later age and with lower numbers.10 For patients ages 30 to 39, a previously difficult diagnostic group, the criterion for the minimum number of cysts visible on ultrasonography changed from four to three, improving the sensitivity of detecting disease from approximately 76% to approximately 95% (Table 1).9,10 It is important to note that these criteria apply only to patients “at risk,” ie, with a positive family history of ADPKD.
Computed tomography (CT) and magnetic resonance imaging (MRI) classically show bilaterally enlarged multicystic kidneys, though variations can be seen.
DISEASE CAN PRESENT IN MYRIAD WAYS
Although cystic kidney disease is the basic underlying problem, undiagnosed patients may present with a variety of symptoms caused by other manifestations of ADPKD (Table 2).
Hypertension is the most common presentation, occurring in about 50% of patients ages 20 to 34, and essentially 100% of those with end-stage renal disease.11 It is associated with up-regulation of the renin-angiotensin-aldosterone system.
Pain is typically located in the abdomen, flank, or back and can occur in a localized or diffuse manner. Early abdominal distress is often simply described as “fullness.” Localized pain is usually caused by bleeding into or rupture of a cyst, renal stones, or infection.12 Because renal cysts are noncommunicating, bleeding can occur into a cyst and cause pain without gross hematuria. Compression by greatly enlarged kidneys, liver, or both can cause a variety of gastrointestinal symptoms such as reflux esophagitis and varying degrees of constipation. Diffuse pain is often musculoskeletal and related to exaggerated lordosis from increasing abdominal size due to enlarging cystic kidneys and sometimes liver.12 In carefully selected cases, cyst aspiration may be helpful.11
Although renal carcinomas are rare and not more frequent than in the general population, they can occur at an earlier age and with constitutional symptoms.11
Urinary tract infections are increased in frequency. A patient may have a simple urinary tract infection that is cured with the appropriate antibiotic. However, a urinary tract infection repeatedly recurring with the same organism is a strong clue that an infected cyst is the source and requires more intensive treatment with the appropriate cyst-penetrating antibiotic. On the other hand, because cysts are noncommunicating, an infected cyst might be present despite a negative urine culture.
Identifying infected cysts can be a challenge with conventional imaging techniques, but combined positron emission tomography and CT (PET/CT) can be a valuable though expensive diagnostic tool to identify an infected kidney or liver cyst, or to identify an unsuspected source of the pain and infection.13
Jouret et al13 evaluated 27 PET/CT scans performed in 24 patients with ADPKD and suspicion of an abdominal infection. Patients were deemed to have probable cyst infection if they met all of the following criteria: temperature more than 38°C for longer than 3 days, loin or liver tenderness, plasma C-reactive protein level greater than 5 mg/dL, and no evidence of intracystic bleeding on CT. Patients with only two or three of these criteria were classified as having fever of unknown origin. Diagnosis of cyst infection was confirmed by cyst fluid analysis.
PET/CT identified a kidney or liver cyst infection in 85% of 13 infectious events in 11 patients who met all the criteria for probable cyst infection; CT alone contributed to the diagnosis in only one patient.13 In those with fever of unknown origin, PET/CT identified a source of infection in 64% of 14 events in 13 patients: two infected renal cysts, as well as one patient each with other infections that would be difficult to diagnose clinically, ie, small bowel diverticulitis, psoas abscess, diverticulitis of the right colon, pyelonephritis in a transplanted kidney, infected abdominal aortic aneurysm, prostatitis, colitis, and Helicobacter pylori gastritis. Results of PET/CT were negative in five patients with intracystic bleeding.
Kidney stones occur in 20% to 36% of patients.11,14 Uric acid stones occur at almost the same frequency as calcium oxalate stones.
Chronic kidney disease not previously diagnosed may be the presenting condition in a small percentage of patients, sometimes those in whom much earlier hypertension was not fully evaluated. ADPKD is typically not associated with significant proteinuria (eg, nephrotic range), and the presence of heavy proteinuria usually indicates the presence of a superimposed primary glomerulopathy.15
Cysts in other locations. By MRI, liver cysts are present in 58% of patients ages 15 to 24, rising to 94% in those ages 35 to 46.11 Because liver cysts are estrogen-dependent, they are more prominent in women. A small percentage of patients develop cysts in the pancreas (5%), arachnoid membranes (8%), and seminal vesicles (40% of men with ADPKD).11
Cardiovascular abnormalities occur in almost one-third of patients with ADPKD, usually as mitral and aortic valve abnormalities.16 Aneurysms of the aortic root and abdominal aorta can also occur, in addition to intracranial aneurysms (see below).17
Intracranial aneurysms are not uncommon, and size usually determines their risk.
Intracranial aneurysms are strongly influenced by family history: 16% of ADPKD patients with a family history of intracranial aneurysm also develop them, compared with 5% to 6% of patients with no family history.11 The anterior cerebral circulation is involved in about 80% of cases. A sentinel or sudden “thunderclap” headache is a classic presentation that may precede full-blown rupture in about 17% of cases.18 Patients who rupture an intracranial aneurysm have a mean age of 39, usually have normal renal function, and can be normotensive.11
For patients with no history of subarachnoid hemorrhage, the 5-year cumulative rupture rates for patients with aneurysms located in the internal carotid artery, anterior communicating or anterior cerebral artery, or middle cerebral artery were 0% for aneurysms less than 7 mm, 2.6% for those 7 to 12 mm, 14.5% for those 13 to 24 mm, and 40% for those 25 mm or larger, with higher rates for the same sizes in the posterior circulation.11
In patients without symptoms, size is correlated with risk of rupture: less than 4 mm is usually associated with very low risk, 4 to less than 7 mm with moderate risk, and 7 mm or more with increasing risk. An aneurysm larger than 10 mm is associated with roughly a 1% risk of rupture per year.19
Irazabal et al20 retrospectively studied 407 patients with ADPKD who were screened for intracranial aneurysm. Saccular aneurysms were detected in 45 patients; most were small (median diameter 3.5 mm). During cumulative imaging follow-up of 243 years, only one new intracranial aneurysm was detected (increasing from 2 to 4.4 mm over 144 months) and two previously identified aneurysms grew (one increasing 4.5 to 5.9 mm over 69 months and the other 4.7 to 6.2 mm over 184 months). No change occurred in 28 patients. Seven patients were lost to follow-up, however. During cumulative clinical follow-up of 316 years, no aneurysm ruptured. Two patients were lost to follow-up, three had surgical clipping, and five died of unrelated causes. The authors concluded that presymptomatic intracranial aneurysms are usually small, and that growth and rupture risks are no higher than for unruptured intracranial aneurysms in the general population. A 2014 study also suggests a conservative approach for managing intracranial aneurysm in the general population.21
In asymptomatic ADPKD patients, it is reasonable to reserve screening for those with a positive family history of intracranial aneurysm or subarachnoid hemorrhage, those with a previous ruptured aneurysm, those in high-risk professions (eg, pilots), and for patients prior to anticoagulant therapy or major surgery possibly associated with hemodynamic instability.11,22 Certain extremely anxious patients might also need to be studied. Screening can be performed with magnetic resonance angiography without gadolinium contrast. It is prudent to have patients with an intracranial aneurysm thoroughly evaluated by an experienced neurosurgeon with continued follow-up.
PROGRESSION OF ADPKD
The Consortium for Radiologic Imaging Studies of Polycystic Kidney Disease (CRISP) study23 evaluated 241 patients with ADPKD (ages 15 to 46) by measuring the annual rate of change in total kidney volume, total cyst volume, and iothalamate glomerular filtration rate (GFR) over 3 years. The annual increase in total kidney volume averaged 5.3%,23 though the reported range with various imaging techniques is from 4% to 12.8% in adults.24 This study focused on macrocystic disease, ie, cysts that are visible by MRI and measurably increase total kidney volume. Although larger total kidney volume at baseline generally predicted a more rapid decline in GFR, there were wide and overlapping variations in yearly GFR declines within and among different total-kidney-volume groups.23
SPECIAL CLINICAL PROBLEMS IN ADPKD
Case 1: A man with ADPKD develops new and increasing proteinuria
A 55-year-old man with ADPKD and stage 3 chronic kidney disease developed new and increasing proteinuria, rising to 5,500 mg per 24 hours. What is the most likely explanation?
- Rapidly progressive renal failure with increasing proteinuria in ADPKD
- Bilateral renal vein thromboses because of cyst compression
- Malignant hypertension with bilateral renal artery compression
- Superimposed primary glomerulopathy
- Multiple infected renal cysts with pyonephrosis
Answer: Superimposed primary glomerulopathy.
ADPKD (similar to uncomplicated obstructive uropathy, pyelonephritis, main renal artery disease, and often cases of interstitial nephritis without secondary glomerular changes) typically does not result in nephrotic-range proteinuria. A superimposed primary glomerulopathy, focal segmental glomerulosclerosis, was the biopsy-proved diagnosis.
At least 21 cases have been reported of AD-PKD with nephrotic-range proteinuria and a renal biopsy showing a primary glomerulopathy, including focal segmental glomerulosclerosis (5 cases), minimal-change disease (5), membranous nephropathy (3), IgA nephropathy (2), and one each of crescentic glomerulonephropathy, diabetic nephropathy, membranoproliferative glomerulonephritis, postinfectious glomerulonephropathy, amyloid glomerulopathy, and mesangioproliferative glomerulopathy.15 Treatment was directed at the primary glomerulopathy, and the outcomes corresponded to the primary diagnosis (eg, with appropriate treatment, three of the five patients with focal segmental glomerulosclerosis progressed to end-stage renal disease, all of the patients with minimal-change disease went into remission, and one of the two cases with IgA nephropathy improved).15
Case 2: A woman with ADPKD and advanced renal failure develops shortness of breath
A 47-year-old woman with very large polycystic kidneys (total kidney volume 7,500 mL; normal range for a single kidney approximately 136–295 mL, mean 196)25 and estimated GFR of 25 mL/min developed new-onset shortness of breath while climbing steps and later even when making a bed. She had no chest pain, cough, or edema. She was sent directly to the emergency department and was admitted and treated; her condition improved, and she was discharged after 6 days. What did she have?
- Presentation of rare cystic pulmonary disease in ADPKD
- Onset of pneumonia with early bacteremia
- Progressive reduction in ventilatory capacity from massive polycystic kidneys and liver elevating both sides of the diaphragm
- Pulmonary emboli from an iliac vein or inferior vena cava source
- Progressive anemia accompanying rapidly worsening stage 4 chronic kidney disease
Answer: She had pulmonary emboli from an iliac vein (right) or inferior vena cava source.
Pulmonary emboli in ADPKD can be caused by thrombi in the inferior vena cava or the iliac or femoral vein because of compression by a massive right polycystic kidney. Four cases were reported at Mayo Clinic,26 three diagnosed by MRI and one with CT. One additional case occurred at Cleveland Clinic. All patients survived after treatment with anticoagulation therapy; early nephrectomy was required in two cases.
Interestingly, following kidney transplantation, the patients at greatest risk for pulmonary emboli are those with ADPKD as their original disease.27
RENAL CYSTS RESULT FROM COMBINED MUTATIONS, INJURY
The germline ADPKD mutation that occurs in one allele of all renal tubular epithelial cells is necessary but not sufficient for cystogenesis.28 One or more additional somatic mutations of the normal allele—the “second hit”—also develop within individual tubular epithelial cells.28,29 These epithelial cells undergo clonal proliferation, resulting in tubular dilatation and cyst formation. Monoclonality of cells in cysts has been documented.
Ischemia-reperfusion injury can be viewed as a “third hit.”30 In PKD1 knockout mice, which at 5 weeks of age normally develop only mild cystic kidney disease, the superimposition of unilateral ischemia-reperfusion injury at 8 weeks caused widespread and rapid cyst formation. It is believed that acute renal injury reactivates developmental signaling pathways within 48 hours that trigger epithelial cell proliferation and then cyst development detectable by MRI 2 weeks later. Although this phenomenon has not been documented in humans, it is a cautionary tale.
CYSTOGENESIS INVOLVES MULTIPLE PATHWAYS
A comprehensive description of pathways leading to renal cyst formation is beyond the scope of this article, and the reader is referred to much more detailed and extensive reviews.2,31 Disturbances in at least three major interconnected pathways promote cystogenesis in renal tubular epithelial cells:
- Normal calcium transport into the endoplasmic reticulum is disrupted by abnormal polycystins on the surface of the primary cilium
- Vasopressin and other stimuli increase the production of cyclic adenosine monophosphate (cAMP)
- The mammalian target of rapamycin (mTOR) proliferative pathway is up-regulated.
DISRUPTION OF CALCIUM TRANSPORT IN THE PRIMARY CILIUM
Primary cilia are nonmotile cellular organelles of varying size, from about 0.25 μm up to about 1 μm.32 Each primary cilium has nine peripheral pairs of microtubules but lacks a centrally located pair that is present in motile cilia. Primary cilia are ubiquitous and have been highly conserved throughout evolution. A single cilium is present on almost all vertebral cells.33
Cilial defects have been identified in autosomal dominant as well as recessive diseases and are known as ciliopathies.33 Although rare in humans, they can affect a broad spectrum of organs other than the kidney, including the eye, liver, and brain.33
Urine flow in a renal tubule is believed to exert mechanical stimulation on the extracellular flagellum-like N-terminal tail of PC1 that extends from a primary cilium into the urinary space. PC1 in concert with PC2 opens PC2 calcium channels, allowing calcium ions to flow down the microtubules to ryanodine receptors and the basal body.32,33 This leads to local release of calcium ions that regulate cell proliferation.32,34 However, in ADPKD kidneys, PC1 and PC2 molecules are sparse or mutated, resulting in defective calcium transport, increased and unregulated tubular epithelial cell proliferation, and cyst formation.
In a totally different clinical setting, biopsies of human renal transplants that sustained acute tubular necrosis during transplantation reveal that a cilium dramatically elongates in response to injury,35 possibly as a compensatory mechanism to maintain calcium transport in the presence of meager urine flow and to restore the proliferation of tubular epithelial cells in a regulated repair process.
THE ROLE OF VASOPRESSIN AND ACTIVATION OF cAMP
In classic experiments, Wang et al36 cross-bred rats having genetically inherited polycystic kidney disease (actually, autosomal recessive polycystic kidney disease) with Brattleboro rats that completely lack vasopressin. At 10 and 20 weeks of age, the offspring had virtually complete inhibition of cystogenesis because of the absence of vasopressin. However, when vasopressin was restored by exogenous administration continuously for 8 weeks, the animals formed massive renal cysts.
Vasopressin activates cAMP, which then functions as a second messenger in cell signaling. cAMP increases the activation of the protein kinase A (PKA) pathway, which in turn increases downstream activity of the B-raf/ERK pathway. Up-regulation of cAMP and PKA appears to perpetuate activation of canonical Wnt signaling, down-regulate non-canonical Wnt/planar cell polarity signaling, and lead to loss of tubular diameter control, resulting in cyst formation.31 Normally, cAMP is degraded by phosphodiesterase. However, because of the primary cilium calcium transport defect in ADPKD, phosphodiesterase is reduced and cAMP persists.37 In conjunction with the defective primary cilial calcium transport, cAMP exerts a proliferative effect on renal tubular epithelial cells that is opposite to its effect in normal kidneys.31,32 cAMP also up-regulates the cystic fibrosis transmembrane conductance regulator (CFTR) that promotes chloride ion transport. Sodium ions follow the chloride ions, leading to fluid accumulation and cyst enlargement.31
Inhibiting vasopressin by increasing water intake
A simple key mechanism for limiting vasopressin secretion is by sufficient water ingestion. Nagao et al38 found that rats with polycystic kidney disease given water with 5% glucose (resulting in 3.5-fold increased fluid intake compared with rats given tap water) had a 68% reduction in urinary vasopressin and a urine osmolality less than 290 mOsm/kg. The high-water-intake rats had dramatically reduced cystic areas in the kidney and a 28% reduction of kidney-to-body weight ratio vs controls.
In an obvious oversimplification, these findings raised the question of whether a sufficient increase in water intake could be an effective therapy for polycystic kidney disease.39 A pilot clinical study evaluated changes in urine osmolality in eight patients with ADPKD who had normal renal function.40 At baseline, 24-hour urine osmolality was typically elevated to approximately 753 mOsm/kg compared to the plasma at 285 mOsm/kg, indicating that antidiuresis is the usual state. During the 2-week study, urine volume and osmolality were measured, and additional water intake was adjusted in order to achieve a urine osmolality goal of 285 ± 45 mOsm/kg. These adjustments resulted in water intake that appeared to be in the range of 2,400 to 3,000 mL per 24 hours. The major limitations of the study were that it was very short term, and there was no opportunity to measure changes in total kidney volume or estimated GFR.
In a recent preliminary report from Japan, high water intake (2,500–3,000 mL daily) in 18 ADPKD patients was compared over 12 months with ad libitum water intake in 14 ADPKD controls (clinicaltrials.gov NCT 01348505). There was no statistically significant change in total kidney volume or cystatin-estimated GFR in those on high water intake, but serious defects in study design (patients in the high water intake group were allowed to decrease their intake if it was causing them difficulty, and patients in the ad libitum water intake group had no measurement of their actual water intake) prevent any conclusions because there was no evidence that the groups were different from one another with respect to the key element of the study, namely, water intake.
Blocking the vasopressin receptor slows disease progression
Using another approach, Gattone et al41 inhibited the effect of vasopressin by blocking the vasopressin 2 receptor (V2R) in mouse and rat models of polycystic kidney disease, using an experimental drug, OPC31260. The drug halted disease progression and, in one situation, appeared to cause regression of established disease. As noted by Torres and Harris,31 even though both increased water intake and V2R antagonists decrease cAMP in the distal tubules and collecting ducts, circulating levels of vasopressin are decreased by increased water intake but increased by V2R antagonists.
After these remarkable results in animal models, clinical trials of the V2R antagonist tolvaptan were conducted in patients with ADPKD. In the Tolvaptan Efficacy and Safety in Management of Autosomal Dominant Polycystic Kidney Disease and Its Outcomes 3:4 study,42 1,445 adults (ages 18 to 50) with ADPKD in 133 centers worldwide were randomized to receive either tolvaptan or placebo for 3 years. Key inclusion criteria included good renal function (estimated GFR ≥ 60 mL/min) and total kidney volume of at least 750 mL (mean 1,700 mL) as measured by MRI. Tolvaptan was titrated to the highest tolerated twice-daily dose (average total of 95 mg/day). All patients were advised to maintain good hydration and to avoid thirst by drinking a glass of water after each urination. Unfortunately, neither water intake nor urine output was measured.
The primary end point was the annual rate of change in total kidney volume, with secondary end points of clinical progression (worsening kidney function, pain, hypertension, albuminuria), and rate of decline in kidney function as measured by the slope of the reciprocal of serum creatinine.42
Patients in the tolvaptan arm had a slower annual increase in total kidney volume than controls (2.8% vs 5.5%, respectively, P < .001) and a slower annual decline in renal function (−2.61 vs −3.81 mg/mL−1, respectively, P < .001).42 More participants in the treatment group withdrew than in the placebo group (23% vs 14%, respectively).
Adverse events occurred more frequently with tolvaptan.42 Liver enzyme elevations of greater than three times the upper limit of normal occurred in 4.4% of patients in the treatment group, leading to a drug warning issued in January 2013. As expected, side effects related to diuresis (urinary frequency, nocturia, polyuria, and thirst) were more frequent in the treatment group, occurring in up to 55% of participants.
The authors noted, “Although maintaining hydration helped ensure that the blinding in the study was maintained, the suppression of vasopressin release in the placebo group may have led to an underestimation of the beneficial effect of tolvaptan and may account for the lower rates of kidney growth observed in the placebo group.”42
In 2013, the US Food and Drug Administration (FDA) denied a new drug application for tolvaptan as a treatment for ADPKD.
THE mTOR PATHWAY IS UP-REGULATED
The mTOR pathway that plays a major role in cell growth and proliferation includes interaction of the cytoplasmic tail of polycystin 1 with tuberin.43 Activation products of mTOR, including phospho-S6K, have been found in tubular epithelial cells lining cysts of ADPKD kidneys but not in normal kidneys.43 Mutant mice with polycystic disease had phospho-S6K in tubular epithelial cells of cysts, whereas those treated with the mTOR inhibitor rapamycin did not.43 But subsequent studies have shown that only a low level of mTOR activation is present in 65% to 70% of ADPKD cysts.44
Two major studies of the treatment of ADPKD with rapamycin that were published contemporaneously in 2010 failed to demonstrate any significant benefit with mTOR inhibitor treatment.45,46
Serra et al45 conducted an 18-month, open-label trial of 100 ADPKD patients ages 18 to 40 with an estimated GFR (eGFR) of at least 70 mL/min. Patients were randomized to receive rapamycin, given as sirolimus 2 mg per day, or standard care. The primary end point was the reduction in the growth rate of total kidney volume, measured by MRI. Secondary end points were eGFR and protein excretion (albumin-creatinine ratio). No significant difference was found in total kidney volume, but a nonsignificant stabilization of eGFR was noted.
Walz et al46 in a 2-year, multicenter, double-blind trial, randomized 433 patients (mean age 44; mean eGFR 54.5 mL/min) to treatment with either the short-acting mTOR inhibitor everolimus (2.5 mg twice daily) or placebo. Although patients in the treatment group had less of an increase in total kidney volume (significant at 1 year but not at 2 years), they tended to show a decline in eGFR. But further analysis showed that the only patients who had a reduction in eGFR were males who already had impaired kidney function at baseline.47
In a pilot study, 30 patients with ADPKD (mean age 49) were randomized to one of three therapies:
- Low-dose rapamycin (trough blood level 2–5 ng/mL)
- Standard-dose rapamycin (trough blood level > 5–8 ng/mL)
- Standard care without rapamycin.48
In contrast to other studies, the primary end point was the change in iothalamate GFR at 12 months, with change in total kidney volume being a secondary end point.
At 12 months, with 26 patients completing the study, the low-dose rapamycin group (n = 9) had a significant increase in iothalamate GFR of 7.7 ± 12.5 mL/min/1.73 m2, whereas the standard-dose rapamycin group (n = 8) had a nonsignificant increase of 1.6 ± 12.1 mL/min/1.73 m2, and the no-rapamycin group (n = 9) had a fall in iothalamate GFR of 11.2 ± 9.1 mL/min/1.73 m2 (P = .005 for low-dose vs no rapamycin; P = .07 for standard-dose vs no rapamycin; P = .52 for low-dose vs standard-dose rapamycin; and P = .002 for combined low-dose and standard-dose rapamycin vs no rapamycin.).48 These differences were observed despite there being no significant change in total kidney volume in any of the groups. Patients on low-dose rapamycin had fewer adverse effects than those on standard dose and were more often able to continue therapy for the entire study. This, and the use of iothalamate GFR rather than eGFR to measure GFR, are believed to be the main reasons that low-dose effects were more pronounced than those with standard doses. One may speculate that rapamycin may have its effect on microcysts and cystogenic cells, resulting in stabilization of or improvement in renal function without detectable slowing in total kidney volume enlargement. Mechanisms for this possibility involve new concepts, as discussed below.
NEW CONCEPTS
Specialized cells also promote renal cyst formation
Specialized cells that promote cyst formation have been identified by Karihaloo et al49 in a mouse model of polycystic kidney disease. In this model, alternatively activated macrophages homed to cystic areas and promoted cyst growth. These findings suggested that interrupting the homing and proliferative signals of macrophages could be a therapeutic target for ADPKD. Although rapamycin can suppress macrophage proliferation by macrophage colony-stimulating factor and inhibit macrophage function,50 alternatively activated macrophages have not been specifically studied for rapamycin responsiveness.
More promising is evidence that CD133+ progenitor cells from human ADPKD kidneys—but not from normal human kidneys—form cysts in vitro and in severe combined immunodeficient mouse models.51 Treatment with rapamycin decreased proliferation of the de-differentiated CD133+ cells from ADPKD patients and reduced cystogenesis.51
Visible cysts are the tip of the iceberg
Using ADPKD nephrectomy specimens from eight patients, Grantham et al52 compared cyst counts by MRI and by histology and found that for every renal cyst detected by MRI, about 62 smaller cysts (< 0.9 mm) are present in the kidney. For a typical patient having an average of 587 cysts in both kidneys that are detectable by MRI, this means that more than 36,000 cysts are actually present, and MRI detects less than 2% of the total cysts present.
Although microcysts are too small to contribute much to total kidney volume, they can interfere with kidney function. Microcysts can reduce GFR in two major ways: by compressing microvasculature, tubules, and glomeruli in the cortex; or by blocking the drainage of multiple upstream nephrons when they form in or block medullary collecting ducts.52 Although the growth rates of microcysts less than 1 mm in size have not yet been measured, the adult combined growth rates of the renal cyst component is approximately 12% per year, with yearly individual cyst growth rates up to 71%, and with fetal cyst growth rates even higher for cysts larger than 7.0 mm.53 Before and during an accelerated growth period, microcysts may be susceptible to certain therapies that could first improve GFR and only later change measurable total kidney volume by slowing microcyst progression to macrocysts either directly or through specialized cells that may be sensitive to rapamycin.
CURRENT MANAGEMENT OF ADPKD
Blood pressure control is essential—but too low is not good. For adult patients with hypertension caused by ADPKD, an acceptable blood pressure range is 120–130/70–80 mm Hg. However, further information from recently published blood pressure guidelines54 and the results of the Halt Progression of Polycystic Kidney Disease (HALT-PKD) study to be reported in late 201455 may provide more precise ranges for blood pressure control in ADPKD.
Although substantial experimental evidence exists for the benefits of inhibiting the up-regulation of the renin-angiotensin-aldosterone system in ADPKD, clinical proof is not yet available to confirm that angiotensin-converting enzyme (ACE) inhibitors or angiotensin receptor blockers (ARBs) are preferred therapy.55 This may be determined by results of the HALT-PKD study, due for release in late 2014.55
Controlling blood pressure should be done with caution. Patients with low GFRs whose blood pressure is too low tend to have a more rapid decline of GFR, as suggested in the Modification of Diet in Renal Disease (MDRD) study in 1995.56
Experimental evidence suggests that avoiding calcium channel blockers may be advisable. Yamaguchi et al34 found that calcium channel blockers worsen the calcium transport defect and convert tubular epithelial cells to a proliferative phenotype.34
High fluid intake (2,500–3,000 mL/day), because it suppresses vasopressin, may be useful if permitted by several factors such as the patient’s cardiopulmonary and renal and electrolyte status, other medications, and diet.31 The reader is referred to a detailed description of the precautions necessary when prescribing high water intake.31 Patients should have their fluid intake managed by a physician and their renal function and serum sodium and electrolytes monitored regularly in order to avoid hyponatremia. Severe hyponatremia has occurred in patients with ADPKD and impaired kidney function who drank excessive quantities of water. Cardiac and pulmonary complications from excessive fluid intake are also possible, especially with a low GFR and compromised cardiac function.
A low-sodium diet, if not a contributing factor in hyponatremia, can be used under physician direction in the management of hypertension as well as in the prevention of calcium oxalate kidney stones.
Caffeine should be avoided because it may interfere with the activity of the phosphodiesterase that is necessary for the catabolism of cAMP to 5′AMP.
A low-protein diet is of unproven benefit,56 but it is prudent to avoid high protein intake.57
Complications such as bleeding (into or from cysts), infection (urinary tract, kidney cysts, and liver cysts), kidney stones, and urinary tract obstruction should be treated promptly and may require hospitalization.
Regular symptom reviews and physical examinations need to be performed with nonrenal concerns also in mind, such as intracranial aneurysms and cardiac valve lesions.11,58
Formal genetic counseling and molecular testing are becoming more frequently indicated as more complex inheritance patterns arise.6–8,59
Renal replacement therapy in the form of dialysis or transplantation is usually available for the patient when end-stage renal disease occurs. In the largest study thus far, ADPKD patient survival with a kidney transplant was similar to that of patients without ADPKD (about 93% at 5 years), and from 5 years to 15 years death-censored graft survival was actually better.60 Thromboembolic events are more frequent after transplantation,27,60 but they may also occur before transplantation from a massive right kidney compressing the iliac vein or the inferior vena cava, or both, leading to thrombus formation.26
Investigational as well as standard drug studies have intensified. Results from a large randomized study in approximately 1,000 adult ADPKD patients that evaluated over 6 to 8 years the effects of ACE inhibition with or without ARB treatment of hypertension, at both usual and lower blood pressure ranges in those with good renal function, are expected in late 2014.55 Outcomes from a few small clinical studies, eg, one with long-acting somatostatin31,61 and one using low-dose rapamycin48 in adults with ADPKD, will require confirmation in large randomized placebo-controlled clinical studies. In a new 3-year randomized placebo-controlled study of 91 children and young adults (ages 8 to 22) with ADPKD and essentially normal renal function who continued treatment with lisinopril, the addition of pravastatin (20 mg or 40 mg daily based on age) resulted in a significant reduction in the number of patients (46% vs 68%, respectively, P = .03) experiencing a greater than 20% change (increase) in height-adjusted total kidney volume.62 Change in GFR was not reported,62 but an earlier 4-week study in 10 patients treated with simvastatin did show an increase in renal blood flow and GFR.63 Numerous other agents that lack human studies include some described in older experimental work (eg, amiloride,31,64 citrate31,65) and many others from a growing list of potential therapeutic targets.31,66–73 It must be emphasized that there is no FDA-approved medication specifically for the treatment of ADPKD.
Future specific treatments of ADPKD may also involve minimally toxic doses of combination or sequential therapy directed at precystic and then both micro- and macrocystic/cystic fluid expansion aspects of ADPKD.48,74 Unfortunately, at the present time there is no specific FDA-approved therapy for ADPKD.
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- Wallace DP, White C, Savinkova L, et al. Periostin promotes renal cyst growth and interstitial fibrosis in polycystic kidney disease. Kidney Int 2014; 85:845–854.
- Leuenroth SJ, Crews CM. Targeting cyst initiation in ADPKD. J Am Soc Nephrol 2009; 20:1–3.
Autosomal dominant polycystic kidney disease (ADPKD) is the most common inherited renal disease, has an estimated prevalence of 1:400 to 1:1,000 live births in the United States, and occurs worldwide.1,2 There are about 700,000 people living with it in the United States, and about 6,000 new cases arise annually. It accounts for nearly 5% of all patients with end-stage renal disease in the United States.3
This paper will offer an overview of the pathogenesis of renal cysts, review some of the clinical aspects of ADPKD including diagnosis and management of complications, and discuss recent drug trials and current management.
TWO TYPES—PKD1 IS MORE COMMON AND PROGRESSES MORE RAPIDLY
Two major forms of ADPKD are recognized and can usually be determined by genetic testing: PKD1, accounting for about 85% of cases, and PKD2, accounting for 15%.
The gene locus for PKD1 is on the short arm of the 16th chromosome (16p13.3), and its glycoprotein gene product is polycystin 1 (PC1), a large molecule with 4,303 amino acids.2 PC1 has a long N-terminal extracellular tail that can function as a mechanosensor. Disease progression is much faster with PKD1, and end-stage renal disease usually occurs before age 56.4
In PKD2, the gene locus is on the long arm of the fourth chromosome (4q21–23), and has a smaller glycoprotein gene product, polycystin 2 (PC2), that plays a role in calcium transport. The disease course of PKD2 tends to be slower. End-stage renal disease might not develop in the patient’s lifetime, since it typically develops when the patient is more than 70 years old.4
Although the growth rate of renal cysts is similar between the two types, patients with PKD1 develop about twice as many cysts as those with PDK2, and their cyst development starts at a younger age.5
Typically, patients have a clear phenotype and a positive family history, but in about 10% of possible ADPKD cases, there is no family history of ADPKD. Genetic variations such as incompletely penetrant PKD1 alleles,6 hypomorphic alleles,7 and trans-heterozygous mutations8 account for at least some of these cases.
IMAGING CRITERIA HAVE BROADENED
Ultrasonographic criteria for the diagnosis of ADPKD that were published in 1994 were based on patients who had a family history of PKD1.9 The criteria have since been modified (the “unified criteria”) to include patients with a family history of PKD2 who begin cyst development at a later age and with lower numbers.10 For patients ages 30 to 39, a previously difficult diagnostic group, the criterion for the minimum number of cysts visible on ultrasonography changed from four to three, improving the sensitivity of detecting disease from approximately 76% to approximately 95% (Table 1).9,10 It is important to note that these criteria apply only to patients “at risk,” ie, with a positive family history of ADPKD.
Computed tomography (CT) and magnetic resonance imaging (MRI) classically show bilaterally enlarged multicystic kidneys, though variations can be seen.
DISEASE CAN PRESENT IN MYRIAD WAYS
Although cystic kidney disease is the basic underlying problem, undiagnosed patients may present with a variety of symptoms caused by other manifestations of ADPKD (Table 2).
Hypertension is the most common presentation, occurring in about 50% of patients ages 20 to 34, and essentially 100% of those with end-stage renal disease.11 It is associated with up-regulation of the renin-angiotensin-aldosterone system.
Pain is typically located in the abdomen, flank, or back and can occur in a localized or diffuse manner. Early abdominal distress is often simply described as “fullness.” Localized pain is usually caused by bleeding into or rupture of a cyst, renal stones, or infection.12 Because renal cysts are noncommunicating, bleeding can occur into a cyst and cause pain without gross hematuria. Compression by greatly enlarged kidneys, liver, or both can cause a variety of gastrointestinal symptoms such as reflux esophagitis and varying degrees of constipation. Diffuse pain is often musculoskeletal and related to exaggerated lordosis from increasing abdominal size due to enlarging cystic kidneys and sometimes liver.12 In carefully selected cases, cyst aspiration may be helpful.11
Although renal carcinomas are rare and not more frequent than in the general population, they can occur at an earlier age and with constitutional symptoms.11
Urinary tract infections are increased in frequency. A patient may have a simple urinary tract infection that is cured with the appropriate antibiotic. However, a urinary tract infection repeatedly recurring with the same organism is a strong clue that an infected cyst is the source and requires more intensive treatment with the appropriate cyst-penetrating antibiotic. On the other hand, because cysts are noncommunicating, an infected cyst might be present despite a negative urine culture.
Identifying infected cysts can be a challenge with conventional imaging techniques, but combined positron emission tomography and CT (PET/CT) can be a valuable though expensive diagnostic tool to identify an infected kidney or liver cyst, or to identify an unsuspected source of the pain and infection.13
Jouret et al13 evaluated 27 PET/CT scans performed in 24 patients with ADPKD and suspicion of an abdominal infection. Patients were deemed to have probable cyst infection if they met all of the following criteria: temperature more than 38°C for longer than 3 days, loin or liver tenderness, plasma C-reactive protein level greater than 5 mg/dL, and no evidence of intracystic bleeding on CT. Patients with only two or three of these criteria were classified as having fever of unknown origin. Diagnosis of cyst infection was confirmed by cyst fluid analysis.
PET/CT identified a kidney or liver cyst infection in 85% of 13 infectious events in 11 patients who met all the criteria for probable cyst infection; CT alone contributed to the diagnosis in only one patient.13 In those with fever of unknown origin, PET/CT identified a source of infection in 64% of 14 events in 13 patients: two infected renal cysts, as well as one patient each with other infections that would be difficult to diagnose clinically, ie, small bowel diverticulitis, psoas abscess, diverticulitis of the right colon, pyelonephritis in a transplanted kidney, infected abdominal aortic aneurysm, prostatitis, colitis, and Helicobacter pylori gastritis. Results of PET/CT were negative in five patients with intracystic bleeding.
Kidney stones occur in 20% to 36% of patients.11,14 Uric acid stones occur at almost the same frequency as calcium oxalate stones.
Chronic kidney disease not previously diagnosed may be the presenting condition in a small percentage of patients, sometimes those in whom much earlier hypertension was not fully evaluated. ADPKD is typically not associated with significant proteinuria (eg, nephrotic range), and the presence of heavy proteinuria usually indicates the presence of a superimposed primary glomerulopathy.15
Cysts in other locations. By MRI, liver cysts are present in 58% of patients ages 15 to 24, rising to 94% in those ages 35 to 46.11 Because liver cysts are estrogen-dependent, they are more prominent in women. A small percentage of patients develop cysts in the pancreas (5%), arachnoid membranes (8%), and seminal vesicles (40% of men with ADPKD).11
Cardiovascular abnormalities occur in almost one-third of patients with ADPKD, usually as mitral and aortic valve abnormalities.16 Aneurysms of the aortic root and abdominal aorta can also occur, in addition to intracranial aneurysms (see below).17
Intracranial aneurysms are not uncommon, and size usually determines their risk.
Intracranial aneurysms are strongly influenced by family history: 16% of ADPKD patients with a family history of intracranial aneurysm also develop them, compared with 5% to 6% of patients with no family history.11 The anterior cerebral circulation is involved in about 80% of cases. A sentinel or sudden “thunderclap” headache is a classic presentation that may precede full-blown rupture in about 17% of cases.18 Patients who rupture an intracranial aneurysm have a mean age of 39, usually have normal renal function, and can be normotensive.11
For patients with no history of subarachnoid hemorrhage, the 5-year cumulative rupture rates for patients with aneurysms located in the internal carotid artery, anterior communicating or anterior cerebral artery, or middle cerebral artery were 0% for aneurysms less than 7 mm, 2.6% for those 7 to 12 mm, 14.5% for those 13 to 24 mm, and 40% for those 25 mm or larger, with higher rates for the same sizes in the posterior circulation.11
In patients without symptoms, size is correlated with risk of rupture: less than 4 mm is usually associated with very low risk, 4 to less than 7 mm with moderate risk, and 7 mm or more with increasing risk. An aneurysm larger than 10 mm is associated with roughly a 1% risk of rupture per year.19
Irazabal et al20 retrospectively studied 407 patients with ADPKD who were screened for intracranial aneurysm. Saccular aneurysms were detected in 45 patients; most were small (median diameter 3.5 mm). During cumulative imaging follow-up of 243 years, only one new intracranial aneurysm was detected (increasing from 2 to 4.4 mm over 144 months) and two previously identified aneurysms grew (one increasing 4.5 to 5.9 mm over 69 months and the other 4.7 to 6.2 mm over 184 months). No change occurred in 28 patients. Seven patients were lost to follow-up, however. During cumulative clinical follow-up of 316 years, no aneurysm ruptured. Two patients were lost to follow-up, three had surgical clipping, and five died of unrelated causes. The authors concluded that presymptomatic intracranial aneurysms are usually small, and that growth and rupture risks are no higher than for unruptured intracranial aneurysms in the general population. A 2014 study also suggests a conservative approach for managing intracranial aneurysm in the general population.21
In asymptomatic ADPKD patients, it is reasonable to reserve screening for those with a positive family history of intracranial aneurysm or subarachnoid hemorrhage, those with a previous ruptured aneurysm, those in high-risk professions (eg, pilots), and for patients prior to anticoagulant therapy or major surgery possibly associated with hemodynamic instability.11,22 Certain extremely anxious patients might also need to be studied. Screening can be performed with magnetic resonance angiography without gadolinium contrast. It is prudent to have patients with an intracranial aneurysm thoroughly evaluated by an experienced neurosurgeon with continued follow-up.
