To the Editor:

Purpura annularis telangiectodes of Majocchi (PATM) is a type of pigmented purpuric dermatosis (PPD). Patients present with nonblanchable, annular, symmetric, purpuric, and telangiectatic patches, often on the legs, with histology revealing a perivascular lymphocytic infiltrate and extravasated erythrocytes.^1,2 A variety of medications have been linked to the development of PPD. We describe a case of levofloxacin-induced PATM.

RELATED ARTICLE: Granulomatous Changes Associated With Pigmented Purpuric Dermatosis

A 42-year-old man presented with a rash on the arms, trunk, abdomen, and legs of 1 month’s duration. He reported no associated itching, bleeding, or pain, and no history of a similar rash. He had a history of hypothyroidism and had been taking levothyroxine for years. He had no known allergies and no history of childhood eczema, asthma, or allergic rhinitis. Notably, the rash started shortly after the patient finished a 2-week course of levofloxacin, an antibiotic he had not taken in the past. The patient resided with his wife, 3 children, and a pet dog, and no family members had the rash. Prior to presentation, the patient had tried econazole cream and then triamcinolone acetonide cream 0.5% without any clinical improvement.

A complete review of systems was unremarkable. Physical examination revealed scattered, reddish brown, annular, nonscaly patches on the back, abdomen (Figure 1), arms, and legs with nonblanching petechiae within the patches.

A punch biopsy of the left inner thigh demonstrated patchy interface dermatitis, superficial perivascular inflammation, and numerous extravasated red blood cells in the papillary dermis (Figure 2). The histologic features were compatible with the clinical impression of PATM. The patient presented for a follow-up visit 2 weeks later with no new lesions and the old lesions were rapidly fading (Figure 3).

Pigmented purpuric dermatoses are a group of conditions that have different clinical morphologies but similar histopathologic examinations.² All PPDs are characterized by nonblanching, nonpalpable, purpuric lesions that often are bilaterally symmetrical and present on the legs.^2,3 Although the precise etiology of these conditions is not known, most cases include a perivascular lymphocytic infiltrate along with the presence of extravasated erythrocytes and hemosiderin deposition in the dermis.² Of note, PATM often is idiopathic and patients usually present with no associated comorbidities.³ The currently established PPDs include progressive pigmentary dermatosis (Schamberg disease), PATM, pigmented purpuric lichenoid dermatosis of Gougerot and Blum, lichen aureus, and eczematidlike purpura of Doucas and Kapetanakis.^2,4

RELATED ARTICLE: Granulomatous Pigmented Purpuric Dermatosis

The lesions of PATM are symmetrically distributed on the bilateral legs and may be symptomatic in most cases, with severe pruritus being reported in several drug-induced PATM cases.^3,5 Although the exact etiology of PPDs currently is unknown, some contributing factors that are thought to play a role include exercise, venous stasis, gravitational dependence, capillary fragility, hypertension, drugs, chemical exposure or ingestions, and contact allergy to dyes.³ Some of the drugs known to cause drug-induced PPDs fall into the class of sedatives, stimulants, antibiotics, cardiovascular drugs, vitamins, and nutritional supplements.^3,6 Some medications that have been reported to cause PPDs include acetaminophen, aspirin, carbamazepine, diltiazem, furosemide, glipizide, hydralazine, infliximab, isotretinoin, lorazepam, minocycline, nitroglycerine, and sildenafil.^3,7-15

Although the mechanism of drug-induced PPD is not completely understood, it is thought that the ingested substance leads to an immunologic response in the capillary endothelium, which results in a cell-mediated immune response causing vascular damage.³ The ingested substance may act as a hapten, stimulating antibody formation and immune-mediated injury, leading to the clinical presentation of nonblanching, symmetric, purpuric, telangiectatic, and atrophic patches at the site of injury.^1,3

Levofloxacin is a broad-spectrum antibiotic that has activity against both gram-positive and gram-negative bacteria. It inhibits the enzymes DNA gyrase and topoisomerase IV, preventing bacteria from undergoing proper DNA synthesis.¹⁶ Our patient’s rash began shortly after a 2-week course of levofloxacin and faded within a few weeks of discontinuing the drug; the clinical presentation, time course, and histologic appearance of the lesions were consistent with the diagnosis of drug-induced PPD. Of note, solar capillaritis has been reported following a phototoxic reaction induced by levofloxacin.¹⁷ Our case differs in that our patient had annular lesions on both photoprotected and photoexposed skin.

The first-line interventions for the treatment of PPDs are nonpharmacologic, such as discontinuation of an offending drug or allergen or wearing supportive stockings if there are signs of venous stasis. Other interventions include the use of a medium- or high-potency topical corticosteroid once to twice daily to affected areas for 4 to 6 weeks.¹⁸ Some case series also have shown improvement with narrowband UVB treatment after 24 to 28 treatment sessions or with psoralen plus UVA phototherapy within 7 to 20 treatments.^19,20 If the above measures are unsuccessful in resolving symptoms, other treatment alternatives may include pentoxifylline, griseofulvin, colchicine, cyclosporine, and methotrexate. The potential benefit of treatment must be weighed against the side-effect profile of these medications.^2,21-24 Of note, oral rutoside (50 mg twice daily) and ascorbic acid (500 mg twice daily) were administered to 3 patients with chronic progressive pigmented purpura. At the end of the 4-week treatment period, complete clearance of skin lesions was seen in all patients with no adverse reactions noted.²⁵

Despite these treatment options, PATM does not necessitate treatment given its benign course and often self-resolving nature.²⁶ In cases of drug-induced PPD such as in our patient, discontinuation of the offending drug often may lead to resolution.

In summary, PATM is a PPD that has been associated with different etiologic factors. If PATM is suspected to be caused by a drug, discontinuation of the offending agent usually results in resolution of symptoms, as it did in our case with fading of lesions within a few weeks after the patient was no longer taking levofloxacin.

To the Editor:

Purpura annularis telangiectodes of Majocchi (PATM) is a type of pigmented purpuric dermatosis (PPD). Patients present with nonblanchable, annular, symmetric, purpuric, and telangiectatic patches, often on the legs, with histology revealing a perivascular lymphocytic infiltrate and extravasated erythrocytes.^1,2 A variety of medications have been linked to the development of PPD. We describe a case of levofloxacin-induced PATM.

RELATED ARTICLE: Granulomatous Changes Associated With Pigmented Purpuric Dermatosis

A 42-year-old man presented with a rash on the arms, trunk, abdomen, and legs of 1 month’s duration. He reported no associated itching, bleeding, or pain, and no history of a similar rash. He had a history of hypothyroidism and had been taking levothyroxine for years. He had no known allergies and no history of childhood eczema, asthma, or allergic rhinitis. Notably, the rash started shortly after the patient finished a 2-week course of levofloxacin, an antibiotic he had not taken in the past. The patient resided with his wife, 3 children, and a pet dog, and no family members had the rash. Prior to presentation, the patient had tried econazole cream and then triamcinolone acetonide cream 0.5% without any clinical improvement.

A complete review of systems was unremarkable. Physical examination revealed scattered, reddish brown, annular, nonscaly patches on the back, abdomen (Figure 1), arms, and legs with nonblanching petechiae within the patches.

A punch biopsy of the left inner thigh demonstrated patchy interface dermatitis, superficial perivascular inflammation, and numerous extravasated red blood cells in the papillary dermis (Figure 2). The histologic features were compatible with the clinical impression of PATM. The patient presented for a follow-up visit 2 weeks later with no new lesions and the old lesions were rapidly fading (Figure 3).

Pigmented purpuric dermatoses are a group of conditions that have different clinical morphologies but similar histopathologic examinations.² All PPDs are characterized by nonblanching, nonpalpable, purpuric lesions that often are bilaterally symmetrical and present on the legs.^2,3 Although the precise etiology of these conditions is not known, most cases include a perivascular lymphocytic infiltrate along with the presence of extravasated erythrocytes and hemosiderin deposition in the dermis.² Of note, PATM often is idiopathic and patients usually present with no associated comorbidities.³ The currently established PPDs include progressive pigmentary dermatosis (Schamberg disease), PATM, pigmented purpuric lichenoid dermatosis of Gougerot and Blum, lichen aureus, and eczematidlike purpura of Doucas and Kapetanakis.^2,4

RELATED ARTICLE: Granulomatous Pigmented Purpuric Dermatosis

The lesions of PATM are symmetrically distributed on the bilateral legs and may be symptomatic in most cases, with severe pruritus being reported in several drug-induced PATM cases.^3,5 Although the exact etiology of PPDs currently is unknown, some contributing factors that are thought to play a role include exercise, venous stasis, gravitational dependence, capillary fragility, hypertension, drugs, chemical exposure or ingestions, and contact allergy to dyes.³ Some of the drugs known to cause drug-induced PPDs fall into the class of sedatives, stimulants, antibiotics, cardiovascular drugs, vitamins, and nutritional supplements.^3,6 Some medications that have been reported to cause PPDs include acetaminophen, aspirin, carbamazepine, diltiazem, furosemide, glipizide, hydralazine, infliximab, isotretinoin, lorazepam, minocycline, nitroglycerine, and sildenafil.^3,7-15

Although the mechanism of drug-induced PPD is not completely understood, it is thought that the ingested substance leads to an immunologic response in the capillary endothelium, which results in a cell-mediated immune response causing vascular damage.³ The ingested substance may act as a hapten, stimulating antibody formation and immune-mediated injury, leading to the clinical presentation of nonblanching, symmetric, purpuric, telangiectatic, and atrophic patches at the site of injury.^1,3

Levofloxacin is a broad-spectrum antibiotic that has activity against both gram-positive and gram-negative bacteria. It inhibits the enzymes DNA gyrase and topoisomerase IV, preventing bacteria from undergoing proper DNA synthesis.¹⁶ Our patient’s rash began shortly after a 2-week course of levofloxacin and faded within a few weeks of discontinuing the drug; the clinical presentation, time course, and histologic appearance of the lesions were consistent with the diagnosis of drug-induced PPD. Of note, solar capillaritis has been reported following a phototoxic reaction induced by levofloxacin.¹⁷ Our case differs in that our patient had annular lesions on both photoprotected and photoexposed skin.

The first-line interventions for the treatment of PPDs are nonpharmacologic, such as discontinuation of an offending drug or allergen or wearing supportive stockings if there are signs of venous stasis. Other interventions include the use of a medium- or high-potency topical corticosteroid once to twice daily to affected areas for 4 to 6 weeks.¹⁸ Some case series also have shown improvement with narrowband UVB treatment after 24 to 28 treatment sessions or with psoralen plus UVA phototherapy within 7 to 20 treatments.^19,20 If the above measures are unsuccessful in resolving symptoms, other treatment alternatives may include pentoxifylline, griseofulvin, colchicine, cyclosporine, and methotrexate. The potential benefit of treatment must be weighed against the side-effect profile of these medications.^2,21-24 Of note, oral rutoside (50 mg twice daily) and ascorbic acid (500 mg twice daily) were administered to 3 patients with chronic progressive pigmented purpura. At the end of the 4-week treatment period, complete clearance of skin lesions was seen in all patients with no adverse reactions noted.²⁵

Despite these treatment options, PATM does not necessitate treatment given its benign course and often self-resolving nature.²⁶ In cases of drug-induced PPD such as in our patient, discontinuation of the offending drug often may lead to resolution.

In summary, PATM is a PPD that has been associated with different etiologic factors. If PATM is suspected to be caused by a drug, discontinuation of the offending agent usually results in resolution of symptoms, as it did in our case with fading of lesions within a few weeks after the patient was no longer taking levofloxacin.

To the Editor:

Purpura annularis telangiectodes of Majocchi (PATM) is a type of pigmented purpuric dermatosis (PPD). Patients present with nonblanchable, annular, symmetric, purpuric, and telangiectatic patches, often on the legs, with histology revealing a perivascular lymphocytic infiltrate and extravasated erythrocytes.^1,2 A variety of medications have been linked to the development of PPD. We describe a case of levofloxacin-induced PATM.

RELATED ARTICLE: Granulomatous Changes Associated With Pigmented Purpuric Dermatosis

A 42-year-old man presented with a rash on the arms, trunk, abdomen, and legs of 1 month’s duration. He reported no associated itching, bleeding, or pain, and no history of a similar rash. He had a history of hypothyroidism and had been taking levothyroxine for years. He had no known allergies and no history of childhood eczema, asthma, or allergic rhinitis. Notably, the rash started shortly after the patient finished a 2-week course of levofloxacin, an antibiotic he had not taken in the past. The patient resided with his wife, 3 children, and a pet dog, and no family members had the rash. Prior to presentation, the patient had tried econazole cream and then triamcinolone acetonide cream 0.5% without any clinical improvement.

A complete review of systems was unremarkable. Physical examination revealed scattered, reddish brown, annular, nonscaly patches on the back, abdomen (Figure 1), arms, and legs with nonblanching petechiae within the patches.

A punch biopsy of the left inner thigh demonstrated patchy interface dermatitis, superficial perivascular inflammation, and numerous extravasated red blood cells in the papillary dermis (Figure 2). The histologic features were compatible with the clinical impression of PATM. The patient presented for a follow-up visit 2 weeks later with no new lesions and the old lesions were rapidly fading (Figure 3).

Pigmented purpuric dermatoses are a group of conditions that have different clinical morphologies but similar histopathologic examinations.² All PPDs are characterized by nonblanching, nonpalpable, purpuric lesions that often are bilaterally symmetrical and present on the legs.^2,3 Although the precise etiology of these conditions is not known, most cases include a perivascular lymphocytic infiltrate along with the presence of extravasated erythrocytes and hemosiderin deposition in the dermis.² Of note, PATM often is idiopathic and patients usually present with no associated comorbidities.³ The currently established PPDs include progressive pigmentary dermatosis (Schamberg disease), PATM, pigmented purpuric lichenoid dermatosis of Gougerot and Blum, lichen aureus, and eczematidlike purpura of Doucas and Kapetanakis.^2,4

RELATED ARTICLE: Granulomatous Pigmented Purpuric Dermatosis

The lesions of PATM are symmetrically distributed on the bilateral legs and may be symptomatic in most cases, with severe pruritus being reported in several drug-induced PATM cases.^3,5 Although the exact etiology of PPDs currently is unknown, some contributing factors that are thought to play a role include exercise, venous stasis, gravitational dependence, capillary fragility, hypertension, drugs, chemical exposure or ingestions, and contact allergy to dyes.³ Some of the drugs known to cause drug-induced PPDs fall into the class of sedatives, stimulants, antibiotics, cardiovascular drugs, vitamins, and nutritional supplements.^3,6 Some medications that have been reported to cause PPDs include acetaminophen, aspirin, carbamazepine, diltiazem, furosemide, glipizide, hydralazine, infliximab, isotretinoin, lorazepam, minocycline, nitroglycerine, and sildenafil.^3,7-15

Although the mechanism of drug-induced PPD is not completely understood, it is thought that the ingested substance leads to an immunologic response in the capillary endothelium, which results in a cell-mediated immune response causing vascular damage.³ The ingested substance may act as a hapten, stimulating antibody formation and immune-mediated injury, leading to the clinical presentation of nonblanching, symmetric, purpuric, telangiectatic, and atrophic patches at the site of injury.^1,3

Levofloxacin is a broad-spectrum antibiotic that has activity against both gram-positive and gram-negative bacteria. It inhibits the enzymes DNA gyrase and topoisomerase IV, preventing bacteria from undergoing proper DNA synthesis.¹⁶ Our patient’s rash began shortly after a 2-week course of levofloxacin and faded within a few weeks of discontinuing the drug; the clinical presentation, time course, and histologic appearance of the lesions were consistent with the diagnosis of drug-induced PPD. Of note, solar capillaritis has been reported following a phototoxic reaction induced by levofloxacin.¹⁷ Our case differs in that our patient had annular lesions on both photoprotected and photoexposed skin.

The first-line interventions for the treatment of PPDs are nonpharmacologic, such as discontinuation of an offending drug or allergen or wearing supportive stockings if there are signs of venous stasis. Other interventions include the use of a medium- or high-potency topical corticosteroid once to twice daily to affected areas for 4 to 6 weeks.¹⁸ Some case series also have shown improvement with narrowband UVB treatment after 24 to 28 treatment sessions or with psoralen plus UVA phototherapy within 7 to 20 treatments.^19,20 If the above measures are unsuccessful in resolving symptoms, other treatment alternatives may include pentoxifylline, griseofulvin, colchicine, cyclosporine, and methotrexate. The potential benefit of treatment must be weighed against the side-effect profile of these medications.^2,21-24 Of note, oral rutoside (50 mg twice daily) and ascorbic acid (500 mg twice daily) were administered to 3 patients with chronic progressive pigmented purpura. At the end of the 4-week treatment period, complete clearance of skin lesions was seen in all patients with no adverse reactions noted.²⁵

Despite these treatment options, PATM does not necessitate treatment given its benign course and often self-resolving nature.²⁶ In cases of drug-induced PPD such as in our patient, discontinuation of the offending drug often may lead to resolution.

In summary, PATM is a PPD that has been associated with different etiologic factors. If PATM is suspected to be caused by a drug, discontinuation of the offending agent usually results in resolution of symptoms, as it did in our case with fading of lesions within a few weeks after the patient was no longer taking levofloxacin.

A long-term safety study of crisaborole showed few safety concerns, suggesting that the therapy has the potential to treat atopic dermatitis without the side effects of the current topical treatments, said Lawrence F. Eichenfield, MD, of Rady Children’s Hospital, San Diego, and his associates.

The multicenter, long-term, open-label safety study of 48 weeks assessed 517 patients with mild to moderate atopic dermatitis after they had finished a 28-day phase 3 study of 2% crisaborole ointment. The patients in the extension study were told to apply crisaborole twice daily for 28 days, with an off-treatment period initiated if their disease severity was clear or almost clear after the 28 days. They were told to stop the treatment if they had no improvement in their Investigator’s Static Global Assessment score after three consecutive treatment periods.

aniaostudio/Thinkstock

dermnews@frontlinemedcom.com

A long-term safety study of crisaborole showed few safety concerns, suggesting that the therapy has the potential to treat atopic dermatitis without the side effects of the current topical treatments, said Lawrence F. Eichenfield, MD, of Rady Children’s Hospital, San Diego, and his associates.

The multicenter, long-term, open-label safety study of 48 weeks assessed 517 patients with mild to moderate atopic dermatitis after they had finished a 28-day phase 3 study of 2% crisaborole ointment. The patients in the extension study were told to apply crisaborole twice daily for 28 days, with an off-treatment period initiated if their disease severity was clear or almost clear after the 28 days. They were told to stop the treatment if they had no improvement in their Investigator’s Static Global Assessment score after three consecutive treatment periods.

aniaostudio/Thinkstock

dermnews@frontlinemedcom.com

A long-term safety study of crisaborole showed few safety concerns, suggesting that the therapy has the potential to treat atopic dermatitis without the side effects of the current topical treatments, said Lawrence F. Eichenfield, MD, of Rady Children’s Hospital, San Diego, and his associates.

The multicenter, long-term, open-label safety study of 48 weeks assessed 517 patients with mild to moderate atopic dermatitis after they had finished a 28-day phase 3 study of 2% crisaborole ointment. The patients in the extension study were told to apply crisaborole twice daily for 28 days, with an off-treatment period initiated if their disease severity was clear or almost clear after the 28 days. They were told to stop the treatment if they had no improvement in their Investigator’s Static Global Assessment score after three consecutive treatment periods.

aniaostudio/Thinkstock

dermnews@frontlinemedcom.com

Much has been written over the past year about the Medicare Access and CHIP Reauthorization Act of 2015 (MACRA), and its primary vehicle, the Merit-Based Incentive System (MIPS); but many small practices seem reluctant to take it seriously, despite the fact that it puts yet another significant percentage of our Medicare reimbursements at risk.

Those much-publicized attempts to “repeal and replace” the Affordable Care Act earlier this year undoubtedly contributed to the apathy; but the ACA is apparently here to stay, and the first MIPS “performance period” ends on Dec. 31, so now would be an excellent time to get up to speed. Herewith, the basics:

Dr. Eastern practices dermatology and dermatologic surgery in Belleville, N.J. He is the author of numerous articles and textbook chapters, and is a longtime monthly columnist for Dermatology News. Write to him at dermnews@frontlinemedcom.com.

Much has been written over the past year about the Medicare Access and CHIP Reauthorization Act of 2015 (MACRA), and its primary vehicle, the Merit-Based Incentive System (MIPS); but many small practices seem reluctant to take it seriously, despite the fact that it puts yet another significant percentage of our Medicare reimbursements at risk.

Those much-publicized attempts to “repeal and replace” the Affordable Care Act earlier this year undoubtedly contributed to the apathy; but the ACA is apparently here to stay, and the first MIPS “performance period” ends on Dec. 31, so now would be an excellent time to get up to speed. Herewith, the basics:

Dr. Eastern practices dermatology and dermatologic surgery in Belleville, N.J. He is the author of numerous articles and textbook chapters, and is a longtime monthly columnist for Dermatology News. Write to him at dermnews@frontlinemedcom.com.

Much has been written over the past year about the Medicare Access and CHIP Reauthorization Act of 2015 (MACRA), and its primary vehicle, the Merit-Based Incentive System (MIPS); but many small practices seem reluctant to take it seriously, despite the fact that it puts yet another significant percentage of our Medicare reimbursements at risk.

Those much-publicized attempts to “repeal and replace” the Affordable Care Act earlier this year undoubtedly contributed to the apathy; but the ACA is apparently here to stay, and the first MIPS “performance period” ends on Dec. 31, so now would be an excellent time to get up to speed. Herewith, the basics:

Dr. Eastern practices dermatology and dermatologic surgery in Belleville, N.J. He is the author of numerous articles and textbook chapters, and is a longtime monthly columnist for Dermatology News. Write to him at dermnews@frontlinemedcom.com.

To the Editor:

A 69-year-old woman with no history of immunodeficiency presented 1 month after a thorn from her locally grown Madagascar palm plant (Pachypodium lamerei) pierced the skin. The patient developed a painful nodule at the site on the left elbow (Figure 1). An excisional biopsy by an outside dermatologist was performed, which showed granulomatous inflammation within the dermis with epidermal hyperplasia and the presence of golden brown spherules (medlar bodies). The diagnosis was a dermal fungal infection consistent with chromoblastomycosis. A curative surgical excision was performed, and medlar bodies were seen adjacent to a polarizable foreign body consistent with plant material on histology (Figure 2). Because the lesion was localized, adjuvant medical treatment was not deemed necessary. The patient has not had any recurrence in the last 1.5 years since the resection.

The categorization of chromoblastomycosis includes a chronic fungal infection of the cutaneous and subcutaneous tissues by dematiaceous (pigmented) fungi. This definition is such that there are a multitude of organisms that can be the primary cause of this diagnosis. Generally, infection follows a traumatic permeation of the skin by a foreign body contaminated by the causative organism in agricultural workers. The most common dematiaceous pathogens are Fonsecaea pedrosoi, Phialophora verrucosa, and Cladosporium carrionii; however, the specific causative organism varies heavily on geographic location. With inoculation by a foreign body, a small papule develops at the site of the lesion. Several years after the primary infection, nodules and verrucous erythematous plaques develop in the same area, and patients present with concerns of pain and pruritus.¹ Lesions usually are localized to the initial area of inoculation, generally a break in the skin by the offending foreign body, on the legs, arms, or hands, but hematogenous or lymphatic dissemination with distant transmission due to scratching also can occur. Ulceration due to secondary bacterial infection is another possible manifestation, resulting in a foul odor and less commonly lymphedema. Rarely, squamous cell carcinoma is a complication.²

RELATED ARTICLE: Fungal Foes: Presentations of Chromoblastomycosis Post–Hurricane Ike

On histopathology, thick-walled sclerotic bodies termed medlar bodies or copper pennies are pathognomonic for chromoblastomycosis and represent the fungal elements. Grossly, black dots can be seen on the skin in the affected areas from the transepidermal elimination of the fungi.^1,2 However, there is no specificity for determining the causative organism in this manner, or even with culture, as it is difficult to differentiate the species morphologically. More advanced tests can help, such as polymerase chain reaction or enzyme-linked immunosorbent assay, where available.² Hematoxylin and eosin stain also shows epidermal hyperplasia and dermal mononuclear infiltrate.

Treatment modalities include surgical excision, cryotherapy, pharmacologic treatment, and combination therapy. Localized lesions often can be resected, but more severe infections can require pharmacologic treatment. Unfortunately, there tends to be a high risk for relapse with most antifungal modalities. The combination of itraconazole and terbinafine has been shown to offer the best medical therapy with lower risk for refractoriness to treatment by producing a synergistic effect between the 2 antifungals.^2,3 Many surgical treatments often are combined with oral antifungals to try to attain complete eradication in deep or extensive lesions, as seen in a case in which oral terbinafine was used prior to surgery to reduce the size of the lesion, followed by complete resection.⁴ With localized lesions that are resectable, a wide and deep incision often can be curative. Cryotherapy also may be coupled with surgical excision or pharmacologic therapy. Most literature suggests that cryotherapy or the use of antifungals prior to excision offers improved outcomes.^2,5 Prognosis tends to be good for chromoblastomycoses, particularly with smaller lesions. Complete eradication varies greatly on the size and depth of the lesion, independent of the causative pathogen.