PROGRESSION OF ADPKD
The Consortium for Radiologic Imaging Studies of Polycystic Kidney Disease (CRISP) study23 evaluated 241 patients with ADPKD (ages 15 to 46) by measuring the annual rate of change in total kidney volume, total cyst volume, and iothalamate glomerular filtration rate (GFR) over 3 years. The annual increase in total kidney volume averaged 5.3%,23 though the reported range with various imaging techniques is from 4% to 12.8% in adults.24 This study focused on macrocystic disease, ie, cysts that are visible by MRI and measurably increase total kidney volume. Although larger total kidney volume at baseline generally predicted a more rapid decline in GFR, there were wide and overlapping variations in yearly GFR declines within and among different total-kidney-volume groups.23
SPECIAL CLINICAL PROBLEMS IN ADPKD
Case 1: A man with ADPKD develops new and increasing proteinuria
A 55-year-old man with ADPKD and stage 3 chronic kidney disease developed new and increasing proteinuria, rising to 5,500 mg per 24 hours. What is the most likely explanation?
- Rapidly progressive renal failure with increasing proteinuria in ADPKD
- Bilateral renal vein thromboses because of cyst compression
- Malignant hypertension with bilateral renal artery compression
- Superimposed primary glomerulopathy
- Multiple infected renal cysts with pyonephrosis
Answer: Superimposed primary glomerulopathy.
ADPKD (similar to uncomplicated obstructive uropathy, pyelonephritis, main renal artery disease, and often cases of interstitial nephritis without secondary glomerular changes) typically does not result in nephrotic-range proteinuria. A superimposed primary glomerulopathy, focal segmental glomerulosclerosis, was the biopsy-proved diagnosis.
At least 21 cases have been reported of AD-PKD with nephrotic-range proteinuria and a renal biopsy showing a primary glomerulopathy, including focal segmental glomerulosclerosis (5 cases), minimal-change disease (5), membranous nephropathy (3), IgA nephropathy (2), and one each of crescentic glomerulonephropathy, diabetic nephropathy, membranoproliferative glomerulonephritis, postinfectious glomerulonephropathy, amyloid glomerulopathy, and mesangioproliferative glomerulopathy.15 Treatment was directed at the primary glomerulopathy, and the outcomes corresponded to the primary diagnosis (eg, with appropriate treatment, three of the five patients with focal segmental glomerulosclerosis progressed to end-stage renal disease, all of the patients with minimal-change disease went into remission, and one of the two cases with IgA nephropathy improved).15
Case 2: A woman with ADPKD and advanced renal failure develops shortness of breath
A 47-year-old woman with very large polycystic kidneys (total kidney volume 7,500 mL; normal range for a single kidney approximately 136–295 mL, mean 196)25 and estimated GFR of 25 mL/min developed new-onset shortness of breath while climbing steps and later even when making a bed. She had no chest pain, cough, or edema. She was sent directly to the emergency department and was admitted and treated; her condition improved, and she was discharged after 6 days. What did she have?
- Presentation of rare cystic pulmonary disease in ADPKD
- Onset of pneumonia with early bacteremia
- Progressive reduction in ventilatory capacity from massive polycystic kidneys and liver elevating both sides of the diaphragm
- Pulmonary emboli from an iliac vein or inferior vena cava source
- Progressive anemia accompanying rapidly worsening stage 4 chronic kidney disease
Answer: She had pulmonary emboli from an iliac vein (right) or inferior vena cava source.
Pulmonary emboli in ADPKD can be caused by thrombi in the inferior vena cava or the iliac or femoral vein because of compression by a massive right polycystic kidney. Four cases were reported at Mayo Clinic,26 three diagnosed by MRI and one with CT. One additional case occurred at Cleveland Clinic. All patients survived after treatment with anticoagulation therapy; early nephrectomy was required in two cases.
Interestingly, following kidney transplantation, the patients at greatest risk for pulmonary emboli are those with ADPKD as their original disease.27
RENAL CYSTS RESULT FROM COMBINED MUTATIONS, INJURY
The germline ADPKD mutation that occurs in one allele of all renal tubular epithelial cells is necessary but not sufficient for cystogenesis.28 One or more additional somatic mutations of the normal allele—the “second hit”—also develop within individual tubular epithelial cells.28,29 These epithelial cells undergo clonal proliferation, resulting in tubular dilatation and cyst formation. Monoclonality of cells in cysts has been documented.
Ischemia-reperfusion injury can be viewed as a “third hit.”30 In PKD1 knockout mice, which at 5 weeks of age normally develop only mild cystic kidney disease, the superimposition of unilateral ischemia-reperfusion injury at 8 weeks caused widespread and rapid cyst formation. It is believed that acute renal injury reactivates developmental signaling pathways within 48 hours that trigger epithelial cell proliferation and then cyst development detectable by MRI 2 weeks later. Although this phenomenon has not been documented in humans, it is a cautionary tale.
CYSTOGENESIS INVOLVES MULTIPLE PATHWAYS
A comprehensive description of pathways leading to renal cyst formation is beyond the scope of this article, and the reader is referred to much more detailed and extensive reviews.2,31 Disturbances in at least three major interconnected pathways promote cystogenesis in renal tubular epithelial cells:
- Normal calcium transport into the endoplasmic reticulum is disrupted by abnormal polycystins on the surface of the primary cilium
- Vasopressin and other stimuli increase the production of cyclic adenosine monophosphate (cAMP)
- The mammalian target of rapamycin (mTOR) proliferative pathway is up-regulated.
DISRUPTION OF CALCIUM TRANSPORT IN THE PRIMARY CILIUM
Primary cilia are nonmotile cellular organelles of varying size, from about 0.25 μm up to about 1 μm.32 Each primary cilium has nine peripheral pairs of microtubules but lacks a centrally located pair that is present in motile cilia. Primary cilia are ubiquitous and have been highly conserved throughout evolution. A single cilium is present on almost all vertebral cells.33
Cilial defects have been identified in autosomal dominant as well as recessive diseases and are known as ciliopathies.33 Although rare in humans, they can affect a broad spectrum of organs other than the kidney, including the eye, liver, and brain.33
Urine flow in a renal tubule is believed to exert mechanical stimulation on the extracellular flagellum-like N-terminal tail of PC1 that extends from a primary cilium into the urinary space. PC1 in concert with PC2 opens PC2 calcium channels, allowing calcium ions to flow down the microtubules to ryanodine receptors and the basal body.32,33 This leads to local release of calcium ions that regulate cell proliferation.32,34 However, in ADPKD kidneys, PC1 and PC2 molecules are sparse or mutated, resulting in defective calcium transport, increased and unregulated tubular epithelial cell proliferation, and cyst formation.
In a totally different clinical setting, biopsies of human renal transplants that sustained acute tubular necrosis during transplantation reveal that a cilium dramatically elongates in response to injury,35 possibly as a compensatory mechanism to maintain calcium transport in the presence of meager urine flow and to restore the proliferation of tubular epithelial cells in a regulated repair process.
THE ROLE OF VASOPRESSIN AND ACTIVATION OF cAMP
In classic experiments, Wang et al36 cross-bred rats having genetically inherited polycystic kidney disease (actually, autosomal recessive polycystic kidney disease) with Brattleboro rats that completely lack vasopressin. At 10 and 20 weeks of age, the offspring had virtually complete inhibition of cystogenesis because of the absence of vasopressin. However, when vasopressin was restored by exogenous administration continuously for 8 weeks, the animals formed massive renal cysts.
Vasopressin activates cAMP, which then functions as a second messenger in cell signaling. cAMP increases the activation of the protein kinase A (PKA) pathway, which in turn increases downstream activity of the B-raf/ERK pathway. Up-regulation of cAMP and PKA appears to perpetuate activation of canonical Wnt signaling, down-regulate non-canonical Wnt/planar cell polarity signaling, and lead to loss of tubular diameter control, resulting in cyst formation.31 Normally, cAMP is degraded by phosphodiesterase. However, because of the primary cilium calcium transport defect in ADPKD, phosphodiesterase is reduced and cAMP persists.37 In conjunction with the defective primary cilial calcium transport, cAMP exerts a proliferative effect on renal tubular epithelial cells that is opposite to its effect in normal kidneys.31,32 cAMP also up-regulates the cystic fibrosis transmembrane conductance regulator (CFTR) that promotes chloride ion transport. Sodium ions follow the chloride ions, leading to fluid accumulation and cyst enlargement.31
Inhibiting vasopressin by increasing water intake
A simple key mechanism for limiting vasopressin secretion is by sufficient water ingestion. Nagao et al38 found that rats with polycystic kidney disease given water with 5% glucose (resulting in 3.5-fold increased fluid intake compared with rats given tap water) had a 68% reduction in urinary vasopressin and a urine osmolality less than 290 mOsm/kg. The high-water-intake rats had dramatically reduced cystic areas in the kidney and a 28% reduction of kidney-to-body weight ratio vs controls.
In an obvious oversimplification, these findings raised the question of whether a sufficient increase in water intake could be an effective therapy for polycystic kidney disease.39 A pilot clinical study evaluated changes in urine osmolality in eight patients with ADPKD who had normal renal function.40 At baseline, 24-hour urine osmolality was typically elevated to approximately 753 mOsm/kg compared to the plasma at 285 mOsm/kg, indicating that antidiuresis is the usual state. During the 2-week study, urine volume and osmolality were measured, and additional water intake was adjusted in order to achieve a urine osmolality goal of 285 ± 45 mOsm/kg. These adjustments resulted in water intake that appeared to be in the range of 2,400 to 3,000 mL per 24 hours. The major limitations of the study were that it was very short term, and there was no opportunity to measure changes in total kidney volume or estimated GFR.
In a recent preliminary report from Japan, high water intake (2,500–3,000 mL daily) in 18 ADPKD patients was compared over 12 months with ad libitum water intake in 14 ADPKD controls (clinicaltrials.gov NCT 01348505). There was no statistically significant change in total kidney volume or cystatin-estimated GFR in those on high water intake, but serious defects in study design (patients in the high water intake group were allowed to decrease their intake if it was causing them difficulty, and patients in the ad libitum water intake group had no measurement of their actual water intake) prevent any conclusions because there was no evidence that the groups were different from one another with respect to the key element of the study, namely, water intake.
Blocking the vasopressin receptor slows disease progression
Using another approach, Gattone et al41 inhibited the effect of vasopressin by blocking the vasopressin 2 receptor (V2R) in mouse and rat models of polycystic kidney disease, using an experimental drug, OPC31260. The drug halted disease progression and, in one situation, appeared to cause regression of established disease. As noted by Torres and Harris,31 even though both increased water intake and V2R antagonists decrease cAMP in the distal tubules and collecting ducts, circulating levels of vasopressin are decreased by increased water intake but increased by V2R antagonists.
After these remarkable results in animal models, clinical trials of the V2R antagonist tolvaptan were conducted in patients with ADPKD. In the Tolvaptan Efficacy and Safety in Management of Autosomal Dominant Polycystic Kidney Disease and Its Outcomes 3:4 study,42 1,445 adults (ages 18 to 50) with ADPKD in 133 centers worldwide were randomized to receive either tolvaptan or placebo for 3 years. Key inclusion criteria included good renal function (estimated GFR ≥ 60 mL/min) and total kidney volume of at least 750 mL (mean 1,700 mL) as measured by MRI. Tolvaptan was titrated to the highest tolerated twice-daily dose (average total of 95 mg/day). All patients were advised to maintain good hydration and to avoid thirst by drinking a glass of water after each urination. Unfortunately, neither water intake nor urine output was measured.
The primary end point was the annual rate of change in total kidney volume, with secondary end points of clinical progression (worsening kidney function, pain, hypertension, albuminuria), and rate of decline in kidney function as measured by the slope of the reciprocal of serum creatinine.42
Patients in the tolvaptan arm had a slower annual increase in total kidney volume than controls (2.8% vs 5.5%, respectively, P < .001) and a slower annual decline in renal function (−2.61 vs −3.81 mg/mL−1, respectively, P < .001).42 More participants in the treatment group withdrew than in the placebo group (23% vs 14%, respectively).
Adverse events occurred more frequently with tolvaptan.42 Liver enzyme elevations of greater than three times the upper limit of normal occurred in 4.4% of patients in the treatment group, leading to a drug warning issued in January 2013. As expected, side effects related to diuresis (urinary frequency, nocturia, polyuria, and thirst) were more frequent in the treatment group, occurring in up to 55% of participants.
The authors noted, “Although maintaining hydration helped ensure that the blinding in the study was maintained, the suppression of vasopressin release in the placebo group may have led to an underestimation of the beneficial effect of tolvaptan and may account for the lower rates of kidney growth observed in the placebo group.”42
In 2013, the US Food and Drug Administration (FDA) denied a new drug application for tolvaptan as a treatment for ADPKD.
THE mTOR PATHWAY IS UP-REGULATED
The mTOR pathway that plays a major role in cell growth and proliferation includes interaction of the cytoplasmic tail of polycystin 1 with tuberin.43 Activation products of mTOR, including phospho-S6K, have been found in tubular epithelial cells lining cysts of ADPKD kidneys but not in normal kidneys.43 Mutant mice with polycystic disease had phospho-S6K in tubular epithelial cells of cysts, whereas those treated with the mTOR inhibitor rapamycin did not.43 But subsequent studies have shown that only a low level of mTOR activation is present in 65% to 70% of ADPKD cysts.44
Two major studies of the treatment of ADPKD with rapamycin that were published contemporaneously in 2010 failed to demonstrate any significant benefit with mTOR inhibitor treatment.45,46
Serra et al45 conducted an 18-month, open-label trial of 100 ADPKD patients ages 18 to 40 with an estimated GFR (eGFR) of at least 70 mL/min. Patients were randomized to receive rapamycin, given as sirolimus 2 mg per day, or standard care. The primary end point was the reduction in the growth rate of total kidney volume, measured by MRI. Secondary end points were eGFR and protein excretion (albumin-creatinine ratio). No significant difference was found in total kidney volume, but a nonsignificant stabilization of eGFR was noted.
Walz et al46 in a 2-year, multicenter, double-blind trial, randomized 433 patients (mean age 44; mean eGFR 54.5 mL/min) to treatment with either the short-acting mTOR inhibitor everolimus (2.5 mg twice daily) or placebo. Although patients in the treatment group had less of an increase in total kidney volume (significant at 1 year but not at 2 years), they tended to show a decline in eGFR. But further analysis showed that the only patients who had a reduction in eGFR were males who already had impaired kidney function at baseline.47
In a pilot study, 30 patients with ADPKD (mean age 49) were randomized to one of three therapies:
- Low-dose rapamycin (trough blood level 2–5 ng/mL)
- Standard-dose rapamycin (trough blood level > 5–8 ng/mL)
- Standard care without rapamycin.48
In contrast to other studies, the primary end point was the change in iothalamate GFR at 12 months, with change in total kidney volume being a secondary end point.
At 12 months, with 26 patients completing the study, the low-dose rapamycin group (n = 9) had a significant increase in iothalamate GFR of 7.7 ± 12.5 mL/min/1.73 m2, whereas the standard-dose rapamycin group (n = 8) had a nonsignificant increase of 1.6 ± 12.1 mL/min/1.73 m2, and the no-rapamycin group (n = 9) had a fall in iothalamate GFR of 11.2 ± 9.1 mL/min/1.73 m2 (P = .005 for low-dose vs no rapamycin; P = .07 for standard-dose vs no rapamycin; P = .52 for low-dose vs standard-dose rapamycin; and P = .002 for combined low-dose and standard-dose rapamycin vs no rapamycin.).48 These differences were observed despite there being no significant change in total kidney volume in any of the groups. Patients on low-dose rapamycin had fewer adverse effects than those on standard dose and were more often able to continue therapy for the entire study. This, and the use of iothalamate GFR rather than eGFR to measure GFR, are believed to be the main reasons that low-dose effects were more pronounced than those with standard doses. One may speculate that rapamycin may have its effect on microcysts and cystogenic cells, resulting in stabilization of or improvement in renal function without detectable slowing in total kidney volume enlargement. Mechanisms for this possibility involve new concepts, as discussed below.
NEW CONCEPTS
Specialized cells also promote renal cyst formation
Specialized cells that promote cyst formation have been identified by Karihaloo et al49 in a mouse model of polycystic kidney disease. In this model, alternatively activated macrophages homed to cystic areas and promoted cyst growth. These findings suggested that interrupting the homing and proliferative signals of macrophages could be a therapeutic target for ADPKD. Although rapamycin can suppress macrophage proliferation by macrophage colony-stimulating factor and inhibit macrophage function,50 alternatively activated macrophages have not been specifically studied for rapamycin responsiveness.
More promising is evidence that CD133+ progenitor cells from human ADPKD kidneys—but not from normal human kidneys—form cysts in vitro and in severe combined immunodeficient mouse models.51 Treatment with rapamycin decreased proliferation of the de-differentiated CD133+ cells from ADPKD patients and reduced cystogenesis.51
Visible cysts are the tip of the iceberg
Using ADPKD nephrectomy specimens from eight patients, Grantham et al52 compared cyst counts by MRI and by histology and found that for every renal cyst detected by MRI, about 62 smaller cysts (< 0.9 mm) are present in the kidney. For a typical patient having an average of 587 cysts in both kidneys that are detectable by MRI, this means that more than 36,000 cysts are actually present, and MRI detects less than 2% of the total cysts present.
Although microcysts are too small to contribute much to total kidney volume, they can interfere with kidney function. Microcysts can reduce GFR in two major ways: by compressing microvasculature, tubules, and glomeruli in the cortex; or by blocking the drainage of multiple upstream nephrons when they form in or block medullary collecting ducts.52 Although the growth rates of microcysts less than 1 mm in size have not yet been measured, the adult combined growth rates of the renal cyst component is approximately 12% per year, with yearly individual cyst growth rates up to 71%, and with fetal cyst growth rates even higher for cysts larger than 7.0 mm.53 Before and during an accelerated growth period, microcysts may be susceptible to certain therapies that could first improve GFR and only later change measurable total kidney volume by slowing microcyst progression to macrocysts either directly or through specialized cells that may be sensitive to rapamycin.
CURRENT MANAGEMENT OF ADPKD
Blood pressure control is essential—but too low is not good. For adult patients with hypertension caused by ADPKD, an acceptable blood pressure range is 120–130/70–80 mm Hg. However, further information from recently published blood pressure guidelines54 and the results of the Halt Progression of Polycystic Kidney Disease (HALT-PKD) study to be reported in late 201455 may provide more precise ranges for blood pressure control in ADPKD.
Although substantial experimental evidence exists for the benefits of inhibiting the up-regulation of the renin-angiotensin-aldosterone system in ADPKD, clinical proof is not yet available to confirm that angiotensin-converting enzyme (ACE) inhibitors or angiotensin receptor blockers (ARBs) are preferred therapy.55 This may be determined by results of the HALT-PKD study, due for release in late 2014.55
Controlling blood pressure should be done with caution. Patients with low GFRs whose blood pressure is too low tend to have a more rapid decline of GFR, as suggested in the Modification of Diet in Renal Disease (MDRD) study in 1995.56
Experimental evidence suggests that avoiding calcium channel blockers may be advisable. Yamaguchi et al34 found that calcium channel blockers worsen the calcium transport defect and convert tubular epithelial cells to a proliferative phenotype.34
High fluid intake (2,500–3,000 mL/day), because it suppresses vasopressin, may be useful if permitted by several factors such as the patient’s cardiopulmonary and renal and electrolyte status, other medications, and diet.31 The reader is referred to a detailed description of the precautions necessary when prescribing high water intake.31 Patients should have their fluid intake managed by a physician and their renal function and serum sodium and electrolytes monitored regularly in order to avoid hyponatremia. Severe hyponatremia has occurred in patients with ADPKD and impaired kidney function who drank excessive quantities of water. Cardiac and pulmonary complications from excessive fluid intake are also possible, especially with a low GFR and compromised cardiac function.
A low-sodium diet, if not a contributing factor in hyponatremia, can be used under physician direction in the management of hypertension as well as in the prevention of calcium oxalate kidney stones.
Caffeine should be avoided because it may interfere with the activity of the phosphodiesterase that is necessary for the catabolism of cAMP to 5′AMP.
A low-protein diet is of unproven benefit,56 but it is prudent to avoid high protein intake.57
Complications such as bleeding (into or from cysts), infection (urinary tract, kidney cysts, and liver cysts), kidney stones, and urinary tract obstruction should be treated promptly and may require hospitalization.
Regular symptom reviews and physical examinations need to be performed with nonrenal concerns also in mind, such as intracranial aneurysms and cardiac valve lesions.11,58
Formal genetic counseling and molecular testing are becoming more frequently indicated as more complex inheritance patterns arise.6–8,59
Renal replacement therapy in the form of dialysis or transplantation is usually available for the patient when end-stage renal disease occurs. In the largest study thus far, ADPKD patient survival with a kidney transplant was similar to that of patients without ADPKD (about 93% at 5 years), and from 5 years to 15 years death-censored graft survival was actually better.60 Thromboembolic events are more frequent after transplantation,27,60 but they may also occur before transplantation from a massive right kidney compressing the iliac vein or the inferior vena cava, or both, leading to thrombus formation.26
Investigational as well as standard drug studies have intensified. Results from a large randomized study in approximately 1,000 adult ADPKD patients that evaluated over 6 to 8 years the effects of ACE inhibition with or without ARB treatment of hypertension, at both usual and lower blood pressure ranges in those with good renal function, are expected in late 2014.55 Outcomes from a few small clinical studies, eg, one with long-acting somatostatin31,61 and one using low-dose rapamycin48 in adults with ADPKD, will require confirmation in large randomized placebo-controlled clinical studies. In a new 3-year randomized placebo-controlled study of 91 children and young adults (ages 8 to 22) with ADPKD and essentially normal renal function who continued treatment with lisinopril, the addition of pravastatin (20 mg or 40 mg daily based on age) resulted in a significant reduction in the number of patients (46% vs 68%, respectively, P = .03) experiencing a greater than 20% change (increase) in height-adjusted total kidney volume.62 Change in GFR was not reported,62 but an earlier 4-week study in 10 patients treated with simvastatin did show an increase in renal blood flow and GFR.63 Numerous other agents that lack human studies include some described in older experimental work (eg, amiloride,31,64 citrate31,65) and many others from a growing list of potential therapeutic targets.31,66–73 It must be emphasized that there is no FDA-approved medication specifically for the treatment of ADPKD.
Future specific treatments of ADPKD may also involve minimally toxic doses of combination or sequential therapy directed at precystic and then both micro- and macrocystic/cystic fluid expansion aspects of ADPKD.48,74 Unfortunately, at the present time there is no specific FDA-approved therapy for ADPKD.
Autosomal dominant polycystic kidney disease (ADPKD) is the most common inherited renal disease, has an estimated prevalence of 1:400 to 1:1,000 live births in the United States, and occurs worldwide.1,2 There are about 700,000 people living with it in the United States, and about 6,000 new cases arise annually. It accounts for nearly 5% of all patients with end-stage renal disease in the United States.3
This paper will offer an overview of the pathogenesis of renal cysts, review some of the clinical aspects of ADPKD including diagnosis and management of complications, and discuss recent drug trials and current management.
TWO TYPES—PKD1 IS MORE COMMON AND PROGRESSES MORE RAPIDLY
Two major forms of ADPKD are recognized and can usually be determined by genetic testing: PKD1, accounting for about 85% of cases, and PKD2, accounting for 15%.
The gene locus for PKD1 is on the short arm of the 16th chromosome (16p13.3), and its glycoprotein gene product is polycystin 1 (PC1), a large molecule with 4,303 amino acids.2 PC1 has a long N-terminal extracellular tail that can function as a mechanosensor. Disease progression is much faster with PKD1, and end-stage renal disease usually occurs before age 56.4
In PKD2, the gene locus is on the long arm of the fourth chromosome (4q21–23), and has a smaller glycoprotein gene product, polycystin 2 (PC2), that plays a role in calcium transport. The disease course of PKD2 tends to be slower. End-stage renal disease might not develop in the patient’s lifetime, since it typically develops when the patient is more than 70 years old.4
Although the growth rate of renal cysts is similar between the two types, patients with PKD1 develop about twice as many cysts as those with PDK2, and their cyst development starts at a younger age.5
Typically, patients have a clear phenotype and a positive family history, but in about 10% of possible ADPKD cases, there is no family history of ADPKD. Genetic variations such as incompletely penetrant PKD1 alleles,6 hypomorphic alleles,7 and trans-heterozygous mutations8 account for at least some of these cases.
IMAGING CRITERIA HAVE BROADENED
Ultrasonographic criteria for the diagnosis of ADPKD that were published in 1994 were based on patients who had a family history of PKD1.9 The criteria have since been modified (the “unified criteria”) to include patients with a family history of PKD2 who begin cyst development at a later age and with lower numbers.10 For patients ages 30 to 39, a previously difficult diagnostic group, the criterion for the minimum number of cysts visible on ultrasonography changed from four to three, improving the sensitivity of detecting disease from approximately 76% to approximately 95% (Table 1).9,10 It is important to note that these criteria apply only to patients “at risk,” ie, with a positive family history of ADPKD.
Computed tomography (CT) and magnetic resonance imaging (MRI) classically show bilaterally enlarged multicystic kidneys, though variations can be seen.
DISEASE CAN PRESENT IN MYRIAD WAYS
Although cystic kidney disease is the basic underlying problem, undiagnosed patients may present with a variety of symptoms caused by other manifestations of ADPKD (Table 2).
Hypertension is the most common presentation, occurring in about 50% of patients ages 20 to 34, and essentially 100% of those with end-stage renal disease.11 It is associated with up-regulation of the renin-angiotensin-aldosterone system.
Pain is typically located in the abdomen, flank, or back and can occur in a localized or diffuse manner. Early abdominal distress is often simply described as “fullness.” Localized pain is usually caused by bleeding into or rupture of a cyst, renal stones, or infection.12 Because renal cysts are noncommunicating, bleeding can occur into a cyst and cause pain without gross hematuria. Compression by greatly enlarged kidneys, liver, or both can cause a variety of gastrointestinal symptoms such as reflux esophagitis and varying degrees of constipation. Diffuse pain is often musculoskeletal and related to exaggerated lordosis from increasing abdominal size due to enlarging cystic kidneys and sometimes liver.12 In carefully selected cases, cyst aspiration may be helpful.11
Although renal carcinomas are rare and not more frequent than in the general population, they can occur at an earlier age and with constitutional symptoms.11
Urinary tract infections are increased in frequency. A patient may have a simple urinary tract infection that is cured with the appropriate antibiotic. However, a urinary tract infection repeatedly recurring with the same organism is a strong clue that an infected cyst is the source and requires more intensive treatment with the appropriate cyst-penetrating antibiotic. On the other hand, because cysts are noncommunicating, an infected cyst might be present despite a negative urine culture.
Identifying infected cysts can be a challenge with conventional imaging techniques, but combined positron emission tomography and CT (PET/CT) can be a valuable though expensive diagnostic tool to identify an infected kidney or liver cyst, or to identify an unsuspected source of the pain and infection.13
Jouret et al13 evaluated 27 PET/CT scans performed in 24 patients with ADPKD and suspicion of an abdominal infection. Patients were deemed to have probable cyst infection if they met all of the following criteria: temperature more than 38°C for longer than 3 days, loin or liver tenderness, plasma C-reactive protein level greater than 5 mg/dL, and no evidence of intracystic bleeding on CT. Patients with only two or three of these criteria were classified as having fever of unknown origin. Diagnosis of cyst infection was confirmed by cyst fluid analysis.
PET/CT identified a kidney or liver cyst infection in 85% of 13 infectious events in 11 patients who met all the criteria for probable cyst infection; CT alone contributed to the diagnosis in only one patient.13 In those with fever of unknown origin, PET/CT identified a source of infection in 64% of 14 events in 13 patients: two infected renal cysts, as well as one patient each with other infections that would be difficult to diagnose clinically, ie, small bowel diverticulitis, psoas abscess, diverticulitis of the right colon, pyelonephritis in a transplanted kidney, infected abdominal aortic aneurysm, prostatitis, colitis, and Helicobacter pylori gastritis. Results of PET/CT were negative in five patients with intracystic bleeding.
Kidney stones occur in 20% to 36% of patients.11,14 Uric acid stones occur at almost the same frequency as calcium oxalate stones.
Chronic kidney disease not previously diagnosed may be the presenting condition in a small percentage of patients, sometimes those in whom much earlier hypertension was not fully evaluated. ADPKD is typically not associated with significant proteinuria (eg, nephrotic range), and the presence of heavy proteinuria usually indicates the presence of a superimposed primary glomerulopathy.15
Cysts in other locations. By MRI, liver cysts are present in 58% of patients ages 15 to 24, rising to 94% in those ages 35 to 46.11 Because liver cysts are estrogen-dependent, they are more prominent in women. A small percentage of patients develop cysts in the pancreas (5%), arachnoid membranes (8%), and seminal vesicles (40% of men with ADPKD).11
Cardiovascular abnormalities occur in almost one-third of patients with ADPKD, usually as mitral and aortic valve abnormalities.16 Aneurysms of the aortic root and abdominal aorta can also occur, in addition to intracranial aneurysms (see below).17
Intracranial aneurysms are not uncommon, and size usually determines their risk.
Intracranial aneurysms are strongly influenced by family history: 16% of ADPKD patients with a family history of intracranial aneurysm also develop them, compared with 5% to 6% of patients with no family history.11 The anterior cerebral circulation is involved in about 80% of cases. A sentinel or sudden “thunderclap” headache is a classic presentation that may precede full-blown rupture in about 17% of cases.18 Patients who rupture an intracranial aneurysm have a mean age of 39, usually have normal renal function, and can be normotensive.11
For patients with no history of subarachnoid hemorrhage, the 5-year cumulative rupture rates for patients with aneurysms located in the internal carotid artery, anterior communicating or anterior cerebral artery, or middle cerebral artery were 0% for aneurysms less than 7 mm, 2.6% for those 7 to 12 mm, 14.5% for those 13 to 24 mm, and 40% for those 25 mm or larger, with higher rates for the same sizes in the posterior circulation.11
In patients without symptoms, size is correlated with risk of rupture: less than 4 mm is usually associated with very low risk, 4 to less than 7 mm with moderate risk, and 7 mm or more with increasing risk. An aneurysm larger than 10 mm is associated with roughly a 1% risk of rupture per year.19
Irazabal et al20 retrospectively studied 407 patients with ADPKD who were screened for intracranial aneurysm. Saccular aneurysms were detected in 45 patients; most were small (median diameter 3.5 mm). During cumulative imaging follow-up of 243 years, only one new intracranial aneurysm was detected (increasing from 2 to 4.4 mm over 144 months) and two previously identified aneurysms grew (one increasing 4.5 to 5.9 mm over 69 months and the other 4.7 to 6.2 mm over 184 months). No change occurred in 28 patients. Seven patients were lost to follow-up, however. During cumulative clinical follow-up of 316 years, no aneurysm ruptured. Two patients were lost to follow-up, three had surgical clipping, and five died of unrelated causes. The authors concluded that presymptomatic intracranial aneurysms are usually small, and that growth and rupture risks are no higher than for unruptured intracranial aneurysms in the general population. A 2014 study also suggests a conservative approach for managing intracranial aneurysm in the general population.21
In asymptomatic ADPKD patients, it is reasonable to reserve screening for those with a positive family history of intracranial aneurysm or subarachnoid hemorrhage, those with a previous ruptured aneurysm, those in high-risk professions (eg, pilots), and for patients prior to anticoagulant therapy or major surgery possibly associated with hemodynamic instability.11,22 Certain extremely anxious patients might also need to be studied. Screening can be performed with magnetic resonance angiography without gadolinium contrast. It is prudent to have patients with an intracranial aneurysm thoroughly evaluated by an experienced neurosurgeon with continued follow-up.
PROGRESSION OF ADPKD
The Consortium for Radiologic Imaging Studies of Polycystic Kidney Disease (CRISP) study23 evaluated 241 patients with ADPKD (ages 15 to 46) by measuring the annual rate of change in total kidney volume, total cyst volume, and iothalamate glomerular filtration rate (GFR) over 3 years. The annual increase in total kidney volume averaged 5.3%,23 though the reported range with various imaging techniques is from 4% to 12.8% in adults.24 This study focused on macrocystic disease, ie, cysts that are visible by MRI and measurably increase total kidney volume. Although larger total kidney volume at baseline generally predicted a more rapid decline in GFR, there were wide and overlapping variations in yearly GFR declines within and among different total-kidney-volume groups.23
SPECIAL CLINICAL PROBLEMS IN ADPKD
Case 1: A man with ADPKD develops new and increasing proteinuria
A 55-year-old man with ADPKD and stage 3 chronic kidney disease developed new and increasing proteinuria, rising to 5,500 mg per 24 hours. What is the most likely explanation?
- Rapidly progressive renal failure with increasing proteinuria in ADPKD
- Bilateral renal vein thromboses because of cyst compression
- Malignant hypertension with bilateral renal artery compression
- Superimposed primary glomerulopathy
- Multiple infected renal cysts with pyonephrosis
Answer: Superimposed primary glomerulopathy.
ADPKD (similar to uncomplicated obstructive uropathy, pyelonephritis, main renal artery disease, and often cases of interstitial nephritis without secondary glomerular changes) typically does not result in nephrotic-range proteinuria. A superimposed primary glomerulopathy, focal segmental glomerulosclerosis, was the biopsy-proved diagnosis.
At least 21 cases have been reported of AD-PKD with nephrotic-range proteinuria and a renal biopsy showing a primary glomerulopathy, including focal segmental glomerulosclerosis (5 cases), minimal-change disease (5), membranous nephropathy (3), IgA nephropathy (2), and one each of crescentic glomerulonephropathy, diabetic nephropathy, membranoproliferative glomerulonephritis, postinfectious glomerulonephropathy, amyloid glomerulopathy, and mesangioproliferative glomerulopathy.15 Treatment was directed at the primary glomerulopathy, and the outcomes corresponded to the primary diagnosis (eg, with appropriate treatment, three of the five patients with focal segmental glomerulosclerosis progressed to end-stage renal disease, all of the patients with minimal-change disease went into remission, and one of the two cases with IgA nephropathy improved).15
Case 2: A woman with ADPKD and advanced renal failure develops shortness of breath
A 47-year-old woman with very large polycystic kidneys (total kidney volume 7,500 mL; normal range for a single kidney approximately 136–295 mL, mean 196)25 and estimated GFR of 25 mL/min developed new-onset shortness of breath while climbing steps and later even when making a bed. She had no chest pain, cough, or edema. She was sent directly to the emergency department and was admitted and treated; her condition improved, and she was discharged after 6 days. What did she have?
- Presentation of rare cystic pulmonary disease in ADPKD
- Onset of pneumonia with early bacteremia
- Progressive reduction in ventilatory capacity from massive polycystic kidneys and liver elevating both sides of the diaphragm
- Pulmonary emboli from an iliac vein or inferior vena cava source
- Progressive anemia accompanying rapidly worsening stage 4 chronic kidney disease
Answer: She had pulmonary emboli from an iliac vein (right) or inferior vena cava source.
Pulmonary emboli in ADPKD can be caused by thrombi in the inferior vena cava or the iliac or femoral vein because of compression by a massive right polycystic kidney. Four cases were reported at Mayo Clinic,26 three diagnosed by MRI and one with CT. One additional case occurred at Cleveland Clinic. All patients survived after treatment with anticoagulation therapy; early nephrectomy was required in two cases.
Interestingly, following kidney transplantation, the patients at greatest risk for pulmonary emboli are those with ADPKD as their original disease.27
RENAL CYSTS RESULT FROM COMBINED MUTATIONS, INJURY
The germline ADPKD mutation that occurs in one allele of all renal tubular epithelial cells is necessary but not sufficient for cystogenesis.28 One or more additional somatic mutations of the normal allele—the “second hit”—also develop within individual tubular epithelial cells.28,29 These epithelial cells undergo clonal proliferation, resulting in tubular dilatation and cyst formation. Monoclonality of cells in cysts has been documented.
Ischemia-reperfusion injury can be viewed as a “third hit.”30 In PKD1 knockout mice, which at 5 weeks of age normally develop only mild cystic kidney disease, the superimposition of unilateral ischemia-reperfusion injury at 8 weeks caused widespread and rapid cyst formation. It is believed that acute renal injury reactivates developmental signaling pathways within 48 hours that trigger epithelial cell proliferation and then cyst development detectable by MRI 2 weeks later. Although this phenomenon has not been documented in humans, it is a cautionary tale.
CYSTOGENESIS INVOLVES MULTIPLE PATHWAYS
A comprehensive description of pathways leading to renal cyst formation is beyond the scope of this article, and the reader is referred to much more detailed and extensive reviews.2,31 Disturbances in at least three major interconnected pathways promote cystogenesis in renal tubular epithelial cells:
- Normal calcium transport into the endoplasmic reticulum is disrupted by abnormal polycystins on the surface of the primary cilium
- Vasopressin and other stimuli increase the production of cyclic adenosine monophosphate (cAMP)
- The mammalian target of rapamycin (mTOR) proliferative pathway is up-regulated.
DISRUPTION OF CALCIUM TRANSPORT IN THE PRIMARY CILIUM
Primary cilia are nonmotile cellular organelles of varying size, from about 0.25 μm up to about 1 μm.32 Each primary cilium has nine peripheral pairs of microtubules but lacks a centrally located pair that is present in motile cilia. Primary cilia are ubiquitous and have been highly conserved throughout evolution. A single cilium is present on almost all vertebral cells.33
Cilial defects have been identified in autosomal dominant as well as recessive diseases and are known as ciliopathies.33 Although rare in humans, they can affect a broad spectrum of organs other than the kidney, including the eye, liver, and brain.33
Urine flow in a renal tubule is believed to exert mechanical stimulation on the extracellular flagellum-like N-terminal tail of PC1 that extends from a primary cilium into the urinary space. PC1 in concert with PC2 opens PC2 calcium channels, allowing calcium ions to flow down the microtubules to ryanodine receptors and the basal body.32,33 This leads to local release of calcium ions that regulate cell proliferation.32,34 However, in ADPKD kidneys, PC1 and PC2 molecules are sparse or mutated, resulting in defective calcium transport, increased and unregulated tubular epithelial cell proliferation, and cyst formation.
In a totally different clinical setting, biopsies of human renal transplants that sustained acute tubular necrosis during transplantation reveal that a cilium dramatically elongates in response to injury,35 possibly as a compensatory mechanism to maintain calcium transport in the presence of meager urine flow and to restore the proliferation of tubular epithelial cells in a regulated repair process.