Our patient’s presentation with chromoblastomycosis is unique because of the source of infection, which was a plant grown from seeds in a local nursery in South Florida and then sold to the patient. The majority of chromoblastomycosis infections occur in agricultural workers, typically in tropical climates such as South and Central America, the Caribbean, and Mexico.^1,2 Historically, infections in the United States have been uncommon, with the majority presenting in patients on prolonged corticosteroid therapy or with other immunosuppressive conditions.^6,7 This presentation of a chromoblastomycosis infection in a 69-year-old woman with no history of immunosuppression or chronic disease can serve as a teaching point about atypical presentations of the disease. The Madagascar palm plant that was responsible for the initial lesion in our case is a member of the Pachypodium species of plant that is endemic to Madagascar, one of the few regions outside of Latin America that has displayed numerous cases of chromoblastomycosis. In this fashion, a domestic gardener can now become exposed to dematiaceous pathogens that normally are not found in the continental United States, and knowledge of this possible exposure source can be crucial in the diagnosis and management of similar patients.

To the Editor:

A 69-year-old woman with no history of immunodeficiency presented 1 month after a thorn from her locally grown Madagascar palm plant (Pachypodium lamerei) pierced the skin. The patient developed a painful nodule at the site on the left elbow (Figure 1). An excisional biopsy by an outside dermatologist was performed, which showed granulomatous inflammation within the dermis with epidermal hyperplasia and the presence of golden brown spherules (medlar bodies). The diagnosis was a dermal fungal infection consistent with chromoblastomycosis. A curative surgical excision was performed, and medlar bodies were seen adjacent to a polarizable foreign body consistent with plant material on histology (Figure 2). Because the lesion was localized, adjuvant medical treatment was not deemed necessary. The patient has not had any recurrence in the last 1.5 years since the resection.

The categorization of chromoblastomycosis includes a chronic fungal infection of the cutaneous and subcutaneous tissues by dematiaceous (pigmented) fungi. This definition is such that there are a multitude of organisms that can be the primary cause of this diagnosis. Generally, infection follows a traumatic permeation of the skin by a foreign body contaminated by the causative organism in agricultural workers. The most common dematiaceous pathogens are Fonsecaea pedrosoi, Phialophora verrucosa, and Cladosporium carrionii; however, the specific causative organism varies heavily on geographic location. With inoculation by a foreign body, a small papule develops at the site of the lesion. Several years after the primary infection, nodules and verrucous erythematous plaques develop in the same area, and patients present with concerns of pain and pruritus.¹ Lesions usually are localized to the initial area of inoculation, generally a break in the skin by the offending foreign body, on the legs, arms, or hands, but hematogenous or lymphatic dissemination with distant transmission due to scratching also can occur. Ulceration due to secondary bacterial infection is another possible manifestation, resulting in a foul odor and less commonly lymphedema. Rarely, squamous cell carcinoma is a complication.²

RELATED ARTICLE: Fungal Foes: Presentations of Chromoblastomycosis Post–Hurricane Ike

On histopathology, thick-walled sclerotic bodies termed medlar bodies or copper pennies are pathognomonic for chromoblastomycosis and represent the fungal elements. Grossly, black dots can be seen on the skin in the affected areas from the transepidermal elimination of the fungi.^1,2 However, there is no specificity for determining the causative organism in this manner, or even with culture, as it is difficult to differentiate the species morphologically. More advanced tests can help, such as polymerase chain reaction or enzyme-linked immunosorbent assay, where available.² Hematoxylin and eosin stain also shows epidermal hyperplasia and dermal mononuclear infiltrate.

Treatment modalities include surgical excision, cryotherapy, pharmacologic treatment, and combination therapy. Localized lesions often can be resected, but more severe infections can require pharmacologic treatment. Unfortunately, there tends to be a high risk for relapse with most antifungal modalities. The combination of itraconazole and terbinafine has been shown to offer the best medical therapy with lower risk for refractoriness to treatment by producing a synergistic effect between the 2 antifungals.^2,3 Many surgical treatments often are combined with oral antifungals to try to attain complete eradication in deep or extensive lesions, as seen in a case in which oral terbinafine was used prior to surgery to reduce the size of the lesion, followed by complete resection.⁴ With localized lesions that are resectable, a wide and deep incision often can be curative. Cryotherapy also may be coupled with surgical excision or pharmacologic therapy. Most literature suggests that cryotherapy or the use of antifungals prior to excision offers improved outcomes.^2,5 Prognosis tends to be good for chromoblastomycoses, particularly with smaller lesions. Complete eradication varies greatly on the size and depth of the lesion, independent of the causative pathogen.

Our patient’s presentation with chromoblastomycosis is unique because of the source of infection, which was a plant grown from seeds in a local nursery in South Florida and then sold to the patient. The majority of chromoblastomycosis infections occur in agricultural workers, typically in tropical climates such as South and Central America, the Caribbean, and Mexico.^1,2 Historically, infections in the United States have been uncommon, with the majority presenting in patients on prolonged corticosteroid therapy or with other immunosuppressive conditions.^6,7 This presentation of a chromoblastomycosis infection in a 69-year-old woman with no history of immunosuppression or chronic disease can serve as a teaching point about atypical presentations of the disease. The Madagascar palm plant that was responsible for the initial lesion in our case is a member of the Pachypodium species of plant that is endemic to Madagascar, one of the few regions outside of Latin America that has displayed numerous cases of chromoblastomycosis. In this fashion, a domestic gardener can now become exposed to dematiaceous pathogens that normally are not found in the continental United States, and knowledge of this possible exposure source can be crucial in the diagnosis and management of similar patients.

To the Editor:

A 69-year-old woman with no history of immunodeficiency presented 1 month after a thorn from her locally grown Madagascar palm plant (Pachypodium lamerei) pierced the skin. The patient developed a painful nodule at the site on the left elbow (Figure 1). An excisional biopsy by an outside dermatologist was performed, which showed granulomatous inflammation within the dermis with epidermal hyperplasia and the presence of golden brown spherules (medlar bodies). The diagnosis was a dermal fungal infection consistent with chromoblastomycosis. A curative surgical excision was performed, and medlar bodies were seen adjacent to a polarizable foreign body consistent with plant material on histology (Figure 2). Because the lesion was localized, adjuvant medical treatment was not deemed necessary. The patient has not had any recurrence in the last 1.5 years since the resection.

The categorization of chromoblastomycosis includes a chronic fungal infection of the cutaneous and subcutaneous tissues by dematiaceous (pigmented) fungi. This definition is such that there are a multitude of organisms that can be the primary cause of this diagnosis. Generally, infection follows a traumatic permeation of the skin by a foreign body contaminated by the causative organism in agricultural workers. The most common dematiaceous pathogens are Fonsecaea pedrosoi, Phialophora verrucosa, and Cladosporium carrionii; however, the specific causative organism varies heavily on geographic location. With inoculation by a foreign body, a small papule develops at the site of the lesion. Several years after the primary infection, nodules and verrucous erythematous plaques develop in the same area, and patients present with concerns of pain and pruritus.¹ Lesions usually are localized to the initial area of inoculation, generally a break in the skin by the offending foreign body, on the legs, arms, or hands, but hematogenous or lymphatic dissemination with distant transmission due to scratching also can occur. Ulceration due to secondary bacterial infection is another possible manifestation, resulting in a foul odor and less commonly lymphedema. Rarely, squamous cell carcinoma is a complication.²

RELATED ARTICLE: Fungal Foes: Presentations of Chromoblastomycosis Post–Hurricane Ike

On histopathology, thick-walled sclerotic bodies termed medlar bodies or copper pennies are pathognomonic for chromoblastomycosis and represent the fungal elements. Grossly, black dots can be seen on the skin in the affected areas from the transepidermal elimination of the fungi.^1,2 However, there is no specificity for determining the causative organism in this manner, or even with culture, as it is difficult to differentiate the species morphologically. More advanced tests can help, such as polymerase chain reaction or enzyme-linked immunosorbent assay, where available.² Hematoxylin and eosin stain also shows epidermal hyperplasia and dermal mononuclear infiltrate.

Treatment modalities include surgical excision, cryotherapy, pharmacologic treatment, and combination therapy. Localized lesions often can be resected, but more severe infections can require pharmacologic treatment. Unfortunately, there tends to be a high risk for relapse with most antifungal modalities. The combination of itraconazole and terbinafine has been shown to offer the best medical therapy with lower risk for refractoriness to treatment by producing a synergistic effect between the 2 antifungals.^2,3 Many surgical treatments often are combined with oral antifungals to try to attain complete eradication in deep or extensive lesions, as seen in a case in which oral terbinafine was used prior to surgery to reduce the size of the lesion, followed by complete resection.⁴ With localized lesions that are resectable, a wide and deep incision often can be curative. Cryotherapy also may be coupled with surgical excision or pharmacologic therapy. Most literature suggests that cryotherapy or the use of antifungals prior to excision offers improved outcomes.^2,5 Prognosis tends to be good for chromoblastomycoses, particularly with smaller lesions. Complete eradication varies greatly on the size and depth of the lesion, independent of the causative pathogen.

Our patient’s presentation with chromoblastomycosis is unique because of the source of infection, which was a plant grown from seeds in a local nursery in South Florida and then sold to the patient. The majority of chromoblastomycosis infections occur in agricultural workers, typically in tropical climates such as South and Central America, the Caribbean, and Mexico.^1,2 Historically, infections in the United States have been uncommon, with the majority presenting in patients on prolonged corticosteroid therapy or with other immunosuppressive conditions.^6,7 This presentation of a chromoblastomycosis infection in a 69-year-old woman with no history of immunosuppression or chronic disease can serve as a teaching point about atypical presentations of the disease. The Madagascar palm plant that was responsible for the initial lesion in our case is a member of the Pachypodium species of plant that is endemic to Madagascar, one of the few regions outside of Latin America that has displayed numerous cases of chromoblastomycosis. In this fashion, a domestic gardener can now become exposed to dematiaceous pathogens that normally are not found in the continental United States, and knowledge of this possible exposure source can be crucial in the diagnosis and management of similar patients.

Peripheral intravenous catheter (PIV) insertion is the fastest, simplest, and most cost-effective method to gain vascular access, and it is used for short-term intravenous (IV) fluids, medications, blood products, and contrast media.¹ It is the most common invasive device in hospitalized patients,² with up to 70% of hospital patients receiving a PIV.³ Unacceptable PIV failure rates have been reported as high as 69%.^4-7 Failure is most frequently due to phlebitis (vein wall irritation/inflammation), occlusion (blockage), infiltration or extravasation (IV fluids/vesicant therapy entering surrounding tissue), partial dislodgement or accidental removal, leakage, and infection.^4,6,8 These failures have important implications for patients, who endure the discomfort of PIV complications and catheter replacements, and healthcare staff and budgets.

To reduce the incidence of catheter failure and avoid preventable PIV replacements, a clear understanding of why catheters fail is required. Previous research has identified that catheter gauge,^9-11 insertion site,^12-14 and inserter skill^10,15 have an impact on PIV failure. Limitations of existing research are small study sizes,^16-18 retrospective design,¹⁹ or secondary analysis of an existing data set; all potentially introduce sampling bias.^10,20

To overcome these potential biases, we developed a data collection instrument based on the catheter-associated risk factors described in the literature,^9-11,13 and other potential insertion and maintenance risks for PIV failure (eg, multiple insertion attempts, medications administered), with data collected prospectively. The study aim was to improve patient outcomes by identifying PIV insertion and maintenance risk factors amenable to modification through education or alternative clinical interventions, such as catheter gauge selection or insertion site.

Study Design and Participants

We conducted this prospective cohort study in a large tertiary hospital in Queensland, Australia. Ethics committee approval was obtained from the hospital (HREC/14/QRBW/76) and Griffith University (NRS/26/14/HREC). The study was registered with the Australian New Zealand Clinical Trials Registry (ACTRN12615000738527). Patients in medical and surgical wards were screened Monday, Wednesday, and Friday between October 2014 and December 2015. Patients over 18 years with a PIV (BD Insyte^TM Autoguard^TM BC; Becton Dickinson, Franklin Lakes, NJ) inserted within 24 hours, and who were able to provide written informed consent, were eligible and recruited sequentially. Patients classified as palliative by the treating clinical team were excluded.

Sample Size Calculation

The “10 events per variable” rule was used to determine the sample size required to study 50 potential risk factors.^21,22 This determined that 1000 patients, with an average of 1.5 PIVs each and an expected PIV failure of 30% (500 events), were required.