THE ROLE OF VASOPRESSIN AND ACTIVATION OF cAMP
In classic experiments, Wang et al36 cross-bred rats having genetically inherited polycystic kidney disease (actually, autosomal recessive polycystic kidney disease) with Brattleboro rats that completely lack vasopressin. At 10 and 20 weeks of age, the offspring had virtually complete inhibition of cystogenesis because of the absence of vasopressin. However, when vasopressin was restored by exogenous administration continuously for 8 weeks, the animals formed massive renal cysts.
Vasopressin activates cAMP, which then functions as a second messenger in cell signaling. cAMP increases the activation of the protein kinase A (PKA) pathway, which in turn increases downstream activity of the B-raf/ERK pathway. Up-regulation of cAMP and PKA appears to perpetuate activation of canonical Wnt signaling, down-regulate non-canonical Wnt/planar cell polarity signaling, and lead to loss of tubular diameter control, resulting in cyst formation.31 Normally, cAMP is degraded by phosphodiesterase. However, because of the primary cilium calcium transport defect in ADPKD, phosphodiesterase is reduced and cAMP persists.37 In conjunction with the defective primary cilial calcium transport, cAMP exerts a proliferative effect on renal tubular epithelial cells that is opposite to its effect in normal kidneys.31,32 cAMP also up-regulates the cystic fibrosis transmembrane conductance regulator (CFTR) that promotes chloride ion transport. Sodium ions follow the chloride ions, leading to fluid accumulation and cyst enlargement.31
Inhibiting vasopressin by increasing water intake
A simple key mechanism for limiting vasopressin secretion is by sufficient water ingestion. Nagao et al38 found that rats with polycystic kidney disease given water with 5% glucose (resulting in 3.5-fold increased fluid intake compared with rats given tap water) had a 68% reduction in urinary vasopressin and a urine osmolality less than 290 mOsm/kg. The high-water-intake rats had dramatically reduced cystic areas in the kidney and a 28% reduction of kidney-to-body weight ratio vs controls.
In an obvious oversimplification, these findings raised the question of whether a sufficient increase in water intake could be an effective therapy for polycystic kidney disease.39 A pilot clinical study evaluated changes in urine osmolality in eight patients with ADPKD who had normal renal function.40 At baseline, 24-hour urine osmolality was typically elevated to approximately 753 mOsm/kg compared to the plasma at 285 mOsm/kg, indicating that antidiuresis is the usual state. During the 2-week study, urine volume and osmolality were measured, and additional water intake was adjusted in order to achieve a urine osmolality goal of 285 ± 45 mOsm/kg. These adjustments resulted in water intake that appeared to be in the range of 2,400 to 3,000 mL per 24 hours. The major limitations of the study were that it was very short term, and there was no opportunity to measure changes in total kidney volume or estimated GFR.
In a recent preliminary report from Japan, high water intake (2,500–3,000 mL daily) in 18 ADPKD patients was compared over 12 months with ad libitum water intake in 14 ADPKD controls (clinicaltrials.gov NCT 01348505). There was no statistically significant change in total kidney volume or cystatin-estimated GFR in those on high water intake, but serious defects in study design (patients in the high water intake group were allowed to decrease their intake if it was causing them difficulty, and patients in the ad libitum water intake group had no measurement of their actual water intake) prevent any conclusions because there was no evidence that the groups were different from one another with respect to the key element of the study, namely, water intake.
Blocking the vasopressin receptor slows disease progression
Using another approach, Gattone et al41 inhibited the effect of vasopressin by blocking the vasopressin 2 receptor (V2R) in mouse and rat models of polycystic kidney disease, using an experimental drug, OPC31260. The drug halted disease progression and, in one situation, appeared to cause regression of established disease. As noted by Torres and Harris,31 even though both increased water intake and V2R antagonists decrease cAMP in the distal tubules and collecting ducts, circulating levels of vasopressin are decreased by increased water intake but increased by V2R antagonists.
After these remarkable results in animal models, clinical trials of the V2R antagonist tolvaptan were conducted in patients with ADPKD. In the Tolvaptan Efficacy and Safety in Management of Autosomal Dominant Polycystic Kidney Disease and Its Outcomes 3:4 study,42 1,445 adults (ages 18 to 50) with ADPKD in 133 centers worldwide were randomized to receive either tolvaptan or placebo for 3 years. Key inclusion criteria included good renal function (estimated GFR ≥ 60 mL/min) and total kidney volume of at least 750 mL (mean 1,700 mL) as measured by MRI. Tolvaptan was titrated to the highest tolerated twice-daily dose (average total of 95 mg/day). All patients were advised to maintain good hydration and to avoid thirst by drinking a glass of water after each urination. Unfortunately, neither water intake nor urine output was measured.
The primary end point was the annual rate of change in total kidney volume, with secondary end points of clinical progression (worsening kidney function, pain, hypertension, albuminuria), and rate of decline in kidney function as measured by the slope of the reciprocal of serum creatinine.42
Patients in the tolvaptan arm had a slower annual increase in total kidney volume than controls (2.8% vs 5.5%, respectively, P < .001) and a slower annual decline in renal function (−2.61 vs −3.81 mg/mL−1, respectively, P < .001).42 More participants in the treatment group withdrew than in the placebo group (23% vs 14%, respectively).
Adverse events occurred more frequently with tolvaptan.42 Liver enzyme elevations of greater than three times the upper limit of normal occurred in 4.4% of patients in the treatment group, leading to a drug warning issued in January 2013. As expected, side effects related to diuresis (urinary frequency, nocturia, polyuria, and thirst) were more frequent in the treatment group, occurring in up to 55% of participants.
The authors noted, “Although maintaining hydration helped ensure that the blinding in the study was maintained, the suppression of vasopressin release in the placebo group may have led to an underestimation of the beneficial effect of tolvaptan and may account for the lower rates of kidney growth observed in the placebo group.”42
In 2013, the US Food and Drug Administration (FDA) denied a new drug application for tolvaptan as a treatment for ADPKD.
THE mTOR PATHWAY IS UP-REGULATED
The mTOR pathway that plays a major role in cell growth and proliferation includes interaction of the cytoplasmic tail of polycystin 1 with tuberin.43 Activation products of mTOR, including phospho-S6K, have been found in tubular epithelial cells lining cysts of ADPKD kidneys but not in normal kidneys.43 Mutant mice with polycystic disease had phospho-S6K in tubular epithelial cells of cysts, whereas those treated with the mTOR inhibitor rapamycin did not.43 But subsequent studies have shown that only a low level of mTOR activation is present in 65% to 70% of ADPKD cysts.44
Two major studies of the treatment of ADPKD with rapamycin that were published contemporaneously in 2010 failed to demonstrate any significant benefit with mTOR inhibitor treatment.45,46
Serra et al45 conducted an 18-month, open-label trial of 100 ADPKD patients ages 18 to 40 with an estimated GFR (eGFR) of at least 70 mL/min. Patients were randomized to receive rapamycin, given as sirolimus 2 mg per day, or standard care. The primary end point was the reduction in the growth rate of total kidney volume, measured by MRI. Secondary end points were eGFR and protein excretion (albumin-creatinine ratio). No significant difference was found in total kidney volume, but a nonsignificant stabilization of eGFR was noted.
Walz et al46 in a 2-year, multicenter, double-blind trial, randomized 433 patients (mean age 44; mean eGFR 54.5 mL/min) to treatment with either the short-acting mTOR inhibitor everolimus (2.5 mg twice daily) or placebo. Although patients in the treatment group had less of an increase in total kidney volume (significant at 1 year but not at 2 years), they tended to show a decline in eGFR. But further analysis showed that the only patients who had a reduction in eGFR were males who already had impaired kidney function at baseline.47
In a pilot study, 30 patients with ADPKD (mean age 49) were randomized to one of three therapies:
- Low-dose rapamycin (trough blood level 2–5 ng/mL)
- Standard-dose rapamycin (trough blood level > 5–8 ng/mL)
- Standard care without rapamycin.48
In contrast to other studies, the primary end point was the change in iothalamate GFR at 12 months, with change in total kidney volume being a secondary end point.
At 12 months, with 26 patients completing the study, the low-dose rapamycin group (n = 9) had a significant increase in iothalamate GFR of 7.7 ± 12.5 mL/min/1.73 m2, whereas the standard-dose rapamycin group (n = 8) had a nonsignificant increase of 1.6 ± 12.1 mL/min/1.73 m2, and the no-rapamycin group (n = 9) had a fall in iothalamate GFR of 11.2 ± 9.1 mL/min/1.73 m2 (P = .005 for low-dose vs no rapamycin; P = .07 for standard-dose vs no rapamycin; P = .52 for low-dose vs standard-dose rapamycin; and P = .002 for combined low-dose and standard-dose rapamycin vs no rapamycin.).48 These differences were observed despite there being no significant change in total kidney volume in any of the groups. Patients on low-dose rapamycin had fewer adverse effects than those on standard dose and were more often able to continue therapy for the entire study. This, and the use of iothalamate GFR rather than eGFR to measure GFR, are believed to be the main reasons that low-dose effects were more pronounced than those with standard doses. One may speculate that rapamycin may have its effect on microcysts and cystogenic cells, resulting in stabilization of or improvement in renal function without detectable slowing in total kidney volume enlargement. Mechanisms for this possibility involve new concepts, as discussed below.
NEW CONCEPTS
Specialized cells also promote renal cyst formation
Specialized cells that promote cyst formation have been identified by Karihaloo et al49 in a mouse model of polycystic kidney disease. In this model, alternatively activated macrophages homed to cystic areas and promoted cyst growth. These findings suggested that interrupting the homing and proliferative signals of macrophages could be a therapeutic target for ADPKD. Although rapamycin can suppress macrophage proliferation by macrophage colony-stimulating factor and inhibit macrophage function,50 alternatively activated macrophages have not been specifically studied for rapamycin responsiveness.
More promising is evidence that CD133+ progenitor cells from human ADPKD kidneys—but not from normal human kidneys—form cysts in vitro and in severe combined immunodeficient mouse models.51 Treatment with rapamycin decreased proliferation of the de-differentiated CD133+ cells from ADPKD patients and reduced cystogenesis.51
Visible cysts are the tip of the iceberg
Using ADPKD nephrectomy specimens from eight patients, Grantham et al52 compared cyst counts by MRI and by histology and found that for every renal cyst detected by MRI, about 62 smaller cysts (< 0.9 mm) are present in the kidney. For a typical patient having an average of 587 cysts in both kidneys that are detectable by MRI, this means that more than 36,000 cysts are actually present, and MRI detects less than 2% of the total cysts present.
Although microcysts are too small to contribute much to total kidney volume, they can interfere with kidney function. Microcysts can reduce GFR in two major ways: by compressing microvasculature, tubules, and glomeruli in the cortex; or by blocking the drainage of multiple upstream nephrons when they form in or block medullary collecting ducts.52 Although the growth rates of microcysts less than 1 mm in size have not yet been measured, the adult combined growth rates of the renal cyst component is approximately 12% per year, with yearly individual cyst growth rates up to 71%, and with fetal cyst growth rates even higher for cysts larger than 7.0 mm.53 Before and during an accelerated growth period, microcysts may be susceptible to certain therapies that could first improve GFR and only later change measurable total kidney volume by slowing microcyst progression to macrocysts either directly or through specialized cells that may be sensitive to rapamycin.
CURRENT MANAGEMENT OF ADPKD
Blood pressure control is essential—but too low is not good. For adult patients with hypertension caused by ADPKD, an acceptable blood pressure range is 120–130/70–80 mm Hg. However, further information from recently published blood pressure guidelines54 and the results of the Halt Progression of Polycystic Kidney Disease (HALT-PKD) study to be reported in late 201455 may provide more precise ranges for blood pressure control in ADPKD.
Although substantial experimental evidence exists for the benefits of inhibiting the up-regulation of the renin-angiotensin-aldosterone system in ADPKD, clinical proof is not yet available to confirm that angiotensin-converting enzyme (ACE) inhibitors or angiotensin receptor blockers (ARBs) are preferred therapy.55 This may be determined by results of the HALT-PKD study, due for release in late 2014.55
Controlling blood pressure should be done with caution. Patients with low GFRs whose blood pressure is too low tend to have a more rapid decline of GFR, as suggested in the Modification of Diet in Renal Disease (MDRD) study in 1995.56
Experimental evidence suggests that avoiding calcium channel blockers may be advisable. Yamaguchi et al34 found that calcium channel blockers worsen the calcium transport defect and convert tubular epithelial cells to a proliferative phenotype.34
High fluid intake (2,500–3,000 mL/day), because it suppresses vasopressin, may be useful if permitted by several factors such as the patient’s cardiopulmonary and renal and electrolyte status, other medications, and diet.31 The reader is referred to a detailed description of the precautions necessary when prescribing high water intake.31 Patients should have their fluid intake managed by a physician and their renal function and serum sodium and electrolytes monitored regularly in order to avoid hyponatremia. Severe hyponatremia has occurred in patients with ADPKD and impaired kidney function who drank excessive quantities of water. Cardiac and pulmonary complications from excessive fluid intake are also possible, especially with a low GFR and compromised cardiac function.
A low-sodium diet, if not a contributing factor in hyponatremia, can be used under physician direction in the management of hypertension as well as in the prevention of calcium oxalate kidney stones.
Caffeine should be avoided because it may interfere with the activity of the phosphodiesterase that is necessary for the catabolism of cAMP to 5′AMP.
A low-protein diet is of unproven benefit,56 but it is prudent to avoid high protein intake.57
Complications such as bleeding (into or from cysts), infection (urinary tract, kidney cysts, and liver cysts), kidney stones, and urinary tract obstruction should be treated promptly and may require hospitalization.
Regular symptom reviews and physical examinations need to be performed with nonrenal concerns also in mind, such as intracranial aneurysms and cardiac valve lesions.11,58
Formal genetic counseling and molecular testing are becoming more frequently indicated as more complex inheritance patterns arise.6–8,59
Renal replacement therapy in the form of dialysis or transplantation is usually available for the patient when end-stage renal disease occurs. In the largest study thus far, ADPKD patient survival with a kidney transplant was similar to that of patients without ADPKD (about 93% at 5 years), and from 5 years to 15 years death-censored graft survival was actually better.60 Thromboembolic events are more frequent after transplantation,27,60 but they may also occur before transplantation from a massive right kidney compressing the iliac vein or the inferior vena cava, or both, leading to thrombus formation.26
Investigational as well as standard drug studies have intensified. Results from a large randomized study in approximately 1,000 adult ADPKD patients that evaluated over 6 to 8 years the effects of ACE inhibition with or without ARB treatment of hypertension, at both usual and lower blood pressure ranges in those with good renal function, are expected in late 2014.55 Outcomes from a few small clinical studies, eg, one with long-acting somatostatin31,61 and one using low-dose rapamycin48 in adults with ADPKD, will require confirmation in large randomized placebo-controlled clinical studies. In a new 3-year randomized placebo-controlled study of 91 children and young adults (ages 8 to 22) with ADPKD and essentially normal renal function who continued treatment with lisinopril, the addition of pravastatin (20 mg or 40 mg daily based on age) resulted in a significant reduction in the number of patients (46% vs 68%, respectively, P = .03) experiencing a greater than 20% change (increase) in height-adjusted total kidney volume.62 Change in GFR was not reported,62 but an earlier 4-week study in 10 patients treated with simvastatin did show an increase in renal blood flow and GFR.63 Numerous other agents that lack human studies include some described in older experimental work (eg, amiloride,31,64 citrate31,65) and many others from a growing list of potential therapeutic targets.31,66–73 It must be emphasized that there is no FDA-approved medication specifically for the treatment of ADPKD.
Future specific treatments of ADPKD may also involve minimally toxic doses of combination or sequential therapy directed at precystic and then both micro- and macrocystic/cystic fluid expansion aspects of ADPKD.48,74 Unfortunately, at the present time there is no specific FDA-approved therapy for ADPKD.
- Torres VE, Harris PC. Mechanisms of disease: autosomal dominant and recessive polycystic kidney diseases. Nat Clin Pract Nephrol 2006; 2:40–55.
- Torres VE, Harris PC. Autosomal dominant polycystic kidney disease: the last 3 years. Kidney Int 2009; 76:149–168.
- United States Renal Data System. 2013 atlas of CKD & ESRD. Volume 2 - atlas ESRD:172. www.usrds.org/atlas.aspx. Accessed June 4, 2014.
- Barua M, Cil O, Paerson AD, et al. Family history of renal disease severity predicts the mutated gene in ADPKD. J Am Soc Nephrol 2009, 20:1833–1838.
- Harris PC, Bae KT, Rossetti S, et al. Cyst number but not the rate of cystic growth is associated with the mutated gene in autosomal dominant polycystic kidney disease. J Am Soc Nephrol 2006; 17:3013–3019.
- Vujic M, Heyer CM, Ars E, et al. Incompletely penetrant PKD1 alleles mimic the renal manifestations of ARPKD. J Am Soc Nephrol 2010; 21:1097–1102.
- Harris PC. What is the role of somatic mutation in autosomal dominant polycystic kidney disease? J Am Soc Nephrol 2010; 21:1073–1076.
- Watnick T, He N, Wang K, et al. Mutations of PKD1 in ADPKD2 cysts suggest a pathogenic effect of trans-heterozygous mutations. Nat Genet 2000; 25:143–144.
- Ravine D, Gibson RN, Walker RG, Sheffield LJ, Kincaid-Smith P, Danks DM. Evaluation of ultrasonographic diagnostic criteria for autosomal dominant polycystic kidney disease 1. Lancet 1994; 343:824–827.
- Pei Y, Obaji J, Dupuis A, et al. Unified criteria for ultrasonographic diagnosis of ADPKD. J Am Soc Nephrol 2009; 20:205–212.
- Torres VE, Harris PC, Pirson Y. Autosomal dominant polycystic kidney disease. Lancet 2007; 369:1287–1301.
- Bajwa ZH, Sial KA, Malik AB, Steinman TI. Pain patterns in patients with polycystic kidney disease. Kidney Int 2004; 66:1561–1569.
- Jouret F, Lhommel R, Beguin C, et al. Positron-emission computed tomography in cyst infection diagnosis in patients with autosomal dominant polycystic kidney disease. Clin J Am Soc Nephrol 2011; 6:1644–1650.
- Nishiura JL, Neves RF, Eloi SR, Cintra SM, Ajzen SA, Heilberg IP. Evaluation of nephrolithiasis in autosomal dominant polycystic kidney disease patients. Clin J Am Soc Nephrol 2009; 4:838–844.
- Hiura T, Yamazaki H, Saeki T, et al. Nephrotic syndrome and IgA nephropathy in polycystic kidney disease. Clin Exp Nephrol 2006; 10:136–139.
- Hossack KF, Leddy CL, Johnson AM, Schrier RW, Gabow PA. Echocardiographic findings in autosomal dominant polycystic kidney disease. N Engl J Med 1988; 319:907–912.
- Rossetti S, Chauveau D, Kubly V, et al. Association of mutation position in polycystic kidney disease 1 (PKD1) gene and development of a vascular phenotype. Lancet 2003; 361:2196–2201.
- Linn FH, Wijdicks EF, van der Graaf Y, Weerdesteyn-van Vliet FA, Bartelds AI, van Gijn J. Prospective study of sentinel headache in aneurismal subarachnoid haemorrhage. Lancet 1994; 344:590–593.
- Belz MM, Fick-Brosnahan GM, Hughes RL, et al. Recurrence of intracranial aneurysms in autosomal-dominant polycystic kidney disease. Kidney Int 2003; 63:1824–1830.
- Irazabal MV, Huston J, Kubly V, et al. Extended follow-up of unruptured intracranial aneurysms detected by presymptomatic screening in patients with autosomal dominant polycystic kidney disease. Clin J Am Soc Nephrol 2011; 6:1274–1285.
- Salman A-S, White PM, Counsell CE, et al; Scottish Audit of Intracranial Vascular Malformations Collaborators. Outcome after conservative management or intervention for unruptured brain arteriovenous malformations. JAMA 2014; 311:1661–1669.
- Vijay A, Vijay A, Pankaj P. Autosomal dominant polycystic kidney disease: a comprehensive review. Nephrourol Mon 2010; 2:172–192.
- Grantham JJ, Torres VE, Chapman AB, et al; CRISP Investigators. Volume progression in polycystic kidney disease. N Engl J Med 2006; 354:2122–2130.
- Bae KT, Grantham JJ. Imaging for the prognosis of autosomal dominant polycystic kidney disease. Nat Rev Nephrol 2010; 6:96–106.
- van den Dool SW, Wasser NM, de Fijter JW, Hoekstra J, van der Geest RJ. Functional renal volume: quantitative analysis at gadolinium-enhanced MR angiography—feasibility study in healthy potential kidney donors. Radiology 2005; 236:189–195.
- O’Sullivan DA, Torres VE, Heit JA, Liggett S, King BF. Compression of the inferior vena cava by right renal cysts: an unusual cause of IVC and/or iliofemoral thrombosis with pulmonary embolism in autosomal dominant polycystic kidney disease. Clin Nephrol 1998; 49:332–334.
- Tveit DP, Hypolite I, Bucci J, et al. Risk factors for hospitalizations resulting from pulmonary embolism after renal transplantation in the United States. J Nephrol 2001; 14:361–368.
- Pei Y. A “two-hit” model of cystogenesis in autosomal dominant polycystic kidney disease? Trends Mol Med 2001; 7:151–156.
- Qian F, Germino GG. “Mistakes happen”: somatic mutation and disease. Am J Hum Genet 1997; 61:1000–1005.
- Takakura A, Contrino L, Zhou X, et al. Renal injury is a third hit promoting rapid development of adult polycystic kidney disease. Hum Mol Genet 2009; 18:2523–2531.
- Torres VE, Harris PC. Strategies targeting cAMP signaling in the treatment of polycystic kidney disease. J Am Soc Nephrol 2014; 25:18–32.
- Nauli SM, Alenghat FJ, Luo Y, et al. Polycystins 1 and 2 mediate mechanosensation in the primary cilium of kidney cells. Nat Genet 2003; 33:129–137.
- Hildebrandt F, Benzing T, Katsanis N. Ciliopathies. N Engl J Med 2011; 364:1533–1543.
- Yamaguchi T, Wallace DP, Magenheimer BS, Hempson SJ, Grantham JJ, Calvet JP. Calcium restriction allows cAMP activation of the B-Raf/ERK pathway, switching cells to a cAMP-dependent growth-stimulated phenotype. J Biol Chem 2004; 279:40419–40430.
- Verghese E, Ricardo SD, Weidenfeld R, et al. Renal primary cilia lengthen after acute tubular necrosis. J Am Soc Nephrol 2009; 20:2147–2153.
- Wang X, Wu Y, Ward CJ, Harris PC, Torres VE. Vasopressin directly regulates cyst growth in polycystic kidney disease. J Am Soc Nephrol 2008; 19:102–108.
- Torres VE. Cyclic AMP, at the hub of the cystic cycle. Kidney Int 2004; 66:1283–1285.
- Nagao S, Nishii K, Katsuyama M, et al. Increased water intake decreases progression of polycystic kidney disease in the PCK rat. J Am Soc Nephrol 2006; 17:2220–2227.
- Grantham JJ. Therapy for polycystic kidney disease? It’s water, stupid! J Am Soc Nephrol 2008; 19:1–7.
- Wang CJ, Creed C, Winklhofer FT, Grantham JJ. Water prescription in autosomal dominant polycystic kidney disease: a pilot study. Clin J Am Soc Nephrol 2011; 6:192–197.
- Gattone VH, Wang X, Harris PC, Torres VE. Inhibition of renal cystic disease development and progression by a vasopressin V2 receptor antagonist. Nat Med 2003; 9:1323–1326.
- Torres VE, Chapman AB, Devuyst O, et al; TEMPO 3:4 Trial Investigators. Tolvaptan in patients with autosomal dominant polycystic kidney disease. N Engl J Med 2012; 367:2407–2418.
- Shillingford JM, Murcia NS, Larson CH, et al. The mTOR pathway is regulated by polycystin-1, and its inhibition reverses renal cystogenesis in polycystic kidney disease. Proc Natl Acad Sci U S A 2006; 103:5466–5471.
- Hartman TR, Liu D, Zilfou JT, et al. The tuberous sclerosis proteins regulate formation of the primary cilium via a rapamycin-insensitive and polycystin 1-independent pathway. Hum Mol Genet 2009; 18:161–163.
- Serra AL, Poster D, Kistler AD, et al. Sirolimus and kidney growth in autosomal dominant polycystic kidney disease. N Engl J Med 2010; 363:820–829.
- Walz G, Budde K, Mannaa M, et al. Everolimus in patients with autosomal dominant polycystic kidney disease. N Engl J Med 2010; 363:830–840. Errata in: N Engl J Med 2010; 363:1190 and N Engl J Med 2010; 363:1977.
- Walz G, Budde K, Eckardt K-U. mTOR inhibitors and autosomal dominant polycystic kidney disease (correspondence). N Engl J Med 2011; 364:287–288.
- Braun WE, Schold JD, Stephany BR, Spinko RA, Herfs BR. Low dose rapamycin (sirolimus) effects in autosomal dominant polycystic kidney disease: an open-label randomized control pilot study. Clin J Am Soc Nephrol 2014; 9:881–888.
- Karihaloo A, Koraishy F, Huen SC, et al. Macrophages promote cyst growth in polycystic kidney disease. J Am Soc Nephrol 2011; 22:1809–1814.
- Fox R, Nhan TQ, Law GL, Morris DR, Liles WC, Schwartz SM. PSGL-1 and mTOR regulate translation of ROCK-1 and physiological functions of macrophages. EMBO J 2007; 26:505–515. Erratum in: EMBO J 2007; 26:2605.
- Carvalhosa R, Deambrosis I, Carrera P, et al. Cystogenic potential of CD133+ progenitor cells of human polycystic kidneys. J Pathol 2011; 225:129–141.
- Grantham JJ, Mulamalla S, Grantham CJ, et al. Detected renal cysts are tips of the iceberg in adults with ADPKD. Clin J Am Soc Nephrol 2012; 7:1087–1093.
- Grantham JJ, Cook LT, Wetzel LH, Cadnapaphornchai MA, Bae KT. Evidence of extraordinary growth in the progressive enlargement of renal cysts. Clin J Am Soc Nephrol 2010; 5:889–896.
- James PA, Oparil S, Carter BL, et al. 2014 evidence-based guideline for the management of high blood pressure in adults: report from the panel members appointed to the Eighth Joint National Committee (JNC 8). JAMA 2014; 311:507–520.
- Chapman AB, Torres VE, Perrone RD, et al. The HALT polycystic kidney disease trials: design and implementation. Clin J Am Soc Nephrol 2010; 5:102–109.
- Klahr S, Breyer JA, Beck GJ, et al. Dietary protein restriction, blood pressure control, and the progression of polycystic kidney disease. Modification of Diet in Renal Disease Study Group. J Am Soc Nephrol 1995; 5:2037–2047.
- Thilly N. Low-protein diet in chronic kidney disease: from questions of effectiveness to those of feasibility. Nephrol Dial Transplant 2013; 28:2203–2205.
- Luciano RL, Dahl NK. Extra-renal manifestations of autosomal dominant polycystic kidney disease (ADPKD): considerations for routine screening and management. Nephrol Dial Transplant 2014; 29:247–254.
- Harris PC, Rossetti S. Molecular diagnostics for autosomal dominant polycystic kidney disease. Nat Rev Nephrol 2010; 6:197–206.
- Jacquet A, Pallet N, Kessler M, et al. Outcomes of renal transplantation in patients with autosomal dominant polycystic kidney disease: a nationwide longitudinal study. Transpl Int 2011; 24:582–587.
- Ruggenenti P, Remuzzi A, Ondei P, et al. Safety and efficacy of long-acting somatostatin treatment in autosomal-dominant polycystic kidney disease. Kidney Int 2005; 68:206–216.
- Cadnapaphornchai MA, George DM, McFann K, et al. Effect of pravastatin on total kidney volume, left ventricular mass index, and microalbuminuria in pediatric autosomal dominant polycystic kidney disease. Clin J Am Soc Nephrol 2014; 9:889–896.
- van Dijk MA, Kamper AM, van Veen S, Souverjin JH, Blauw GJ. Effect of simvastatin on renal function in autosomal dominant polycystic kidney disease. Nephrol Dial Transplant 2001; 16:2152–2157.
- Grantham JJ, Uchich M, Cragoe EL, et al. Chemical modification of cell proliferation and fluid secretion in renal cysts. Kidney Int 1989; 35:1379–1389.
- Tanner GA. Potassium citrate/citric acid intake improves renal function in rats with polycystic kidney disease. J Am Soc Nephrol 1998; 9:1242–1248.
- Belibi FA, Edelstein CL. Novel targets for the treatment of autosomal dominant polycystic kidney disease. Expert Opin Investig Drugs 2010; 19:315–328.
- Tao Y, Kim J, Yin Y, et al. VEGF receptor inhibition slows the progression of polycystic kidney disease. Kidney Int 2007; 72:1358–1366.
- Terryn S, Ho A, Beauwens R, Devuyst O. Fluid transport and cystogenesis in autosomal dominant polycystic kidney disease. Biochim Biophys Acta 2011; 1812:1314–1321.
- Thiagarajah JR, Verkman AS. CFTR inhibitors for treating diarrheal disease. Clin Pharmacol Ther 2012; 92:287–290.
- Boehn SN, Spahn S, Neudecker S, et al. Inhibition of Comt with tolcapone slows proression of polycystic kidney disease in the more severely affected PKD/Mhm (cy/+) substrain of the Hannover Sprague-Dawley rat. Nephrol Dial Transplant 2013; 28:2045–2058.
- Rees S, Kittikulsuth W, Roos K, Strait KA, Van Hoek A, Kohan DE. Adenylyl cyclase 6 deficiency ameliorates polycystic kidney disease. J Am Soc Nephrol 2014; 25:232–237.
- Buchholz B, Schley G, Faria D, et al. Hypoxia-inducible factor-1a causes renal cyst expansion through calcium-activated chloride secretion. J Am Soc Nephrol 2014; 25:465–474.
- Wallace DP, White C, Savinkova L, et al. Periostin promotes renal cyst growth and interstitial fibrosis in polycystic kidney disease. Kidney Int 2014; 85:845–854.
- Leuenroth SJ, Crews CM. Targeting cyst initiation in ADPKD. J Am Soc Nephrol 2009; 20:1–3.
- Torres VE, Harris PC. Mechanisms of disease: autosomal dominant and recessive polycystic kidney diseases. Nat Clin Pract Nephrol 2006; 2:40–55.
- Torres VE, Harris PC. Autosomal dominant polycystic kidney disease: the last 3 years. Kidney Int 2009; 76:149–168.
- United States Renal Data System. 2013 atlas of CKD & ESRD. Volume 2 - atlas ESRD:172. www.usrds.org/atlas.aspx. Accessed June 4, 2014.
- Barua M, Cil O, Paerson AD, et al. Family history of renal disease severity predicts the mutated gene in ADPKD. J Am Soc Nephrol 2009, 20:1833–1838.
- Harris PC, Bae KT, Rossetti S, et al. Cyst number but not the rate of cystic growth is associated with the mutated gene in autosomal dominant polycystic kidney disease. J Am Soc Nephrol 2006; 17:3013–3019.
- Vujic M, Heyer CM, Ars E, et al. Incompletely penetrant PKD1 alleles mimic the renal manifestations of ARPKD. J Am Soc Nephrol 2010; 21:1097–1102.
- Harris PC. What is the role of somatic mutation in autosomal dominant polycystic kidney disease? J Am Soc Nephrol 2010; 21:1073–1076.
- Watnick T, He N, Wang K, et al. Mutations of PKD1 in ADPKD2 cysts suggest a pathogenic effect of trans-heterozygous mutations. Nat Genet 2000; 25:143–144.
- Ravine D, Gibson RN, Walker RG, Sheffield LJ, Kincaid-Smith P, Danks DM. Evaluation of ultrasonographic diagnostic criteria for autosomal dominant polycystic kidney disease 1. Lancet 1994; 343:824–827.
- Pei Y, Obaji J, Dupuis A, et al. Unified criteria for ultrasonographic diagnosis of ADPKD. J Am Soc Nephrol 2009; 20:205–212.
- Torres VE, Harris PC, Pirson Y. Autosomal dominant polycystic kidney disease. Lancet 2007; 369:1287–1301.
- Bajwa ZH, Sial KA, Malik AB, Steinman TI. Pain patterns in patients with polycystic kidney disease. Kidney Int 2004; 66:1561–1569.
- Jouret F, Lhommel R, Beguin C, et al. Positron-emission computed tomography in cyst infection diagnosis in patients with autosomal dominant polycystic kidney disease. Clin J Am Soc Nephrol 2011; 6:1644–1650.
- Nishiura JL, Neves RF, Eloi SR, Cintra SM, Ajzen SA, Heilberg IP. Evaluation of nephrolithiasis in autosomal dominant polycystic kidney disease patients. Clin J Am Soc Nephrol 2009; 4:838–844.
- Hiura T, Yamazaki H, Saeki T, et al. Nephrotic syndrome and IgA nephropathy in polycystic kidney disease. Clin Exp Nephrol 2006; 10:136–139.
- Hossack KF, Leddy CL, Johnson AM, Schrier RW, Gabow PA. Echocardiographic findings in autosomal dominant polycystic kidney disease. N Engl J Med 1988; 319:907–912.
- Rossetti S, Chauveau D, Kubly V, et al. Association of mutation position in polycystic kidney disease 1 (PKD1) gene and development of a vascular phenotype. Lancet 2003; 361:2196–2201.
- Linn FH, Wijdicks EF, van der Graaf Y, Weerdesteyn-van Vliet FA, Bartelds AI, van Gijn J. Prospective study of sentinel headache in aneurismal subarachnoid haemorrhage. Lancet 1994; 344:590–593.
- Belz MM, Fick-Brosnahan GM, Hughes RL, et al. Recurrence of intracranial aneurysms in autosomal-dominant polycystic kidney disease. Kidney Int 2003; 63:1824–1830.
- Irazabal MV, Huston J, Kubly V, et al. Extended follow-up of unruptured intracranial aneurysms detected by presymptomatic screening in patients with autosomal dominant polycystic kidney disease. Clin J Am Soc Nephrol 2011; 6:1274–1285.
- Salman A-S, White PM, Counsell CE, et al; Scottish Audit of Intracranial Vascular Malformations Collaborators. Outcome after conservative management or intervention for unruptured brain arteriovenous malformations. JAMA 2014; 311:1661–1669.
- Vijay A, Vijay A, Pankaj P. Autosomal dominant polycystic kidney disease: a comprehensive review. Nephrourol Mon 2010; 2:172–192.
- Grantham JJ, Torres VE, Chapman AB, et al; CRISP Investigators. Volume progression in polycystic kidney disease. N Engl J Med 2006; 354:2122–2130.
- Bae KT, Grantham JJ. Imaging for the prognosis of autosomal dominant polycystic kidney disease. Nat Rev Nephrol 2010; 6:96–106.
- van den Dool SW, Wasser NM, de Fijter JW, Hoekstra J, van der Geest RJ. Functional renal volume: quantitative analysis at gadolinium-enhanced MR angiography—feasibility study in healthy potential kidney donors. Radiology 2005; 236:189–195.
- O’Sullivan DA, Torres VE, Heit JA, Liggett S, King BF. Compression of the inferior vena cava by right renal cysts: an unusual cause of IVC and/or iliofemoral thrombosis with pulmonary embolism in autosomal dominant polycystic kidney disease. Clin Nephrol 1998; 49:332–334.
- Tveit DP, Hypolite I, Bucci J, et al. Risk factors for hospitalizations resulting from pulmonary embolism after renal transplantation in the United States. J Nephrol 2001; 14:361–368.
- Pei Y. A “two-hit” model of cystogenesis in autosomal dominant polycystic kidney disease? Trends Mol Med 2001; 7:151–156.
- Qian F, Germino GG. “Mistakes happen”: somatic mutation and disease. Am J Hum Genet 1997; 61:1000–1005.
- Takakura A, Contrino L, Zhou X, et al. Renal injury is a third hit promoting rapid development of adult polycystic kidney disease. Hum Mol Genet 2009; 18:2523–2531.
- Torres VE, Harris PC. Strategies targeting cAMP signaling in the treatment of polycystic kidney disease. J Am Soc Nephrol 2014; 25:18–32.
- Nauli SM, Alenghat FJ, Luo Y, et al. Polycystins 1 and 2 mediate mechanosensation in the primary cilium of kidney cells. Nat Genet 2003; 33:129–137.
- Hildebrandt F, Benzing T, Katsanis N. Ciliopathies. N Engl J Med 2011; 364:1533–1543.
- Yamaguchi T, Wallace DP, Magenheimer BS, Hempson SJ, Grantham JJ, Calvet JP. Calcium restriction allows cAMP activation of the B-Raf/ERK pathway, switching cells to a cAMP-dependent growth-stimulated phenotype. J Biol Chem 2004; 279:40419–40430.
- Verghese E, Ricardo SD, Weidenfeld R, et al. Renal primary cilia lengthen after acute tubular necrosis. J Am Soc Nephrol 2009; 20:2147–2153.
- Wang X, Wu Y, Ward CJ, Harris PC, Torres VE. Vasopressin directly regulates cyst growth in polycystic kidney disease. J Am Soc Nephrol 2008; 19:102–108.
- Torres VE. Cyclic AMP, at the hub of the cystic cycle. Kidney Int 2004; 66:1283–1285.
- Nagao S, Nishii K, Katsuyama M, et al. Increased water intake decreases progression of polycystic kidney disease in the PCK rat. J Am Soc Nephrol 2006; 17:2220–2227.
- Grantham JJ. Therapy for polycystic kidney disease? It’s water, stupid! J Am Soc Nephrol 2008; 19:1–7.
- Wang CJ, Creed C, Winklhofer FT, Grantham JJ. Water prescription in autosomal dominant polycystic kidney disease: a pilot study. Clin J Am Soc Nephrol 2011; 6:192–197.
- Gattone VH, Wang X, Harris PC, Torres VE. Inhibition of renal cystic disease development and progression by a vasopressin V2 receptor antagonist. Nat Med 2003; 9:1323–1326.
- Torres VE, Chapman AB, Devuyst O, et al; TEMPO 3:4 Trial Investigators. Tolvaptan in patients with autosomal dominant polycystic kidney disease. N Engl J Med 2012; 367:2407–2418.
- Shillingford JM, Murcia NS, Larson CH, et al. The mTOR pathway is regulated by polycystin-1, and its inhibition reverses renal cystogenesis in polycystic kidney disease. Proc Natl Acad Sci U S A 2006; 103:5466–5471.
- Hartman TR, Liu D, Zilfou JT, et al. The tuberous sclerosis proteins regulate formation of the primary cilium via a rapamycin-insensitive and polycystin 1-independent pathway. Hum Mol Genet 2009; 18:161–163.
- Serra AL, Poster D, Kistler AD, et al. Sirolimus and kidney growth in autosomal dominant polycystic kidney disease. N Engl J Med 2010; 363:820–829.
- Walz G, Budde K, Mannaa M, et al. Everolimus in patients with autosomal dominant polycystic kidney disease. N Engl J Med 2010; 363:830–840. Errata in: N Engl J Med 2010; 363:1190 and N Engl J Med 2010; 363:1977.
- Walz G, Budde K, Eckardt K-U. mTOR inhibitors and autosomal dominant polycystic kidney disease (correspondence). N Engl J Med 2011; 364:287–288.
- Braun WE, Schold JD, Stephany BR, Spinko RA, Herfs BR. Low dose rapamycin (sirolimus) effects in autosomal dominant polycystic kidney disease: an open-label randomized control pilot study. Clin J Am Soc Nephrol 2014; 9:881–888.
- Karihaloo A, Koraishy F, Huen SC, et al. Macrophages promote cyst growth in polycystic kidney disease. J Am Soc Nephrol 2011; 22:1809–1814.
- Fox R, Nhan TQ, Law GL, Morris DR, Liles WC, Schwartz SM. PSGL-1 and mTOR regulate translation of ROCK-1 and physiological functions of macrophages. EMBO J 2007; 26:505–515. Erratum in: EMBO J 2007; 26:2605.
- Carvalhosa R, Deambrosis I, Carrera P, et al. Cystogenic potential of CD133+ progenitor cells of human polycystic kidneys. J Pathol 2011; 225:129–141.
- Grantham JJ, Mulamalla S, Grantham CJ, et al. Detected renal cysts are tips of the iceberg in adults with ADPKD. Clin J Am Soc Nephrol 2012; 7:1087–1093.
- Grantham JJ, Cook LT, Wetzel LH, Cadnapaphornchai MA, Bae KT. Evidence of extraordinary growth in the progressive enlargement of renal cysts. Clin J Am Soc Nephrol 2010; 5:889–896.
- James PA, Oparil S, Carter BL, et al. 2014 evidence-based guideline for the management of high blood pressure in adults: report from the panel members appointed to the Eighth Joint National Committee (JNC 8). JAMA 2014; 311:507–520.
- Chapman AB, Torres VE, Perrone RD, et al. The HALT polycystic kidney disease trials: design and implementation. Clin J Am Soc Nephrol 2010; 5:102–109.
- Klahr S, Breyer JA, Beck GJ, et al. Dietary protein restriction, blood pressure control, and the progression of polycystic kidney disease. Modification of Diet in Renal Disease Study Group. J Am Soc Nephrol 1995; 5:2037–2047.
- Thilly N. Low-protein diet in chronic kidney disease: from questions of effectiveness to those of feasibility. Nephrol Dial Transplant 2013; 28:2203–2205.
- Luciano RL, Dahl NK. Extra-renal manifestations of autosomal dominant polycystic kidney disease (ADPKD): considerations for routine screening and management. Nephrol Dial Transplant 2014; 29:247–254.
- Harris PC, Rossetti S. Molecular diagnostics for autosomal dominant polycystic kidney disease. Nat Rev Nephrol 2010; 6:197–206.
- Jacquet A, Pallet N, Kessler M, et al. Outcomes of renal transplantation in patients with autosomal dominant polycystic kidney disease: a nationwide longitudinal study. Transpl Int 2011; 24:582–587.
- Ruggenenti P, Remuzzi A, Ondei P, et al. Safety and efficacy of long-acting somatostatin treatment in autosomal-dominant polycystic kidney disease. Kidney Int 2005; 68:206–216.
- Cadnapaphornchai MA, George DM, McFann K, et al. Effect of pravastatin on total kidney volume, left ventricular mass index, and microalbuminuria in pediatric autosomal dominant polycystic kidney disease. Clin J Am Soc Nephrol 2014; 9:889–896.
- van Dijk MA, Kamper AM, van Veen S, Souverjin JH, Blauw GJ. Effect of simvastatin on renal function in autosomal dominant polycystic kidney disease. Nephrol Dial Transplant 2001; 16:2152–2157.
- Grantham JJ, Uchich M, Cragoe EL, et al. Chemical modification of cell proliferation and fluid secretion in renal cysts. Kidney Int 1989; 35:1379–1389.
- Tanner GA. Potassium citrate/citric acid intake improves renal function in rats with polycystic kidney disease. J Am Soc Nephrol 1998; 9:1242–1248.
- Belibi FA, Edelstein CL. Novel targets for the treatment of autosomal dominant polycystic kidney disease. Expert Opin Investig Drugs 2010; 19:315–328.
- Tao Y, Kim J, Yin Y, et al. VEGF receptor inhibition slows the progression of polycystic kidney disease. Kidney Int 2007; 72:1358–1366.
- Terryn S, Ho A, Beauwens R, Devuyst O. Fluid transport and cystogenesis in autosomal dominant polycystic kidney disease. Biochim Biophys Acta 2011; 1812:1314–1321.
- Thiagarajah JR, Verkman AS. CFTR inhibitors for treating diarrheal disease. Clin Pharmacol Ther 2012; 92:287–290.
- Boehn SN, Spahn S, Neudecker S, et al. Inhibition of Comt with tolcapone slows proression of polycystic kidney disease in the more severely affected PKD/Mhm (cy/+) substrain of the Hannover Sprague-Dawley rat. Nephrol Dial Transplant 2013; 28:2045–2058.
- Rees S, Kittikulsuth W, Roos K, Strait KA, Van Hoek A, Kohan DE. Adenylyl cyclase 6 deficiency ameliorates polycystic kidney disease. J Am Soc Nephrol 2014; 25:232–237.
- Buchholz B, Schley G, Faria D, et al. Hypoxia-inducible factor-1a causes renal cyst expansion through calcium-activated chloride secretion. J Am Soc Nephrol 2014; 25:465–474.
- Wallace DP, White C, Savinkova L, et al. Periostin promotes renal cyst growth and interstitial fibrosis in polycystic kidney disease. Kidney Int 2014; 85:845–854.
- Leuenroth SJ, Crews CM. Targeting cyst initiation in ADPKD. J Am Soc Nephrol 2009; 20:1–3.
KEY POINTS
- For at-risk patients in the previously difficult diagnostic group from 30 to 39 years of age, newer ultrasonographic criteria for diagnosing PKD1 and PKD2 now require a minimum total of three renal cysts.
- An intracranial aneurysm occurs in approximately 16% of ADPKD patients who have a family member with ADPKD plus an intracranial aneurysm or subarachnoid hemorrhage. Appropriate screening is warranted.
- Combined positron-emission and computed tomography helps identify infected renal or liver cysts and may uncover other unsuspected abdominal or pelvic infections.
- Cyst expansion and increasing total kidney volume might be slowed by increasing water intake to 2,500 to 3,000 mL per day, although formal documentation of this is not published. However, this must be done under a physician’s supervision because of possible adverse effects.
- Tolvaptan, a promising new drug for treating ADPKD, failed to receive US approval. Rapamycin is another potentially effective agent but has had mixed results in clinical trials.
New-onset epilepsy in the elderly: Challenges for the internist
Contrary to the popular belief that epilepsy is mainly a disease of youth, nearly 25% of new-onset seizures occur after age 65.1,2 The incidence of epilepsy in this age group is almost twice the rate in children, and in people over age 80, it is triple the rate in children.3 As our population ages, the burden of “elderly-onset” epilepsy will rise.
A seizure diagnosis carries significant implications in older people, who are already vulnerable to cognitive decline, loss of functional independence, driving restrictions, and risk of falls. Newly diagnosed epilepsy further worsens quality of life.4
The causes and clinical manifestations of seizures and epilepsy in the elderly differ from those in younger people.5 Hence, it is often difficult to make a diagnosis with certainty from a wide range of differential diagnoses. Older people are also more likely to have comorbidities, further complicating the situation.
Managing seizures in the elderly is also challenging, as age-associated physiologic changes can affect the pharmacokinetics and pharmacodynamics of antiepileptic drugs. Diagnosing and managing elderly-onset epilepsy can be challenging for a family physician, an internist, a geriatrician, or even a neurologist.
In this review, we emphasize the common causes of new-onset epilepsy in the elderly and the assessment of the clinical clues that are essential for making an accurate diagnosis. We also review the pharmacology of antiepileptic drugs used in old age and highlight the need for psychological support for patients and caregivers.
RISING PREVALENCE IN THE ELDERLY
In US Medicare beneficiaries age 65 and older, the average annual incidence rate of epilepsy in 2001 to 2005 was 10.8 per 1,000.6 A large study in Finland revealed falling incidence rates of epilepsy in childhood and middle age and rising trends in the elderly.7
In the United States, the rates are higher in African Americans (18.7 per 1,000) and lower in Asian Americans and Native Americans (5.5 and 7.7 per 1,000) than in whites (10.2 per 1,000).6 Incidence rates are slightly higher for women than for men and increase with age in both sexes and all racial groups.
Acute symptomatic seizure is also common in older patients. The incidence of acute seizures in patients over age 60 was estimated at 50 to 100 per 100,000 per year in one study.7 The rate was considerably higher in men than in women. The study also found a 3.6% risk of experiencing an acute symptomatic seizure in an 80-year lifespan, which approaches that of developing epilepsy.8 The major causes of acute symptomatic seizure were traumatic brain injury, cerebrovascular disease, drug withdrawal, and central nervous system infection.
CAUSES OF NEW-ONSET EPILEPSY IN THE ELDERLY
The most common causes of new-onset epilepsy in the elderly include cerebrovascular disease, metabolic disturbances, dementia, traumatic brain injury, tumors, and drugs.3,9–11
Cerebrovascular disease
In older adults, acute stroke is the most common cause, accounting for up to half of cases.5,12
Seizures occur in 4.4% to 8.9% of acute cerebrovascular events.13,14 The risk varies by stroke subtype, although all stroke subtypes, including transient ischemic attack, can be associated with seizure.15 For example, although 1% to 2% of patients experienced a seizure within 15 days of a transient ischemic attack or a lacunar infarct, this risk was 16.6% after an embolic stroke.15
Beyond this increased risk of “acute seizure” in the immediate poststroke period (usually defined as 1 week), the risk of epilepsy was also 20 times higher in the first year after a stroke.14 However, seizures tend to occur within the first 48 hours after the onset of ischemic stroke. In subarachnoid hemorrhage, seizures generally occur within hours.16
In a population-based study in Rochester, NY,17 epilepsy developed in two-thirds of patients with seizure related to acute stroke. Two factors that independently predicted the development of epilepsy were early seizure occurrence and recurrence of stroke.
Interestingly, the risk of stroke was three times higher in older patients who had new-onset seizure.18 Therefore, any elderly person with new-onset seizure should be assessed for cerebrovascular risk factors and treated accordingly for stroke prevention.
Metabolic disturbances
Acute metabolic disorders are common in elderly patients because of multiple comorbidities and polypharmacy. Hypoglycemia and hyponatremia need to be particularly considered in this population.19
Other well-documented metabolic causes of acute seizure, including nonketotic hyperglycemia, hypocalcemia, and uremic or hepatic encephalopathy, can all be considerations, albeit less specific to this age group.
Dementia
Primary neurodegenerative disorders associated with cognitive impairment, such as Alzheimer disease, are major risk factors for new-onset epilepsy in older patients.3,5 Seizures occur in about 10% of Alzheimer patients.20 Those who have brief periods of increased confusion may actually be experiencing unrecognized complex partial seizures.21
A case-control study discovered incidence rates of epilepsy almost 10 times higher in patients who had Alzheimer disease or vascular dementia than in nondemented patients.22 A prospective cohort study in patients with mild to moderate Alzheimer disease established that younger age, a greater degree of cognitive impairment, and a history of antipsychotic use were independent risk factors for new-onset seizures in the elderly.23 Preexisting dementia also increases the risk of poststroke epilepsy.24
Traumatic brain injury
The most common cause of brain trauma in the elderly is falls. Subdural hematoma, which can occur in the elderly with trivial trauma or sometimes even without it, needs to be considered. The risk of posttraumatic hemorrhage is especially relevant in patients taking anticoagulants.
Traumatic brain injury has a poorer prognosis in older people than in the young,25 and it accounts for up to 20% of cases of epilepsy in the elderly.26 Although no study has specifically addressed the longitudinal risk of epilepsy after traumatic brain injury in the elderly, a study in children and young adults revealed the risk was highest in the first year, with the increased risk persisting for more than 10 years.27
Brain tumors
Between 10% and 30% of new-onset seizures in the elderly are associated with tumor, typically glioma, meningioma, and brain metastasis.28,29 Seizures are usually associated more with primary than with secondary tumors, and more with low-grade tumors than high-grade ones.30
Drug-induced
Drugs and drug withdrawal can contribute to up to 10% of acute symptomatic seizures in the geriatric population.5,8,29 The elderly are susceptible to drug-induced seizure because of a higher prevalence of polypharmacy, impaired drug clearance, and heightened sensitivity to the proconvulsant side effects of medications.1 A number of commonly used drugs have been implicated,31 including:
Antibiotics such as carbapenems and high-dose penicillin
Antihistamines such as desloratadine (Clarinex)
Pain medications such as tramadol (Ul-tram) and high-dose opiates
Neuromodulators
Antidepressants such as clomipramine (Anafranil), maprotiline (Ludiomil), amoxapine (Asendin), and bupropion (Wellbutrin).32
Seizures also follow alcohol, benzodiazepine, and barbiturate withdrawal.33
Other causes
Paraneoplastic limbic encephalitis is a rare cause of seizures in the elderly.34 It can present with refractory seizures, confusion, and behavioral changes with or without a known concurrent neoplastic disease.
Posterior reversible leukoencephalopathy syndrome, another rare consideration, can particularly affect immunosuppressed elderly patients. This syndrome is characterized clinically by headache, confusion, seizures, vomiting, and visual disturbances with radiographic vasogenic edema.35
CLINICAL PRESENTATION
The signs and symptoms of a seizure may be atypical in the elderly. Seizures more often have a picture of “epileptic amnesia,” with confusion, sleepiness, or clumsiness, rather than motor manifestations such as tonic stiffening or automatism.36,37 Postictal states are also prolonged, particularly if there is underlying brain dysfunction.38 All these features render the clinical seizure manifestations more subtle and, as such, more difficult for the uninitiated caregiver to identify.
Convulsive and nonconvulsive status epilepticus
Status epilepticus is defined as a single generalized seizure lasting more than 5 minutes or a series of seizures lasting longer than 30 minutes without the patient’s regaining consciousness.39 The greatest increase in the incidence of status epilepticus occurs after age 60.40 It is the first seizure in about 30% of new-onset seizures in the elderly.41
Mortality rates increase with age, anoxia, and duration of status epilepticus and are over 50% in patients age 80 and older.40,42
Convulsive status epilepticus is most commonly caused by stroke.40
Absence status epilepticus can occur in elderly patients as a late complication of idiopathic generalized epilepsy related to benzodiazepine withdrawal, alcohol intoxication, or initiation of psychotropic drugs.42
Nonconvulsive status epilepticus manifests as altered mental status, psychosis, lethargy, or coma.42–44 Occasionally, it presents as a more focal cognitive disturbance with aphasia or a neglect syndrome.42,45 Electroencephalographic correlates of nonconvulsive status epilepticus include focal rhythmic discharges, often arising from frontal or temporal lobes, or generalized spike or sharp and slow-wave activity.46 Its management is challenging because of delayed diagnosis or misdiagnosis. The risk of death is higher in patients with severely impaired mental status or acute complications.47
Table 1 lists the typical seizure manifestations peculiar to the elderly.37,48
Differential diagnosis of new-onset epilepsy in the elderly
New-onset epilepsy in elderly patients can be confused with syncope, transient ischemic attack, cardiac arrhythmia, metabolic disturbances, transient global amnesia, neurodegenerative disease, rapid-eye-movement sleep behavior disorder, psychogenic disorders, and other conditions (Table 2). If there is a high clinical suspicion of seizure, the patient should undergo electroencephalography (EEG) and be referred to a neurologist or epileptologist.
KEYS TO THE DIAGNOSIS
Clinical history
A reliable history and description of the event from an eyewitness or a video recording of the event are invaluable to the diagnosis of epileptic seizure. Signs and symptoms that suggest the diagnosis include aura, ictal pallor, urinary incontinence, tongue-biting, and motor symptoms, as well as postictal confusion, drowsiness, and speech disturbance.
Electroencephalography
EEG is the most useful diagnostic tool in epilepsy. However, an interictal EEG reading (ie, between epileptic attacks) in an elderly patient has limited utility, showing epileptiform activity in only about one-fourth of patients.49 Nonspecific EEG abnormalities such as intermittent focal slowing are seen in many older people even without seizure.50 Also, normal findings on outpatient EEG do not rule out epilepsy, as EEG is normal in about one-third of patients with epilepsy, irrespective of age.1,49 Activation procedures such as hyperventilation and photic stimulation add little to the diagnosis in the elderly.49
On the other hand, video-EEG monitoring is an excellent tool for evaluating possible epilepsy, as it allows accurate assessment of brain electrical activity during the events in question. Moreover, studies of video-EEG recording of seizures in elderly patients demonstrated epileptiform discharges on EEG in 76% of clinical ictal events.50
Therefore, routine EEG is a useful screening tool, and inpatient video-EEG monitoring is the gold standard to characterize events of concern and distinguish between epileptic and nonepileptic or psychogenic seizures.
Other diagnostic studies
Brain imaging, preferably magnetic resonance imaging with contrast, should be done in every patient with possible epilepsy due to stroke, traumatic brain injury, or other structural brain disease.51
Electrocardiography helps exclude cardiac causes such as arrhythmia.
Blood testing. Metabolically provoked seizure can be distinguished by blood analysis for electrolytes, blood urea nitrogen, creatinine, glucose, calcium, magnesium, liver enzymes, and drug levels (eg, ethanol). A complete blood cell count with differential and platelets should also be done in anticipation of starting antiepileptic drug therapy.
Lumbar puncture for cell count, protein, glucose, stains, and cultures should be performed whenever meningitis or encephalitis is suspected.
A sleep study with concurrent video-EEG monitoring may be required to distinguish epileptic seizures from sleep disorders.
Neuropsychological testing may help account for the degree of cognitive impairment present.
Risk factors for stroke should be assessed in every elderly person who has new-onset seizures, because the risk of stroke is high.17
Figure 1 shows the workup for an elderly patient with suspected new-onset epilepsy.
TREATING EPILEPSY IN THE ELDERLY
Therapeutic challenges
Age-associated changes in drug absorption, protein binding, and distribution in body compartments require adjustments in drug selection and dosage. The causes and manifestations of these changes are typically multifactorial, mainly related to altered metabolism, declining plasma albumin concentrations, and increasing competition for protein binding by concomitantly used drugs.
The differences in the pharmacokinetics and pharmacodynamics of antiepileptic drugs depend on the patient’s physical status, relevant comorbidities, and concomitant medications.52 Renal and hepatic function may decline in an elderly patient; accordingly, precaution is needed in the prescribing and dosing of antiepileptic drugs.
Adverse effects from seizure medications are twice as common in elderly patients compared with younger patients. Ataxia, tremor, visual disturbance, and sedation are the most common.1 Antiepileptic drugs are also harmful to bone; induced abnormalities in bone metabolism include hypocalcemia, hypophosphatemia, decreased levels of active vitamin D metabolites, and hyperparathyroidism.53
Elderly patients tend to take multiple drugs, and some drugs can lower the seizure threshold, particularly antidepressants, anti-psychotics, and antibiotics.32 The herbal remedy ginkgo biloba can also precipitate seizure in this population.54
Antiepileptic drugs such as phenobarbital, primidone (Mysoline), phenytoin (Dilantin), and carbamazepine (Tegretol) can be broad-spectrum enzyme-inducers, increasing the metabolism of many drugs, including warfarin (Coumadin), cytotoxic agents, statins, cardiac antiarrhythmics, antihypertensives, corticosteroids, and other immunosuppressants.55 For example, carbamazepine can alter the metabolism of several hepatically metabolized drugs and cause significant hyponatremia. This is problematic in patients already taking sodium-depleting antihypertensives. Age-related cognitive decline can worsen the situation, often leading to misdiagnosis or patient noncompliance.
Table 3 profiles the interactions of commonly used antiepileptic drugs.
The ideal pharmacotherapy
No single drug is ideal for elderly patients with new-onset epilepsy. The choice mostly depends on the type of seizure and the patient’s comorbidities. The ideal antiepileptic drug would have minimal enzyme interaction, little protein binding, linear kinetics, a long half-life, a good safety profile, and a high therapeutic index. The goal of management should be to maintain the patient’s normal lifestyle with complete control of seizures and with minimal side effects.
The only randomized controlled trial in new-onset geriatric epilepsy concluded that gabapentin (Neurontin) and lamotrigine (Lamictal) should be the initial therapy in such patients.56 Trials indicate extended-release carbamazepine or levetiracetam (Keppra) can also be tried.57
The prescribing strategy includes lower initial dose, slower titration, and a lower target dose than for younger patients. Intense monitoring of dosing and drug levels is necessary to avoid toxicity. If the first drug is not tolerated well, another should be substituted. If seizures persist despite increasing dosage, a drug with a different mechanism of action should be tried.58 A patient with drug-resistant epilepsy (failure to respond to two adequate and appropriate antiepileptic drug trials59) should be referred to an epilepsy surgical center for reevaluation and consideration of epilepsy surgery.
Patient and caregiver support is an essential component of management. New-onset epilepsy in the elderly has a significant effect on quality of life, more so if the patient is already cognitively impaired. It erodes self-confidence, survival becomes difficult, and the condition is worse for patients who live alone. Driving restrictions further limit independence and increase isolation. Hence, psychological support programs can significantly boost the self-esteem and morale of such patients and their caregivers.
SPECIAL CONSIDERATION: EPILEPSY IN THE NURSING HOME
Certain points apply to the growing proportion of elderly who reside in nursing homes:
- Several studies in the United States and in Europe60–62 suggest that this subgroup is at higher risk of polypharmacy and more likely to be treated with older antiepileptic drugs.
- Only a minority of these patients (as low as 42% in one study60) received adequate monitoring of antiepileptic drug levels.
- The clinical characteristics and epileptic etiologies of these patients are less well defined.
Together, these observations highlight a particularly vulnerable population, at risk for medication toxicity as well as for undertreatment.
OUR KNOWLEDGE IS STILL GROWING
New-onset epilepsy, although common in the elderly, is difficult to diagnose because of its atypical presentation, concomitant cognitive impairment, and nonspecific abnormalities in routine investigations. But knowledge of its common causes and differential diagnoses makes the task easier. A high suspicion warrants referral to a neurologist or epileptologist.
Challenges to the management of seizures in the elderly include deranged physiologic processes, multiple comorbidities, and polypharmacy. No single drug is ideal for antiepileptic therapy in the elderly; the choice of drug is usually dictated by seizure type, comorbidities, and tolerance level. The treatment regimen in the elderly is more conservative, and the target dosage is lower than for younger adults. Emotional support of patient and caregivers should be an important aspect of management.
Our knowledge about new-onset epilepsy in the elderly is still growing, and future research should explore its diagnosis, treatment strategies, and care-delivery models.
- Ramsay RE, Rowan AJ, Pryor FM. Special considerations in treating the elderly patient with epilepsy. Neurology 2004; 62(suppl 2):S24–S29.
- Sander JW, Hart YM, Johnson AL, Shorvon SD. National General Practice Study of Epilepsy: newly diagnosed epileptic seizures in a general population. Lancet 1990; 336:1267–1271.
- Hauser WA, Annegers JF, Kurland LT. Incidence of epilepsy and unprovoked seizures in Rochester, Minnesota: 1935–1984. Epilepsia 1993; 34:453–468.
- Laccheo I, Ablah E, Heinrichs R, Sadler T, Baade L, Liow K. Assessment of quality of life among the elderly with epilepsy. Epilepsy Behav 2008; 12:257–261.
- Stephen LJ, Brodie MJ. Epilepsy in elderly people. Lancet 2000; 355:1441–1446.
- Faught E, Richman J, Martin R, et al. Incidence and prevalence of epilepsy among older US Medicare beneficiaries. Neurology 2012; 78:448–453.
- Sillanpää M, Lastunen S, Helenius H, Schmidt D. Regional differences and secular trends in the incidence of epilepsy in Finland: a nationwide 23-year registry study. Epilepsia 2011; 52:1857–1867.
- Annegers JF, Hauser WA, Lee JR, Rocca WA. Incidence of acute symptomatic seizures in Rochester, Minnesota, 1935–1984. Epilepsia 1995; 36:327–333.
- Lühdorf K, Jensen LK, Plesner AM. Etiology of seizures in the elderly. Epilepsia 1986; 27:458–463.
- Granger N, Convers P, Beauchet O, et al. First epileptic seizure in the elderly: electroclinical and etiological data in 341 patients [in French]. Rev Neurol (Paris) 2002; 158:1088–1095.
- Pugh MJ, Knoefel JE, Mortensen EM, Amuan ME, Berlowitz DR, Van Cott AC. New-onset epilepsy risk factors in older veterans. J Am Geriatr Soc 2009; 57:237–242.
- Brodie MJ, Elder AT, Kwan P. Epilepsy in later life. Lancet Neurol 2009; 8:1019–1030.
- Bladin CF, Alexandrov AV, Bellavance A, et al. Seizures after stroke: a prospective multicenter study. Arch Neurol 2000; 57:1617–1622.
- Kilpatrick CJ, Davis SM, Tress BM, Rossiter SC, Hopper JL, Vandendriesen ML. Epileptic seizures in acute stroke. Arch Neurol 1990; 47:157–160.
- Giroud M, Gras P, Fayolle H, André N, Soichot P, Dumas R. Early seizures after acute stroke: a study of 1,640 cases. Epilepsia 1994; 35:959–964.
- Asconapé JJ, Penry JK. Poststroke seizures in the elderly. Clin Geriatr Med 1991; 7:483–492.
- So EL, Annegers JF, Hauser WA, O’Brien PC, Whisnant JP. Population-based study of seizure disorders after cerebral infarction. Neurology 1996; 46:350–355.
- Cleary P, Shorvon S, Tallis R. Late-onset seizures as a predictor of subsequent stroke. Lancet 2004; 363:1184–1186.
- Loiseau P. Pathologic processes in the elderly and their association with seizures. In:Rowan AJ, Ramsay RE, editors. Seizures and epilepsy in the elderly. Boston, MA: Butterworth-Heinemann; 1997:63–86.
- Hauser WA, Morris ML, Heston LL, Anderson VE. Seizures and myoclonus in patients with Alzheimer’s disease. Neurology 1986; 36:1226–1230.
- Leppik IE, Birnbaum AK. Epilepsy in the elderly. Ann N Y Acad Sci 2010; 1184:208–224.
- Imfeld P, Bodmer M, Schuerch M, Jick SS, Meier CR. Seizures in patients with Alzheimer’s disease or vascular dementia: a population-based nested case-control analysis. Epilepsia 2013; 54:700–707.
- Irizarry MC, Jin S, He F, et al. Incidence of new-onset seizures in mild to moderate Alzheimer disease. Arch Neurol 2012; 69:368–372.
- Cordonnier C, Hénon H, Derambure P, Pasquier F, Leys D. Influence of pre-existing dementia on the risk of post-stroke epileptic seizures. J Neurol Neurosurg Psychiatry 2005; 76:1649–1653.
- Bruns J, Hauser WA. The epidemiology of traumatic brain injury: a review. Epilepsia 2003; 44(suppl 10):2–10.
- Hiyoshi T, Yagi K. Epilepsy in the elderly. Epilepsia 2000; 41(suppl 9):31–35.
- Christensen J, Pedersen MG, Pedersen CB, Sidenius P, Olsen J, Vestergaard M. Long-term risk of epilepsy after traumatic brain injury in children and young adults: a population-based cohort study. Lancet 2009; 373:1105–1110.
- Roberts MA, Godfrey JW, Caird FI. Epileptic seizures in the elderly: I. Aetiology and type of seizure. Age Ageing 1982; 11:24–28.
- Loiseau J, Loiseau P, Duché B, Guyot M, Dartigues JF, Aublet B. A survey of epileptic disorders in southwest France: seizures in elderly patients. Ann Neurol 1990; 27:232–237.
- Lote K, Stenwig AE, Skullerud K, Hirschberg H. Prevalence and prognostic significance of epilepsy in patients with gliomas. Eur J Cancer 1998; 34:98–102.
- Franson KL, Hay DP, Neppe V, et al. Drug-induced seizures in the elderly. Causative agents and optimal management. Drugs Aging 1995; 7:38–48.
- Starr P, Klein-Schwartz W, Spiller H, Kern P, Ekleberry SE, Kunkel S. Incidence and onset of delayed seizures after overdoses of extended-release bupropion. Am J Emerg Med 2009; 27:911–915.
- Hauser WA, Ng SK, Brust JC. Alcohol, seizures, and epilepsy. Epilepsia 1988; 29(suppl 2):S66–S78.
- Petit-Pedrol M, Armangue T, Peng X, et al. Encephalitis with refractory seizures, status epilepticus, and antibodies to the GABAA receptor: a case series, characterisation of the antigen, and analysis of the effects of antibodies. Lancet Neurol 2014; 13:276–286.
- Ait S, Gilbert T, Cotton F, Bonnefoy M. Cortical blindness and posterior reversible encephalopathy syndrome in an older patient. BMJ Case Rep 2012;pii:bcr0920114782.
- Tinuper P, Provini F, Marini C, et al. Partial epilepsy of long duration: changing semiology with age. Epilepsia 1996; 37:162–164.
- Silveira DC, Jehi L, Chapin J, et al. Seizure semiology and aging. Epilepsy Behav 2011; 20:375–377.
- Theodore WH. The postictal state: effects of age and underlying brain dysfunction. Epilepsy Behav 2010; 19:118–120.
- Lowenstein DH, Alldredge BK. Status epilepticus. N Engl J Med 1998; 338:970–976.
- Hesdorffer DC, Logroscino G, Cascino G, Annegers JF, Hauser WA. Incidence of status epilepticus in Rochester, Minnesota, 1965–1984. Neurology 1998; 50:735–741.
- Sung CY, Chu NS. Status epilepticus in the elderly: etiology, seizure type and outcome. Acta Neurol Scand 1989; 80:51–56.
- Pro S, Vicenzini E, Randi F, Pulitano P, Mecarelli O. Idiopathic late-onset absence status epilepticus: a case report with an electroclinical 14 years follow-up. Seizure 2011; 20:655–658.
- Martin Y, Artaz MA, Bornand-Rousselot A. Nonconvulsive status epilepticus in the elderly. J Am Geriatr Soc 2004; 52:476–477.
- Fernández-Torre JL, Díaz-Castroverde AG. Non-convulsive status epilepticus in elderly individuals: report of four representative cases. Age Ageing 2004; 33:78–81.
- Chung PW, Seo DW, Kwon JC, Kim H, Na DL. Nonconvulsive status epilepticus presenting as a subacute progressive aphasia. Seizure 2002; 11:449–454.
- Sheth RD, Drazkowski JF, Sirven JI, Gidal BE, Hermann BP. Protracted ictal confusion in elderly patients. Arch Neurol 2006; 63:529–532.
- Shneker BF, Fountain NB. Assessment of acute morbidity and mortality in nonconvulsive status epilepticus. Neurology 2003; 61:1066–1073.
- Kellinghaus C, Loddenkemper T, Dinner DS, Lachhwani D, Lüders HO. Seizure semiology in the elderly: a video analysis. Epilepsia 2004; 45:263–267.
- Drury I, Beydoun A. Interictal epileptiform activity in elderly patients with epilepsy. Electroencephalogr Clin Neurophysiol 1998; 106:369–373.
- McBride AE, Shih TT, Hirsch LJ. Video-EEG monitoring in the elderly: a review of 94 patients. Epilepsia 2002; 43:165–169.
- Duncan JS, Sander JW, Sisodiya SM, Walker MC. Adult epilepsy. Lancet 2006; 367:1087–1100.
- McLean AJ, Le Couteur DG. Aging biology and geriatric clinical pharmacology. Pharmacol Rev 2004; 56:163–184.
- Pack AM, Morrell MJ. Epilepsy and bone health in adults. Epilepsy Behav 2004; 5(suppl 2):S24–S29.
- Granger AS. Ginkgo biloba precipitating epileptic seizures. Age Ageing 2001; 30:523–525.
- Perucca E. Clinically relevant drug interactions with antiepileptic drugs. Br J Clin Pharmacol 2006; 61:246–255.
- Rowan AJ, Ramsay RE, Collins JF, et al; VA Cooperative Study 428 Group. New onset geriatric epilepsy: a randomized study of gabapentin, lamotrigine, and carbamazepine. Neurology 2005; 64:1868–1673.
- Garnett WR. Optimizing antiepileptic drug therapy in the elderly. Ann Pharmacother 2005; 39:1852–1860.
- Brodie MJ, Kwan P. Staged approach to epilepsy management. Neurology 2002; 58(suppl 5):S2–S8.
- Kwan P, Arzimanoglou A, Berg AT, et al. Definition of drug resistant epilepsy: consensus proposal by the ad hoc Task Force of the ILAE Commission on Therapeutic Strategies. Epilepsia 2010; 51:1069–1077.
- Huying F, Klimpe S, Werhahn KJ. Antiepileptic drug use in nursing home residents: a cross-sectional, regional study. Seizure 2006; 15:194–197.
- Lackner TE, Cloyd JC, Thomas LW, Leppik IE. Antiepileptic drug use in nursing home residents: effect of age, gender, and comedication on patterns of use. Epilepsia 1998; 39:1083–1087.
- Galimberti CA, Magri F, Magnani B, et al. Antiepileptic drug use and epileptic seizures in elderly nursing home residents: a survey in the province of Pavia, Northern Italy. Epilepsy Res 2006; 68:1–8.
Contrary to the popular belief that epilepsy is mainly a disease of youth, nearly 25% of new-onset seizures occur after age 65.1,2 The incidence of epilepsy in this age group is almost twice the rate in children, and in people over age 80, it is triple the rate in children.3 As our population ages, the burden of “elderly-onset” epilepsy will rise.
A seizure diagnosis carries significant implications in older people, who are already vulnerable to cognitive decline, loss of functional independence, driving restrictions, and risk of falls. Newly diagnosed epilepsy further worsens quality of life.4
The causes and clinical manifestations of seizures and epilepsy in the elderly differ from those in younger people.5 Hence, it is often difficult to make a diagnosis with certainty from a wide range of differential diagnoses. Older people are also more likely to have comorbidities, further complicating the situation.
Managing seizures in the elderly is also challenging, as age-associated physiologic changes can affect the pharmacokinetics and pharmacodynamics of antiepileptic drugs. Diagnosing and managing elderly-onset epilepsy can be challenging for a family physician, an internist, a geriatrician, or even a neurologist.
In this review, we emphasize the common causes of new-onset epilepsy in the elderly and the assessment of the clinical clues that are essential for making an accurate diagnosis. We also review the pharmacology of antiepileptic drugs used in old age and highlight the need for psychological support for patients and caregivers.
RISING PREVALENCE IN THE ELDERLY
In US Medicare beneficiaries age 65 and older, the average annual incidence rate of epilepsy in 2001 to 2005 was 10.8 per 1,000.6 A large study in Finland revealed falling incidence rates of epilepsy in childhood and middle age and rising trends in the elderly.7
In the United States, the rates are higher in African Americans (18.7 per 1,000) and lower in Asian Americans and Native Americans (5.5 and 7.7 per 1,000) than in whites (10.2 per 1,000).6 Incidence rates are slightly higher for women than for men and increase with age in both sexes and all racial groups.
Acute symptomatic seizure is also common in older patients. The incidence of acute seizures in patients over age 60 was estimated at 50 to 100 per 100,000 per year in one study.7 The rate was considerably higher in men than in women. The study also found a 3.6% risk of experiencing an acute symptomatic seizure in an 80-year lifespan, which approaches that of developing epilepsy.8 The major causes of acute symptomatic seizure were traumatic brain injury, cerebrovascular disease, drug withdrawal, and central nervous system infection.
CAUSES OF NEW-ONSET EPILEPSY IN THE ELDERLY
The most common causes of new-onset epilepsy in the elderly include cerebrovascular disease, metabolic disturbances, dementia, traumatic brain injury, tumors, and drugs.3,9–11
Cerebrovascular disease
In older adults, acute stroke is the most common cause, accounting for up to half of cases.5,12
Seizures occur in 4.4% to 8.9% of acute cerebrovascular events.13,14 The risk varies by stroke subtype, although all stroke subtypes, including transient ischemic attack, can be associated with seizure.15 For example, although 1% to 2% of patients experienced a seizure within 15 days of a transient ischemic attack or a lacunar infarct, this risk was 16.6% after an embolic stroke.15
Beyond this increased risk of “acute seizure” in the immediate poststroke period (usually defined as 1 week), the risk of epilepsy was also 20 times higher in the first year after a stroke.14 However, seizures tend to occur within the first 48 hours after the onset of ischemic stroke. In subarachnoid hemorrhage, seizures generally occur within hours.16
In a population-based study in Rochester, NY,17 epilepsy developed in two-thirds of patients with seizure related to acute stroke. Two factors that independently predicted the development of epilepsy were early seizure occurrence and recurrence of stroke.
Interestingly, the risk of stroke was three times higher in older patients who had new-onset seizure.18 Therefore, any elderly person with new-onset seizure should be assessed for cerebrovascular risk factors and treated accordingly for stroke prevention.
Metabolic disturbances
Acute metabolic disorders are common in elderly patients because of multiple comorbidities and polypharmacy. Hypoglycemia and hyponatremia need to be particularly considered in this population.19
Other well-documented metabolic causes of acute seizure, including nonketotic hyperglycemia, hypocalcemia, and uremic or hepatic encephalopathy, can all be considerations, albeit less specific to this age group.
Dementia
Primary neurodegenerative disorders associated with cognitive impairment, such as Alzheimer disease, are major risk factors for new-onset epilepsy in older patients.3,5 Seizures occur in about 10% of Alzheimer patients.20 Those who have brief periods of increased confusion may actually be experiencing unrecognized complex partial seizures.21
A case-control study discovered incidence rates of epilepsy almost 10 times higher in patients who had Alzheimer disease or vascular dementia than in nondemented patients.22 A prospective cohort study in patients with mild to moderate Alzheimer disease established that younger age, a greater degree of cognitive impairment, and a history of antipsychotic use were independent risk factors for new-onset seizures in the elderly.23 Preexisting dementia also increases the risk of poststroke epilepsy.24
Traumatic brain injury
The most common cause of brain trauma in the elderly is falls. Subdural hematoma, which can occur in the elderly with trivial trauma or sometimes even without it, needs to be considered. The risk of posttraumatic hemorrhage is especially relevant in patients taking anticoagulants.