Data Collection

At recruitment, baseline patient information was collected by a research nurse (ReNs) (demographics, admitting diagnosis, comorbidities, skin type,²³ and vein condition) and entered into an electronic data platform supported by Research Electronic Data Capture (REDCap).²⁴ Baseline data also included catheter variables (eg, gauge, insertion site, catheterized vein) and insertion details (eg, department of insertion, inserting clinician, number of insertion attempts). We included every PIV the participant had during their admission until hospital discharge or insertion of a central venous access device. PIV sites were reviewed Monday, Wednesday, and Friday by ReNs for site complications (eg, redness, pain, swelling, palpable cord). Potential risk factors for failure were also recorded (eg, infusates and additives, antibiotic type and dosage, flushing regimen, number of times the PIV was accessed each day for administration of IV medications or fluids, dressing type and condition, securement method for the catheter and tubing, presence of extension tubing or 3-way taps, patient mobility status, and delirium). A project manager trained and supervised ReNs for protocol compliance and audited study data quality. We considered PIV failure to have occurred if the catheter had complications at removal identified by the ReNs assessment, from medical charts, or by speaking to the patient and beside nurse. We grouped the failures in 1 of 3 types: (1) occlusion or infiltration, defined as blockage, IV fluids moving into surrounding tissue, induration, or swelling greater than 1 cm from the insertion site at or within 24 hours of removal; (2) phlebitis, defined as per clinicians’ definitions or one or more of the following signs and symptoms: pain or tenderness scored at 2 or more on a 1 to 10 increasing severity pain scale, or redness or a palpable cord (either extending greater than 1 cm from the insertion site) at or within 24 hours of PIV removal; and (3) dislodgement (partial or complete). If multiple complications were present, all were recorded.

Statistical Analysis

Data were downloaded from REDcap to Stata 14.2 (StataCorp., College Station, TX) for data management and analysis. Missing data were not imputed. Nominal data observations were collapsed into a single observation per device. Patient and device variables were described as frequencies and proportions, means and standard deviations, or medians and interquartile ranges. Failure incidence rates were calculated, and a Kaplan-Meier survival curve was plotted. In general, Cox proportional hazards models were fitted (Efron method) to handle tied failures (clustering by patient). Variables significant at P < 0.20 on univariable analyses were subjected to multivariable regression. Generally, the largest category was set as referent. Correlations between variables were checked (Spearman’s rank for binary variables, R-squared value of linear regressions for continuous/categorical or continuous/continuous variables). Correlations were considered significant if r > 0.5 and the lower bound of the 95% confidence interval (CI) was >0.5 (where calculated). Covariate interactions were explored, and effects at P < 0.05 noted. The 4 steps of multivariable model building were (1) baseline covariates only with manual stepwise removal of covariates at P ≥ 0.05, (2) treatment covariates only with manual stepwise removal of covariates at P ≥ 0.05, (3) a combination of the derived models from (1) and (2) and manual stepwise removal of covariates at P ≥ 0.05, and (4) manual stepwise addition and removal (at P ≥ 0.05) of variables dropped during the previous steps and interaction testing. Final models were checked as follows: global proportional-hazards assumption test, concordance probability (that predictions and outcomes were in agreement), and Nelson-Aalen cumulative hazard function plotted against the Cox-Snell residuals.

Patient Characteristics

In total, 1000 patients with 1578 PIVs were recruited. The average age was 54 years and the majority were surgical patients (673; 67%). Almost half of patients (455; 46%) had 2 or more comorbidities, and 334 (33%) were obese (body mass index greater than 30). Sample characteristics are shown by the type of catheter failure in Table 1.

PIV Characteristics

All 1578 PIVs were followed until removal, with only 7 PIVs (0.44%) having missing data for the 3 outcomes of interest (these were coded as nonfailures for analysis). Sixty percent of participants had more than 1 PIV followed in the study. Doctors and physicians inserted 1278 (83%) catheters. A total of 550 (35%) were placed in the ward, with 428 (28%) inserted in the emergency department or ambulance. A third of the catheters (540; 34%) were 18-gauge or larger in diameter, and 1000 (64%) were located in the cubital fossa or hand. Multiple insertion attempts were required to place 315 (23%) PIVs. No PIVs were inserted with ultrasound, as this is rarely used in this hospital. The flushing policy was for the administration of 9% sodium chloride every 8 hours if no IV medications or fluids were ordered. Table 2 contains further details of device-related characteristics. Although the hospital policy was for catheter removal by 72 hours, dwell time ranged from <1 to 14 days, with an average of 2.4 days.

PIV Complications

Catheter failure (any cause) occurred in 512 (32%) catheters, which is a failure rate of 136 per 1000 catheter days (95% CI, 125-148). A total of 346 patients out of 1000 (35%) had at least 1 failed PIV during the study. Failures were 267 phlebitis (17%), 228 occlusion/infiltration (14%), and/or 154 dislodgement (10%; Figure), with some PIVs exhibiting multiple concurrent complications (Table 2).

Multivariable AnalysisOcclusion/Infiltration

The multivariable analysis (Table 3) showed occlusion or infiltration was statistically significantly associated with female patients (hazard ratio [HR], 1.48; 95% CI, 1.10-2.00), with a 22-gauge catheter (HR, 1.43; 95% CI, 1.02-2.00), IV flucloxacillin (HR, 1.98; 95% CI, 1.19-3.31), and with frequent PIV access (HR, 1.12; 95% CI, 1.04-1.21; ie, with each increase of 1 in the mean medications/fluids administrations per day, relative PIV failure increased 112%). Less occlusion and infiltration were statistically significantly associated with securement by using additional nonsterile tape (HR, 0.46; 95% CI, 0.33-0.63), elasticized tubular bandages (HR, 0.49; 95% CI, 0.35-0.70 ), or other types of additional securement for the PIV (HR, 0.35; 95% CI, 0.26-0.47).

Phlebitis

Phlebitis was statistically significantly associated with female patients (HR, 1.81; 95% CI, 1.40-2.35), bruising at the insertion site (HR, 2.16; 95% CI, 1.26-3.71), insertion in patients’ dominant side (HR, 1.39; 95% CI, 1.09-1.77), IV flucloxicillin (HR, 2.01; 95% CI, 1.26-3.21), or with frequent PIV access (HR, 1.14; 95% CI, 1.08-1.21). Older age, (HR, 0.99; 95% CI, 0.98-0.99; ie, each year older was associated with 1% less phlebitis), securement with additional nonsterile tape (HR, 0.63; 95% CI, 0.48-0.82) or with any other additional securement (HR, 0.53; 95% CI, 0.39-0.70), or the administration of IV cephazolin (HR, 0.63; 95% CI, 0.44-0.89) were associated with lower phlebitis risk.

Dislodgement

Statistically significant predictors associated with an increased risk of PIV dislodgement included paramedic insertion (HR, 1.78; 95% CI, 1.03-3.06) and frequent PIV access (HR, 1.11; 95% CI, 1.03-1.20). A decreased risk was associated with the additional securement of the PIV, including nonsterile tape (HR, 0.44; 95% CI, 0.31-0.63) or other forms of additional securement (HR, 0.32; 95% CI, 0.22-0.46).

One in 3 PIVs failed in this study, with phlebitis as the most common cause of PIV failure. The 17% phlebitis rate reflected clinician-reported phlebitis or phlebitis observed by research staff using a 1-criteria definition because any sign or symptom can trigger PIV removal (eg, pain), even if other signs or symptoms are not present. Reported phlebitis rates are lower if definitions require 2 signs or symptoms.^4,6 With over 71 different phlebitis assessment scales in use, and none well validated, the best method for diagnosing phlebitis remains unclear and explains the variation in reported rates.²⁵ Occlusion/infiltration and dislodgement were also highly prevalent forms of PIV failure at 14% and 10%, respectively. Occlusion and infiltration were combined because clinical staff use these terms interchangeably, and differential diagnostic tools are not used in practice. Both result in the same outcome (therapy interruption and PIV removal), and this combination of outcomes has been used previously.²³ No PIV-associated bloodstream infections occurred, despite the heightened awareness of these infections in the literature.³

Females had significantly more occlusion/infiltration and phlebitis than males, in keeping with previous studies.^7,9,10 This could be because of females’ smaller vein caliber, although the effect remained after adjustment for PIV gauge.^7,26 The effect of aging on vascular endothelium and structural integrity may explain the observed decrease in phlebitis of 1% with each older year of age.²⁷ However, gender and age effects could be explained by psychosocial factors (eg, older people may be less likely to admit pain, or we may question them less sympathetically), but, regardless, women and younger patients should be monitored more closely.

We found 22-gauge catheters were more likely to fail from occlusion/infiltration than other sizes. This confirms similar findings from Abolfotouh et al.⁹ PIV gauge selection for this study was made at the inserter’s discretion and may be confounded by smaller vein size, which was not measured. In addition, risk may be because of smaller gauge alone or also more influenced by the shorter length of the studied 22-gauge (25 mm) than the <20-gauge catheters (30 mm). These results question international guidelines, which currently recommend the smallest gauge peripheral catheter possible,^28,29 and randomized trials are needed. Although practice varies between inserters, some preferentially cannulate the nondominant limb. We are not aware of previous studies on this practice; however, our results support this approach.

Flucloxacillin was associated with a 2-fold increase in occlusion/infiltration and phlebitis. Although multiple studies have reported IV medications^9,11 and IV antibiotics^10,30,31 as risk factors for PIV failure, none have identified flucloxacillin as an independent risk factor. IV flucloxacillin is recommended for reconstitution as 1 g in 15 mL to 20 mL of sterile water, and injection over 3 to 4 minutes, although this may not be adhered to in practice. Alternative administration regimes or improved adherence to current policy may be needed. An exception to the relationship between IV antibiotics and catheter failure was IV cephazolin, associated with 40% relatively less phlebitis. This may be a spurious finding because the administration, pH, and osmolality of cephazolin are similar to other IV antibiotics.

The more PIVs that were accessed per day, whether for infusions or medications, the more failure occurred from occlusion/infiltration, phlebitis, and dislodgement. This suggests that peripheral veins are easily damaged and/or inflamed by the influx of fluids or medications. Lower injection pressures or the timely transfer to oral medications may limit this problem. Flushing regimens may also assist because practice varies greatly, and questions on whether slow continuous flush infusion or intermittent manual flushing are more vein-protective, and the optimal flush volume, frequency, and technique (eg, pulsatile) remain.^32,33 Manual handling for frequent access may loosen dressings and securement, thus explaining the observed association between frequent access and catheter dislodgement. Finally, the association between use and failure may indicate that many of these patients were not suitable for a PIV, and different approaches (eg, ultrasound-guided insertion) or a midline may have been a superior option. There is growing emphasis on the need for better preinsertion assessment and selection of the most appropriate device for the patient and the IV treatment required.³⁴

Suboptimal dressings or securements are not unusual in hospitals.³⁵ Despite our policy of PIV securement with bordered transparent dressings, we found 4 dressing types in use. In addition, we found almost 50% of PIVs had an additional (secondary) securement, and this was associated with significantly less PIV failure of all 3 types. This suggests that 1 or more of nonsterile tape, elasticized tubular bandages, or other securement (eg, bandage or second transparent dressing) can reduce PIV failure, although a randomized trial is lacking.³⁶ Whether the dressing was failing and required reinforcement or hospital staff lacked confidence in the dressing and placed additional securement preventatively is unclear. Both PIV failure and PIV dressing failure are common, and further research into superior PIV products and practices is urgently needed. Paramedic insertions had a higher risk of dislodgement, suggesting that the increased emphasis on securement should start in the prehospital setting.

While multiple or difficult insertion attempts were not associated with PIV failure, insertions were not directly observed, and clinicians may have underreported attempts. In contrast, insertion-related bruising (a surrogate for difficult insertion) was associated with more than double the incidence of phlebitis. The long-term implications of multiple insertion attempts on patient’s vasculature are unclear, but we believe first time PIV insertion is important to patients and of interest to clinicians. A recent systematic review of strategies associated with first attempt PIV insertion success in an emergency department found little evidence for effective strategies and recommended further research.³⁷

The overall PIV failure rate in our study was 32%, lower than the 35% to 40% failure observed in our previous randomized controlled trials, which had more stringent inclusion and exclusion criteria (eg, longer predicted duration of therapy).^6,38 The implications for patients and costs to the organization of frequent catheter replacement demonstrate urgent need for further research in this area of practice.³⁹ A strength of this study is that all PIVs, regardless of the expected length of dwell time or reason for insertion, were eligible for inclusion, providing more generalizable results. The PIV failure rate of 32% is concerning because these failures trigger treatment delays and replacement insertions, with significant increased labor and equipment costs. The mean cost of PIV replacement has been costed at AUD $69.30 or US $51.92 (as per 2010 $ value) per episode of IV treatment.⁴⁰ For our hospital, which uses 200,000 PIVs per year, the current level of PIV failure suggests almost AU $5.5 (US $4.1) million in waste annually at this site alone.

The additional strengths of this study include the extensive information collected prospectively about PIV insertion and maintenance, including information on who inserted the PIV, IV medications administered, and PIV dressings used. Limitations were the population of surgical and medical patients in 1 tertiary hospital, which may not be generalizable to other settings.

Our study confirms the high rate of catheter failure in acute care hospitals, validates existing evidence related to PIV failure, and identifies new, potentially modifiable risk factors to improve PIV insertion and management. Implications for future research were also identified.

Acknowledgments

The researchers acknowledge and thank the nurses and patients involved in this study. The authors would also like to acknowledge Becton Dickinson for partly funding this study in the form of an unrestricted grant-in-aid paid to Griffith University. Becton Dickinson did not design the study protocol, collect or analyze data, and did not prepare or review the manuscript.

Disclosure

 On behalf of NM and CMR, Griffith University has received unrestricted educational and research grants and consultancy payment for lectures from 3M and Becton Dickinson. On behalf of NM, MC, and CMR, Griffith University has received unrestricted investigator-initiated research grants from Centurion Medical Products and Entrotech Lifesciences (manufacturers of PIV dressings) and Becton Dickinson (manufacturer of PIVs). On behalf of MC, Griffith University has received a consultancy payment to develop education material from Baxter. On behalf of CMR, Griffith University has received unrestricted donations or investigator initiated research grants unrelated to this research from Adhezion, Angiodynamics, Baxter, Carefusion, Cook Medical, Hospira, Mayo, Smiths Medical, and Vygon. On behalf of CMR, Griffith University has received consultancy payments for educational lectures or professional opinion from B. Braun, Bard, Carefusion, Mayo, ResQDevices, and Smiths Medical. On behalf of EL, Griffith University has received consultancy payments for educational lecture from 3M. On behalf of MC, Griffith University has received a consultancy payment to develop education material from Baxter. As this was an observational study, no products were trialed in this study. JW and GM have no conflicts of interest.

Peripheral intravenous catheter (PIV) insertion is the fastest, simplest, and most cost-effective method to gain vascular access, and it is used for short-term intravenous (IV) fluids, medications, blood products, and contrast media.¹ It is the most common invasive device in hospitalized patients,² with up to 70% of hospital patients receiving a PIV.³ Unacceptable PIV failure rates have been reported as high as 69%.^4-7 Failure is most frequently due to phlebitis (vein wall irritation/inflammation), occlusion (blockage), infiltration or extravasation (IV fluids/vesicant therapy entering surrounding tissue), partial dislodgement or accidental removal, leakage, and infection.^4,6,8 These failures have important implications for patients, who endure the discomfort of PIV complications and catheter replacements, and healthcare staff and budgets.

To reduce the incidence of catheter failure and avoid preventable PIV replacements, a clear understanding of why catheters fail is required. Previous research has identified that catheter gauge,^9-11 insertion site,^12-14 and inserter skill^10,15 have an impact on PIV failure. Limitations of existing research are small study sizes,^16-18 retrospective design,¹⁹ or secondary analysis of an existing data set; all potentially introduce sampling bias.^10,20

To overcome these potential biases, we developed a data collection instrument based on the catheter-associated risk factors described in the literature,^9-11,13 and other potential insertion and maintenance risks for PIV failure (eg, multiple insertion attempts, medications administered), with data collected prospectively. The study aim was to improve patient outcomes by identifying PIV insertion and maintenance risk factors amenable to modification through education or alternative clinical interventions, such as catheter gauge selection or insertion site.

Study Design and Participants

We conducted this prospective cohort study in a large tertiary hospital in Queensland, Australia. Ethics committee approval was obtained from the hospital (HREC/14/QRBW/76) and Griffith University (NRS/26/14/HREC). The study was registered with the Australian New Zealand Clinical Trials Registry (ACTRN12615000738527). Patients in medical and surgical wards were screened Monday, Wednesday, and Friday between October 2014 and December 2015. Patients over 18 years with a PIV (BD Insyte^TM Autoguard^TM BC; Becton Dickinson, Franklin Lakes, NJ) inserted within 24 hours, and who were able to provide written informed consent, were eligible and recruited sequentially. Patients classified as palliative by the treating clinical team were excluded.

Sample Size Calculation

The “10 events per variable” rule was used to determine the sample size required to study 50 potential risk factors.^21,22 This determined that 1000 patients, with an average of 1.5 PIVs each and an expected PIV failure of 30% (500 events), were required.

Data Collection

At recruitment, baseline patient information was collected by a research nurse (ReNs) (demographics, admitting diagnosis, comorbidities, skin type,²³ and vein condition) and entered into an electronic data platform supported by Research Electronic Data Capture (REDCap).²⁴ Baseline data also included catheter variables (eg, gauge, insertion site, catheterized vein) and insertion details (eg, department of insertion, inserting clinician, number of insertion attempts). We included every PIV the participant had during their admission until hospital discharge or insertion of a central venous access device. PIV sites were reviewed Monday, Wednesday, and Friday by ReNs for site complications (eg, redness, pain, swelling, palpable cord). Potential risk factors for failure were also recorded (eg, infusates and additives, antibiotic type and dosage, flushing regimen, number of times the PIV was accessed each day for administration of IV medications or fluids, dressing type and condition, securement method for the catheter and tubing, presence of extension tubing or 3-way taps, patient mobility status, and delirium). A project manager trained and supervised ReNs for protocol compliance and audited study data quality. We considered PIV failure to have occurred if the catheter had complications at removal identified by the ReNs assessment, from medical charts, or by speaking to the patient and beside nurse. We grouped the failures in 1 of 3 types: (1) occlusion or infiltration, defined as blockage, IV fluids moving into surrounding tissue, induration, or swelling greater than 1 cm from the insertion site at or within 24 hours of removal; (2) phlebitis, defined as per clinicians’ definitions or one or more of the following signs and symptoms: pain or tenderness scored at 2 or more on a 1 to 10 increasing severity pain scale, or redness or a palpable cord (either extending greater than 1 cm from the insertion site) at or within 24 hours of PIV removal; and (3) dislodgement (partial or complete). If multiple complications were present, all were recorded.

Statistical Analysis

Data were downloaded from REDcap to Stata 14.2 (StataCorp., College Station, TX) for data management and analysis. Missing data were not imputed. Nominal data observations were collapsed into a single observation per device. Patient and device variables were described as frequencies and proportions, means and standard deviations, or medians and interquartile ranges. Failure incidence rates were calculated, and a Kaplan-Meier survival curve was plotted. In general, Cox proportional hazards models were fitted (Efron method) to handle tied failures (clustering by patient). Variables significant at P < 0.20 on univariable analyses were subjected to multivariable regression. Generally, the largest category was set as referent. Correlations between variables were checked (Spearman’s rank for binary variables, R-squared value of linear regressions for continuous/categorical or continuous/continuous variables). Correlations were considered significant if r > 0.5 and the lower bound of the 95% confidence interval (CI) was >0.5 (where calculated). Covariate interactions were explored, and effects at P < 0.05 noted. The 4 steps of multivariable model building were (1) baseline covariates only with manual stepwise removal of covariates at P ≥ 0.05, (2) treatment covariates only with manual stepwise removal of covariates at P ≥ 0.05, (3) a combination of the derived models from (1) and (2) and manual stepwise removal of covariates at P ≥ 0.05, and (4) manual stepwise addition and removal (at P ≥ 0.05) of variables dropped during the previous steps and interaction testing. Final models were checked as follows: global proportional-hazards assumption test, concordance probability (that predictions and outcomes were in agreement), and Nelson-Aalen cumulative hazard function plotted against the Cox-Snell residuals.

Patient Characteristics

In total, 1000 patients with 1578 PIVs were recruited. The average age was 54 years and the majority were surgical patients (673; 67%). Almost half of patients (455; 46%) had 2 or more comorbidities, and 334 (33%) were obese (body mass index greater than 30). Sample characteristics are shown by the type of catheter failure in Table 1.

PIV Characteristics

All 1578 PIVs were followed until removal, with only 7 PIVs (0.44%) having missing data for the 3 outcomes of interest (these were coded as nonfailures for analysis). Sixty percent of participants had more than 1 PIV followed in the study. Doctors and physicians inserted 1278 (83%) catheters. A total of 550 (35%) were placed in the ward, with 428 (28%) inserted in the emergency department or ambulance. A third of the catheters (540; 34%) were 18-gauge or larger in diameter, and 1000 (64%) were located in the cubital fossa or hand. Multiple insertion attempts were required to place 315 (23%) PIVs. No PIVs were inserted with ultrasound, as this is rarely used in this hospital. The flushing policy was for the administration of 9% sodium chloride every 8 hours if no IV medications or fluids were ordered. Table 2 contains further details of device-related characteristics. Although the hospital policy was for catheter removal by 72 hours, dwell time ranged from <1 to 14 days, with an average of 2.4 days.

PIV Complications

Catheter failure (any cause) occurred in 512 (32%) catheters, which is a failure rate of 136 per 1000 catheter days (95% CI, 125-148). A total of 346 patients out of 1000 (35%) had at least 1 failed PIV during the study. Failures were 267 phlebitis (17%), 228 occlusion/infiltration (14%), and/or 154 dislodgement (10%; Figure), with some PIVs exhibiting multiple concurrent complications (Table 2).

Multivariable AnalysisOcclusion/Infiltration

The multivariable analysis (Table 3) showed occlusion or infiltration was statistically significantly associated with female patients (hazard ratio [HR], 1.48; 95% CI, 1.10-2.00), with a 22-gauge catheter (HR, 1.43; 95% CI, 1.02-2.00), IV flucloxacillin (HR, 1.98; 95% CI, 1.19-3.31), and with frequent PIV access (HR, 1.12; 95% CI, 1.04-1.21; ie, with each increase of 1 in the mean medications/fluids administrations per day, relative PIV failure increased 112%). Less occlusion and infiltration were statistically significantly associated with securement by using additional nonsterile tape (HR, 0.46; 95% CI, 0.33-0.63), elasticized tubular bandages (HR, 0.49; 95% CI, 0.35-0.70 ), or other types of additional securement for the PIV (HR, 0.35; 95% CI, 0.26-0.47).

Phlebitis

Phlebitis was statistically significantly associated with female patients (HR, 1.81; 95% CI, 1.40-2.35), bruising at the insertion site (HR, 2.16; 95% CI, 1.26-3.71), insertion in patients’ dominant side (HR, 1.39; 95% CI, 1.09-1.77), IV flucloxicillin (HR, 2.01; 95% CI, 1.26-3.21), or with frequent PIV access (HR, 1.14; 95% CI, 1.08-1.21). Older age, (HR, 0.99; 95% CI, 0.98-0.99; ie, each year older was associated with 1% less phlebitis), securement with additional nonsterile tape (HR, 0.63; 95% CI, 0.48-0.82) or with any other additional securement (HR, 0.53; 95% CI, 0.39-0.70), or the administration of IV cephazolin (HR, 0.63; 95% CI, 0.44-0.89) were associated with lower phlebitis risk.

Dislodgement

Statistically significant predictors associated with an increased risk of PIV dislodgement included paramedic insertion (HR, 1.78; 95% CI, 1.03-3.06) and frequent PIV access (HR, 1.11; 95% CI, 1.03-1.20). A decreased risk was associated with the additional securement of the PIV, including nonsterile tape (HR, 0.44; 95% CI, 0.31-0.63) or other forms of additional securement (HR, 0.32; 95% CI, 0.22-0.46).

One in 3 PIVs failed in this study, with phlebitis as the most common cause of PIV failure. The 17% phlebitis rate reflected clinician-reported phlebitis or phlebitis observed by research staff using a 1-criteria definition because any sign or symptom can trigger PIV removal (eg, pain), even if other signs or symptoms are not present. Reported phlebitis rates are lower if definitions require 2 signs or symptoms.^4,6 With over 71 different phlebitis assessment scales in use, and none well validated, the best method for diagnosing phlebitis remains unclear and explains the variation in reported rates.²⁵ Occlusion/infiltration and dislodgement were also highly prevalent forms of PIV failure at 14% and 10%, respectively. Occlusion and infiltration were combined because clinical staff use these terms interchangeably, and differential diagnostic tools are not used in practice. Both result in the same outcome (therapy interruption and PIV removal), and this combination of outcomes has been used previously.²³ No PIV-associated bloodstream infections occurred, despite the heightened awareness of these infections in the literature.³

Females had significantly more occlusion/infiltration and phlebitis than males, in keeping with previous studies.^7,9,10 This could be because of females’ smaller vein caliber, although the effect remained after adjustment for PIV gauge.^7,26 The effect of aging on vascular endothelium and structural integrity may explain the observed decrease in phlebitis of 1% with each older year of age.²⁷ However, gender and age effects could be explained by psychosocial factors (eg, older people may be less likely to admit pain, or we may question them less sympathetically), but, regardless, women and younger patients should be monitored more closely.

We found 22-gauge catheters were more likely to fail from occlusion/infiltration than other sizes. This confirms similar findings from Abolfotouh et al.⁹ PIV gauge selection for this study was made at the inserter’s discretion and may be confounded by smaller vein size, which was not measured. In addition, risk may be because of smaller gauge alone or also more influenced by the shorter length of the studied 22-gauge (25 mm) than the <20-gauge catheters (30 mm). These results question international guidelines, which currently recommend the smallest gauge peripheral catheter possible,^28,29 and randomized trials are needed. Although practice varies between inserters, some preferentially cannulate the nondominant limb. We are not aware of previous studies on this practice; however, our results support this approach.