Traumatic brain injury has a poorer prognosis in older people than in the young,25 and it accounts for up to 20% of cases of epilepsy in the elderly.26 Although no study has specifically addressed the longitudinal risk of epilepsy after traumatic brain injury in the elderly, a study in children and young adults revealed the risk was highest in the first year, with the increased risk persisting for more than 10 years.27
Brain tumors
Between 10% and 30% of new-onset seizures in the elderly are associated with tumor, typically glioma, meningioma, and brain metastasis.28,29 Seizures are usually associated more with primary than with secondary tumors, and more with low-grade tumors than high-grade ones.30
Drug-induced
Drugs and drug withdrawal can contribute to up to 10% of acute symptomatic seizures in the geriatric population.5,8,29 The elderly are susceptible to drug-induced seizure because of a higher prevalence of polypharmacy, impaired drug clearance, and heightened sensitivity to the proconvulsant side effects of medications.1 A number of commonly used drugs have been implicated,31 including:
Antibiotics such as carbapenems and high-dose penicillin
Antihistamines such as desloratadine (Clarinex)
Pain medications such as tramadol (Ul-tram) and high-dose opiates
Neuromodulators
Antidepressants such as clomipramine (Anafranil), maprotiline (Ludiomil), amoxapine (Asendin), and bupropion (Wellbutrin).32
Seizures also follow alcohol, benzodiazepine, and barbiturate withdrawal.33
Other causes
Paraneoplastic limbic encephalitis is a rare cause of seizures in the elderly.34 It can present with refractory seizures, confusion, and behavioral changes with or without a known concurrent neoplastic disease.
Posterior reversible leukoencephalopathy syndrome, another rare consideration, can particularly affect immunosuppressed elderly patients. This syndrome is characterized clinically by headache, confusion, seizures, vomiting, and visual disturbances with radiographic vasogenic edema.35
CLINICAL PRESENTATION
The signs and symptoms of a seizure may be atypical in the elderly. Seizures more often have a picture of “epileptic amnesia,” with confusion, sleepiness, or clumsiness, rather than motor manifestations such as tonic stiffening or automatism.36,37 Postictal states are also prolonged, particularly if there is underlying brain dysfunction.38 All these features render the clinical seizure manifestations more subtle and, as such, more difficult for the uninitiated caregiver to identify.
Convulsive and nonconvulsive status epilepticus
Status epilepticus is defined as a single generalized seizure lasting more than 5 minutes or a series of seizures lasting longer than 30 minutes without the patient’s regaining consciousness.39 The greatest increase in the incidence of status epilepticus occurs after age 60.40 It is the first seizure in about 30% of new-onset seizures in the elderly.41
Mortality rates increase with age, anoxia, and duration of status epilepticus and are over 50% in patients age 80 and older.40,42
Convulsive status epilepticus is most commonly caused by stroke.40
Absence status epilepticus can occur in elderly patients as a late complication of idiopathic generalized epilepsy related to benzodiazepine withdrawal, alcohol intoxication, or initiation of psychotropic drugs.42
Nonconvulsive status epilepticus manifests as altered mental status, psychosis, lethargy, or coma.42–44 Occasionally, it presents as a more focal cognitive disturbance with aphasia or a neglect syndrome.42,45 Electroencephalographic correlates of nonconvulsive status epilepticus include focal rhythmic discharges, often arising from frontal or temporal lobes, or generalized spike or sharp and slow-wave activity.46 Its management is challenging because of delayed diagnosis or misdiagnosis. The risk of death is higher in patients with severely impaired mental status or acute complications.47
Table 1 lists the typical seizure manifestations peculiar to the elderly.37,48
Differential diagnosis of new-onset epilepsy in the elderly
New-onset epilepsy in elderly patients can be confused with syncope, transient ischemic attack, cardiac arrhythmia, metabolic disturbances, transient global amnesia, neurodegenerative disease, rapid-eye-movement sleep behavior disorder, psychogenic disorders, and other conditions (Table 2). If there is a high clinical suspicion of seizure, the patient should undergo electroencephalography (EEG) and be referred to a neurologist or epileptologist.
KEYS TO THE DIAGNOSIS
Clinical history
A reliable history and description of the event from an eyewitness or a video recording of the event are invaluable to the diagnosis of epileptic seizure. Signs and symptoms that suggest the diagnosis include aura, ictal pallor, urinary incontinence, tongue-biting, and motor symptoms, as well as postictal confusion, drowsiness, and speech disturbance.
Electroencephalography
EEG is the most useful diagnostic tool in epilepsy. However, an interictal EEG reading (ie, between epileptic attacks) in an elderly patient has limited utility, showing epileptiform activity in only about one-fourth of patients.49 Nonspecific EEG abnormalities such as intermittent focal slowing are seen in many older people even without seizure.50 Also, normal findings on outpatient EEG do not rule out epilepsy, as EEG is normal in about one-third of patients with epilepsy, irrespective of age.1,49 Activation procedures such as hyperventilation and photic stimulation add little to the diagnosis in the elderly.49
On the other hand, video-EEG monitoring is an excellent tool for evaluating possible epilepsy, as it allows accurate assessment of brain electrical activity during the events in question. Moreover, studies of video-EEG recording of seizures in elderly patients demonstrated epileptiform discharges on EEG in 76% of clinical ictal events.50
Therefore, routine EEG is a useful screening tool, and inpatient video-EEG monitoring is the gold standard to characterize events of concern and distinguish between epileptic and nonepileptic or psychogenic seizures.
Other diagnostic studies
Brain imaging, preferably magnetic resonance imaging with contrast, should be done in every patient with possible epilepsy due to stroke, traumatic brain injury, or other structural brain disease.51
Electrocardiography helps exclude cardiac causes such as arrhythmia.
Blood testing. Metabolically provoked seizure can be distinguished by blood analysis for electrolytes, blood urea nitrogen, creatinine, glucose, calcium, magnesium, liver enzymes, and drug levels (eg, ethanol). A complete blood cell count with differential and platelets should also be done in anticipation of starting antiepileptic drug therapy.
Lumbar puncture for cell count, protein, glucose, stains, and cultures should be performed whenever meningitis or encephalitis is suspected.
A sleep study with concurrent video-EEG monitoring may be required to distinguish epileptic seizures from sleep disorders.
Neuropsychological testing may help account for the degree of cognitive impairment present.
Risk factors for stroke should be assessed in every elderly person who has new-onset seizures, because the risk of stroke is high.17
Figure 1 shows the workup for an elderly patient with suspected new-onset epilepsy.
TREATING EPILEPSY IN THE ELDERLY
Therapeutic challenges
Age-associated changes in drug absorption, protein binding, and distribution in body compartments require adjustments in drug selection and dosage. The causes and manifestations of these changes are typically multifactorial, mainly related to altered metabolism, declining plasma albumin concentrations, and increasing competition for protein binding by concomitantly used drugs.
The differences in the pharmacokinetics and pharmacodynamics of antiepileptic drugs depend on the patient’s physical status, relevant comorbidities, and concomitant medications.52 Renal and hepatic function may decline in an elderly patient; accordingly, precaution is needed in the prescribing and dosing of antiepileptic drugs.
Adverse effects from seizure medications are twice as common in elderly patients compared with younger patients. Ataxia, tremor, visual disturbance, and sedation are the most common.1 Antiepileptic drugs are also harmful to bone; induced abnormalities in bone metabolism include hypocalcemia, hypophosphatemia, decreased levels of active vitamin D metabolites, and hyperparathyroidism.53
Elderly patients tend to take multiple drugs, and some drugs can lower the seizure threshold, particularly antidepressants, anti-psychotics, and antibiotics.32 The herbal remedy ginkgo biloba can also precipitate seizure in this population.54
Antiepileptic drugs such as phenobarbital, primidone (Mysoline), phenytoin (Dilantin), and carbamazepine (Tegretol) can be broad-spectrum enzyme-inducers, increasing the metabolism of many drugs, including warfarin (Coumadin), cytotoxic agents, statins, cardiac antiarrhythmics, antihypertensives, corticosteroids, and other immunosuppressants.55 For example, carbamazepine can alter the metabolism of several hepatically metabolized drugs and cause significant hyponatremia. This is problematic in patients already taking sodium-depleting antihypertensives. Age-related cognitive decline can worsen the situation, often leading to misdiagnosis or patient noncompliance.
Table 3 profiles the interactions of commonly used antiepileptic drugs.
The ideal pharmacotherapy
No single drug is ideal for elderly patients with new-onset epilepsy. The choice mostly depends on the type of seizure and the patient’s comorbidities. The ideal antiepileptic drug would have minimal enzyme interaction, little protein binding, linear kinetics, a long half-life, a good safety profile, and a high therapeutic index. The goal of management should be to maintain the patient’s normal lifestyle with complete control of seizures and with minimal side effects.
The only randomized controlled trial in new-onset geriatric epilepsy concluded that gabapentin (Neurontin) and lamotrigine (Lamictal) should be the initial therapy in such patients.56 Trials indicate extended-release carbamazepine or levetiracetam (Keppra) can also be tried.57
The prescribing strategy includes lower initial dose, slower titration, and a lower target dose than for younger patients. Intense monitoring of dosing and drug levels is necessary to avoid toxicity. If the first drug is not tolerated well, another should be substituted. If seizures persist despite increasing dosage, a drug with a different mechanism of action should be tried.58 A patient with drug-resistant epilepsy (failure to respond to two adequate and appropriate antiepileptic drug trials59) should be referred to an epilepsy surgical center for reevaluation and consideration of epilepsy surgery.
Patient and caregiver support is an essential component of management. New-onset epilepsy in the elderly has a significant effect on quality of life, more so if the patient is already cognitively impaired. It erodes self-confidence, survival becomes difficult, and the condition is worse for patients who live alone. Driving restrictions further limit independence and increase isolation. Hence, psychological support programs can significantly boost the self-esteem and morale of such patients and their caregivers.
SPECIAL CONSIDERATION: EPILEPSY IN THE NURSING HOME
Certain points apply to the growing proportion of elderly who reside in nursing homes:
- Several studies in the United States and in Europe60–62 suggest that this subgroup is at higher risk of polypharmacy and more likely to be treated with older antiepileptic drugs.
- Only a minority of these patients (as low as 42% in one study60) received adequate monitoring of antiepileptic drug levels.
- The clinical characteristics and epileptic etiologies of these patients are less well defined.
Together, these observations highlight a particularly vulnerable population, at risk for medication toxicity as well as for undertreatment.
OUR KNOWLEDGE IS STILL GROWING
New-onset epilepsy, although common in the elderly, is difficult to diagnose because of its atypical presentation, concomitant cognitive impairment, and nonspecific abnormalities in routine investigations. But knowledge of its common causes and differential diagnoses makes the task easier. A high suspicion warrants referral to a neurologist or epileptologist.
Challenges to the management of seizures in the elderly include deranged physiologic processes, multiple comorbidities, and polypharmacy. No single drug is ideal for antiepileptic therapy in the elderly; the choice of drug is usually dictated by seizure type, comorbidities, and tolerance level. The treatment regimen in the elderly is more conservative, and the target dosage is lower than for younger adults. Emotional support of patient and caregivers should be an important aspect of management.
Our knowledge about new-onset epilepsy in the elderly is still growing, and future research should explore its diagnosis, treatment strategies, and care-delivery models.
Contrary to the popular belief that epilepsy is mainly a disease of youth, nearly 25% of new-onset seizures occur after age 65.1,2 The incidence of epilepsy in this age group is almost twice the rate in children, and in people over age 80, it is triple the rate in children.3 As our population ages, the burden of “elderly-onset” epilepsy will rise.
A seizure diagnosis carries significant implications in older people, who are already vulnerable to cognitive decline, loss of functional independence, driving restrictions, and risk of falls. Newly diagnosed epilepsy further worsens quality of life.4
The causes and clinical manifestations of seizures and epilepsy in the elderly differ from those in younger people.5 Hence, it is often difficult to make a diagnosis with certainty from a wide range of differential diagnoses. Older people are also more likely to have comorbidities, further complicating the situation.
Managing seizures in the elderly is also challenging, as age-associated physiologic changes can affect the pharmacokinetics and pharmacodynamics of antiepileptic drugs. Diagnosing and managing elderly-onset epilepsy can be challenging for a family physician, an internist, a geriatrician, or even a neurologist.
In this review, we emphasize the common causes of new-onset epilepsy in the elderly and the assessment of the clinical clues that are essential for making an accurate diagnosis. We also review the pharmacology of antiepileptic drugs used in old age and highlight the need for psychological support for patients and caregivers.
RISING PREVALENCE IN THE ELDERLY
In US Medicare beneficiaries age 65 and older, the average annual incidence rate of epilepsy in 2001 to 2005 was 10.8 per 1,000.6 A large study in Finland revealed falling incidence rates of epilepsy in childhood and middle age and rising trends in the elderly.7
In the United States, the rates are higher in African Americans (18.7 per 1,000) and lower in Asian Americans and Native Americans (5.5 and 7.7 per 1,000) than in whites (10.2 per 1,000).6 Incidence rates are slightly higher for women than for men and increase with age in both sexes and all racial groups.
Acute symptomatic seizure is also common in older patients. The incidence of acute seizures in patients over age 60 was estimated at 50 to 100 per 100,000 per year in one study.7 The rate was considerably higher in men than in women. The study also found a 3.6% risk of experiencing an acute symptomatic seizure in an 80-year lifespan, which approaches that of developing epilepsy.8 The major causes of acute symptomatic seizure were traumatic brain injury, cerebrovascular disease, drug withdrawal, and central nervous system infection.
CAUSES OF NEW-ONSET EPILEPSY IN THE ELDERLY
The most common causes of new-onset epilepsy in the elderly include cerebrovascular disease, metabolic disturbances, dementia, traumatic brain injury, tumors, and drugs.3,9–11
Cerebrovascular disease
In older adults, acute stroke is the most common cause, accounting for up to half of cases.5,12
Seizures occur in 4.4% to 8.9% of acute cerebrovascular events.13,14 The risk varies by stroke subtype, although all stroke subtypes, including transient ischemic attack, can be associated with seizure.15 For example, although 1% to 2% of patients experienced a seizure within 15 days of a transient ischemic attack or a lacunar infarct, this risk was 16.6% after an embolic stroke.15
Beyond this increased risk of “acute seizure” in the immediate poststroke period (usually defined as 1 week), the risk of epilepsy was also 20 times higher in the first year after a stroke.14 However, seizures tend to occur within the first 48 hours after the onset of ischemic stroke. In subarachnoid hemorrhage, seizures generally occur within hours.16
In a population-based study in Rochester, NY,17 epilepsy developed in two-thirds of patients with seizure related to acute stroke. Two factors that independently predicted the development of epilepsy were early seizure occurrence and recurrence of stroke.
Interestingly, the risk of stroke was three times higher in older patients who had new-onset seizure.18 Therefore, any elderly person with new-onset seizure should be assessed for cerebrovascular risk factors and treated accordingly for stroke prevention.
Metabolic disturbances
Acute metabolic disorders are common in elderly patients because of multiple comorbidities and polypharmacy. Hypoglycemia and hyponatremia need to be particularly considered in this population.19
Other well-documented metabolic causes of acute seizure, including nonketotic hyperglycemia, hypocalcemia, and uremic or hepatic encephalopathy, can all be considerations, albeit less specific to this age group.
Dementia
Primary neurodegenerative disorders associated with cognitive impairment, such as Alzheimer disease, are major risk factors for new-onset epilepsy in older patients.3,5 Seizures occur in about 10% of Alzheimer patients.20 Those who have brief periods of increased confusion may actually be experiencing unrecognized complex partial seizures.21
A case-control study discovered incidence rates of epilepsy almost 10 times higher in patients who had Alzheimer disease or vascular dementia than in nondemented patients.22 A prospective cohort study in patients with mild to moderate Alzheimer disease established that younger age, a greater degree of cognitive impairment, and a history of antipsychotic use were independent risk factors for new-onset seizures in the elderly.23 Preexisting dementia also increases the risk of poststroke epilepsy.24
Traumatic brain injury
The most common cause of brain trauma in the elderly is falls. Subdural hematoma, which can occur in the elderly with trivial trauma or sometimes even without it, needs to be considered. The risk of posttraumatic hemorrhage is especially relevant in patients taking anticoagulants.
Traumatic brain injury has a poorer prognosis in older people than in the young,25 and it accounts for up to 20% of cases of epilepsy in the elderly.26 Although no study has specifically addressed the longitudinal risk of epilepsy after traumatic brain injury in the elderly, a study in children and young adults revealed the risk was highest in the first year, with the increased risk persisting for more than 10 years.27
Brain tumors
Between 10% and 30% of new-onset seizures in the elderly are associated with tumor, typically glioma, meningioma, and brain metastasis.28,29 Seizures are usually associated more with primary than with secondary tumors, and more with low-grade tumors than high-grade ones.30
Drug-induced
Drugs and drug withdrawal can contribute to up to 10% of acute symptomatic seizures in the geriatric population.5,8,29 The elderly are susceptible to drug-induced seizure because of a higher prevalence of polypharmacy, impaired drug clearance, and heightened sensitivity to the proconvulsant side effects of medications.1 A number of commonly used drugs have been implicated,31 including:
Antibiotics such as carbapenems and high-dose penicillin
Antihistamines such as desloratadine (Clarinex)
Pain medications such as tramadol (Ul-tram) and high-dose opiates
Neuromodulators
Antidepressants such as clomipramine (Anafranil), maprotiline (Ludiomil), amoxapine (Asendin), and bupropion (Wellbutrin).32
Seizures also follow alcohol, benzodiazepine, and barbiturate withdrawal.33
Other causes
Paraneoplastic limbic encephalitis is a rare cause of seizures in the elderly.34 It can present with refractory seizures, confusion, and behavioral changes with or without a known concurrent neoplastic disease.
Posterior reversible leukoencephalopathy syndrome, another rare consideration, can particularly affect immunosuppressed elderly patients. This syndrome is characterized clinically by headache, confusion, seizures, vomiting, and visual disturbances with radiographic vasogenic edema.35
CLINICAL PRESENTATION
The signs and symptoms of a seizure may be atypical in the elderly. Seizures more often have a picture of “epileptic amnesia,” with confusion, sleepiness, or clumsiness, rather than motor manifestations such as tonic stiffening or automatism.36,37 Postictal states are also prolonged, particularly if there is underlying brain dysfunction.38 All these features render the clinical seizure manifestations more subtle and, as such, more difficult for the uninitiated caregiver to identify.
Convulsive and nonconvulsive status epilepticus
Status epilepticus is defined as a single generalized seizure lasting more than 5 minutes or a series of seizures lasting longer than 30 minutes without the patient’s regaining consciousness.39 The greatest increase in the incidence of status epilepticus occurs after age 60.40 It is the first seizure in about 30% of new-onset seizures in the elderly.41
Mortality rates increase with age, anoxia, and duration of status epilepticus and are over 50% in patients age 80 and older.40,42
Convulsive status epilepticus is most commonly caused by stroke.40
Absence status epilepticus can occur in elderly patients as a late complication of idiopathic generalized epilepsy related to benzodiazepine withdrawal, alcohol intoxication, or initiation of psychotropic drugs.42
Nonconvulsive status epilepticus manifests as altered mental status, psychosis, lethargy, or coma.42–44 Occasionally, it presents as a more focal cognitive disturbance with aphasia or a neglect syndrome.42,45 Electroencephalographic correlates of nonconvulsive status epilepticus include focal rhythmic discharges, often arising from frontal or temporal lobes, or generalized spike or sharp and slow-wave activity.46 Its management is challenging because of delayed diagnosis or misdiagnosis. The risk of death is higher in patients with severely impaired mental status or acute complications.47
Table 1 lists the typical seizure manifestations peculiar to the elderly.37,48
Differential diagnosis of new-onset epilepsy in the elderly
New-onset epilepsy in elderly patients can be confused with syncope, transient ischemic attack, cardiac arrhythmia, metabolic disturbances, transient global amnesia, neurodegenerative disease, rapid-eye-movement sleep behavior disorder, psychogenic disorders, and other conditions (Table 2). If there is a high clinical suspicion of seizure, the patient should undergo electroencephalography (EEG) and be referred to a neurologist or epileptologist.
KEYS TO THE DIAGNOSIS
Clinical history
A reliable history and description of the event from an eyewitness or a video recording of the event are invaluable to the diagnosis of epileptic seizure. Signs and symptoms that suggest the diagnosis include aura, ictal pallor, urinary incontinence, tongue-biting, and motor symptoms, as well as postictal confusion, drowsiness, and speech disturbance.
Electroencephalography
EEG is the most useful diagnostic tool in epilepsy. However, an interictal EEG reading (ie, between epileptic attacks) in an elderly patient has limited utility, showing epileptiform activity in only about one-fourth of patients.49 Nonspecific EEG abnormalities such as intermittent focal slowing are seen in many older people even without seizure.50 Also, normal findings on outpatient EEG do not rule out epilepsy, as EEG is normal in about one-third of patients with epilepsy, irrespective of age.1,49 Activation procedures such as hyperventilation and photic stimulation add little to the diagnosis in the elderly.49
On the other hand, video-EEG monitoring is an excellent tool for evaluating possible epilepsy, as it allows accurate assessment of brain electrical activity during the events in question. Moreover, studies of video-EEG recording of seizures in elderly patients demonstrated epileptiform discharges on EEG in 76% of clinical ictal events.50
Therefore, routine EEG is a useful screening tool, and inpatient video-EEG monitoring is the gold standard to characterize events of concern and distinguish between epileptic and nonepileptic or psychogenic seizures.
Other diagnostic studies
Brain imaging, preferably magnetic resonance imaging with contrast, should be done in every patient with possible epilepsy due to stroke, traumatic brain injury, or other structural brain disease.51
Electrocardiography helps exclude cardiac causes such as arrhythmia.
Blood testing. Metabolically provoked seizure can be distinguished by blood analysis for electrolytes, blood urea nitrogen, creatinine, glucose, calcium, magnesium, liver enzymes, and drug levels (eg, ethanol). A complete blood cell count with differential and platelets should also be done in anticipation of starting antiepileptic drug therapy.
Lumbar puncture for cell count, protein, glucose, stains, and cultures should be performed whenever meningitis or encephalitis is suspected.
A sleep study with concurrent video-EEG monitoring may be required to distinguish epileptic seizures from sleep disorders.
Neuropsychological testing may help account for the degree of cognitive impairment present.
Risk factors for stroke should be assessed in every elderly person who has new-onset seizures, because the risk of stroke is high.17
Figure 1 shows the workup for an elderly patient with suspected new-onset epilepsy.
TREATING EPILEPSY IN THE ELDERLY
Therapeutic challenges
Age-associated changes in drug absorption, protein binding, and distribution in body compartments require adjustments in drug selection and dosage. The causes and manifestations of these changes are typically multifactorial, mainly related to altered metabolism, declining plasma albumin concentrations, and increasing competition for protein binding by concomitantly used drugs.
The differences in the pharmacokinetics and pharmacodynamics of antiepileptic drugs depend on the patient’s physical status, relevant comorbidities, and concomitant medications.52 Renal and hepatic function may decline in an elderly patient; accordingly, precaution is needed in the prescribing and dosing of antiepileptic drugs.
Adverse effects from seizure medications are twice as common in elderly patients compared with younger patients. Ataxia, tremor, visual disturbance, and sedation are the most common.1 Antiepileptic drugs are also harmful to bone; induced abnormalities in bone metabolism include hypocalcemia, hypophosphatemia, decreased levels of active vitamin D metabolites, and hyperparathyroidism.53
Elderly patients tend to take multiple drugs, and some drugs can lower the seizure threshold, particularly antidepressants, anti-psychotics, and antibiotics.32 The herbal remedy ginkgo biloba can also precipitate seizure in this population.54
Antiepileptic drugs such as phenobarbital, primidone (Mysoline), phenytoin (Dilantin), and carbamazepine (Tegretol) can be broad-spectrum enzyme-inducers, increasing the metabolism of many drugs, including warfarin (Coumadin), cytotoxic agents, statins, cardiac antiarrhythmics, antihypertensives, corticosteroids, and other immunosuppressants.55 For example, carbamazepine can alter the metabolism of several hepatically metabolized drugs and cause significant hyponatremia. This is problematic in patients already taking sodium-depleting antihypertensives. Age-related cognitive decline can worsen the situation, often leading to misdiagnosis or patient noncompliance.
Table 3 profiles the interactions of commonly used antiepileptic drugs.
The ideal pharmacotherapy
No single drug is ideal for elderly patients with new-onset epilepsy. The choice mostly depends on the type of seizure and the patient’s comorbidities. The ideal antiepileptic drug would have minimal enzyme interaction, little protein binding, linear kinetics, a long half-life, a good safety profile, and a high therapeutic index. The goal of management should be to maintain the patient’s normal lifestyle with complete control of seizures and with minimal side effects.
The only randomized controlled trial in new-onset geriatric epilepsy concluded that gabapentin (Neurontin) and lamotrigine (Lamictal) should be the initial therapy in such patients.56 Trials indicate extended-release carbamazepine or levetiracetam (Keppra) can also be tried.57
The prescribing strategy includes lower initial dose, slower titration, and a lower target dose than for younger patients. Intense monitoring of dosing and drug levels is necessary to avoid toxicity. If the first drug is not tolerated well, another should be substituted. If seizures persist despite increasing dosage, a drug with a different mechanism of action should be tried.58 A patient with drug-resistant epilepsy (failure to respond to two adequate and appropriate antiepileptic drug trials59) should be referred to an epilepsy surgical center for reevaluation and consideration of epilepsy surgery.
Patient and caregiver support is an essential component of management. New-onset epilepsy in the elderly has a significant effect on quality of life, more so if the patient is already cognitively impaired. It erodes self-confidence, survival becomes difficult, and the condition is worse for patients who live alone. Driving restrictions further limit independence and increase isolation. Hence, psychological support programs can significantly boost the self-esteem and morale of such patients and their caregivers.
SPECIAL CONSIDERATION: EPILEPSY IN THE NURSING HOME
Certain points apply to the growing proportion of elderly who reside in nursing homes:
- Several studies in the United States and in Europe60–62 suggest that this subgroup is at higher risk of polypharmacy and more likely to be treated with older antiepileptic drugs.
- Only a minority of these patients (as low as 42% in one study60) received adequate monitoring of antiepileptic drug levels.
- The clinical characteristics and epileptic etiologies of these patients are less well defined.
Together, these observations highlight a particularly vulnerable population, at risk for medication toxicity as well as for undertreatment.
OUR KNOWLEDGE IS STILL GROWING
New-onset epilepsy, although common in the elderly, is difficult to diagnose because of its atypical presentation, concomitant cognitive impairment, and nonspecific abnormalities in routine investigations. But knowledge of its common causes and differential diagnoses makes the task easier. A high suspicion warrants referral to a neurologist or epileptologist.
Challenges to the management of seizures in the elderly include deranged physiologic processes, multiple comorbidities, and polypharmacy. No single drug is ideal for antiepileptic therapy in the elderly; the choice of drug is usually dictated by seizure type, comorbidities, and tolerance level. The treatment regimen in the elderly is more conservative, and the target dosage is lower than for younger adults. Emotional support of patient and caregivers should be an important aspect of management.
Our knowledge about new-onset epilepsy in the elderly is still growing, and future research should explore its diagnosis, treatment strategies, and care-delivery models.
- Ramsay RE, Rowan AJ, Pryor FM. Special considerations in treating the elderly patient with epilepsy. Neurology 2004; 62(suppl 2):S24–S29.
- Sander JW, Hart YM, Johnson AL, Shorvon SD. National General Practice Study of Epilepsy: newly diagnosed epileptic seizures in a general population. Lancet 1990; 336:1267–1271.
- Hauser WA, Annegers JF, Kurland LT. Incidence of epilepsy and unprovoked seizures in Rochester, Minnesota: 1935–1984. Epilepsia 1993; 34:453–468.
- Laccheo I, Ablah E, Heinrichs R, Sadler T, Baade L, Liow K. Assessment of quality of life among the elderly with epilepsy. Epilepsy Behav 2008; 12:257–261.
- Stephen LJ, Brodie MJ. Epilepsy in elderly people. Lancet 2000; 355:1441–1446.
- Faught E, Richman J, Martin R, et al. Incidence and prevalence of epilepsy among older US Medicare beneficiaries. Neurology 2012; 78:448–453.
- Sillanpää M, Lastunen S, Helenius H, Schmidt D. Regional differences and secular trends in the incidence of epilepsy in Finland: a nationwide 23-year registry study. Epilepsia 2011; 52:1857–1867.
- Annegers JF, Hauser WA, Lee JR, Rocca WA. Incidence of acute symptomatic seizures in Rochester, Minnesota, 1935–1984. Epilepsia 1995; 36:327–333.
- Lühdorf K, Jensen LK, Plesner AM. Etiology of seizures in the elderly. Epilepsia 1986; 27:458–463.
- Granger N, Convers P, Beauchet O, et al. First epileptic seizure in the elderly: electroclinical and etiological data in 341 patients [in French]. Rev Neurol (Paris) 2002; 158:1088–1095.
- Pugh MJ, Knoefel JE, Mortensen EM, Amuan ME, Berlowitz DR, Van Cott AC. New-onset epilepsy risk factors in older veterans. J Am Geriatr Soc 2009; 57:237–242.
- Brodie MJ, Elder AT, Kwan P. Epilepsy in later life. Lancet Neurol 2009; 8:1019–1030.
- Bladin CF, Alexandrov AV, Bellavance A, et al. Seizures after stroke: a prospective multicenter study. Arch Neurol 2000; 57:1617–1622.
- Kilpatrick CJ, Davis SM, Tress BM, Rossiter SC, Hopper JL, Vandendriesen ML. Epileptic seizures in acute stroke. Arch Neurol 1990; 47:157–160.
- Giroud M, Gras P, Fayolle H, André N, Soichot P, Dumas R. Early seizures after acute stroke: a study of 1,640 cases. Epilepsia 1994; 35:959–964.
- Asconapé JJ, Penry JK. Poststroke seizures in the elderly. Clin Geriatr Med 1991; 7:483–492.
- So EL, Annegers JF, Hauser WA, O’Brien PC, Whisnant JP. Population-based study of seizure disorders after cerebral infarction. Neurology 1996; 46:350–355.
- Cleary P, Shorvon S, Tallis R. Late-onset seizures as a predictor of subsequent stroke. Lancet 2004; 363:1184–1186.
- Loiseau P. Pathologic processes in the elderly and their association with seizures. In:Rowan AJ, Ramsay RE, editors. Seizures and epilepsy in the elderly. Boston, MA: Butterworth-Heinemann; 1997:63–86.
- Hauser WA, Morris ML, Heston LL, Anderson VE. Seizures and myoclonus in patients with Alzheimer’s disease. Neurology 1986; 36:1226–1230.
- Leppik IE, Birnbaum AK. Epilepsy in the elderly. Ann N Y Acad Sci 2010; 1184:208–224.
- Imfeld P, Bodmer M, Schuerch M, Jick SS, Meier CR. Seizures in patients with Alzheimer’s disease or vascular dementia: a population-based nested case-control analysis. Epilepsia 2013; 54:700–707.
- Irizarry MC, Jin S, He F, et al. Incidence of new-onset seizures in mild to moderate Alzheimer disease. Arch Neurol 2012; 69:368–372.
- Cordonnier C, Hénon H, Derambure P, Pasquier F, Leys D. Influence of pre-existing dementia on the risk of post-stroke epileptic seizures. J Neurol Neurosurg Psychiatry 2005; 76:1649–1653.
- Bruns J, Hauser WA. The epidemiology of traumatic brain injury: a review. Epilepsia 2003; 44(suppl 10):2–10.
- Hiyoshi T, Yagi K. Epilepsy in the elderly. Epilepsia 2000; 41(suppl 9):31–35.
- Christensen J, Pedersen MG, Pedersen CB, Sidenius P, Olsen J, Vestergaard M. Long-term risk of epilepsy after traumatic brain injury in children and young adults: a population-based cohort study. Lancet 2009; 373:1105–1110.
- Roberts MA, Godfrey JW, Caird FI. Epileptic seizures in the elderly: I. Aetiology and type of seizure. Age Ageing 1982; 11:24–28.
- Loiseau J, Loiseau P, Duché B, Guyot M, Dartigues JF, Aublet B. A survey of epileptic disorders in southwest France: seizures in elderly patients. Ann Neurol 1990; 27:232–237.
- Lote K, Stenwig AE, Skullerud K, Hirschberg H. Prevalence and prognostic significance of epilepsy in patients with gliomas. Eur J Cancer 1998; 34:98–102.
- Franson KL, Hay DP, Neppe V, et al. Drug-induced seizures in the elderly. Causative agents and optimal management. Drugs Aging 1995; 7:38–48.
- Starr P, Klein-Schwartz W, Spiller H, Kern P, Ekleberry SE, Kunkel S. Incidence and onset of delayed seizures after overdoses of extended-release bupropion. Am J Emerg Med 2009; 27:911–915.
- Hauser WA, Ng SK, Brust JC. Alcohol, seizures, and epilepsy. Epilepsia 1988; 29(suppl 2):S66–S78.
- Petit-Pedrol M, Armangue T, Peng X, et al. Encephalitis with refractory seizures, status epilepticus, and antibodies to the GABAA receptor: a case series, characterisation of the antigen, and analysis of the effects of antibodies. Lancet Neurol 2014; 13:276–286.
- Ait S, Gilbert T, Cotton F, Bonnefoy M. Cortical blindness and posterior reversible encephalopathy syndrome in an older patient. BMJ Case Rep 2012;pii:bcr0920114782.
- Tinuper P, Provini F, Marini C, et al. Partial epilepsy of long duration: changing semiology with age. Epilepsia 1996; 37:162–164.
- Silveira DC, Jehi L, Chapin J, et al. Seizure semiology and aging. Epilepsy Behav 2011; 20:375–377.
- Theodore WH. The postictal state: effects of age and underlying brain dysfunction. Epilepsy Behav 2010; 19:118–120.
- Lowenstein DH, Alldredge BK. Status epilepticus. N Engl J Med 1998; 338:970–976.
- Hesdorffer DC, Logroscino G, Cascino G, Annegers JF, Hauser WA. Incidence of status epilepticus in Rochester, Minnesota, 1965–1984. Neurology 1998; 50:735–741.
- Sung CY, Chu NS. Status epilepticus in the elderly: etiology, seizure type and outcome. Acta Neurol Scand 1989; 80:51–56.
- Pro S, Vicenzini E, Randi F, Pulitano P, Mecarelli O. Idiopathic late-onset absence status epilepticus: a case report with an electroclinical 14 years follow-up. Seizure 2011; 20:655–658.
- Martin Y, Artaz MA, Bornand-Rousselot A. Nonconvulsive status epilepticus in the elderly. J Am Geriatr Soc 2004; 52:476–477.
- Fernández-Torre JL, Díaz-Castroverde AG. Non-convulsive status epilepticus in elderly individuals: report of four representative cases. Age Ageing 2004; 33:78–81.
- Chung PW, Seo DW, Kwon JC, Kim H, Na DL. Nonconvulsive status epilepticus presenting as a subacute progressive aphasia. Seizure 2002; 11:449–454.
- Sheth RD, Drazkowski JF, Sirven JI, Gidal BE, Hermann BP. Protracted ictal confusion in elderly patients. Arch Neurol 2006; 63:529–532.
- Shneker BF, Fountain NB. Assessment of acute morbidity and mortality in nonconvulsive status epilepticus. Neurology 2003; 61:1066–1073.
- Kellinghaus C, Loddenkemper T, Dinner DS, Lachhwani D, Lüders HO. Seizure semiology in the elderly: a video analysis. Epilepsia 2004; 45:263–267.
- Drury I, Beydoun A. Interictal epileptiform activity in elderly patients with epilepsy. Electroencephalogr Clin Neurophysiol 1998; 106:369–373.
- McBride AE, Shih TT, Hirsch LJ. Video-EEG monitoring in the elderly: a review of 94 patients. Epilepsia 2002; 43:165–169.
- Duncan JS, Sander JW, Sisodiya SM, Walker MC. Adult epilepsy. Lancet 2006; 367:1087–1100.
- McLean AJ, Le Couteur DG. Aging biology and geriatric clinical pharmacology. Pharmacol Rev 2004; 56:163–184.
- Pack AM, Morrell MJ. Epilepsy and bone health in adults. Epilepsy Behav 2004; 5(suppl 2):S24–S29.
- Granger AS. Ginkgo biloba precipitating epileptic seizures. Age Ageing 2001; 30:523–525.
- Perucca E. Clinically relevant drug interactions with antiepileptic drugs. Br J Clin Pharmacol 2006; 61:246–255.
- Rowan AJ, Ramsay RE, Collins JF, et al; VA Cooperative Study 428 Group. New onset geriatric epilepsy: a randomized study of gabapentin, lamotrigine, and carbamazepine. Neurology 2005; 64:1868–1673.
- Garnett WR. Optimizing antiepileptic drug therapy in the elderly. Ann Pharmacother 2005; 39:1852–1860.
- Brodie MJ, Kwan P. Staged approach to epilepsy management. Neurology 2002; 58(suppl 5):S2–S8.
- Kwan P, Arzimanoglou A, Berg AT, et al. Definition of drug resistant epilepsy: consensus proposal by the ad hoc Task Force of the ILAE Commission on Therapeutic Strategies. Epilepsia 2010; 51:1069–1077.
- Huying F, Klimpe S, Werhahn KJ. Antiepileptic drug use in nursing home residents: a cross-sectional, regional study. Seizure 2006; 15:194–197.
- Lackner TE, Cloyd JC, Thomas LW, Leppik IE. Antiepileptic drug use in nursing home residents: effect of age, gender, and comedication on patterns of use. Epilepsia 1998; 39:1083–1087.
- Galimberti CA, Magri F, Magnani B, et al. Antiepileptic drug use and epileptic seizures in elderly nursing home residents: a survey in the province of Pavia, Northern Italy. Epilepsy Res 2006; 68:1–8.
- Ramsay RE, Rowan AJ, Pryor FM. Special considerations in treating the elderly patient with epilepsy. Neurology 2004; 62(suppl 2):S24–S29.
- Sander JW, Hart YM, Johnson AL, Shorvon SD. National General Practice Study of Epilepsy: newly diagnosed epileptic seizures in a general population. Lancet 1990; 336:1267–1271.
- Hauser WA, Annegers JF, Kurland LT. Incidence of epilepsy and unprovoked seizures in Rochester, Minnesota: 1935–1984. Epilepsia 1993; 34:453–468.
- Laccheo I, Ablah E, Heinrichs R, Sadler T, Baade L, Liow K. Assessment of quality of life among the elderly with epilepsy. Epilepsy Behav 2008; 12:257–261.
- Stephen LJ, Brodie MJ. Epilepsy in elderly people. Lancet 2000; 355:1441–1446.
- Faught E, Richman J, Martin R, et al. Incidence and prevalence of epilepsy among older US Medicare beneficiaries. Neurology 2012; 78:448–453.