Flucloxacillin was associated with a 2-fold increase in occlusion/infiltration and phlebitis. Although multiple studies have reported IV medications^9,11 and IV antibiotics^10,30,31 as risk factors for PIV failure, none have identified flucloxacillin as an independent risk factor. IV flucloxacillin is recommended for reconstitution as 1 g in 15 mL to 20 mL of sterile water, and injection over 3 to 4 minutes, although this may not be adhered to in practice. Alternative administration regimes or improved adherence to current policy may be needed. An exception to the relationship between IV antibiotics and catheter failure was IV cephazolin, associated with 40% relatively less phlebitis. This may be a spurious finding because the administration, pH, and osmolality of cephazolin are similar to other IV antibiotics.

The more PIVs that were accessed per day, whether for infusions or medications, the more failure occurred from occlusion/infiltration, phlebitis, and dislodgement. This suggests that peripheral veins are easily damaged and/or inflamed by the influx of fluids or medications. Lower injection pressures or the timely transfer to oral medications may limit this problem. Flushing regimens may also assist because practice varies greatly, and questions on whether slow continuous flush infusion or intermittent manual flushing are more vein-protective, and the optimal flush volume, frequency, and technique (eg, pulsatile) remain.^32,33 Manual handling for frequent access may loosen dressings and securement, thus explaining the observed association between frequent access and catheter dislodgement. Finally, the association between use and failure may indicate that many of these patients were not suitable for a PIV, and different approaches (eg, ultrasound-guided insertion) or a midline may have been a superior option. There is growing emphasis on the need for better preinsertion assessment and selection of the most appropriate device for the patient and the IV treatment required.³⁴

Suboptimal dressings or securements are not unusual in hospitals.³⁵ Despite our policy of PIV securement with bordered transparent dressings, we found 4 dressing types in use. In addition, we found almost 50% of PIVs had an additional (secondary) securement, and this was associated with significantly less PIV failure of all 3 types. This suggests that 1 or more of nonsterile tape, elasticized tubular bandages, or other securement (eg, bandage or second transparent dressing) can reduce PIV failure, although a randomized trial is lacking.³⁶ Whether the dressing was failing and required reinforcement or hospital staff lacked confidence in the dressing and placed additional securement preventatively is unclear. Both PIV failure and PIV dressing failure are common, and further research into superior PIV products and practices is urgently needed. Paramedic insertions had a higher risk of dislodgement, suggesting that the increased emphasis on securement should start in the prehospital setting.

While multiple or difficult insertion attempts were not associated with PIV failure, insertions were not directly observed, and clinicians may have underreported attempts. In contrast, insertion-related bruising (a surrogate for difficult insertion) was associated with more than double the incidence of phlebitis. The long-term implications of multiple insertion attempts on patient’s vasculature are unclear, but we believe first time PIV insertion is important to patients and of interest to clinicians. A recent systematic review of strategies associated with first attempt PIV insertion success in an emergency department found little evidence for effective strategies and recommended further research.³⁷

The overall PIV failure rate in our study was 32%, lower than the 35% to 40% failure observed in our previous randomized controlled trials, which had more stringent inclusion and exclusion criteria (eg, longer predicted duration of therapy).^6,38 The implications for patients and costs to the organization of frequent catheter replacement demonstrate urgent need for further research in this area of practice.³⁹ A strength of this study is that all PIVs, regardless of the expected length of dwell time or reason for insertion, were eligible for inclusion, providing more generalizable results. The PIV failure rate of 32% is concerning because these failures trigger treatment delays and replacement insertions, with significant increased labor and equipment costs. The mean cost of PIV replacement has been costed at AUD $69.30 or US $51.92 (as per 2010 $ value) per episode of IV treatment.⁴⁰ For our hospital, which uses 200,000 PIVs per year, the current level of PIV failure suggests almost AU $5.5 (US $4.1) million in waste annually at this site alone.

The additional strengths of this study include the extensive information collected prospectively about PIV insertion and maintenance, including information on who inserted the PIV, IV medications administered, and PIV dressings used. Limitations were the population of surgical and medical patients in 1 tertiary hospital, which may not be generalizable to other settings.

Our study confirms the high rate of catheter failure in acute care hospitals, validates existing evidence related to PIV failure, and identifies new, potentially modifiable risk factors to improve PIV insertion and management. Implications for future research were also identified.

Acknowledgments

The researchers acknowledge and thank the nurses and patients involved in this study. The authors would also like to acknowledge Becton Dickinson for partly funding this study in the form of an unrestricted grant-in-aid paid to Griffith University. Becton Dickinson did not design the study protocol, collect or analyze data, and did not prepare or review the manuscript.

Disclosure

 On behalf of NM and CMR, Griffith University has received unrestricted educational and research grants and consultancy payment for lectures from 3M and Becton Dickinson. On behalf of NM, MC, and CMR, Griffith University has received unrestricted investigator-initiated research grants from Centurion Medical Products and Entrotech Lifesciences (manufacturers of PIV dressings) and Becton Dickinson (manufacturer of PIVs). On behalf of MC, Griffith University has received a consultancy payment to develop education material from Baxter. On behalf of CMR, Griffith University has received unrestricted donations or investigator initiated research grants unrelated to this research from Adhezion, Angiodynamics, Baxter, Carefusion, Cook Medical, Hospira, Mayo, Smiths Medical, and Vygon. On behalf of CMR, Griffith University has received consultancy payments for educational lectures or professional opinion from B. Braun, Bard, Carefusion, Mayo, ResQDevices, and Smiths Medical. On behalf of EL, Griffith University has received consultancy payments for educational lecture from 3M. On behalf of MC, Griffith University has received a consultancy payment to develop education material from Baxter. As this was an observational study, no products were trialed in this study. JW and GM have no conflicts of interest.

Peripheral intravenous catheter (PIV) insertion is the fastest, simplest, and most cost-effective method to gain vascular access, and it is used for short-term intravenous (IV) fluids, medications, blood products, and contrast media.¹ It is the most common invasive device in hospitalized patients,² with up to 70% of hospital patients receiving a PIV.³ Unacceptable PIV failure rates have been reported as high as 69%.^4-7 Failure is most frequently due to phlebitis (vein wall irritation/inflammation), occlusion (blockage), infiltration or extravasation (IV fluids/vesicant therapy entering surrounding tissue), partial dislodgement or accidental removal, leakage, and infection.^4,6,8 These failures have important implications for patients, who endure the discomfort of PIV complications and catheter replacements, and healthcare staff and budgets.

To reduce the incidence of catheter failure and avoid preventable PIV replacements, a clear understanding of why catheters fail is required. Previous research has identified that catheter gauge,^9-11 insertion site,^12-14 and inserter skill^10,15 have an impact on PIV failure. Limitations of existing research are small study sizes,^16-18 retrospective design,¹⁹ or secondary analysis of an existing data set; all potentially introduce sampling bias.^10,20

To overcome these potential biases, we developed a data collection instrument based on the catheter-associated risk factors described in the literature,^9-11,13 and other potential insertion and maintenance risks for PIV failure (eg, multiple insertion attempts, medications administered), with data collected prospectively. The study aim was to improve patient outcomes by identifying PIV insertion and maintenance risk factors amenable to modification through education or alternative clinical interventions, such as catheter gauge selection or insertion site.

Study Design and Participants

We conducted this prospective cohort study in a large tertiary hospital in Queensland, Australia. Ethics committee approval was obtained from the hospital (HREC/14/QRBW/76) and Griffith University (NRS/26/14/HREC). The study was registered with the Australian New Zealand Clinical Trials Registry (ACTRN12615000738527). Patients in medical and surgical wards were screened Monday, Wednesday, and Friday between October 2014 and December 2015. Patients over 18 years with a PIV (BD Insyte^TM Autoguard^TM BC; Becton Dickinson, Franklin Lakes, NJ) inserted within 24 hours, and who were able to provide written informed consent, were eligible and recruited sequentially. Patients classified as palliative by the treating clinical team were excluded.

Sample Size Calculation

The “10 events per variable” rule was used to determine the sample size required to study 50 potential risk factors.^21,22 This determined that 1000 patients, with an average of 1.5 PIVs each and an expected PIV failure of 30% (500 events), were required.

Data Collection

At recruitment, baseline patient information was collected by a research nurse (ReNs) (demographics, admitting diagnosis, comorbidities, skin type,²³ and vein condition) and entered into an electronic data platform supported by Research Electronic Data Capture (REDCap).²⁴ Baseline data also included catheter variables (eg, gauge, insertion site, catheterized vein) and insertion details (eg, department of insertion, inserting clinician, number of insertion attempts). We included every PIV the participant had during their admission until hospital discharge or insertion of a central venous access device. PIV sites were reviewed Monday, Wednesday, and Friday by ReNs for site complications (eg, redness, pain, swelling, palpable cord). Potential risk factors for failure were also recorded (eg, infusates and additives, antibiotic type and dosage, flushing regimen, number of times the PIV was accessed each day for administration of IV medications or fluids, dressing type and condition, securement method for the catheter and tubing, presence of extension tubing or 3-way taps, patient mobility status, and delirium). A project manager trained and supervised ReNs for protocol compliance and audited study data quality. We considered PIV failure to have occurred if the catheter had complications at removal identified by the ReNs assessment, from medical charts, or by speaking to the patient and beside nurse. We grouped the failures in 1 of 3 types: (1) occlusion or infiltration, defined as blockage, IV fluids moving into surrounding tissue, induration, or swelling greater than 1 cm from the insertion site at or within 24 hours of removal; (2) phlebitis, defined as per clinicians’ definitions or one or more of the following signs and symptoms: pain or tenderness scored at 2 or more on a 1 to 10 increasing severity pain scale, or redness or a palpable cord (either extending greater than 1 cm from the insertion site) at or within 24 hours of PIV removal; and (3) dislodgement (partial or complete). If multiple complications were present, all were recorded.

Statistical Analysis

Data were downloaded from REDcap to Stata 14.2 (StataCorp., College Station, TX) for data management and analysis. Missing data were not imputed. Nominal data observations were collapsed into a single observation per device. Patient and device variables were described as frequencies and proportions, means and standard deviations, or medians and interquartile ranges. Failure incidence rates were calculated, and a Kaplan-Meier survival curve was plotted. In general, Cox proportional hazards models were fitted (Efron method) to handle tied failures (clustering by patient). Variables significant at P < 0.20 on univariable analyses were subjected to multivariable regression. Generally, the largest category was set as referent. Correlations between variables were checked (Spearman’s rank for binary variables, R-squared value of linear regressions for continuous/categorical or continuous/continuous variables). Correlations were considered significant if r > 0.5 and the lower bound of the 95% confidence interval (CI) was >0.5 (where calculated). Covariate interactions were explored, and effects at P < 0.05 noted. The 4 steps of multivariable model building were (1) baseline covariates only with manual stepwise removal of covariates at P ≥ 0.05, (2) treatment covariates only with manual stepwise removal of covariates at P ≥ 0.05, (3) a combination of the derived models from (1) and (2) and manual stepwise removal of covariates at P ≥ 0.05, and (4) manual stepwise addition and removal (at P ≥ 0.05) of variables dropped during the previous steps and interaction testing. Final models were checked as follows: global proportional-hazards assumption test, concordance probability (that predictions and outcomes were in agreement), and Nelson-Aalen cumulative hazard function plotted against the Cox-Snell residuals.

Patient Characteristics

In total, 1000 patients with 1578 PIVs were recruited. The average age was 54 years and the majority were surgical patients (673; 67%). Almost half of patients (455; 46%) had 2 or more comorbidities, and 334 (33%) were obese (body mass index greater than 30). Sample characteristics are shown by the type of catheter failure in Table 1.

PIV Characteristics

All 1578 PIVs were followed until removal, with only 7 PIVs (0.44%) having missing data for the 3 outcomes of interest (these were coded as nonfailures for analysis). Sixty percent of participants had more than 1 PIV followed in the study. Doctors and physicians inserted 1278 (83%) catheters. A total of 550 (35%) were placed in the ward, with 428 (28%) inserted in the emergency department or ambulance. A third of the catheters (540; 34%) were 18-gauge or larger in diameter, and 1000 (64%) were located in the cubital fossa or hand. Multiple insertion attempts were required to place 315 (23%) PIVs. No PIVs were inserted with ultrasound, as this is rarely used in this hospital. The flushing policy was for the administration of 9% sodium chloride every 8 hours if no IV medications or fluids were ordered. Table 2 contains further details of device-related characteristics. Although the hospital policy was for catheter removal by 72 hours, dwell time ranged from <1 to 14 days, with an average of 2.4 days.