- Sillanpää M, Lastunen S, Helenius H, Schmidt D. Regional differences and secular trends in the incidence of epilepsy in Finland: a nationwide 23-year registry study. Epilepsia 2011; 52:1857–1867.
- Annegers JF, Hauser WA, Lee JR, Rocca WA. Incidence of acute symptomatic seizures in Rochester, Minnesota, 1935–1984. Epilepsia 1995; 36:327–333.
- Lühdorf K, Jensen LK, Plesner AM. Etiology of seizures in the elderly. Epilepsia 1986; 27:458–463.
- Granger N, Convers P, Beauchet O, et al. First epileptic seizure in the elderly: electroclinical and etiological data in 341 patients [in French]. Rev Neurol (Paris) 2002; 158:1088–1095.
- Pugh MJ, Knoefel JE, Mortensen EM, Amuan ME, Berlowitz DR, Van Cott AC. New-onset epilepsy risk factors in older veterans. J Am Geriatr Soc 2009; 57:237–242.
- Brodie MJ, Elder AT, Kwan P. Epilepsy in later life. Lancet Neurol 2009; 8:1019–1030.
- Bladin CF, Alexandrov AV, Bellavance A, et al. Seizures after stroke: a prospective multicenter study. Arch Neurol 2000; 57:1617–1622.
- Kilpatrick CJ, Davis SM, Tress BM, Rossiter SC, Hopper JL, Vandendriesen ML. Epileptic seizures in acute stroke. Arch Neurol 1990; 47:157–160.
- Giroud M, Gras P, Fayolle H, André N, Soichot P, Dumas R. Early seizures after acute stroke: a study of 1,640 cases. Epilepsia 1994; 35:959–964.
- Asconapé JJ, Penry JK. Poststroke seizures in the elderly. Clin Geriatr Med 1991; 7:483–492.
- So EL, Annegers JF, Hauser WA, O’Brien PC, Whisnant JP. Population-based study of seizure disorders after cerebral infarction. Neurology 1996; 46:350–355.
- Cleary P, Shorvon S, Tallis R. Late-onset seizures as a predictor of subsequent stroke. Lancet 2004; 363:1184–1186.
- Loiseau P. Pathologic processes in the elderly and their association with seizures. In:Rowan AJ, Ramsay RE, editors. Seizures and epilepsy in the elderly. Boston, MA: Butterworth-Heinemann; 1997:63–86.
- Hauser WA, Morris ML, Heston LL, Anderson VE. Seizures and myoclonus in patients with Alzheimer’s disease. Neurology 1986; 36:1226–1230.
- Leppik IE, Birnbaum AK. Epilepsy in the elderly. Ann N Y Acad Sci 2010; 1184:208–224.
- Imfeld P, Bodmer M, Schuerch M, Jick SS, Meier CR. Seizures in patients with Alzheimer’s disease or vascular dementia: a population-based nested case-control analysis. Epilepsia 2013; 54:700–707.
- Irizarry MC, Jin S, He F, et al. Incidence of new-onset seizures in mild to moderate Alzheimer disease. Arch Neurol 2012; 69:368–372.
- Cordonnier C, Hénon H, Derambure P, Pasquier F, Leys D. Influence of pre-existing dementia on the risk of post-stroke epileptic seizures. J Neurol Neurosurg Psychiatry 2005; 76:1649–1653.
- Bruns J, Hauser WA. The epidemiology of traumatic brain injury: a review. Epilepsia 2003; 44(suppl 10):2–10.
- Hiyoshi T, Yagi K. Epilepsy in the elderly. Epilepsia 2000; 41(suppl 9):31–35.
- Christensen J, Pedersen MG, Pedersen CB, Sidenius P, Olsen J, Vestergaard M. Long-term risk of epilepsy after traumatic brain injury in children and young adults: a population-based cohort study. Lancet 2009; 373:1105–1110.
- Roberts MA, Godfrey JW, Caird FI. Epileptic seizures in the elderly: I. Aetiology and type of seizure. Age Ageing 1982; 11:24–28.
- Loiseau J, Loiseau P, Duché B, Guyot M, Dartigues JF, Aublet B. A survey of epileptic disorders in southwest France: seizures in elderly patients. Ann Neurol 1990; 27:232–237.
- Lote K, Stenwig AE, Skullerud K, Hirschberg H. Prevalence and prognostic significance of epilepsy in patients with gliomas. Eur J Cancer 1998; 34:98–102.
- Franson KL, Hay DP, Neppe V, et al. Drug-induced seizures in the elderly. Causative agents and optimal management. Drugs Aging 1995; 7:38–48.
- Starr P, Klein-Schwartz W, Spiller H, Kern P, Ekleberry SE, Kunkel S. Incidence and onset of delayed seizures after overdoses of extended-release bupropion. Am J Emerg Med 2009; 27:911–915.
- Hauser WA, Ng SK, Brust JC. Alcohol, seizures, and epilepsy. Epilepsia 1988; 29(suppl 2):S66–S78.
- Petit-Pedrol M, Armangue T, Peng X, et al. Encephalitis with refractory seizures, status epilepticus, and antibodies to the GABAA receptor: a case series, characterisation of the antigen, and analysis of the effects of antibodies. Lancet Neurol 2014; 13:276–286.
- Ait S, Gilbert T, Cotton F, Bonnefoy M. Cortical blindness and posterior reversible encephalopathy syndrome in an older patient. BMJ Case Rep 2012;pii:bcr0920114782.
- Tinuper P, Provini F, Marini C, et al. Partial epilepsy of long duration: changing semiology with age. Epilepsia 1996; 37:162–164.
- Silveira DC, Jehi L, Chapin J, et al. Seizure semiology and aging. Epilepsy Behav 2011; 20:375–377.
- Theodore WH. The postictal state: effects of age and underlying brain dysfunction. Epilepsy Behav 2010; 19:118–120.
- Lowenstein DH, Alldredge BK. Status epilepticus. N Engl J Med 1998; 338:970–976.
- Hesdorffer DC, Logroscino G, Cascino G, Annegers JF, Hauser WA. Incidence of status epilepticus in Rochester, Minnesota, 1965–1984. Neurology 1998; 50:735–741.
- Sung CY, Chu NS. Status epilepticus in the elderly: etiology, seizure type and outcome. Acta Neurol Scand 1989; 80:51–56.
- Pro S, Vicenzini E, Randi F, Pulitano P, Mecarelli O. Idiopathic late-onset absence status epilepticus: a case report with an electroclinical 14 years follow-up. Seizure 2011; 20:655–658.
- Martin Y, Artaz MA, Bornand-Rousselot A. Nonconvulsive status epilepticus in the elderly. J Am Geriatr Soc 2004; 52:476–477.
- Fernández-Torre JL, Díaz-Castroverde AG. Non-convulsive status epilepticus in elderly individuals: report of four representative cases. Age Ageing 2004; 33:78–81.
- Chung PW, Seo DW, Kwon JC, Kim H, Na DL. Nonconvulsive status epilepticus presenting as a subacute progressive aphasia. Seizure 2002; 11:449–454.
- Sheth RD, Drazkowski JF, Sirven JI, Gidal BE, Hermann BP. Protracted ictal confusion in elderly patients. Arch Neurol 2006; 63:529–532.
- Shneker BF, Fountain NB. Assessment of acute morbidity and mortality in nonconvulsive status epilepticus. Neurology 2003; 61:1066–1073.
- Kellinghaus C, Loddenkemper T, Dinner DS, Lachhwani D, Lüders HO. Seizure semiology in the elderly: a video analysis. Epilepsia 2004; 45:263–267.
- Drury I, Beydoun A. Interictal epileptiform activity in elderly patients with epilepsy. Electroencephalogr Clin Neurophysiol 1998; 106:369–373.
- McBride AE, Shih TT, Hirsch LJ. Video-EEG monitoring in the elderly: a review of 94 patients. Epilepsia 2002; 43:165–169.
- Duncan JS, Sander JW, Sisodiya SM, Walker MC. Adult epilepsy. Lancet 2006; 367:1087–1100.
- McLean AJ, Le Couteur DG. Aging biology and geriatric clinical pharmacology. Pharmacol Rev 2004; 56:163–184.
- Pack AM, Morrell MJ. Epilepsy and bone health in adults. Epilepsy Behav 2004; 5(suppl 2):S24–S29.
- Granger AS. Ginkgo biloba precipitating epileptic seizures. Age Ageing 2001; 30:523–525.
- Perucca E. Clinically relevant drug interactions with antiepileptic drugs. Br J Clin Pharmacol 2006; 61:246–255.
- Rowan AJ, Ramsay RE, Collins JF, et al; VA Cooperative Study 428 Group. New onset geriatric epilepsy: a randomized study of gabapentin, lamotrigine, and carbamazepine. Neurology 2005; 64:1868–1673.
- Garnett WR. Optimizing antiepileptic drug therapy in the elderly. Ann Pharmacother 2005; 39:1852–1860.
- Brodie MJ, Kwan P. Staged approach to epilepsy management. Neurology 2002; 58(suppl 5):S2–S8.
- Kwan P, Arzimanoglou A, Berg AT, et al. Definition of drug resistant epilepsy: consensus proposal by the ad hoc Task Force of the ILAE Commission on Therapeutic Strategies. Epilepsia 2010; 51:1069–1077.
- Huying F, Klimpe S, Werhahn KJ. Antiepileptic drug use in nursing home residents: a cross-sectional, regional study. Seizure 2006; 15:194–197.
- Lackner TE, Cloyd JC, Thomas LW, Leppik IE. Antiepileptic drug use in nursing home residents: effect of age, gender, and comedication on patterns of use. Epilepsia 1998; 39:1083–1087.
- Galimberti CA, Magri F, Magnani B, et al. Antiepileptic drug use and epileptic seizures in elderly nursing home residents: a survey in the province of Pavia, Northern Italy. Epilepsy Res 2006; 68:1–8.
KEY POINTS
- About 25% of new-onset seizures occur after the age of 65.
- Most new-onset cases of epilepsy in the elderly are secondary to cerebrovascular disease, metabolic disturbances, dementia, traumatic brain injury, tumor, or drug therapy.
- The diagnosis is challenging and can be confused with syncope, transient ischemic attack, cardiac arrhythmia, metabolic disturbances, transient global amnesia, neurodegenerative disease, rapid-eye-movement sleep behavior disorder, and psychogenic disorders.
- The clinical presentation of seizures in the elderly differs from that in younger patients.
- A detailed clinical history, blood tests, electrocardiography, magnetic resonance imaging, and EEG can be helpful in diagnosing.
- No single drug is ideal for new-onset epilepsy in the elderly; the choice depends mainly on the type of seizure and the comorbidities present.
Treating epilepsy in the elderly: More art than science
As Drs. ghosh and jehi discuss in this issue of the Journal,1 physicians face many challenges when caring for elderly patients who have epileptic seizures.
Owing to the graying of America and higher rates of incidence and prevalence of epilepsy in older patients than in younger ones, the number of patients with epilepsy will climb steeply in the coming years. Among patients in nursing homes, the numbers are much higher (an incidence of up to 16 per 1,000 per year and a prevalence of 60 per 1,000) than in community-dwelling elderly.2,3
DOES THE PATIENT HAVE EPILEPSY?
The first concern is to make the correct diagnosis. Epilepsy is defined as a condition of the central nervous system predisposing to seizures. Younger patients need to have two unprovoked seizures for epilepsy to be diagnosed. However, a recent modification in the definition allows epilepsy to be diagnosed after a single seizure in a person who has a condition of the central nervous system known to significantly increase the risk of additional seizures.4
CONSIDERATIONS IN TREATMENT
When treating any patient, one size does not fit all, and this is especially true with elderly patients, in whom treatment should be based on health status. Many elderly patients with epilepsy have age-related comorbidities, and one would treat epilepsy differently in patients who are otherwise healthy than in those who are frail or have multiple comorbidities.5 Elderly people who live in their own homes have different needs from those who reside in a nursing home.
These patients have social and psychological problems as well as medical ones. For example, the loss of driving privileges can be a major concern with epilepsy patients; it is often emotionally devastating, in addition to greatly limiting independence.
Comorbidities, seizures, and treatment share a complex and tangled relationship. To decide on the appropriate therapy, a physician needs to evaluate the effects that antiepileptic drugs and central nervous system disorders can have on mood, cognition, and neurologic function. In addition, it is imperative to consider the possible pharmacokinetic and pharmacodynamic interactions of antiepileptic drugs with the many drugs used to treat other conditions.
Should treatment be started?
Antiepileptic drugs can cause side effects, and an elderly person who has had a single seizure may never have another one. On the other hand, given that seizures can pose higher risks to the elderly and lead to injuries that can be more devastating than in the young, preventing recurrent seizures may be very appropriate. Lack of studies of this issue means that there is no evidence to support either decision.
Which antiepileptic drug should be used?
Things to consider when selecting an antiepileptic drug include efficacy, tolerability, pharmacokinetic properties, adverse effects, use of other drugs that interact with these drugs, and compliance.
Pharmacokinetics can be affected by age-related changes in the function of the gastrointestinal tract, kidneys, and liver and in protein binding. However, contrary to common perception, hepatic metabolism in healthy elderly people may not change significantly with advancing age. Ahn et al6 gave radiolabeled phenytoin (Dilantin) intravenously to patients with epilepsy and found that its clearance changed only slightly with age.
Antiepileptic drugs can interact with other drugs, herbal remedies, and food. Physicians need to know about the metabolic pathways of these drugs and other substances to make appropriate decisions about treatment. Interactions between antipsychotic and antiepileptic drugs are particularly worrisome because they involve both pharmacokinetic and pharmacodynamic mechanisms. Certain antiepileptic drugs can also induce (ie, increase) the hepatic metabolism of certain other drugs. Other drugs may lower the threshold for seizures.
Is the patient’s drug level stable?
We assume that if a drug is taken on a regular schedule at the same dose, its serum concentration will remain relatively stable (at a “steady state”). And in younger adults, antiepileptic drug concentrations vary relatively little over time, by about 20% in compliant patients.7 This was assumed to be true for elderly patients as well.
However, Birnbaum et al8 found that phenytoin levels fluctuated as much as two- to threefold in serial measurements in nursing home residents, even though the dose or formulation had not been changed and the patients were not taking any interfering medication. Yet some of the patients had very stable levels. The authors observed similar variations in levels of carbamazepine (Tegretol) and valproic acid (Depakote).9
The reasons for this variability are not known but may involve age-related changes in the gut.
RESEARCH NEEDED
Epilepsy is increasing in elderly people. Yet little basic or clinical research has been done to clarify the mechanisms or to determine the best treatment in terms of quality of life. Lacking appropriate animal models, basic research has been slow. For example, we do not know if the mechanisms leading to seizures after strokes differ from those leading to seizures in people with Alzheimer disease. Thus, it is not possible to choose an antiepileptic drug on the basis of its mechanism of action.
Many elderly patients who have epilepsy also have conditions that may alter the pharmacokinetic and pharmacodynamic properties of antiepileptic drugs, and data from younger people may be misleading.
Given the magnitude of the problem, we need to make a concerted effort to answer these questions with additional research.10 Meanwhile, the treatment of elderly patients with epilepsy is more of an art than a science.
- Ghosh S, Jehi LE. New-onset epilepsy in the elderly: challenges for the internist. Cleve Clin J Med 2014; 81:490–498.
- Garrard J, Cloyd J, Gross C, et al. Factors associated with antiepileptic drug use among elderly nursing home residents. J Gerontol A Biol Sci Med Sci 2000; 55:M384–M392.
- Garrard J, Harms S, Hardie N, et al. Antiepileptic drug use in nursing home admissions. Ann Neurol 2003; 54:75–85.
- Fisher RS, Leppik I. Debate: when does a seizure imply epilepsy? Epilepsia 2008; 49(suppl 9):7–12.
- Leppik IE. Introduction to the International Geriatric Epilepsy Symposium (IGES). Epilepsy Res 2006; 68(suppl 1):S1–S4.
- Ahn JE, Cloyd JC, Brundage RC, et al. Phenytoin half-life and clearance during maintenance therapy in adults and elderly patients with epilepsy. Neurology 2008; 71:38–43.
- Leppik IE, Cloyd JD, Sawchuk RJ, Pepin SM. Compliance and variability of plasma phenytoin levels in epileptic patients. Ther Drug Mon 1979; 1:475–483.
- Birnbaum A, Hardie NA, Leppik IE, et al. Variability of total phenytoin serum concentrations within elderly nursing home residents. Neurology 2003; 60:555–559.
- Birnbaum AK, Conway JM, Strege MA, Leppik IE. Variability of carbamazepine and valproate concentrations in elderly nursing home residents. Epilepsy Res 2012; 101:22–27.
- Leppik IE, Walczak TS, Birnbaum AK. Challenges of epilepsy in elderly people. Lancet 2012; 380:1128–1130.
As Drs. ghosh and jehi discuss in this issue of the Journal,1 physicians face many challenges when caring for elderly patients who have epileptic seizures.
Owing to the graying of America and higher rates of incidence and prevalence of epilepsy in older patients than in younger ones, the number of patients with epilepsy will climb steeply in the coming years. Among patients in nursing homes, the numbers are much higher (an incidence of up to 16 per 1,000 per year and a prevalence of 60 per 1,000) than in community-dwelling elderly.2,3
DOES THE PATIENT HAVE EPILEPSY?
The first concern is to make the correct diagnosis. Epilepsy is defined as a condition of the central nervous system predisposing to seizures. Younger patients need to have two unprovoked seizures for epilepsy to be diagnosed. However, a recent modification in the definition allows epilepsy to be diagnosed after a single seizure in a person who has a condition of the central nervous system known to significantly increase the risk of additional seizures.4
CONSIDERATIONS IN TREATMENT
When treating any patient, one size does not fit all, and this is especially true with elderly patients, in whom treatment should be based on health status. Many elderly patients with epilepsy have age-related comorbidities, and one would treat epilepsy differently in patients who are otherwise healthy than in those who are frail or have multiple comorbidities.5 Elderly people who live in their own homes have different needs from those who reside in a nursing home.
These patients have social and psychological problems as well as medical ones. For example, the loss of driving privileges can be a major concern with epilepsy patients; it is often emotionally devastating, in addition to greatly limiting independence.
Comorbidities, seizures, and treatment share a complex and tangled relationship. To decide on the appropriate therapy, a physician needs to evaluate the effects that antiepileptic drugs and central nervous system disorders can have on mood, cognition, and neurologic function. In addition, it is imperative to consider the possible pharmacokinetic and pharmacodynamic interactions of antiepileptic drugs with the many drugs used to treat other conditions.
Should treatment be started?
Antiepileptic drugs can cause side effects, and an elderly person who has had a single seizure may never have another one. On the other hand, given that seizures can pose higher risks to the elderly and lead to injuries that can be more devastating than in the young, preventing recurrent seizures may be very appropriate. Lack of studies of this issue means that there is no evidence to support either decision.
Which antiepileptic drug should be used?
Things to consider when selecting an antiepileptic drug include efficacy, tolerability, pharmacokinetic properties, adverse effects, use of other drugs that interact with these drugs, and compliance.
Pharmacokinetics can be affected by age-related changes in the function of the gastrointestinal tract, kidneys, and liver and in protein binding. However, contrary to common perception, hepatic metabolism in healthy elderly people may not change significantly with advancing age. Ahn et al6 gave radiolabeled phenytoin (Dilantin) intravenously to patients with epilepsy and found that its clearance changed only slightly with age.
Antiepileptic drugs can interact with other drugs, herbal remedies, and food. Physicians need to know about the metabolic pathways of these drugs and other substances to make appropriate decisions about treatment. Interactions between antipsychotic and antiepileptic drugs are particularly worrisome because they involve both pharmacokinetic and pharmacodynamic mechanisms. Certain antiepileptic drugs can also induce (ie, increase) the hepatic metabolism of certain other drugs. Other drugs may lower the threshold for seizures.
Is the patient’s drug level stable?
We assume that if a drug is taken on a regular schedule at the same dose, its serum concentration will remain relatively stable (at a “steady state”). And in younger adults, antiepileptic drug concentrations vary relatively little over time, by about 20% in compliant patients.7 This was assumed to be true for elderly patients as well.
However, Birnbaum et al8 found that phenytoin levels fluctuated as much as two- to threefold in serial measurements in nursing home residents, even though the dose or formulation had not been changed and the patients were not taking any interfering medication. Yet some of the patients had very stable levels. The authors observed similar variations in levels of carbamazepine (Tegretol) and valproic acid (Depakote).9
The reasons for this variability are not known but may involve age-related changes in the gut.
RESEARCH NEEDED
Epilepsy is increasing in elderly people. Yet little basic or clinical research has been done to clarify the mechanisms or to determine the best treatment in terms of quality of life. Lacking appropriate animal models, basic research has been slow. For example, we do not know if the mechanisms leading to seizures after strokes differ from those leading to seizures in people with Alzheimer disease. Thus, it is not possible to choose an antiepileptic drug on the basis of its mechanism of action.
Many elderly patients who have epilepsy also have conditions that may alter the pharmacokinetic and pharmacodynamic properties of antiepileptic drugs, and data from younger people may be misleading.
Given the magnitude of the problem, we need to make a concerted effort to answer these questions with additional research.10 Meanwhile, the treatment of elderly patients with epilepsy is more of an art than a science.
As Drs. ghosh and jehi discuss in this issue of the Journal,1 physicians face many challenges when caring for elderly patients who have epileptic seizures.
Owing to the graying of America and higher rates of incidence and prevalence of epilepsy in older patients than in younger ones, the number of patients with epilepsy will climb steeply in the coming years. Among patients in nursing homes, the numbers are much higher (an incidence of up to 16 per 1,000 per year and a prevalence of 60 per 1,000) than in community-dwelling elderly.2,3
DOES THE PATIENT HAVE EPILEPSY?
The first concern is to make the correct diagnosis. Epilepsy is defined as a condition of the central nervous system predisposing to seizures. Younger patients need to have two unprovoked seizures for epilepsy to be diagnosed. However, a recent modification in the definition allows epilepsy to be diagnosed after a single seizure in a person who has a condition of the central nervous system known to significantly increase the risk of additional seizures.4
CONSIDERATIONS IN TREATMENT
When treating any patient, one size does not fit all, and this is especially true with elderly patients, in whom treatment should be based on health status. Many elderly patients with epilepsy have age-related comorbidities, and one would treat epilepsy differently in patients who are otherwise healthy than in those who are frail or have multiple comorbidities.5 Elderly people who live in their own homes have different needs from those who reside in a nursing home.
These patients have social and psychological problems as well as medical ones. For example, the loss of driving privileges can be a major concern with epilepsy patients; it is often emotionally devastating, in addition to greatly limiting independence.
Comorbidities, seizures, and treatment share a complex and tangled relationship. To decide on the appropriate therapy, a physician needs to evaluate the effects that antiepileptic drugs and central nervous system disorders can have on mood, cognition, and neurologic function. In addition, it is imperative to consider the possible pharmacokinetic and pharmacodynamic interactions of antiepileptic drugs with the many drugs used to treat other conditions.
Should treatment be started?
Antiepileptic drugs can cause side effects, and an elderly person who has had a single seizure may never have another one. On the other hand, given that seizures can pose higher risks to the elderly and lead to injuries that can be more devastating than in the young, preventing recurrent seizures may be very appropriate. Lack of studies of this issue means that there is no evidence to support either decision.
Which antiepileptic drug should be used?
Things to consider when selecting an antiepileptic drug include efficacy, tolerability, pharmacokinetic properties, adverse effects, use of other drugs that interact with these drugs, and compliance.
Pharmacokinetics can be affected by age-related changes in the function of the gastrointestinal tract, kidneys, and liver and in protein binding. However, contrary to common perception, hepatic metabolism in healthy elderly people may not change significantly with advancing age. Ahn et al6 gave radiolabeled phenytoin (Dilantin) intravenously to patients with epilepsy and found that its clearance changed only slightly with age.
Antiepileptic drugs can interact with other drugs, herbal remedies, and food. Physicians need to know about the metabolic pathways of these drugs and other substances to make appropriate decisions about treatment. Interactions between antipsychotic and antiepileptic drugs are particularly worrisome because they involve both pharmacokinetic and pharmacodynamic mechanisms. Certain antiepileptic drugs can also induce (ie, increase) the hepatic metabolism of certain other drugs. Other drugs may lower the threshold for seizures.
Is the patient’s drug level stable?
We assume that if a drug is taken on a regular schedule at the same dose, its serum concentration will remain relatively stable (at a “steady state”). And in younger adults, antiepileptic drug concentrations vary relatively little over time, by about 20% in compliant patients.7 This was assumed to be true for elderly patients as well.
However, Birnbaum et al8 found that phenytoin levels fluctuated as much as two- to threefold in serial measurements in nursing home residents, even though the dose or formulation had not been changed and the patients were not taking any interfering medication. Yet some of the patients had very stable levels. The authors observed similar variations in levels of carbamazepine (Tegretol) and valproic acid (Depakote).9
The reasons for this variability are not known but may involve age-related changes in the gut.
RESEARCH NEEDED
Epilepsy is increasing in elderly people. Yet little basic or clinical research has been done to clarify the mechanisms or to determine the best treatment in terms of quality of life. Lacking appropriate animal models, basic research has been slow. For example, we do not know if the mechanisms leading to seizures after strokes differ from those leading to seizures in people with Alzheimer disease. Thus, it is not possible to choose an antiepileptic drug on the basis of its mechanism of action.
Many elderly patients who have epilepsy also have conditions that may alter the pharmacokinetic and pharmacodynamic properties of antiepileptic drugs, and data from younger people may be misleading.
Given the magnitude of the problem, we need to make a concerted effort to answer these questions with additional research.10 Meanwhile, the treatment of elderly patients with epilepsy is more of an art than a science.
- Ghosh S, Jehi LE. New-onset epilepsy in the elderly: challenges for the internist. Cleve Clin J Med 2014; 81:490–498.
- Garrard J, Cloyd J, Gross C, et al. Factors associated with antiepileptic drug use among elderly nursing home residents. J Gerontol A Biol Sci Med Sci 2000; 55:M384–M392.
- Garrard J, Harms S, Hardie N, et al. Antiepileptic drug use in nursing home admissions. Ann Neurol 2003; 54:75–85.
- Fisher RS, Leppik I. Debate: when does a seizure imply epilepsy? Epilepsia 2008; 49(suppl 9):7–12.
- Leppik IE. Introduction to the International Geriatric Epilepsy Symposium (IGES). Epilepsy Res 2006; 68(suppl 1):S1–S4.
- Ahn JE, Cloyd JC, Brundage RC, et al. Phenytoin half-life and clearance during maintenance therapy in adults and elderly patients with epilepsy. Neurology 2008; 71:38–43.
- Leppik IE, Cloyd JD, Sawchuk RJ, Pepin SM. Compliance and variability of plasma phenytoin levels in epileptic patients. Ther Drug Mon 1979; 1:475–483.
- Birnbaum A, Hardie NA, Leppik IE, et al. Variability of total phenytoin serum concentrations within elderly nursing home residents. Neurology 2003; 60:555–559.
- Birnbaum AK, Conway JM, Strege MA, Leppik IE. Variability of carbamazepine and valproate concentrations in elderly nursing home residents. Epilepsy Res 2012; 101:22–27.
- Leppik IE, Walczak TS, Birnbaum AK. Challenges of epilepsy in elderly people. Lancet 2012; 380:1128–1130.
- Ghosh S, Jehi LE. New-onset epilepsy in the elderly: challenges for the internist. Cleve Clin J Med 2014; 81:490–498.
- Garrard J, Cloyd J, Gross C, et al. Factors associated with antiepileptic drug use among elderly nursing home residents. J Gerontol A Biol Sci Med Sci 2000; 55:M384–M392.
- Garrard J, Harms S, Hardie N, et al. Antiepileptic drug use in nursing home admissions. Ann Neurol 2003; 54:75–85.
- Fisher RS, Leppik I. Debate: when does a seizure imply epilepsy? Epilepsia 2008; 49(suppl 9):7–12.
- Leppik IE. Introduction to the International Geriatric Epilepsy Symposium (IGES). Epilepsy Res 2006; 68(suppl 1):S1–S4.
- Ahn JE, Cloyd JC, Brundage RC, et al. Phenytoin half-life and clearance during maintenance therapy in adults and elderly patients with epilepsy. Neurology 2008; 71:38–43.
- Leppik IE, Cloyd JD, Sawchuk RJ, Pepin SM. Compliance and variability of plasma phenytoin levels in epileptic patients. Ther Drug Mon 1979; 1:475–483.
- Birnbaum A, Hardie NA, Leppik IE, et al. Variability of total phenytoin serum concentrations within elderly nursing home residents. Neurology 2003; 60:555–559.
- Birnbaum AK, Conway JM, Strege MA, Leppik IE. Variability of carbamazepine and valproate concentrations in elderly nursing home residents. Epilepsy Res 2012; 101:22–27.
- Leppik IE, Walczak TS, Birnbaum AK. Challenges of epilepsy in elderly people. Lancet 2012; 380:1128–1130.
A 78-year-old smoker with an incidental pulmonary mass
When a 78-year-old man underwent magnetic resonance imaging of the lumbar spine because of back pain, the scan revealed a mass in the right lung. He had no respiratory symptoms but had a 40-pack-year smoking history. Physical examination and routine blood tests were unremarkable.
Radiography (Figure 1) showed a large rounded opacity in the right lower lobe. The patient’s age, smoking history, and imaging findings raised concern for lung cancer, so computed tomography (CT) was performed (Figure 2).
DIAGNOSIS: PULMONARY HAMARTOMA
The findings of a well-circumscribed solitary pulmonary nodule or mass containing areas of fat, either as focal islands or more generally distributed, and chondroid “popcorn” calcification are virtually pathognomonic for pulmonary hamartoma.1,2 Unfortunately, although this pattern of calcification is strongly diagnostic, it is present in only a minority of cases of hamartoma.
Pulmonary hamartoma is the most common benign tumor of the lung, accounting for approximately 75% of benign neoplasms and 6% to 8% of all focal lung parenchymal masses.3
Like hamartoma elsewhere in the body, pulmonary hamartoma consists of disorganized overgrowth and aberrant arrangement of normal tissues, including cartilage (which may calcify), smooth muscle, epithelium, and fibrostroma. Pulmonary hamartoma is twice as common in men as in women, and it has a peak incidence in the seventh decade of life.4
Although size ranged from 0.2 to 6 cm in a large case series,4 hamartomas are usually less than 2.5 cm in diameter. As noted in Figure 1, our patient’s lesion was 5 cm.
Pulmonary hamartomas grow slowly and are often asymptomatic, although up to 39% of patients may have symptoms such as cough, dyspnea, and chest tightness.5 The nonspecific nature of these symptoms makes it difficult to be certain that they are caused by the hamartoma; in many cases, they are likely to be coincidental. Lesions tend to occur in the periphery of the lobe and do not favor a particular lobe. Endobronchial lesions can occur but are uncommon.
The internal heterogeneous elements are difficult to see on radiography; CT is usually required to further characterize the lesion and to exclude more sinister differential diagnoses. In some cases the characteristic features of fat and calcification are absent, making a certain diagnosis difficult or impossible radiologically; in such cases, biopsy or resection may be required.
Hamartomas usually do not take up fluorodeoxyglucose avidly on positron-emission tomography CT. However, nuclear medicine studies such as this are superfluous if the classic features are present on CT.
FOLLOW-UP AND TREATMENT
Given the benign nature, slow growth, and usually incidental detection of pulmonary hamartoma in patients without symptoms, no follow-up imaging or treatment is usually required. In the few cases in which symptoms are attributable to the lesion, the lesion can be resected.5 Resection is also an option when the patient is very anxious about the mass, or when imaging studies do not provide a clear diagnosis and tissue needs to be obtained for study.
Because patients often present to different institutions during their lifetime, it is important to counsel them about the natural history of pulmonary hamartomas. Giving them a copy of their imaging may help avoid unnecessary repetition.
- Erasmus JJ, Connolly JE, McAdams HP, Roggli VL. Solitary pulmonary nodules: Part I. Morphologic evaluation for differentiation of benign and malignant lesions. Radiographics 2000; 20:43–58.
- Khan AN, Al-Jahdali HH, Allen CM, Irion KL, Al Ghanem S, Koteyar SS. The calcified lung nodule: what does it mean? Ann Thorac Med 2010; 5:67–79.
- Siegelman SS, Khouri NF, Scott WW, et al. Pulmonary hamartoma: CT findings. Radiology 1986; 160:313–317.
- Gjevre JA, Myers JL, Prakash UB. Pulmonary hamartomas. Mayo Clin Proc 1996; 71:14–20.
- Hansen CP, Holtveg H, Francis D, Rasch L, Bertelsen S. Pulmonary hamartoma. J Thorac Cardiovasc Surg 1992; 104:674–678.
When a 78-year-old man underwent magnetic resonance imaging of the lumbar spine because of back pain, the scan revealed a mass in the right lung. He had no respiratory symptoms but had a 40-pack-year smoking history. Physical examination and routine blood tests were unremarkable.
Radiography (Figure 1) showed a large rounded opacity in the right lower lobe. The patient’s age, smoking history, and imaging findings raised concern for lung cancer, so computed tomography (CT) was performed (Figure 2).
DIAGNOSIS: PULMONARY HAMARTOMA
The findings of a well-circumscribed solitary pulmonary nodule or mass containing areas of fat, either as focal islands or more generally distributed, and chondroid “popcorn” calcification are virtually pathognomonic for pulmonary hamartoma.1,2 Unfortunately, although this pattern of calcification is strongly diagnostic, it is present in only a minority of cases of hamartoma.
Pulmonary hamartoma is the most common benign tumor of the lung, accounting for approximately 75% of benign neoplasms and 6% to 8% of all focal lung parenchymal masses.3
Like hamartoma elsewhere in the body, pulmonary hamartoma consists of disorganized overgrowth and aberrant arrangement of normal tissues, including cartilage (which may calcify), smooth muscle, epithelium, and fibrostroma. Pulmonary hamartoma is twice as common in men as in women, and it has a peak incidence in the seventh decade of life.4
Although size ranged from 0.2 to 6 cm in a large case series,4 hamartomas are usually less than 2.5 cm in diameter. As noted in Figure 1, our patient’s lesion was 5 cm.
Pulmonary hamartomas grow slowly and are often asymptomatic, although up to 39% of patients may have symptoms such as cough, dyspnea, and chest tightness.5 The nonspecific nature of these symptoms makes it difficult to be certain that they are caused by the hamartoma; in many cases, they are likely to be coincidental. Lesions tend to occur in the periphery of the lobe and do not favor a particular lobe. Endobronchial lesions can occur but are uncommon.
The internal heterogeneous elements are difficult to see on radiography; CT is usually required to further characterize the lesion and to exclude more sinister differential diagnoses. In some cases the characteristic features of fat and calcification are absent, making a certain diagnosis difficult or impossible radiologically; in such cases, biopsy or resection may be required.
Hamartomas usually do not take up fluorodeoxyglucose avidly on positron-emission tomography CT. However, nuclear medicine studies such as this are superfluous if the classic features are present on CT.
FOLLOW-UP AND TREATMENT
Given the benign nature, slow growth, and usually incidental detection of pulmonary hamartoma in patients without symptoms, no follow-up imaging or treatment is usually required. In the few cases in which symptoms are attributable to the lesion, the lesion can be resected.5 Resection is also an option when the patient is very anxious about the mass, or when imaging studies do not provide a clear diagnosis and tissue needs to be obtained for study.
Because patients often present to different institutions during their lifetime, it is important to counsel them about the natural history of pulmonary hamartomas. Giving them a copy of their imaging may help avoid unnecessary repetition.
When a 78-year-old man underwent magnetic resonance imaging of the lumbar spine because of back pain, the scan revealed a mass in the right lung. He had no respiratory symptoms but had a 40-pack-year smoking history. Physical examination and routine blood tests were unremarkable.
Radiography (Figure 1) showed a large rounded opacity in the right lower lobe. The patient’s age, smoking history, and imaging findings raised concern for lung cancer, so computed tomography (CT) was performed (Figure 2).
DIAGNOSIS: PULMONARY HAMARTOMA
The findings of a well-circumscribed solitary pulmonary nodule or mass containing areas of fat, either as focal islands or more generally distributed, and chondroid “popcorn” calcification are virtually pathognomonic for pulmonary hamartoma.1,2 Unfortunately, although this pattern of calcification is strongly diagnostic, it is present in only a minority of cases of hamartoma.
Pulmonary hamartoma is the most common benign tumor of the lung, accounting for approximately 75% of benign neoplasms and 6% to 8% of all focal lung parenchymal masses.3
Like hamartoma elsewhere in the body, pulmonary hamartoma consists of disorganized overgrowth and aberrant arrangement of normal tissues, including cartilage (which may calcify), smooth muscle, epithelium, and fibrostroma. Pulmonary hamartoma is twice as common in men as in women, and it has a peak incidence in the seventh decade of life.4
Although size ranged from 0.2 to 6 cm in a large case series,4 hamartomas are usually less than 2.5 cm in diameter. As noted in Figure 1, our patient’s lesion was 5 cm.
Pulmonary hamartomas grow slowly and are often asymptomatic, although up to 39% of patients may have symptoms such as cough, dyspnea, and chest tightness.5 The nonspecific nature of these symptoms makes it difficult to be certain that they are caused by the hamartoma; in many cases, they are likely to be coincidental. Lesions tend to occur in the periphery of the lobe and do not favor a particular lobe. Endobronchial lesions can occur but are uncommon.
The internal heterogeneous elements are difficult to see on radiography; CT is usually required to further characterize the lesion and to exclude more sinister differential diagnoses. In some cases the characteristic features of fat and calcification are absent, making a certain diagnosis difficult or impossible radiologically; in such cases, biopsy or resection may be required.
Hamartomas usually do not take up fluorodeoxyglucose avidly on positron-emission tomography CT. However, nuclear medicine studies such as this are superfluous if the classic features are present on CT.
FOLLOW-UP AND TREATMENT
Given the benign nature, slow growth, and usually incidental detection of pulmonary hamartoma in patients without symptoms, no follow-up imaging or treatment is usually required. In the few cases in which symptoms are attributable to the lesion, the lesion can be resected.5 Resection is also an option when the patient is very anxious about the mass, or when imaging studies do not provide a clear diagnosis and tissue needs to be obtained for study.
Because patients often present to different institutions during their lifetime, it is important to counsel them about the natural history of pulmonary hamartomas. Giving them a copy of their imaging may help avoid unnecessary repetition.
- Erasmus JJ, Connolly JE, McAdams HP, Roggli VL. Solitary pulmonary nodules: Part I. Morphologic evaluation for differentiation of benign and malignant lesions. Radiographics 2000; 20:43–58.
- Khan AN, Al-Jahdali HH, Allen CM, Irion KL, Al Ghanem S, Koteyar SS. The calcified lung nodule: what does it mean? Ann Thorac Med 2010; 5:67–79.