PIV Complications

Catheter failure (any cause) occurred in 512 (32%) catheters, which is a failure rate of 136 per 1000 catheter days (95% CI, 125-148). A total of 346 patients out of 1000 (35%) had at least 1 failed PIV during the study. Failures were 267 phlebitis (17%), 228 occlusion/infiltration (14%), and/or 154 dislodgement (10%; Figure), with some PIVs exhibiting multiple concurrent complications (Table 2).

Multivariable AnalysisOcclusion/Infiltration

The multivariable analysis (Table 3) showed occlusion or infiltration was statistically significantly associated with female patients (hazard ratio [HR], 1.48; 95% CI, 1.10-2.00), with a 22-gauge catheter (HR, 1.43; 95% CI, 1.02-2.00), IV flucloxacillin (HR, 1.98; 95% CI, 1.19-3.31), and with frequent PIV access (HR, 1.12; 95% CI, 1.04-1.21; ie, with each increase of 1 in the mean medications/fluids administrations per day, relative PIV failure increased 112%). Less occlusion and infiltration were statistically significantly associated with securement by using additional nonsterile tape (HR, 0.46; 95% CI, 0.33-0.63), elasticized tubular bandages (HR, 0.49; 95% CI, 0.35-0.70 ), or other types of additional securement for the PIV (HR, 0.35; 95% CI, 0.26-0.47).

Phlebitis

Phlebitis was statistically significantly associated with female patients (HR, 1.81; 95% CI, 1.40-2.35), bruising at the insertion site (HR, 2.16; 95% CI, 1.26-3.71), insertion in patients’ dominant side (HR, 1.39; 95% CI, 1.09-1.77), IV flucloxicillin (HR, 2.01; 95% CI, 1.26-3.21), or with frequent PIV access (HR, 1.14; 95% CI, 1.08-1.21). Older age, (HR, 0.99; 95% CI, 0.98-0.99; ie, each year older was associated with 1% less phlebitis), securement with additional nonsterile tape (HR, 0.63; 95% CI, 0.48-0.82) or with any other additional securement (HR, 0.53; 95% CI, 0.39-0.70), or the administration of IV cephazolin (HR, 0.63; 95% CI, 0.44-0.89) were associated with lower phlebitis risk.

Dislodgement

Statistically significant predictors associated with an increased risk of PIV dislodgement included paramedic insertion (HR, 1.78; 95% CI, 1.03-3.06) and frequent PIV access (HR, 1.11; 95% CI, 1.03-1.20). A decreased risk was associated with the additional securement of the PIV, including nonsterile tape (HR, 0.44; 95% CI, 0.31-0.63) or other forms of additional securement (HR, 0.32; 95% CI, 0.22-0.46).

One in 3 PIVs failed in this study, with phlebitis as the most common cause of PIV failure. The 17% phlebitis rate reflected clinician-reported phlebitis or phlebitis observed by research staff using a 1-criteria definition because any sign or symptom can trigger PIV removal (eg, pain), even if other signs or symptoms are not present. Reported phlebitis rates are lower if definitions require 2 signs or symptoms.^4,6 With over 71 different phlebitis assessment scales in use, and none well validated, the best method for diagnosing phlebitis remains unclear and explains the variation in reported rates.²⁵ Occlusion/infiltration and dislodgement were also highly prevalent forms of PIV failure at 14% and 10%, respectively. Occlusion and infiltration were combined because clinical staff use these terms interchangeably, and differential diagnostic tools are not used in practice. Both result in the same outcome (therapy interruption and PIV removal), and this combination of outcomes has been used previously.²³ No PIV-associated bloodstream infections occurred, despite the heightened awareness of these infections in the literature.³

Females had significantly more occlusion/infiltration and phlebitis than males, in keeping with previous studies.^7,9,10 This could be because of females’ smaller vein caliber, although the effect remained after adjustment for PIV gauge.^7,26 The effect of aging on vascular endothelium and structural integrity may explain the observed decrease in phlebitis of 1% with each older year of age.²⁷ However, gender and age effects could be explained by psychosocial factors (eg, older people may be less likely to admit pain, or we may question them less sympathetically), but, regardless, women and younger patients should be monitored more closely.

We found 22-gauge catheters were more likely to fail from occlusion/infiltration than other sizes. This confirms similar findings from Abolfotouh et al.⁹ PIV gauge selection for this study was made at the inserter’s discretion and may be confounded by smaller vein size, which was not measured. In addition, risk may be because of smaller gauge alone or also more influenced by the shorter length of the studied 22-gauge (25 mm) than the <20-gauge catheters (30 mm). These results question international guidelines, which currently recommend the smallest gauge peripheral catheter possible,^28,29 and randomized trials are needed. Although practice varies between inserters, some preferentially cannulate the nondominant limb. We are not aware of previous studies on this practice; however, our results support this approach.

Flucloxacillin was associated with a 2-fold increase in occlusion/infiltration and phlebitis. Although multiple studies have reported IV medications^9,11 and IV antibiotics^10,30,31 as risk factors for PIV failure, none have identified flucloxacillin as an independent risk factor. IV flucloxacillin is recommended for reconstitution as 1 g in 15 mL to 20 mL of sterile water, and injection over 3 to 4 minutes, although this may not be adhered to in practice. Alternative administration regimes or improved adherence to current policy may be needed. An exception to the relationship between IV antibiotics and catheter failure was IV cephazolin, associated with 40% relatively less phlebitis. This may be a spurious finding because the administration, pH, and osmolality of cephazolin are similar to other IV antibiotics.

The more PIVs that were accessed per day, whether for infusions or medications, the more failure occurred from occlusion/infiltration, phlebitis, and dislodgement. This suggests that peripheral veins are easily damaged and/or inflamed by the influx of fluids or medications. Lower injection pressures or the timely transfer to oral medications may limit this problem. Flushing regimens may also assist because practice varies greatly, and questions on whether slow continuous flush infusion or intermittent manual flushing are more vein-protective, and the optimal flush volume, frequency, and technique (eg, pulsatile) remain.^32,33 Manual handling for frequent access may loosen dressings and securement, thus explaining the observed association between frequent access and catheter dislodgement. Finally, the association between use and failure may indicate that many of these patients were not suitable for a PIV, and different approaches (eg, ultrasound-guided insertion) or a midline may have been a superior option. There is growing emphasis on the need for better preinsertion assessment and selection of the most appropriate device for the patient and the IV treatment required.³⁴

Suboptimal dressings or securements are not unusual in hospitals.³⁵ Despite our policy of PIV securement with bordered transparent dressings, we found 4 dressing types in use. In addition, we found almost 50% of PIVs had an additional (secondary) securement, and this was associated with significantly less PIV failure of all 3 types. This suggests that 1 or more of nonsterile tape, elasticized tubular bandages, or other securement (eg, bandage or second transparent dressing) can reduce PIV failure, although a randomized trial is lacking.³⁶ Whether the dressing was failing and required reinforcement or hospital staff lacked confidence in the dressing and placed additional securement preventatively is unclear. Both PIV failure and PIV dressing failure are common, and further research into superior PIV products and practices is urgently needed. Paramedic insertions had a higher risk of dislodgement, suggesting that the increased emphasis on securement should start in the prehospital setting.

While multiple or difficult insertion attempts were not associated with PIV failure, insertions were not directly observed, and clinicians may have underreported attempts. In contrast, insertion-related bruising (a surrogate for difficult insertion) was associated with more than double the incidence of phlebitis. The long-term implications of multiple insertion attempts on patient’s vasculature are unclear, but we believe first time PIV insertion is important to patients and of interest to clinicians. A recent systematic review of strategies associated with first attempt PIV insertion success in an emergency department found little evidence for effective strategies and recommended further research.³⁷

The overall PIV failure rate in our study was 32%, lower than the 35% to 40% failure observed in our previous randomized controlled trials, which had more stringent inclusion and exclusion criteria (eg, longer predicted duration of therapy).^6,38 The implications for patients and costs to the organization of frequent catheter replacement demonstrate urgent need for further research in this area of practice.³⁹ A strength of this study is that all PIVs, regardless of the expected length of dwell time or reason for insertion, were eligible for inclusion, providing more generalizable results. The PIV failure rate of 32% is concerning because these failures trigger treatment delays and replacement insertions, with significant increased labor and equipment costs. The mean cost of PIV replacement has been costed at AUD $69.30 or US $51.92 (as per 2010 $ value) per episode of IV treatment.⁴⁰ For our hospital, which uses 200,000 PIVs per year, the current level of PIV failure suggests almost AU $5.5 (US $4.1) million in waste annually at this site alone.

The additional strengths of this study include the extensive information collected prospectively about PIV insertion and maintenance, including information on who inserted the PIV, IV medications administered, and PIV dressings used. Limitations were the population of surgical and medical patients in 1 tertiary hospital, which may not be generalizable to other settings.

Our study confirms the high rate of catheter failure in acute care hospitals, validates existing evidence related to PIV failure, and identifies new, potentially modifiable risk factors to improve PIV insertion and management. Implications for future research were also identified.

Acknowledgments

The researchers acknowledge and thank the nurses and patients involved in this study. The authors would also like to acknowledge Becton Dickinson for partly funding this study in the form of an unrestricted grant-in-aid paid to Griffith University. Becton Dickinson did not design the study protocol, collect or analyze data, and did not prepare or review the manuscript.

Disclosure

 On behalf of NM and CMR, Griffith University has received unrestricted educational and research grants and consultancy payment for lectures from 3M and Becton Dickinson. On behalf of NM, MC, and CMR, Griffith University has received unrestricted investigator-initiated research grants from Centurion Medical Products and Entrotech Lifesciences (manufacturers of PIV dressings) and Becton Dickinson (manufacturer of PIVs). On behalf of MC, Griffith University has received a consultancy payment to develop education material from Baxter. On behalf of CMR, Griffith University has received unrestricted donations or investigator initiated research grants unrelated to this research from Adhezion, Angiodynamics, Baxter, Carefusion, Cook Medical, Hospira, Mayo, Smiths Medical, and Vygon. On behalf of CMR, Griffith University has received consultancy payments for educational lectures or professional opinion from B. Braun, Bard, Carefusion, Mayo, ResQDevices, and Smiths Medical. On behalf of EL, Griffith University has received consultancy payments for educational lecture from 3M. On behalf of MC, Griffith University has received a consultancy payment to develop education material from Baxter. As this was an observational study, no products were trialed in this study. JW and GM have no conflicts of interest.

The United States is facing an epidemic of prescription opioid and heroin use, which has been linked to the escalating prescribing of opioid analgesics. Though opioid prescriptions appear to be reaching a plateau, estimates suggest there are at least 900,000 active heroin users in the United States, and this number continues to grow.¹ One response to this epidemic (through state legislation and medical society guidelines) has been a move to reduce opioid prescribing in order to diminish the potential for diversion and misuse.² However, the treatment of pain is not the sole driver of heroin epidemiology, and new strategies are also needed to better engage patients with existing opioid use disorders (OUDs) to begin treatment. These patients are increasingly hospitalized for infectious comorbidities of injection drug use, trauma, or pregnancy, and this may present a unique opportunity to initiate these patients on maintenance opioid agonist therapy, the most effective option for medication-assisted treatment (MAT) for addiction.

Patients with OUDs comprise an estimated 2% to 4% of hospitalized patients, representing a disproportionately large number of inpatients.^3-6 According to a recent analysis of data from the National (Nationwide) Inpatient Sample, the estimated annual number of hospitalizations associated with OUDs in the United States increased from approximately 300,000 to more than 500,000 in the decade from 2002 to 2012.⁷ Severe bacterial infections associated with intravenous administration of opioids (including endocarditis, osteomyelitis, septic arthritis, and epidural abscess) increased substantially at an estimated cost of more than $700 million in 2012.⁷ Over a similar period, the prevalence of opioid use among women in labor increased from 13.7 to 22.0 per 10,000 live births,⁸ and there was a corresponding rise in admissions to neonatal intensive care units for neonatal abstinence syndrome.⁹ As the prevalence of prescription drug and heroin dependence continues to rise across the United States, hospitals and clinicians find themselves on the front lines of this epidemic, creating potential opportunities to engage patients in recovery, a “treatable moment” for this vulnerable population.¹⁰

Currently, a common approach in the hospitalized patient is to attempt medically assisted withdrawal using a rapid taper of long-acting opioids. This process may appeal to healthcare providers who hope to guide their patients in transitioning to opioid abstinence. However, tapering an opioid regimen, even over a period of months, results in unacceptably high rates of relapse (as high as 70% to 90% in some studies), especially when a patient is acutely ill and symptomatic from a concurrent medical issue.^11-13 In the hospital setting, this treatment failure can manifest as pain and undertreated withdrawal symptoms (such as agitation, arthralgias, and gastrointestinal distress), which may hinder some patients from completing their treatment or drive some to leave against medical advice.¹⁴ Further harm may occur when an inpatient rapid taper is accomplished, putting patients at increased risk of a fatal relapse after discharge due to loss of tolerance.¹⁵Maintenance opioid agonist therapy with buprenorphine or methadone, in which a long-acting opioid is titrated until craving and withdrawal symptoms are well controlled, is the first-line modality for MAT among patients with OUDs in outpatient settings and is associated with reduced risk of fatal overdose and all-cause mortality.¹⁶ Initiation and dose stabilization of agonist therapy with these agents during acute medical hospitalization has been shown to be feasible in a variety of inpatient settings.^17-20 In one trial, patients randomized to buprenorphine induction and linkage to office-based therapy during their inpatient stay were more than 5 times as likely to enter and remain in treatment after discharge when compared with those in whom buprenorphine was tapered.²⁰ International guidelines support the use of maintenance agonist therapy in this context, but this remains an underutilized strategy in recent efforts to treat OUDs in the United States.^21,22 A few key barriers currently prevent this strategy from being applied broadly within our healthcare system.