- Siegelman SS, Khouri NF, Scott WW, et al. Pulmonary hamartoma: CT findings. Radiology 1986; 160:313–317.
- Gjevre JA, Myers JL, Prakash UB. Pulmonary hamartomas. Mayo Clin Proc 1996; 71:14–20.
- Hansen CP, Holtveg H, Francis D, Rasch L, Bertelsen S. Pulmonary hamartoma. J Thorac Cardiovasc Surg 1992; 104:674–678.
- Erasmus JJ, Connolly JE, McAdams HP, Roggli VL. Solitary pulmonary nodules: Part I. Morphologic evaluation for differentiation of benign and malignant lesions. Radiographics 2000; 20:43–58.
- Khan AN, Al-Jahdali HH, Allen CM, Irion KL, Al Ghanem S, Koteyar SS. The calcified lung nodule: what does it mean? Ann Thorac Med 2010; 5:67–79.
- Siegelman SS, Khouri NF, Scott WW, et al. Pulmonary hamartoma: CT findings. Radiology 1986; 160:313–317.
- Gjevre JA, Myers JL, Prakash UB. Pulmonary hamartomas. Mayo Clin Proc 1996; 71:14–20.
- Hansen CP, Holtveg H, Francis D, Rasch L, Bertelsen S. Pulmonary hamartoma. J Thorac Cardiovasc Surg 1992; 104:674–678.
Alveolar proteinosis: A slow drowning in mud
A 30-year-old man presented with progressive dyspnea and dry cough, which had developed over the last 6 months. His oxygen saturation was 88% on room air, and he had diffuse bilateral crackles on auscultation. Imaging showed a mixture of diffuse airspace and interstitial abnormalities (Figure 1).

He underwent bronchoscopy. The bronchoalveolar lavage fluid had a turbid appearance that gradually cleared with successive aliquots. Transbronchial biopsy studies confirmed the diagnosis of pulmonary alveolar proteinosis (Figure 2). Sequential whole-lung lavage recovered significant amounts of thick, proteinaceous effluent that slowly cleared. After the procedure, the patient’s symptoms, oxygen saturation, and chest radiographic appearance (Figure 3) improved markedly, with no recurrence at 1 year of follow-up.


ALVEOLAR PROTEINOSIS
Pulmonary alveolar proteinosis is a rare disease characterized by the accumulation of lipoproteinaceous material in the alveolar space secondary to alveolar macrophage dysfunction. The condition can be congenital, secondary, or acquired. Patients typically present with progressive exertional dyspnea, nonproductive cough, variable restrictive ventilatory defects, and diffusion limitation on pulmonary function testing.
Plain chest radiographs usually resemble those seen in pulmonary edema but without features of heart failure, ie, cardiomegaly, Kerley B lines, and effusion.
A “crazy-paving” pattern on computed tomography—a combination of geographic ground-glass appearance and interseptal thickening—suggests alveolar proteinosis, but is not specific for it. Other differential diagnoses for the crazy-paving pattern include Pneumocystis jirovecii infection, invasive mucinous adenocarcinoma, cardiogenic pulmonary edema, alveolar hemorrhage, sarcoidosis, cryptogenic organizing pneumonia, exogenous lipoid pneumonia, drug-induced lung disease, acute radiation pneumonitis, and nonspecific interstitial pneumonia.1
Laboratory testing is not very helpful in the diagnosis, although the serum lactate dehydrogenase level may be mildly elevated. Circulating antibodies to granulocyte macrophage colony-stimulating factor may support the diagnosis, but they are only present in the acquired form. Communication with a research laboratory is usually needed to test for these antibodies.
The bronchoalveolar lavage fluid typically has an opaque, milky, or muddy appearance. The diagnosis is confirmed by demonstration of alveolar filling with material that is periodic acid-Schiff-positive and that is amorphous, eosinophilic, and granular.
Whole-lung lavage2 is the physical removal of surfactant by repeated flooding of the lungs with warmed saline, done under general anesthesia with single-lung ventilation. It remains the standard of care and is indicated in patients with the confirmed diagnosis and one of the following: severe dyspnea, resting hypoxemia (Pao2 < 60 mm Hg at sea level), alveolar-arterial gradient > 40 mm Hg, or a shunt fraction of more than 10%. Successful bronchoscopic lavage has also been reported.3
Other treatments include granulocyte-macrophage colony-stimulating factor, rituximab (Rituxan, an anti-CD20 monoclonal antibody), plasmapheresis, and lung transplantation. Systemic corticosteroids are usually ineffective unless indicated for secondary types of alveolar proteinosis.
Inhalation rather than subcutaneous administration of granulocyte-macrophage colony-stimulating factor seems preferred as it ensures a high concentration in the target organ, avoids systemic complications (injection-site edema, erythema, neutropenia, malaise, and shortness of breath) and achieves lower levels of autoantibodies in bronchoalveolar lavage fluid, which correlates with disease activity.
Data are sparse as to the recurrence of autoimmune pulmonary alveolar proteinosis after whole-lung lavage, yet about 40% of patients require a repeat procedure within 18 months. Recurrence has also been reported after double-lung transplantation.4
Adjuvant therapy with rituximab or, to a lesser extent, with inhaled granulocyte-macrophage colony-stimulating factor has recently been shown to diminish the need for repeated lavage.5 These treatments can also be used when whole-lung lavage cannot be performed or proves to be ineffective.5
Acknowledgment: I would like to thank Dr. Kamelia Velikova for providing the pathology image.
- Rossi SE, Erasmus JJ, Volpacchio M, Franquet T, Castiglioni T, McAdams HP. ‘Crazy-paving’ pattern at thin-section CT of the lungs: radiologic-pathologic overview. Radiographics 2003; 23:1509–1519.
- Michaud G, Reddy C, Ernst A. Whole-lung lavage for pulmonary alveolar proteinosis. Chest 2009; 136:1678–1681.
- Cheng SL, Chang HT, Lau HP, Lee LN, Yang PC. Pulmonary alveolar proteinosis: treatment by bronchofiberscopic lobar lavage. Chest 2002; 122:1480–1485.
- Parker LA, Novotny DB. Recurrent alveolar proteinosis following double lung transplantation. Chest 1997; 111:1457–1458.
- Leth S, Bendstrup E, Vestergaard H, Hilberg O. Autoimmune pulmonary alveolar proteinosis: treatment options in year 2013. Respirology 2013; 18:82–91.
SUGGESTED READING
Borie R, Danel C, Debray MP, et al. Pulmonary alveolar proteinosis.Eur Respir Rev 2011; 20:98–107.
Carey B, Trapnell BC. The molecular basis of pulmonary alveolarproteinosis. Clin Immunol 2010; 135:223–235.
Ioachimescu OC, Kavuru MS. Pulmonary alveolar proteinosis.Chron Respir Dis 2006; 3:149–159.
Luisetti M, Kadija Z, Mariani F, Rodi G, Campo I, Trapnell BC.Therapy options in pulmonary alveolar proteinosis. TherAdv Respir Dis 2010; 4:239–248.
A 30-year-old man presented with progressive dyspnea and dry cough, which had developed over the last 6 months. His oxygen saturation was 88% on room air, and he had diffuse bilateral crackles on auscultation. Imaging showed a mixture of diffuse airspace and interstitial abnormalities (Figure 1).

He underwent bronchoscopy. The bronchoalveolar lavage fluid had a turbid appearance that gradually cleared with successive aliquots. Transbronchial biopsy studies confirmed the diagnosis of pulmonary alveolar proteinosis (Figure 2). Sequential whole-lung lavage recovered significant amounts of thick, proteinaceous effluent that slowly cleared. After the procedure, the patient’s symptoms, oxygen saturation, and chest radiographic appearance (Figure 3) improved markedly, with no recurrence at 1 year of follow-up.


ALVEOLAR PROTEINOSIS
Pulmonary alveolar proteinosis is a rare disease characterized by the accumulation of lipoproteinaceous material in the alveolar space secondary to alveolar macrophage dysfunction. The condition can be congenital, secondary, or acquired. Patients typically present with progressive exertional dyspnea, nonproductive cough, variable restrictive ventilatory defects, and diffusion limitation on pulmonary function testing.
Plain chest radiographs usually resemble those seen in pulmonary edema but without features of heart failure, ie, cardiomegaly, Kerley B lines, and effusion.
A “crazy-paving” pattern on computed tomography—a combination of geographic ground-glass appearance and interseptal thickening—suggests alveolar proteinosis, but is not specific for it. Other differential diagnoses for the crazy-paving pattern include Pneumocystis jirovecii infection, invasive mucinous adenocarcinoma, cardiogenic pulmonary edema, alveolar hemorrhage, sarcoidosis, cryptogenic organizing pneumonia, exogenous lipoid pneumonia, drug-induced lung disease, acute radiation pneumonitis, and nonspecific interstitial pneumonia.1
Laboratory testing is not very helpful in the diagnosis, although the serum lactate dehydrogenase level may be mildly elevated. Circulating antibodies to granulocyte macrophage colony-stimulating factor may support the diagnosis, but they are only present in the acquired form. Communication with a research laboratory is usually needed to test for these antibodies.
The bronchoalveolar lavage fluid typically has an opaque, milky, or muddy appearance. The diagnosis is confirmed by demonstration of alveolar filling with material that is periodic acid-Schiff-positive and that is amorphous, eosinophilic, and granular.
Whole-lung lavage2 is the physical removal of surfactant by repeated flooding of the lungs with warmed saline, done under general anesthesia with single-lung ventilation. It remains the standard of care and is indicated in patients with the confirmed diagnosis and one of the following: severe dyspnea, resting hypoxemia (Pao2 < 60 mm Hg at sea level), alveolar-arterial gradient > 40 mm Hg, or a shunt fraction of more than 10%. Successful bronchoscopic lavage has also been reported.3
Other treatments include granulocyte-macrophage colony-stimulating factor, rituximab (Rituxan, an anti-CD20 monoclonal antibody), plasmapheresis, and lung transplantation. Systemic corticosteroids are usually ineffective unless indicated for secondary types of alveolar proteinosis.
Inhalation rather than subcutaneous administration of granulocyte-macrophage colony-stimulating factor seems preferred as it ensures a high concentration in the target organ, avoids systemic complications (injection-site edema, erythema, neutropenia, malaise, and shortness of breath) and achieves lower levels of autoantibodies in bronchoalveolar lavage fluid, which correlates with disease activity.
Data are sparse as to the recurrence of autoimmune pulmonary alveolar proteinosis after whole-lung lavage, yet about 40% of patients require a repeat procedure within 18 months. Recurrence has also been reported after double-lung transplantation.4
Adjuvant therapy with rituximab or, to a lesser extent, with inhaled granulocyte-macrophage colony-stimulating factor has recently been shown to diminish the need for repeated lavage.5 These treatments can also be used when whole-lung lavage cannot be performed or proves to be ineffective.5
Acknowledgment: I would like to thank Dr. Kamelia Velikova for providing the pathology image.
A 30-year-old man presented with progressive dyspnea and dry cough, which had developed over the last 6 months. His oxygen saturation was 88% on room air, and he had diffuse bilateral crackles on auscultation. Imaging showed a mixture of diffuse airspace and interstitial abnormalities (Figure 1).

He underwent bronchoscopy. The bronchoalveolar lavage fluid had a turbid appearance that gradually cleared with successive aliquots. Transbronchial biopsy studies confirmed the diagnosis of pulmonary alveolar proteinosis (Figure 2). Sequential whole-lung lavage recovered significant amounts of thick, proteinaceous effluent that slowly cleared. After the procedure, the patient’s symptoms, oxygen saturation, and chest radiographic appearance (Figure 3) improved markedly, with no recurrence at 1 year of follow-up.


ALVEOLAR PROTEINOSIS
Pulmonary alveolar proteinosis is a rare disease characterized by the accumulation of lipoproteinaceous material in the alveolar space secondary to alveolar macrophage dysfunction. The condition can be congenital, secondary, or acquired. Patients typically present with progressive exertional dyspnea, nonproductive cough, variable restrictive ventilatory defects, and diffusion limitation on pulmonary function testing.
Plain chest radiographs usually resemble those seen in pulmonary edema but without features of heart failure, ie, cardiomegaly, Kerley B lines, and effusion.
A “crazy-paving” pattern on computed tomography—a combination of geographic ground-glass appearance and interseptal thickening—suggests alveolar proteinosis, but is not specific for it. Other differential diagnoses for the crazy-paving pattern include Pneumocystis jirovecii infection, invasive mucinous adenocarcinoma, cardiogenic pulmonary edema, alveolar hemorrhage, sarcoidosis, cryptogenic organizing pneumonia, exogenous lipoid pneumonia, drug-induced lung disease, acute radiation pneumonitis, and nonspecific interstitial pneumonia.1
Laboratory testing is not very helpful in the diagnosis, although the serum lactate dehydrogenase level may be mildly elevated. Circulating antibodies to granulocyte macrophage colony-stimulating factor may support the diagnosis, but they are only present in the acquired form. Communication with a research laboratory is usually needed to test for these antibodies.
The bronchoalveolar lavage fluid typically has an opaque, milky, or muddy appearance. The diagnosis is confirmed by demonstration of alveolar filling with material that is periodic acid-Schiff-positive and that is amorphous, eosinophilic, and granular.
Whole-lung lavage2 is the physical removal of surfactant by repeated flooding of the lungs with warmed saline, done under general anesthesia with single-lung ventilation. It remains the standard of care and is indicated in patients with the confirmed diagnosis and one of the following: severe dyspnea, resting hypoxemia (Pao2 < 60 mm Hg at sea level), alveolar-arterial gradient > 40 mm Hg, or a shunt fraction of more than 10%. Successful bronchoscopic lavage has also been reported.3
Other treatments include granulocyte-macrophage colony-stimulating factor, rituximab (Rituxan, an anti-CD20 monoclonal antibody), plasmapheresis, and lung transplantation. Systemic corticosteroids are usually ineffective unless indicated for secondary types of alveolar proteinosis.
Inhalation rather than subcutaneous administration of granulocyte-macrophage colony-stimulating factor seems preferred as it ensures a high concentration in the target organ, avoids systemic complications (injection-site edema, erythema, neutropenia, malaise, and shortness of breath) and achieves lower levels of autoantibodies in bronchoalveolar lavage fluid, which correlates with disease activity.
Data are sparse as to the recurrence of autoimmune pulmonary alveolar proteinosis after whole-lung lavage, yet about 40% of patients require a repeat procedure within 18 months. Recurrence has also been reported after double-lung transplantation.4
Adjuvant therapy with rituximab or, to a lesser extent, with inhaled granulocyte-macrophage colony-stimulating factor has recently been shown to diminish the need for repeated lavage.5 These treatments can also be used when whole-lung lavage cannot be performed or proves to be ineffective.5
Acknowledgment: I would like to thank Dr. Kamelia Velikova for providing the pathology image.
- Rossi SE, Erasmus JJ, Volpacchio M, Franquet T, Castiglioni T, McAdams HP. ‘Crazy-paving’ pattern at thin-section CT of the lungs: radiologic-pathologic overview. Radiographics 2003; 23:1509–1519.
- Michaud G, Reddy C, Ernst A. Whole-lung lavage for pulmonary alveolar proteinosis. Chest 2009; 136:1678–1681.
- Cheng SL, Chang HT, Lau HP, Lee LN, Yang PC. Pulmonary alveolar proteinosis: treatment by bronchofiberscopic lobar lavage. Chest 2002; 122:1480–1485.
- Parker LA, Novotny DB. Recurrent alveolar proteinosis following double lung transplantation. Chest 1997; 111:1457–1458.
- Leth S, Bendstrup E, Vestergaard H, Hilberg O. Autoimmune pulmonary alveolar proteinosis: treatment options in year 2013. Respirology 2013; 18:82–91.
SUGGESTED READING
Borie R, Danel C, Debray MP, et al. Pulmonary alveolar proteinosis.Eur Respir Rev 2011; 20:98–107.
Carey B, Trapnell BC. The molecular basis of pulmonary alveolarproteinosis. Clin Immunol 2010; 135:223–235.
Ioachimescu OC, Kavuru MS. Pulmonary alveolar proteinosis.Chron Respir Dis 2006; 3:149–159.
Luisetti M, Kadija Z, Mariani F, Rodi G, Campo I, Trapnell BC.Therapy options in pulmonary alveolar proteinosis. TherAdv Respir Dis 2010; 4:239–248.
- Rossi SE, Erasmus JJ, Volpacchio M, Franquet T, Castiglioni T, McAdams HP. ‘Crazy-paving’ pattern at thin-section CT of the lungs: radiologic-pathologic overview. Radiographics 2003; 23:1509–1519.
- Michaud G, Reddy C, Ernst A. Whole-lung lavage for pulmonary alveolar proteinosis. Chest 2009; 136:1678–1681.
- Cheng SL, Chang HT, Lau HP, Lee LN, Yang PC. Pulmonary alveolar proteinosis: treatment by bronchofiberscopic lobar lavage. Chest 2002; 122:1480–1485.
- Parker LA, Novotny DB. Recurrent alveolar proteinosis following double lung transplantation. Chest 1997; 111:1457–1458.
- Leth S, Bendstrup E, Vestergaard H, Hilberg O. Autoimmune pulmonary alveolar proteinosis: treatment options in year 2013. Respirology 2013; 18:82–91.
SUGGESTED READING
Borie R, Danel C, Debray MP, et al. Pulmonary alveolar proteinosis.Eur Respir Rev 2011; 20:98–107.
Carey B, Trapnell BC. The molecular basis of pulmonary alveolarproteinosis. Clin Immunol 2010; 135:223–235.
Ioachimescu OC, Kavuru MS. Pulmonary alveolar proteinosis.Chron Respir Dis 2006; 3:149–159.
Luisetti M, Kadija Z, Mariani F, Rodi G, Campo I, Trapnell BC.Therapy options in pulmonary alveolar proteinosis. TherAdv Respir Dis 2010; 4:239–248.
Do imaging studies have value in a patient with acute, nonspecific low back pain?
A 38-year-old man is evaluated in an urgent care center for back pain. He is a high school mathematics teacher who reports the insidious onset of low back pain 3 weeks ago. Over the last week the pain has become constant, is worsened by movement, and does not respond to naproxen. He has no history of trauma, malignancy, fever, weight loss, or bladder or bowel symptoms. He does not use intravenous drugs. On examination, he appears uncomfortable and stiff, protecting his back against motion. He has intact sensation, strength, and reflexes. The straight-leg-raising maneuver reproduces his lower back pain but does not cause radicular pain. Should I now order an imaging study such as spinal radiography, computed tomography, or magnetic resonance imaging to direct therapy?
IMAGING STUDIES ARE UNLIKELY TO HELP
This man with acute, nonspecific low back pain does not need spinal imaging. Imaging—ie, spine radiography, computed tomography, or magnetic resonance imaging—is unlikely to be helpful in a patient with nonspecific low back pain and may expose him unnecessarily to radiation and the anxiety of findings that are clinically insignificant.
Imaging studies are often ordered inappropriately as part of the evaluation of back pain in patients such as this. In 2008, the total national cost of treating spine (neck and back) problems was estimated to be $86 billion, representing 9% of total health care costs, which is close to the estimated $89 billion per year spent on cancer care.1
Spine imaging should be considered only in patients who have a “red flag” such as advanced age, history of trauma, history of cancer, and prolonged corticosteroid use, all of which have been associated with an increased probability (from 9% to 33%) of either spinal fracture or malignancy.2 Other red flags include duration longer than 6 weeks, fever, weight loss, and progressive neurologic findings on examination. This patient has none of these.
GUIDELINES AND CHOOSING WISELY
High-quality guidelines from different groups recommend against spine imaging in patients with low back pain.3–6 These guidelines vary slightly in their patient populations and definitions of uncomplicated low back pain.
The American College of Radiology4 and the American College of Occupational and Environmental Medicine6 recommend against imaging for patients with both nonspecific and radicular low back pain in the first 6 weeks as long as no red flags are present.
The National Institute for Health and Clinical Excellence3 and, jointly, the American College of Physicians and American Pain Society (ACP/APS)5 recommend against imaging for patients with nonspecific low back pain in both the acute and chronic settings. Nonspecific low back pain is defined as pain without signs of a serious underlying condition (eg, cancer, infection, cauda equina syndrome), spinal stenosis or radiculopathy, or another specific spinal cause (eg, vertebral compression fracture, ankylosing spondylitis).
In addition, imaging in patients with nonspecific low back pain is one of the top five practices that should be questioned by physicians and patients, according to the American Board of Internal Medicine Foundation in its Choosing Wisely campaign (www.choosingwisely.org).
HARMS ASSOCIATED WITH SPINE IMAGING
Several guidelines cite radiation exposure as a potential harmful consequence of spinal imaging by plain radiography and computed tomography. The American College of Radiology guideline4 estimates that the radiation exposure of plain lumbar radiography or lumbar computed tomography ranges between 1 and 10 mSv (3 mSv is the annual amount of ambient radiation in the United States), placing both studies in the medium-range category for relative radiation exposure. The ACP/APS guideline5 states that radiation exposure from imaging is a reason to dissuade clinicians from routine use.
Although lumbar magnetic resonance imaging does not carry the risk of radiation exposure, it may result in harm by detecting clinically insignificant abnormalities in more than 30% of patients.7 These incidental findings increase with age and may lead to additional and possibly unnecessary testing and invasive treatments. The American College of Occupational and Environmental Medicine guideline6 also cites the high prevalence of abnormal findings on plain radiography, magnetic resonance imaging, and other diagnostic tests that are unrelated to symptoms.
CLINICAL BOTTOM LINE
On the basis of current data, the patient described at the beginning of this article should not undergo spine imaging; the results are unlikely to affect his medical management and improve his clinical outcome, and imaging carries a small risk of harm.
A practical approach would be to treat his pain with simple analgesia (a different nonsteroidal anti-inflammatory drug or acetaminophen), address his functional challenges, and reassure him that his chance of having a serious underlying cause of back pain is low (< 1%). He should be told to expect significant improvement in his symptoms within 30 days, be encouraged to stay active, and should be offered patient-focused self-help resources.
The recommendation to conservatively manage patients at low risk without imaging is consistent among all four guidelines. Imaging can be considered for a small subset of patients at high risk with red-flag indications. Potential harms associated with routine imaging of all patients with low back pain include radiation exposure and the high rate of clinically insignificant abnormalities that may lead to unnecessary and invasive interventions that increase expense, patient risk, and anxiety without improving outcomes.
- Martin BI, Deyo RA, Mirza SK, et al. Expenditures and health status among adults with back and neck problems. JAMA 2008; 299:656–664. Erratum in: JAMA 2008; 299:2630.
- Downie A, Williams CM, Henschke N, et al. Red flags to screen for malignancy and fracture in patients with low back pain: systematic review. BMJ 2013; 347:f7095.
- National Collaborating Centre for Primary Care. Low back pain. Early management of persistent nonspecific low back pain. London (UK): National Institute for Health and Clinical Excellence (NICE); 2009 May.25p. (Clinical guideline; no. 88) http://guidelines.gov/content.aspx?id=14699&search=low+back+pain. http://guidance.nice.org.uk/CG88. Accessed May 23, 2014
- Davis PC, Wippold FJ, Cornelius RS, et al; Expert Panel on Neurologic Imaging. ACR appropriateness criteria® low back pain. Reston, VA: American College of Radiology (ACR); 2011. www.guideline.gov/content.aspx?id=35145. Accessed May 23, 2014.
- Chou R, Qaseem A, Snow V, et al; Clinical Efficacy Assessment Subcommittee of the American College of Physicians; American College of Physicians; American Pain Society Low Back Pain Guidelines Panel. Diagnosis and treatment of low back pain: a joint clinical practice guideline from the American College of Physicians and the American Pain Society. Ann Intern Med 2007; 147:478–491. Erratum in: Ann Intern Med 2008; 148:247–248.
- Low back disorders. In:Hegmann KT, editor. Occupational Medicine Practice Guidelines. Evaluation and Management of Common Health Problems and Functional Recovery in Workers. 3rd ed. Elk Grove Village, IL: American College of Occupational and Environmental Medicine (ACOEM); 2011:333–796. www.guideline.gov/content.aspx?id=38438. Accessed May 23, 2014.
- Boden SD, Davis DO, Dina TS, Patronas NJ, Wiesel SW. Abnormal magnetic-resonance scans of the lumbar spine in asymptomatic subjects. A prospective investigation. J Bone Joint Surg Am 1990; 72:403–408.
A 38-year-old man is evaluated in an urgent care center for back pain. He is a high school mathematics teacher who reports the insidious onset of low back pain 3 weeks ago. Over the last week the pain has become constant, is worsened by movement, and does not respond to naproxen. He has no history of trauma, malignancy, fever, weight loss, or bladder or bowel symptoms. He does not use intravenous drugs. On examination, he appears uncomfortable and stiff, protecting his back against motion. He has intact sensation, strength, and reflexes. The straight-leg-raising maneuver reproduces his lower back pain but does not cause radicular pain. Should I now order an imaging study such as spinal radiography, computed tomography, or magnetic resonance imaging to direct therapy?
IMAGING STUDIES ARE UNLIKELY TO HELP
This man with acute, nonspecific low back pain does not need spinal imaging. Imaging—ie, spine radiography, computed tomography, or magnetic resonance imaging—is unlikely to be helpful in a patient with nonspecific low back pain and may expose him unnecessarily to radiation and the anxiety of findings that are clinically insignificant.
Imaging studies are often ordered inappropriately as part of the evaluation of back pain in patients such as this. In 2008, the total national cost of treating spine (neck and back) problems was estimated to be $86 billion, representing 9% of total health care costs, which is close to the estimated $89 billion per year spent on cancer care.1
Spine imaging should be considered only in patients who have a “red flag” such as advanced age, history of trauma, history of cancer, and prolonged corticosteroid use, all of which have been associated with an increased probability (from 9% to 33%) of either spinal fracture or malignancy.2 Other red flags include duration longer than 6 weeks, fever, weight loss, and progressive neurologic findings on examination. This patient has none of these.
GUIDELINES AND CHOOSING WISELY
High-quality guidelines from different groups recommend against spine imaging in patients with low back pain.3–6 These guidelines vary slightly in their patient populations and definitions of uncomplicated low back pain.
The American College of Radiology4 and the American College of Occupational and Environmental Medicine6 recommend against imaging for patients with both nonspecific and radicular low back pain in the first 6 weeks as long as no red flags are present.
The National Institute for Health and Clinical Excellence3 and, jointly, the American College of Physicians and American Pain Society (ACP/APS)5 recommend against imaging for patients with nonspecific low back pain in both the acute and chronic settings. Nonspecific low back pain is defined as pain without signs of a serious underlying condition (eg, cancer, infection, cauda equina syndrome), spinal stenosis or radiculopathy, or another specific spinal cause (eg, vertebral compression fracture, ankylosing spondylitis).
In addition, imaging in patients with nonspecific low back pain is one of the top five practices that should be questioned by physicians and patients, according to the American Board of Internal Medicine Foundation in its Choosing Wisely campaign (www.choosingwisely.org).
HARMS ASSOCIATED WITH SPINE IMAGING
Several guidelines cite radiation exposure as a potential harmful consequence of spinal imaging by plain radiography and computed tomography. The American College of Radiology guideline4 estimates that the radiation exposure of plain lumbar radiography or lumbar computed tomography ranges between 1 and 10 mSv (3 mSv is the annual amount of ambient radiation in the United States), placing both studies in the medium-range category for relative radiation exposure. The ACP/APS guideline5 states that radiation exposure from imaging is a reason to dissuade clinicians from routine use.
Although lumbar magnetic resonance imaging does not carry the risk of radiation exposure, it may result in harm by detecting clinically insignificant abnormalities in more than 30% of patients.7 These incidental findings increase with age and may lead to additional and possibly unnecessary testing and invasive treatments. The American College of Occupational and Environmental Medicine guideline6 also cites the high prevalence of abnormal findings on plain radiography, magnetic resonance imaging, and other diagnostic tests that are unrelated to symptoms.
CLINICAL BOTTOM LINE
On the basis of current data, the patient described at the beginning of this article should not undergo spine imaging; the results are unlikely to affect his medical management and improve his clinical outcome, and imaging carries a small risk of harm.
A practical approach would be to treat his pain with simple analgesia (a different nonsteroidal anti-inflammatory drug or acetaminophen), address his functional challenges, and reassure him that his chance of having a serious underlying cause of back pain is low (< 1%). He should be told to expect significant improvement in his symptoms within 30 days, be encouraged to stay active, and should be offered patient-focused self-help resources.
The recommendation to conservatively manage patients at low risk without imaging is consistent among all four guidelines. Imaging can be considered for a small subset of patients at high risk with red-flag indications. Potential harms associated with routine imaging of all patients with low back pain include radiation exposure and the high rate of clinically insignificant abnormalities that may lead to unnecessary and invasive interventions that increase expense, patient risk, and anxiety without improving outcomes.
A 38-year-old man is evaluated in an urgent care center for back pain. He is a high school mathematics teacher who reports the insidious onset of low back pain 3 weeks ago. Over the last week the pain has become constant, is worsened by movement, and does not respond to naproxen. He has no history of trauma, malignancy, fever, weight loss, or bladder or bowel symptoms. He does not use intravenous drugs. On examination, he appears uncomfortable and stiff, protecting his back against motion. He has intact sensation, strength, and reflexes. The straight-leg-raising maneuver reproduces his lower back pain but does not cause radicular pain. Should I now order an imaging study such as spinal radiography, computed tomography, or magnetic resonance imaging to direct therapy?
IMAGING STUDIES ARE UNLIKELY TO HELP
This man with acute, nonspecific low back pain does not need spinal imaging. Imaging—ie, spine radiography, computed tomography, or magnetic resonance imaging—is unlikely to be helpful in a patient with nonspecific low back pain and may expose him unnecessarily to radiation and the anxiety of findings that are clinically insignificant.
Imaging studies are often ordered inappropriately as part of the evaluation of back pain in patients such as this. In 2008, the total national cost of treating spine (neck and back) problems was estimated to be $86 billion, representing 9% of total health care costs, which is close to the estimated $89 billion per year spent on cancer care.1
Spine imaging should be considered only in patients who have a “red flag” such as advanced age, history of trauma, history of cancer, and prolonged corticosteroid use, all of which have been associated with an increased probability (from 9% to 33%) of either spinal fracture or malignancy.2 Other red flags include duration longer than 6 weeks, fever, weight loss, and progressive neurologic findings on examination. This patient has none of these.
GUIDELINES AND CHOOSING WISELY
High-quality guidelines from different groups recommend against spine imaging in patients with low back pain.3–6 These guidelines vary slightly in their patient populations and definitions of uncomplicated low back pain.
The American College of Radiology4 and the American College of Occupational and Environmental Medicine6 recommend against imaging for patients with both nonspecific and radicular low back pain in the first 6 weeks as long as no red flags are present.
The National Institute for Health and Clinical Excellence3 and, jointly, the American College of Physicians and American Pain Society (ACP/APS)5 recommend against imaging for patients with nonspecific low back pain in both the acute and chronic settings. Nonspecific low back pain is defined as pain without signs of a serious underlying condition (eg, cancer, infection, cauda equina syndrome), spinal stenosis or radiculopathy, or another specific spinal cause (eg, vertebral compression fracture, ankylosing spondylitis).
In addition, imaging in patients with nonspecific low back pain is one of the top five practices that should be questioned by physicians and patients, according to the American Board of Internal Medicine Foundation in its Choosing Wisely campaign (www.choosingwisely.org).
HARMS ASSOCIATED WITH SPINE IMAGING
Several guidelines cite radiation exposure as a potential harmful consequence of spinal imaging by plain radiography and computed tomography. The American College of Radiology guideline4 estimates that the radiation exposure of plain lumbar radiography or lumbar computed tomography ranges between 1 and 10 mSv (3 mSv is the annual amount of ambient radiation in the United States), placing both studies in the medium-range category for relative radiation exposure. The ACP/APS guideline5 states that radiation exposure from imaging is a reason to dissuade clinicians from routine use.
Although lumbar magnetic resonance imaging does not carry the risk of radiation exposure, it may result in harm by detecting clinically insignificant abnormalities in more than 30% of patients.7 These incidental findings increase with age and may lead to additional and possibly unnecessary testing and invasive treatments. The American College of Occupational and Environmental Medicine guideline6 also cites the high prevalence of abnormal findings on plain radiography, magnetic resonance imaging, and other diagnostic tests that are unrelated to symptoms.
CLINICAL BOTTOM LINE
On the basis of current data, the patient described at the beginning of this article should not undergo spine imaging; the results are unlikely to affect his medical management and improve his clinical outcome, and imaging carries a small risk of harm.
A practical approach would be to treat his pain with simple analgesia (a different nonsteroidal anti-inflammatory drug or acetaminophen), address his functional challenges, and reassure him that his chance of having a serious underlying cause of back pain is low (< 1%). He should be told to expect significant improvement in his symptoms within 30 days, be encouraged to stay active, and should be offered patient-focused self-help resources.
The recommendation to conservatively manage patients at low risk without imaging is consistent among all four guidelines. Imaging can be considered for a small subset of patients at high risk with red-flag indications. Potential harms associated with routine imaging of all patients with low back pain include radiation exposure and the high rate of clinically insignificant abnormalities that may lead to unnecessary and invasive interventions that increase expense, patient risk, and anxiety without improving outcomes.
- Martin BI, Deyo RA, Mirza SK, et al. Expenditures and health status among adults with back and neck problems. JAMA 2008; 299:656–664. Erratum in: JAMA 2008; 299:2630.
- Downie A, Williams CM, Henschke N, et al. Red flags to screen for malignancy and fracture in patients with low back pain: systematic review. BMJ 2013; 347:f7095.
- National Collaborating Centre for Primary Care. Low back pain. Early management of persistent nonspecific low back pain. London (UK): National Institute for Health and Clinical Excellence (NICE); 2009 May.25p. (Clinical guideline; no. 88) http://guidelines.gov/content.aspx?id=14699&search=low+back+pain. http://guidance.nice.org.uk/CG88. Accessed May 23, 2014
- Davis PC, Wippold FJ, Cornelius RS, et al; Expert Panel on Neurologic Imaging. ACR appropriateness criteria® low back pain. Reston, VA: American College of Radiology (ACR); 2011. www.guideline.gov/content.aspx?id=35145. Accessed May 23, 2014.
- Chou R, Qaseem A, Snow V, et al; Clinical Efficacy Assessment Subcommittee of the American College of Physicians; American College of Physicians; American Pain Society Low Back Pain Guidelines Panel. Diagnosis and treatment of low back pain: a joint clinical practice guideline from the American College of Physicians and the American Pain Society. Ann Intern Med 2007; 147:478–491. Erratum in: Ann Intern Med 2008; 148:247–248.
- Low back disorders. In:Hegmann KT, editor. Occupational Medicine Practice Guidelines. Evaluation and Management of Common Health Problems and Functional Recovery in Workers. 3rd ed. Elk Grove Village, IL: American College of Occupational and Environmental Medicine (ACOEM); 2011:333–796. www.guideline.gov/content.aspx?id=38438. Accessed May 23, 2014.
- Boden SD, Davis DO, Dina TS, Patronas NJ, Wiesel SW. Abnormal magnetic-resonance scans of the lumbar spine in asymptomatic subjects. A prospective investigation. J Bone Joint Surg Am 1990; 72:403–408.
- Martin BI, Deyo RA, Mirza SK, et al. Expenditures and health status among adults with back and neck problems. JAMA 2008; 299:656–664. Erratum in: JAMA 2008; 299:2630.
- Downie A, Williams CM, Henschke N, et al. Red flags to screen for malignancy and fracture in patients with low back pain: systematic review. BMJ 2013; 347:f7095.
- National Collaborating Centre for Primary Care. Low back pain. Early management of persistent nonspecific low back pain. London (UK): National Institute for Health and Clinical Excellence (NICE); 2009 May.25p. (Clinical guideline; no. 88) http://guidelines.gov/content.aspx?id=14699&search=low+back+pain. http://guidance.nice.org.uk/CG88. Accessed May 23, 2014
- Davis PC, Wippold FJ, Cornelius RS, et al; Expert Panel on Neurologic Imaging. ACR appropriateness criteria® low back pain. Reston, VA: American College of Radiology (ACR); 2011. www.guideline.gov/content.aspx?id=35145. Accessed May 23, 2014.
- Chou R, Qaseem A, Snow V, et al; Clinical Efficacy Assessment Subcommittee of the American College of Physicians; American College of Physicians; American Pain Society Low Back Pain Guidelines Panel. Diagnosis and treatment of low back pain: a joint clinical practice guideline from the American College of Physicians and the American Pain Society. Ann Intern Med 2007; 147:478–491. Erratum in: Ann Intern Med 2008; 148:247–248.
- Low back disorders. In:Hegmann KT, editor. Occupational Medicine Practice Guidelines. Evaluation and Management of Common Health Problems and Functional Recovery in Workers. 3rd ed. Elk Grove Village, IL: American College of Occupational and Environmental Medicine (ACOEM); 2011:333–796. www.guideline.gov/content.aspx?id=38438. Accessed May 23, 2014.
- Boden SD, Davis DO, Dina TS, Patronas NJ, Wiesel SW. Abnormal magnetic-resonance scans of the lumbar spine in asymptomatic subjects. A prospective investigation. J Bone Joint Surg Am 1990; 72:403–408.
Better care is the best defense: High-value clinical practice vs defensive medicine
"I view every patient as a potential lawsuit." This statement is jolting. Yet more than 69% of neurosurgeons in a recent study said they agreed or strongly agreed with this survey question.1 What are its implications for patients, for clinical practice, and for the US health care system?
There are many frustrations in the delivery of health care today, for patients as well as for physicians. For physicians, concern about medical liability is a large one, with secondary implications for both health care costs and quality. The Institute of Medicine has estimated that $765 billion—or 30 cents out of every dollar spent on health care—is wasted annually in the United States, adding to the financial burden of health care without benefiting patients.2 A significant portion of this waste, estimated at $210 billion, is related to unnecessary services that are under the control of physicians, including overuse and misuse of diagnostic testing and treatment. This type of care is not only wasteful, but also has the potential to harm.
Factors thought to be responsible for this inappropriate care include the expectations of patients, physician or patient discomfort with uncertainty, and unnecessary and costly consultations. But the factor that physicians cite most often is concern about malpractice suits, raised by 76% of physicians responding to a survey.3
THE DILEMMAS ILLUSTRATED
Here are two cases—to which we will return later—that illustrate the dilemmas faced by physicians deciding how aggressively to pursue a diagnosis:
Patient 1. A 32-year-old woman comes to your office for evaluation of intermittent headaches over the past year. After a detailed history and a normal physical examination, you believe that these are tension headaches. Should you order an imaging study of the brain, just to avoid the risk of a malpractice suit in the unlikely event that this could be the presenting symptom of a brain tumor?
Patient 2. A 60-year-old man presents to the emergency room with pleuritic chest pain. Calculation of pretest probability by modified Wells criteria indicates that pulmonary embolus is unlikely. Because missing the diagnosis can lead to a malpractice suit, should you still order computed tomographic (CT) pulmonary angiography to rule out an embolus?
JUST ONE MORE TEST CAN’T HURT…
Defensive medicine is the ordering or avoiding of tests or procedures primarily out of concern about malpractice liability.4 It increases health care costs, but by how much is unclear.5 It can harm the patient-physician relationship and trust and can also harm patients, especially if overtesting and treatment lead to false-positive results and more tests, which actually can result in liability. And it is not the highest-value care for patients.
Physicians have an ethical duty to do what is best for the individual patient; they also have a responsibility to society to practice effective health care that uses resources responsibly.6 And despite telling ourselves and our patients that one more test will give us confirmation of results and therefore comfort, a recent review found that tests performed based on symptoms with low risk of being caused by serious illness “do little to reassure patients, decrease their anxiety, or resolve their symptoms.”7
MALPRACTICE LIABILITY RISK: PERCEPTION AND REALITY
Physicians often overestimate their risk of liability. Only a small percentage (5%) of claims go to trial, and of those, 90% are won by the physician, according to a 2008 analysis by the Physician Insurers Association of America.8 A study of claims between 2002 and 2005 found that 4.5% of claims resulted in trial verdicts, of which 80% were in favor of the physician, with cases against internists and internal medicine-based subspecialists least likely to result in a trial verdict (2.7%).9
Even so, being sued is extremely stressful and is associated with distinct physical and emotional distress for most physicians.10,11 Charles has found that, “As a group, physicians are acutely sensitive to any suggestions that they have failed to meet the standard of care or are not ‘good’ doctors… This accusation of failure represents a personal assault.”11
Physician concerns about liability are not very different in states with tort reforms such as damage caps compared with those without.5 Some posit that physicians may overestimate the risk of liability as part of the human tendency to overestimate the risk of rare events that are difficult to experience and difficult to control.12
In the study of neurosurgeons cited previously, 72% of respondents said they ordered imaging, 67% did laboratory tests, and 66% referred patients for consults “solely” to “minimize the risk of a lawsuit.”1 The authors of the study maintain that, over time, this affects the standard of care. “While physicians in the past may have used a thorough history and physical to guide imaging, in this study, 72% of neurosurgeons surveyed stated that they order additional imaging studies solely to mitigate liability risk. This suggests that in reality, imaging is becoming a standard part of the initial workup.”1 Unfortunately, this new standard of care is based on false assumptions and is artificially and inappropriately changed. That perception of liability risk deeply influences practice.
DO THE RIGHT THING: AVOIDING UNNECESSARY TESTING
But physicians also acknowledge the need to follow practice guidelines and to avoid unnecessary testing. In one survey,13 79% strongly or moderately agreed with the statement that physicians “should adhere to clinical guidelines that discourage the use of interventions that have a small proven advantage over standard intervention but cost much more”; 89% strongly or moderately agreed that “doctors need to take a more prominent role in limiting use of unnecessary tests”; and 78% said they “should be solely devoted to individual patients’ best interests, even if that is expensive.”13
This may be summarized as, “Provide the clinically appropriate care to the patient based on the best evidence.” But of course, this is easier said than done.
THE ROLE OF EVIDENCE-BASED GUIDELINES
Evidence-based practice guidelines can help support the provision of clinically (and ethically) appropriate care. Medical custom—the care expected of reasonable clinicians under similar circumstances—is generally the legal standard in determining whether a clinician has met a duty of care to a patient in a lawsuit.14 But practice guidelines can provide strong evidence of what constitutes reasonable care and can, over time, help set the standard for quality of care.
Clinical practice guidelines have grown in recent years, especially after the Institute of Medicine embraced them as a means to address variation in practice patterns and quality of care. But guidelines can conflict. Their effective implementation relies on clinical judgment. If a guideline is not appropriate in a particular case, documentation of why the guideline was not followed may prove prudent. Guidelines are not a safe harbor and have and will be used both defensively and offensively. They are not the last word, but rather another type of expert evidence.15 However, they are an important one. At the end of the day, the best care is the best defense.
Guidelines not only educate physicians, they also should be used by physicians to educate patients. In addition to developing guidelines for physicians, professional societies should develop and disseminate public education materials that inform patients and their families and caregivers about clinically appropriate care and the problems resulting from overuse and misuse of care.
GETTING BACK TO BASICS
Kroenke noted that preliminary data suggest that the history typically accounts for 75% or more of the diagnostic yield when evaluating common symptoms, the physical examination 10% to 15%, and testing generally less than 10%.16 Yet health care reimbursement in the United States contains incentives in precisely the reverse order. So, not surprisingly, we keep on testing away. Kroenke says that countering the rush to test will be as challenging and slow as trying to reverse a generation of antibiotic overprescribing.16
Over time, our reliance on technology as a diagnostic tool has increased, with less emphasis on the history and particularly on the physical examination to solve diagnostic puzzles. Yet most diagnostic errors in a study of outpatient primary care visits were related to breakdowns in the clinical interaction, including the taking of the medical history, the performance of the physical examination, and the ordering of tests. Technologies such as the electronic health record, which can assist in the care of patients, are also a potential source of error and shortcuts in care, as when copying and pasting is used inappropriately.17 Recognizing the increasing use of technology in practice and team-based approaches to improving care, Singh et al have called for caution and for more “focus on basic clinical skills and related cognitive processes.”18
The erosion of physical examination skills, discomfort with diagnostic uncertainty, and fear of malpractice litigation have combined to create a perfect storm of technologic overuse and misuse. Unfortunately, this means that our modus operandi is all too frequently built around testing rather than touching.19
At the same time, it is well established that patients often sue because of dissatisfaction, especially with physician communication and interpersonal skills.14 Emphasizing the basic skills that include taking a carefully crafted history, performing a skillful physical examination, and communicating effectively and compassionately with patients at every encounter is probably the most successful strategy for simultaneously avoiding malpractice litigation, reducing overused and misused diagnostic testing, and conserving precious health care resources.
Another part of the strategy should include routinely considering a number of straightforward questions before ordering diagnostic tests, such as “Will the test result change my care of the patient?” and “How does ordering this test compare in value with other management strategies for the patient?”20,21
RETURNING TO THE CASES
Regarding patient 1, the 32-year-old woman with intermittent headaches, the American College of Radiology identified imaging for headache in its list of five areas submitted to the Choosing Wisely campaign in which care may be overused or misused. Specifically, the American College of Radiology says, “Don’t do imaging for uncomplicated headache” in the absence of specific risk factors for structural disease, noting that “incidental findings lead to additional medical procedures and expense that do not improve patient well-being.”22
For patient 2, the 60-year-old man with pleuritic chest pain, both the American College of Physicians and the American College of Radiology strongly recommend against CT pulmonary angiography for patients in whom calculation of pretest probability indicates a low pretest probability of pulmonary embolism.22,23 Patients such as these should undergo D-dimer testing rather than CT pulmonary angiography. In this setting, a negative D-dimer test effectively rules out pulmonary embolism and avoids both the radiation and cost associated with the unnecessary imaging study.
According to the Ethics Manual of the American College of Physicians,6 “physicians have an obligation to promote their patients’ welfare in an increasingly complex health care system. This entails forthrightly helping patients to understand clinical recommendations and make informed choices among all appropriate care options… It also includes stewardship of finite health care resources so that as many health care needs as possible can be met, whether in the physician’s office, in the hospital or long-term care facility, or at home.”6 The basic principles of beneficence and nonmaleficence are aligned with doing the right thing for our patients—ie, providing the appropriate care at the right time and avoiding too much care or too little care. Guided by scientific evidence as well as by guidelines and official recommendations based on such evidence, we are in the best position to provide optimal care for our patients while simultaneously minimizing the risk of malpractice litigation.
As is the case with overprescribing, we must look critically at the inappropriate use of tests and other care applied under the rationale of not wanting to “miss anything”—and the unspoken drivers of financial incentives, new or advanced tests and procedures, and defensive medicine. We know what needs to be done. And nothing short of evidence-based high-value care will do.
Acknowledgment: The authors would like to thank Kathy Wynkoop for editorial assistance.
- Nahed BV, Babu MA, Smith TR, Heary RF. Malpractice liability and defensive medicine: a national survey of neurosurgeons. PLoS One 2012; 7:e39237.
- Institute of Medicine. The Healthcare Imperative: Lowering Costs and Improving Outcomes: Workshop Series Summary. Washington, DC: The National Academies Press, 2010.
- Sirovich BE, Woloshin S, Schwartz LM. Too Little? Too Much? Primary care physicians’ views on US health care: a brief report. Arch Intern Med 2011; 171:1582–1585.
- US Congress Office of Technology Assessment. Defensive Medicine and Medical Malpractice, OTA-H–6O2. Washington, DC: US Government Printing Office, 1994.
- Carrier ER, Reschovsky JD, Katz DA, Mello MM. High physician concern about malpractice risk predicts more aggressive diagnostic testing in office-based practice. Health Aff (Millwood) 2013; 32:1383–1391.
- Snyder LAmerican College of Physicians Ethics, Professionalism, and Human Rights Committee. American College of Physicians Ethics Manual: sixth edition. Ann Intern Med 2012; 156:73–104.
- Rolfe A, Burton C. Reassurance after diagnostic testing with a low pretest probability of serious disease: systematic review and meta-analysis. JAMA Intern Med 2013; 173:407–416.
- Kane CK. Policy research perspectives: medical liability claim frequency: a 2007–2008 snapshot of physicians. American Medical Association, 2010. Available at www.ama-assn.org. Accessed July 2, 2014.
- Jena AB, Chandra A, Lakdawalla D, Seabury S. Outcomes of medical malpractice litigation against US physicians. Arch Intern Med 2012; 172:892–894.
- Charles SC, Pyskoty CE, Nelson A. Physicians on trial—self-reported reactions to malpractice trials. West J Med 1988; 148:358–360.
- Charles SC. Coping with a medical malpractice suit. West J Med 2001; 174:55–58.
- Carrier ER, Reschovsky JD, Mello MM, Mayrell RC, Katz D. Physicians’ fears of malpractice lawsuits are not assuaged by tort reforms. Health Aff (Millwood) 2010; 29:1585–1592.
- Tilburt JC, Wynia MK, Sheeler RD, et al. Views of US physicians about controlling health care costs. JAMA 2013; 310:380–388.
- Studdert DM, Mello MM, Brennan TA. Medical malpractice. N Engl J Med 2004; 350:283–292.
- Mehlman MJ. Medical practice guidelines as malpractice safe harbors: illusion or deceit? J Law Med Ethics 2012; 40:286–300.
- Kroenke K. Diagnostic testing and the illusory reassurance of normal results: comment on “Reassurance after diagnostic testing with a low pretest probability of serious disease.” JAMA Intern Med 2013; 173:416–417.
- Rattner S, Mathes M, Siegler E. Copy and pasted and misdiagnosed (or cloned notes and blind alleys). ACP Ethics Case Study CME program. Available at https://www.acponline.org/running_practice/ethics/case_studies/. Accessed July 2, 2014.
- Singh H, Giardina TD, Meyer AN, Forjuoh SN, Reis MD, Thomas EJ. Types and origins of diagnostic errors in primary care settings. JAMA Intern Med 2013; 173:418–425.
- Verghese A, Brady E, Kapur CC, Horwitz RI. The bedside evaluation: ritual and reason. Ann Intern Med 2011; 155:550–553.
- Laine C. High-value testing begins with a few simple questions. Ann Intern Med 2012; 156:162–163.
- Weinberger SE. Providing high-value, cost-conscious care: a critical seventh general competency for physicians. Ann Intern Med 2011; 155:386–388.
- American College of Radiology (ACR). Choosing Wisely. Five things physicians and patients should question. http://www.choosingwisely.org/doctor-patient-lists/american-college-of-radiology/. Accessed July 2, 2014.
- American College of Physicians (ACP). Choosing Wisely. Five things physicians and patients should question. http://www.choosingwisely.org/doctor-patient-lists/american-college-of-physicians/. Accessed July 2, 2014.
"I view every patient as a potential lawsuit." This statement is jolting. Yet more than 69% of neurosurgeons in a recent study said they agreed or strongly agreed with this survey question.1 What are its implications for patients, for clinical practice, and for the US health care system?
There are many frustrations in the delivery of health care today, for patients as well as for physicians. For physicians, concern about medical liability is a large one, with secondary implications for both health care costs and quality. The Institute of Medicine has estimated that $765 billion—or 30 cents out of every dollar spent on health care—is wasted annually in the United States, adding to the financial burden of health care without benefiting patients.2 A significant portion of this waste, estimated at $210 billion, is related to unnecessary services that are under the control of physicians, including overuse and misuse of diagnostic testing and treatment. This type of care is not only wasteful, but also has the potential to harm.
Factors thought to be responsible for this inappropriate care include the expectations of patients, physician or patient discomfort with uncertainty, and unnecessary and costly consultations. But the factor that physicians cite most often is concern about malpractice suits, raised by 76% of physicians responding to a survey.3
THE DILEMMAS ILLUSTRATED
Here are two cases—to which we will return later—that illustrate the dilemmas faced by physicians deciding how aggressively to pursue a diagnosis:
Patient 1. A 32-year-old woman comes to your office for evaluation of intermittent headaches over the past year. After a detailed history and a normal physical examination, you believe that these are tension headaches. Should you order an imaging study of the brain, just to avoid the risk of a malpractice suit in the unlikely event that this could be the presenting symptom of a brain tumor?
Patient 2. A 60-year-old man presents to the emergency room with pleuritic chest pain. Calculation of pretest probability by modified Wells criteria indicates that pulmonary embolus is unlikely. Because missing the diagnosis can lead to a malpractice suit, should you still order computed tomographic (CT) pulmonary angiography to rule out an embolus?
JUST ONE MORE TEST CAN’T HURT…
Defensive medicine is the ordering or avoiding of tests or procedures primarily out of concern about malpractice liability.4 It increases health care costs, but by how much is unclear.5 It can harm the patient-physician relationship and trust and can also harm patients, especially if overtesting and treatment lead to false-positive results and more tests, which actually can result in liability. And it is not the highest-value care for patients.
Physicians have an ethical duty to do what is best for the individual patient; they also have a responsibility to society to practice effective health care that uses resources responsibly.6 And despite telling ourselves and our patients that one more test will give us confirmation of results and therefore comfort, a recent review found that tests performed based on symptoms with low risk of being caused by serious illness “do little to reassure patients, decrease their anxiety, or resolve their symptoms.”7
MALPRACTICE LIABILITY RISK: PERCEPTION AND REALITY
Physicians often overestimate their risk of liability. Only a small percentage (5%) of claims go to trial, and of those, 90% are won by the physician, according to a 2008 analysis by the Physician Insurers Association of America.8 A study of claims between 2002 and 2005 found that 4.5% of claims resulted in trial verdicts, of which 80% were in favor of the physician, with cases against internists and internal medicine-based subspecialists least likely to result in a trial verdict (2.7%).9
Even so, being sued is extremely stressful and is associated with distinct physical and emotional distress for most physicians.10,11 Charles has found that, “As a group, physicians are acutely sensitive to any suggestions that they have failed to meet the standard of care or are not ‘good’ doctors… This accusation of failure represents a personal assault.”11
Physician concerns about liability are not very different in states with tort reforms such as damage caps compared with those without.5 Some posit that physicians may overestimate the risk of liability as part of the human tendency to overestimate the risk of rare events that are difficult to experience and difficult to control.12
In the study of neurosurgeons cited previously, 72% of respondents said they ordered imaging, 67% did laboratory tests, and 66% referred patients for consults “solely” to “minimize the risk of a lawsuit.”1 The authors of the study maintain that, over time, this affects the standard of care. “While physicians in the past may have used a thorough history and physical to guide imaging, in this study, 72% of neurosurgeons surveyed stated that they order additional imaging studies solely to mitigate liability risk. This suggests that in reality, imaging is becoming a standard part of the initial workup.”1 Unfortunately, this new standard of care is based on false assumptions and is artificially and inappropriately changed. That perception of liability risk deeply influences practice.
DO THE RIGHT THING: AVOIDING UNNECESSARY TESTING
But physicians also acknowledge the need to follow practice guidelines and to avoid unnecessary testing. In one survey,13 79% strongly or moderately agreed with the statement that physicians “should adhere to clinical guidelines that discourage the use of interventions that have a small proven advantage over standard intervention but cost much more”; 89% strongly or moderately agreed that “doctors need to take a more prominent role in limiting use of unnecessary tests”; and 78% said they “should be solely devoted to individual patients’ best interests, even if that is expensive.”13
This may be summarized as, “Provide the clinically appropriate care to the patient based on the best evidence.” But of course, this is easier said than done.
THE ROLE OF EVIDENCE-BASED GUIDELINES
Evidence-based practice guidelines can help support the provision of clinically (and ethically) appropriate care. Medical custom—the care expected of reasonable clinicians under similar circumstances—is generally the legal standard in determining whether a clinician has met a duty of care to a patient in a lawsuit.14 But practice guidelines can provide strong evidence of what constitutes reasonable care and can, over time, help set the standard for quality of care.
Clinical practice guidelines have grown in recent years, especially after the Institute of Medicine embraced them as a means to address variation in practice patterns and quality of care. But guidelines can conflict. Their effective implementation relies on clinical judgment. If a guideline is not appropriate in a particular case, documentation of why the guideline was not followed may prove prudent. Guidelines are not a safe harbor and have and will be used both defensively and offensively. They are not the last word, but rather another type of expert evidence.15 However, they are an important one. At the end of the day, the best care is the best defense.
Guidelines not only educate physicians, they also should be used by physicians to educate patients. In addition to developing guidelines for physicians, professional societies should develop and disseminate public education materials that inform patients and their families and caregivers about clinically appropriate care and the problems resulting from overuse and misuse of care.
GETTING BACK TO BASICS
Kroenke noted that preliminary data suggest that the history typically accounts for 75% or more of the diagnostic yield when evaluating common symptoms, the physical examination 10% to 15%, and testing generally less than 10%.16 Yet health care reimbursement in the United States contains incentives in precisely the reverse order. So, not surprisingly, we keep on testing away. Kroenke says that countering the rush to test will be as challenging and slow as trying to reverse a generation of antibiotic overprescribing.16
Over time, our reliance on technology as a diagnostic tool has increased, with less emphasis on the history and particularly on the physical examination to solve diagnostic puzzles. Yet most diagnostic errors in a study of outpatient primary care visits were related to breakdowns in the clinical interaction, including the taking of the medical history, the performance of the physical examination, and the ordering of tests. Technologies such as the electronic health record, which can assist in the care of patients, are also a potential source of error and shortcuts in care, as when copying and pasting is used inappropriately.17 Recognizing the increasing use of technology in practice and team-based approaches to improving care, Singh et al have called for caution and for more “focus on basic clinical skills and related cognitive processes.”18
The erosion of physical examination skills, discomfort with diagnostic uncertainty, and fear of malpractice litigation have combined to create a perfect storm of technologic overuse and misuse. Unfortunately, this means that our modus operandi is all too frequently built around testing rather than touching.19
At the same time, it is well established that patients often sue because of dissatisfaction, especially with physician communication and interpersonal skills.14 Emphasizing the basic skills that include taking a carefully crafted history, performing a skillful physical examination, and communicating effectively and compassionately with patients at every encounter is probably the most successful strategy for simultaneously avoiding malpractice litigation, reducing overused and misused diagnostic testing, and conserving precious health care resources.
Another part of the strategy should include routinely considering a number of straightforward questions before ordering diagnostic tests, such as “Will the test result change my care of the patient?” and “How does ordering this test compare in value with other management strategies for the patient?”20,21
RETURNING TO THE CASES
Regarding patient 1, the 32-year-old woman with intermittent headaches, the American College of Radiology identified imaging for headache in its list of five areas submitted to the Choosing Wisely campaign in which care may be overused or misused. Specifically, the American College of Radiology says, “Don’t do imaging for uncomplicated headache” in the absence of specific risk factors for structural disease, noting that “incidental findings lead to additional medical procedures and expense that do not improve patient well-being.”22
For patient 2, the 60-year-old man with pleuritic chest pain, both the American College of Physicians and the American College of Radiology strongly recommend against CT pulmonary angiography for patients in whom calculation of pretest probability indicates a low pretest probability of pulmonary embolism.22,23 Patients such as these should undergo D-dimer testing rather than CT pulmonary angiography. In this setting, a negative D-dimer test effectively rules out pulmonary embolism and avoids both the radiation and cost associated with the unnecessary imaging study.
According to the Ethics Manual of the American College of Physicians,6 “physicians have an obligation to promote their patients’ welfare in an increasingly complex health care system. This entails forthrightly helping patients to understand clinical recommendations and make informed choices among all appropriate care options… It also includes stewardship of finite health care resources so that as many health care needs as possible can be met, whether in the physician’s office, in the hospital or long-term care facility, or at home.”6 The basic principles of beneficence and nonmaleficence are aligned with doing the right thing for our patients—ie, providing the appropriate care at the right time and avoiding too much care or too little care. Guided by scientific evidence as well as by guidelines and official recommendations based on such evidence, we are in the best position to provide optimal care for our patients while simultaneously minimizing the risk of malpractice litigation.
As is the case with overprescribing, we must look critically at the inappropriate use of tests and other care applied under the rationale of not wanting to “miss anything”—and the unspoken drivers of financial incentives, new or advanced tests and procedures, and defensive medicine. We know what needs to be done. And nothing short of evidence-based high-value care will do.
Acknowledgment: The authors would like to thank Kathy Wynkoop for editorial assistance.
"I view every patient as a potential lawsuit." This statement is jolting. Yet more than 69% of neurosurgeons in a recent study said they agreed or strongly agreed with this survey question.1 What are its implications for patients, for clinical practice, and for the US health care system?
There are many frustrations in the delivery of health care today, for patients as well as for physicians. For physicians, concern about medical liability is a large one, with secondary implications for both health care costs and quality. The Institute of Medicine has estimated that $765 billion—or 30 cents out of every dollar spent on health care—is wasted annually in the United States, adding to the financial burden of health care without benefiting patients.2 A significant portion of this waste, estimated at $210 billion, is related to unnecessary services that are under the control of physicians, including overuse and misuse of diagnostic testing and treatment. This type of care is not only wasteful, but also has the potential to harm.
Factors thought to be responsible for this inappropriate care include the expectations of patients, physician or patient discomfort with uncertainty, and unnecessary and costly consultations. But the factor that physicians cite most often is concern about malpractice suits, raised by 76% of physicians responding to a survey.3
THE DILEMMAS ILLUSTRATED
Here are two cases—to which we will return later—that illustrate the dilemmas faced by physicians deciding how aggressively to pursue a diagnosis:
Patient 1. A 32-year-old woman comes to your office for evaluation of intermittent headaches over the past year. After a detailed history and a normal physical examination, you believe that these are tension headaches. Should you order an imaging study of the brain, just to avoid the risk of a malpractice suit in the unlikely event that this could be the presenting symptom of a brain tumor?
Patient 2. A 60-year-old man presents to the emergency room with pleuritic chest pain. Calculation of pretest probability by modified Wells criteria indicates that pulmonary embolus is unlikely. Because missing the diagnosis can lead to a malpractice suit, should you still order computed tomographic (CT) pulmonary angiography to rule out an embolus?
JUST ONE MORE TEST CAN’T HURT…
Defensive medicine is the ordering or avoiding of tests or procedures primarily out of concern about malpractice liability.4 It increases health care costs, but by how much is unclear.5 It can harm the patient-physician relationship and trust and can also harm patients, especially if overtesting and treatment lead to false-positive results and more tests, which actually can result in liability. And it is not the highest-value care for patients.
Physicians have an ethical duty to do what is best for the individual patient; they also have a responsibility to society to practice effective health care that uses resources responsibly.6 And despite telling ourselves and our patients that one more test will give us confirmation of results and therefore comfort, a recent review found that tests performed based on symptoms with low risk of being caused by serious illness “do little to reassure patients, decrease their anxiety, or resolve their symptoms.”7
MALPRACTICE LIABILITY RISK: PERCEPTION AND REALITY
Physicians often overestimate their risk of liability. Only a small percentage (5%) of claims go to trial, and of those, 90% are won by the physician, according to a 2008 analysis by the Physician Insurers Association of America.8 A study of claims between 2002 and 2005 found that 4.5% of claims resulted in trial verdicts, of which 80% were in favor of the physician, with cases against internists and internal medicine-based subspecialists least likely to result in a trial verdict (2.7%).9
Even so, being sued is extremely stressful and is associated with distinct physical and emotional distress for most physicians.10,11 Charles has found that, “As a group, physicians are acutely sensitive to any suggestions that they have failed to meet the standard of care or are not ‘good’ doctors… This accusation of failure represents a personal assault.”11
Physician concerns about liability are not very different in states with tort reforms such as damage caps compared with those without.5 Some posit that physicians may overestimate the risk of liability as part of the human tendency to overestimate the risk of rare events that are difficult to experience and difficult to control.12
In the study of neurosurgeons cited previously, 72% of respondents said they ordered imaging, 67% did laboratory tests, and 66% referred patients for consults “solely” to “minimize the risk of a lawsuit.”1 The authors of the study maintain that, over time, this affects the standard of care. “While physicians in the past may have used a thorough history and physical to guide imaging, in this study, 72% of neurosurgeons surveyed stated that they order additional imaging studies solely to mitigate liability risk. This suggests that in reality, imaging is becoming a standard part of the initial workup.”1 Unfortunately, this new standard of care is based on false assumptions and is artificially and inappropriately changed. That perception of liability risk deeply influences practice.
DO THE RIGHT THING: AVOIDING UNNECESSARY TESTING
But physicians also acknowledge the need to follow practice guidelines and to avoid unnecessary testing. In one survey,13 79% strongly or moderately agreed with the statement that physicians “should adhere to clinical guidelines that discourage the use of interventions that have a small proven advantage over standard intervention but cost much more”; 89% strongly or moderately agreed that “doctors need to take a more prominent role in limiting use of unnecessary tests”; and 78% said they “should be solely devoted to individual patients’ best interests, even if that is expensive.”13
This may be summarized as, “Provide the clinically appropriate care to the patient based on the best evidence.” But of course, this is easier said than done.
THE ROLE OF EVIDENCE-BASED GUIDELINES
Evidence-based practice guidelines can help support the provision of clinically (and ethically) appropriate care. Medical custom—the care expected of reasonable clinicians under similar circumstances—is generally the legal standard in determining whether a clinician has met a duty of care to a patient in a lawsuit.14 But practice guidelines can provide strong evidence of what constitutes reasonable care and can, over time, help set the standard for quality of care.
Clinical practice guidelines have grown in recent years, especially after the Institute of Medicine embraced them as a means to address variation in practice patterns and quality of care. But guidelines can conflict. Their effective implementation relies on clinical judgment. If a guideline is not appropriate in a particular case, documentation of why the guideline was not followed may prove prudent. Guidelines are not a safe harbor and have and will be used both defensively and offensively. They are not the last word, but rather another type of expert evidence.15 However, they are an important one. At the end of the day, the best care is the best defense.
Guidelines not only educate physicians, they also should be used by physicians to educate patients. In addition to developing guidelines for physicians, professional societies should develop and disseminate public education materials that inform patients and their families and caregivers about clinically appropriate care and the problems resulting from overuse and misuse of care.
GETTING BACK TO BASICS
Kroenke noted that preliminary data suggest that the history typically accounts for 75% or more of the diagnostic yield when evaluating common symptoms, the physical examination 10% to 15%, and testing generally less than 10%.16 Yet health care reimbursement in the United States contains incentives in precisely the reverse order. So, not surprisingly, we keep on testing away. Kroenke says that countering the rush to test will be as challenging and slow as trying to reverse a generation of antibiotic overprescribing.16
Over time, our reliance on technology as a diagnostic tool has increased, with less emphasis on the history and particularly on the physical examination to solve diagnostic puzzles. Yet most diagnostic errors in a study of outpatient primary care visits were related to breakdowns in the clinical interaction, including the taking of the medical history, the performance of the physical examination, and the ordering of tests. Technologies such as the electronic health record, which can assist in the care of patients, are also a potential source of error and shortcuts in care, as when copying and pasting is used inappropriately.17 Recognizing the increasing use of technology in practice and team-based approaches to improving care, Singh et al have called for caution and for more “focus on basic clinical skills and related cognitive processes.”18
The erosion of physical examination skills, discomfort with diagnostic uncertainty, and fear of malpractice litigation have combined to create a perfect storm of technologic overuse and misuse. Unfortunately, this means that our modus operandi is all too frequently built around testing rather than touching.19
At the same time, it is well established that patients often sue because of dissatisfaction, especially with physician communication and interpersonal skills.14 Emphasizing the basic skills that include taking a carefully crafted history, performing a skillful physical examination, and communicating effectively and compassionately with patients at every encounter is probably the most successful strategy for simultaneously avoiding malpractice litigation, reducing overused and misused diagnostic testing, and conserving precious health care resources.
Another part of the strategy should include routinely considering a number of straightforward questions before ordering diagnostic tests, such as “Will the test result change my care of the patient?” and “How does ordering this test compare in value with other management strategies for the patient?”20,21
RETURNING TO THE CASES
Regarding patient 1, the 32-year-old woman with intermittent headaches, the American College of Radiology identified imaging for headache in its list of five areas submitted to the Choosing Wisely campaign in which care may be overused or misused. Specifically, the American College of Radiology says, “Don’t do imaging for uncomplicated headache” in the absence of specific risk factors for structural disease, noting that “incidental findings lead to additional medical procedures and expense that do not improve patient well-being.”22
For patient 2, the 60-year-old man with pleuritic chest pain, both the American College of Physicians and the American College of Radiology strongly recommend against CT pulmonary angiography for patients in whom calculation of pretest probability indicates a low pretest probability of pulmonary embolism.22,23 Patients such as these should undergo D-dimer testing rather than CT pulmonary angiography. In this setting, a negative D-dimer test effectively rules out pulmonary embolism and avoids both the radiation and cost associated with the unnecessary imaging study.
According to the Ethics Manual of the American College of Physicians,6 “physicians have an obligation to promote their patients’ welfare in an increasingly complex health care system. This entails forthrightly helping patients to understand clinical recommendations and make informed choices among all appropriate care options… It also includes stewardship of finite health care resources so that as many health care needs as possible can be met, whether in the physician’s office, in the hospital or long-term care facility, or at home.”6 The basic principles of beneficence and nonmaleficence are aligned with doing the right thing for our patients—ie, providing the appropriate care at the right time and avoiding too much care or too little care. Guided by scientific evidence as well as by guidelines and official recommendations based on such evidence, we are in the best position to provide optimal care for our patients while simultaneously minimizing the risk of malpractice litigation.
As is the case with overprescribing, we must look critically at the inappropriate use of tests and other care applied under the rationale of not wanting to “miss anything”—and the unspoken drivers of financial incentives, new or advanced tests and procedures, and defensive medicine. We know what needs to be done. And nothing short of evidence-based high-value care will do.
Acknowledgment: The authors would like to thank Kathy Wynkoop for editorial assistance.
- Nahed BV, Babu MA, Smith TR, Heary RF. Malpractice liability and defensive medicine: a national survey of neurosurgeons. PLoS One 2012; 7:e39237.
- Institute of Medicine. The Healthcare Imperative: Lowering Costs and Improving Outcomes: Workshop Series Summary. Washington, DC: The National Academies Press, 2010.
- Sirovich BE, Woloshin S, Schwartz LM. Too Little? Too Much? Primary care physicians’ views on US health care: a brief report. Arch Intern Med 2011; 171:1582–1585.
- US Congress Office of Technology Assessment. Defensive Medicine and Medical Malpractice, OTA-H–6O2. Washington, DC: US Government Printing Office, 1994.
- Carrier ER, Reschovsky JD, Katz DA, Mello MM. High physician concern about malpractice risk predicts more aggressive diagnostic testing in office-based practice. Health Aff (Millwood) 2013; 32:1383–1391.
- Snyder LAmerican College of Physicians Ethics, Professionalism, and Human Rights Committee. American College of Physicians Ethics Manual: sixth edition. Ann Intern Med 2012; 156:73–104.
- Rolfe A, Burton C. Reassurance after diagnostic testing with a low pretest probability of serious disease: systematic review and meta-analysis. JAMA Intern Med 2013; 173:407–416.
- Kane CK. Policy research perspectives: medical liability claim frequency: a 2007–2008 snapshot of physicians. American Medical Association, 2010. Available at www.ama-assn.org. Accessed July 2, 2014.
- Jena AB, Chandra A, Lakdawalla D, Seabury S. Outcomes of medical malpractice litigation against US physicians. Arch Intern Med 2012; 172:892–894.
- Charles SC, Pyskoty CE, Nelson A. Physicians on trial—self-reported reactions to malpractice trials. West J Med 1988; 148:358–360.
- Charles SC. Coping with a medical malpractice suit. West J Med 2001; 174:55–58.
- Carrier ER, Reschovsky JD, Mello MM, Mayrell RC, Katz D. Physicians’ fears of malpractice lawsuits are not assuaged by tort reforms. Health Aff (Millwood) 2010; 29:1585–1592.
- Tilburt JC, Wynia MK, Sheeler RD, et al. Views of US physicians about controlling health care costs. JAMA 2013; 310:380–388.
- Studdert DM, Mello MM, Brennan TA. Medical malpractice. N Engl J Med 2004; 350:283–292.
- Mehlman MJ. Medical practice guidelines as malpractice safe harbors: illusion or deceit? J Law Med Ethics 2012; 40:286–300.
- Kroenke K. Diagnostic testing and the illusory reassurance of normal results: comment on “Reassurance after diagnostic testing with a low pretest probability of serious disease.” JAMA Intern Med 2013; 173:416–417.
- Rattner S, Mathes M, Siegler E. Copy and pasted and misdiagnosed (or cloned notes and blind alleys). ACP Ethics Case Study CME program. Available at https://www.acponline.org/running_practice/ethics/case_studies/. Accessed July 2, 2014.
- Singh H, Giardina TD, Meyer AN, Forjuoh SN, Reis MD, Thomas EJ. Types and origins of diagnostic errors in primary care settings. JAMA Intern Med 2013; 173:418–425.
- Verghese A, Brady E, Kapur CC, Horwitz RI. The bedside evaluation: ritual and reason. Ann Intern Med 2011; 155:550–553.
- Laine C. High-value testing begins with a few simple questions. Ann Intern Med 2012; 156:162–163.
- Weinberger SE. Providing high-value, cost-conscious care: a critical seventh general competency for physicians. Ann Intern Med 2011; 155:386–388.
- American College of Radiology (ACR). Choosing Wisely. Five things physicians and patients should question. http://www.choosingwisely.org/doctor-patient-lists/american-college-of-radiology/. Accessed July 2, 2014.
- American College of Physicians (ACP). Choosing Wisely. Five things physicians and patients should question. http://www.choosingwisely.org/doctor-patient-lists/american-college-of-physicians/. Accessed July 2, 2014.
- Nahed BV, Babu MA, Smith TR, Heary RF. Malpractice liability and defensive medicine: a national survey of neurosurgeons. PLoS One 2012; 7:e39237.
- Institute of Medicine. The Healthcare Imperative: Lowering Costs and Improving Outcomes: Workshop Series Summary. Washington, DC: The National Academies Press, 2010.
- Sirovich BE, Woloshin S, Schwartz LM. Too Little? Too Much? Primary care physicians’ views on US health care: a brief report. Arch Intern Med 2011; 171:1582–1585.
- US Congress Office of Technology Assessment. Defensive Medicine and Medical Malpractice, OTA-H–6O2. Washington, DC: US Government Printing Office, 1994.
- Carrier ER, Reschovsky JD, Katz DA, Mello MM. High physician concern about malpractice risk predicts more aggressive diagnostic testing in office-based practice. Health Aff (Millwood) 2013; 32:1383–1391.
- Snyder LAmerican College of Physicians Ethics, Professionalism, and Human Rights Committee. American College of Physicians Ethics Manual: sixth edition. Ann Intern Med 2012; 156:73–104.
- Rolfe A, Burton C. Reassurance after diagnostic testing with a low pretest probability of serious disease: systematic review and meta-analysis. JAMA Intern Med 2013; 173:407–416.
- Kane CK. Policy research perspectives: medical liability claim frequency: a 2007–2008 snapshot of physicians. American Medical Association, 2010. Available at www.ama-assn.org. Accessed July 2, 2014.
- Jena AB, Chandra A, Lakdawalla D, Seabury S. Outcomes of medical malpractice litigation against US physicians. Arch Intern Med 2012; 172:892–894.
- Charles SC, Pyskoty CE, Nelson A. Physicians on trial—self-reported reactions to malpractice trials. West J Med 1988; 148:358–360.
- Charles SC. Coping with a medical malpractice suit. West J Med 2001; 174:55–58.
- Carrier ER, Reschovsky JD, Mello MM, Mayrell RC, Katz D. Physicians’ fears of malpractice lawsuits are not assuaged by tort reforms. Health Aff (Millwood) 2010; 29:1585–1592.
- Tilburt JC, Wynia MK, Sheeler RD, et al. Views of US physicians about controlling health care costs. JAMA 2013; 310:380–388.
- Studdert DM, Mello MM, Brennan TA. Medical malpractice. N Engl J Med 2004; 350:283–292.
- Mehlman MJ. Medical practice guidelines as malpractice safe harbors: illusion or deceit? J Law Med Ethics 2012; 40:286–300.
- Kroenke K. Diagnostic testing and the illusory reassurance of normal results: comment on “Reassurance after diagnostic testing with a low pretest probability of serious disease.” JAMA Intern Med 2013; 173:416–417.
- Rattner S, Mathes M, Siegler E. Copy and pasted and misdiagnosed (or cloned notes and blind alleys). ACP Ethics Case Study CME program. Available at https://www.acponline.org/running_practice/ethics/case_studies/. Accessed July 2, 2014.
- Singh H, Giardina TD, Meyer AN, Forjuoh SN, Reis MD, Thomas EJ. Types and origins of diagnostic errors in primary care settings. JAMA Intern Med 2013; 173:418–425.
- Verghese A, Brady E, Kapur CC, Horwitz RI. The bedside evaluation: ritual and reason. Ann Intern Med 2011; 155:550–553.
- Laine C. High-value testing begins with a few simple questions. Ann Intern Med 2012; 156:162–163.
- Weinberger SE. Providing high-value, cost-conscious care: a critical seventh general competency for physicians. Ann Intern Med 2011; 155:386–388.
- American College of Radiology (ACR). Choosing Wisely. Five things physicians and patients should question. http://www.choosingwisely.org/doctor-patient-lists/american-college-of-radiology/. Accessed July 2, 2014.
- American College of Physicians (ACP). Choosing Wisely. Five things physicians and patients should question. http://www.choosingwisely.org/doctor-patient-lists/american-college-of-physicians/. Accessed July 2, 2014.