First, there is a common misconception that regulations prohibit the use of methadone and buprenorphine for opioid agonist therapy by inpatient medical providers without special certification. Title 42 of the Code of Federal Regulations (CFR) provides extensive guidance regarding the use of opioid medications by registered outpatient opioid treatment programs. However, it also contains an exemption from these rules for hospitals treating patients with emergent medical needs (21 CFR § 1306.07[c]) allowing hospital-based clinicians “to maintain or detoxify a person as an incidental adjunct to medical or surgical treatment of conditions other than addiction” without restriction. According to guidelines from the Substance Abuse and Mental Health Services Administration, this exemption applies to the use of both methadone and buprenorphine.²³

Many clinicians and hospital pharmacy departments interpret this law to limit the use of maintenance therapy in patients already enrolled in outpatient programs or to require a rapid taper over the first 3 days of hospitalization. However, these interpretations may in part be rooted in confusion with an adjacent section of the regulations (21 CFR § 1306.07[b]) directed at outpatient physicians providing time-limited, emergency treatment for withdrawal in an office setting. The application of this time limit to hospitalized patients has not been supported by communication from the Drug Enforcement Agency.²⁴ There is no case law or other regulation requiring an opioid regimen to be time limited for patients during medical hospitalization, and hospital policies need not place undue constraints on the ability of clinicians to stabilize patients on maintenance therapy and transition them to outpatient treatment.

Second, the limited capacity of existing opioid maintenance programs can lead to a gap in treatment upon hospital discharge for patients in whom methadone or buprenorphine is initiated. Health delivery systems can play a role in mitigating the impact of this resource gap. Integrating the model of screening, brief intervention, and referral to treatment into hospital admission processes and engaging social workers, addiction consult services (where available), and other supports early in the course of hospitalization can help facilitate appropriate follow-up care.^25,26 Hospitals may also be eligible for federal funding to strengthen local referral networks for outpatient MAT programs under Section 103 of the Comprehensive Addiction and Recovery Act passed into law in July 2016. Innovative delivery models designed to enhance integration across community stakeholders in healthcare, social services, and criminal justice have recently been developed, such as Vermont’s “Hub and Spoke” model,²⁷ Boston Medical Center’s Faster Paths opioid urgent care center,²⁸ and the police-led Angel Program in Gloucester, Massachusetts.²⁹ Implementation science studies will be needed to identify the most effective ways to engage inpatient medical teams in such efforts.

Currently, individual providers can already play a central role in providing a bridge for patients in whom a delay in beginning MAT cannot be avoided upon discharge. Interim buprenorphine maintenance treatment has been shown to dramatically decrease the use of illicit opioids among those awaiting initiation of comprehensive MAT programs and substantially increase retention in long-term treatment.^20,30,31 With the recent expansion of the limits on buprenorphine prescriptions to 275 patients per provider (part of the waiver required under the Drug Addiction Treatment Act [DATA] of 2000 to provide outpatient buprenorphine treatment, also known as a DATA waiver), this may be an increasingly promising option for hospital discharge.

Obtaining a waiver to prescribe buprenorphine is not required for the inpatient initiation of buprenorphine therapy. However, doing so is relatively simple (requiring an online, 8-hour training [https://www.samhsa.gov/medication-assisted-treatment/training-resources/buprenorphine-physician-training]) and allows hospital-based providers not only to ensure optimal management of OUDs during hospitalization but also to help their patients with the next steps toward recovery after discharge. The use of buprenorphine may be challenging in some patients with significant pain as a component of their medical condition. For these patients, methadone will likely be better tolerated.

Additional funding is also urgently needed to expand the capacity of existing opioid treatment programs and create specialized discharge-transition clinics that can provide structured interim opioid therapy while patients are on waitlists for traditional MAT programs. Requiring patients who are not ready or able to begin long-term maintenance agonist therapy to rapidly taper an inpatient opioid regimen unnecessarily puts them at risk for overdose after discharge.¹⁵ Regardless of the available resources for long-term treatment within the community, hospital discharge planning should include a naloxone prescription and brief training for patients and their loved ones.³² The long-acting opioid antagonist, depot naltrexone, is another effective, alternative MAT option and is increasingly used in community settings among patients who are motivated to achieve opioid abstinence.^33,34 It has not yet been studied among hospitalized patients, and further research is needed to determine if it could be a viable option for discharge. However, the requirement that a patient be abstinent from opioids for 7 to 10 days prior to administering the first dose of depot naltrexone may serve as a significant barrier to its use for most hospitalized patients.

Finally, healthcare providers must be trained in the appropriate use of opioid agonist therapy. Medical schools, residency programs, and schools of pharmacy and nursing should develop curricula to expand the capacity of nonspecialists to care for patients with OUDs and to focus on judicious analgesic prescribing to prevent chronic opioid use. This curriculum should address the appropriate titration of methadone and buprenorphine for agonist therapy and address the stigma faced by patients with substance use disorders. Other important topics include the management of overdose and withdrawal symptoms, structured approaches to pain management in patients with OUDs, harm-reduction methods, and multidisciplinary care for the psychosocial and psychiatric comorbidities of addiction. Though international guidelines have been developed for the inpatient management of patients with OUDs,^21,22 hospitals and professional societies should take a leadership role in facilitating continuing education to disseminate them among current medical providers.

There is great potential for the leadership and front-line staff of hospital systems, with a few key changes in policy and practice, to become advocates for patients with OUDs to access treatment. As perspectives about opioid prescribing change amid efforts to limit the escalation of the current heroin epidemic, it is vital to identify opportunities to reduce opioid exposure for opioid-naïve patients and enhance the engagement of patients diagnosed with OUDs in treatment.

Disclosure

 The authors have no conflicts of interest to declare.

The United States is facing an epidemic of prescription opioid and heroin use, which has been linked to the escalating prescribing of opioid analgesics. Though opioid prescriptions appear to be reaching a plateau, estimates suggest there are at least 900,000 active heroin users in the United States, and this number continues to grow.¹ One response to this epidemic (through state legislation and medical society guidelines) has been a move to reduce opioid prescribing in order to diminish the potential for diversion and misuse.² However, the treatment of pain is not the sole driver of heroin epidemiology, and new strategies are also needed to better engage patients with existing opioid use disorders (OUDs) to begin treatment. These patients are increasingly hospitalized for infectious comorbidities of injection drug use, trauma, or pregnancy, and this may present a unique opportunity to initiate these patients on maintenance opioid agonist therapy, the most effective option for medication-assisted treatment (MAT) for addiction.

Patients with OUDs comprise an estimated 2% to 4% of hospitalized patients, representing a disproportionately large number of inpatients.^3-6 According to a recent analysis of data from the National (Nationwide) Inpatient Sample, the estimated annual number of hospitalizations associated with OUDs in the United States increased from approximately 300,000 to more than 500,000 in the decade from 2002 to 2012.⁷ Severe bacterial infections associated with intravenous administration of opioids (including endocarditis, osteomyelitis, septic arthritis, and epidural abscess) increased substantially at an estimated cost of more than $700 million in 2012.⁷ Over a similar period, the prevalence of opioid use among women in labor increased from 13.7 to 22.0 per 10,000 live births,⁸ and there was a corresponding rise in admissions to neonatal intensive care units for neonatal abstinence syndrome.⁹ As the prevalence of prescription drug and heroin dependence continues to rise across the United States, hospitals and clinicians find themselves on the front lines of this epidemic, creating potential opportunities to engage patients in recovery, a “treatable moment” for this vulnerable population.¹⁰

Currently, a common approach in the hospitalized patient is to attempt medically assisted withdrawal using a rapid taper of long-acting opioids. This process may appeal to healthcare providers who hope to guide their patients in transitioning to opioid abstinence. However, tapering an opioid regimen, even over a period of months, results in unacceptably high rates of relapse (as high as 70% to 90% in some studies), especially when a patient is acutely ill and symptomatic from a concurrent medical issue.^11-13 In the hospital setting, this treatment failure can manifest as pain and undertreated withdrawal symptoms (such as agitation, arthralgias, and gastrointestinal distress), which may hinder some patients from completing their treatment or drive some to leave against medical advice.¹⁴ Further harm may occur when an inpatient rapid taper is accomplished, putting patients at increased risk of a fatal relapse after discharge due to loss of tolerance.¹⁵Maintenance opioid agonist therapy with buprenorphine or methadone, in which a long-acting opioid is titrated until craving and withdrawal symptoms are well controlled, is the first-line modality for MAT among patients with OUDs in outpatient settings and is associated with reduced risk of fatal overdose and all-cause mortality.¹⁶ Initiation and dose stabilization of agonist therapy with these agents during acute medical hospitalization has been shown to be feasible in a variety of inpatient settings.^17-20 In one trial, patients randomized to buprenorphine induction and linkage to office-based therapy during their inpatient stay were more than 5 times as likely to enter and remain in treatment after discharge when compared with those in whom buprenorphine was tapered.²⁰ International guidelines support the use of maintenance agonist therapy in this context, but this remains an underutilized strategy in recent efforts to treat OUDs in the United States.^21,22 A few key barriers currently prevent this strategy from being applied broadly within our healthcare system.

First, there is a common misconception that regulations prohibit the use of methadone and buprenorphine for opioid agonist therapy by inpatient medical providers without special certification. Title 42 of the Code of Federal Regulations (CFR) provides extensive guidance regarding the use of opioid medications by registered outpatient opioid treatment programs. However, it also contains an exemption from these rules for hospitals treating patients with emergent medical needs (21 CFR § 1306.07[c]) allowing hospital-based clinicians “to maintain or detoxify a person as an incidental adjunct to medical or surgical treatment of conditions other than addiction” without restriction. According to guidelines from the Substance Abuse and Mental Health Services Administration, this exemption applies to the use of both methadone and buprenorphine.²³

Many clinicians and hospital pharmacy departments interpret this law to limit the use of maintenance therapy in patients already enrolled in outpatient programs or to require a rapid taper over the first 3 days of hospitalization. However, these interpretations may in part be rooted in confusion with an adjacent section of the regulations (21 CFR § 1306.07[b]) directed at outpatient physicians providing time-limited, emergency treatment for withdrawal in an office setting. The application of this time limit to hospitalized patients has not been supported by communication from the Drug Enforcement Agency.²⁴ There is no case law or other regulation requiring an opioid regimen to be time limited for patients during medical hospitalization, and hospital policies need not place undue constraints on the ability of clinicians to stabilize patients on maintenance therapy and transition them to outpatient treatment.

Second, the limited capacity of existing opioid maintenance programs can lead to a gap in treatment upon hospital discharge for patients in whom methadone or buprenorphine is initiated. Health delivery systems can play a role in mitigating the impact of this resource gap. Integrating the model of screening, brief intervention, and referral to treatment into hospital admission processes and engaging social workers, addiction consult services (where available), and other supports early in the course of hospitalization can help facilitate appropriate follow-up care.^25,26 Hospitals may also be eligible for federal funding to strengthen local referral networks for outpatient MAT programs under Section 103 of the Comprehensive Addiction and Recovery Act passed into law in July 2016. Innovative delivery models designed to enhance integration across community stakeholders in healthcare, social services, and criminal justice have recently been developed, such as Vermont’s “Hub and Spoke” model,²⁷ Boston Medical Center’s Faster Paths opioid urgent care center,²⁸ and the police-led Angel Program in Gloucester, Massachusetts.²⁹ Implementation science studies will be needed to identify the most effective ways to engage inpatient medical teams in such efforts.

Currently, individual providers can already play a central role in providing a bridge for patients in whom a delay in beginning MAT cannot be avoided upon discharge. Interim buprenorphine maintenance treatment has been shown to dramatically decrease the use of illicit opioids among those awaiting initiation of comprehensive MAT programs and substantially increase retention in long-term treatment.^20,30,31 With the recent expansion of the limits on buprenorphine prescriptions to 275 patients per provider (part of the waiver required under the Drug Addiction Treatment Act [DATA] of 2000 to provide outpatient buprenorphine treatment, also known as a DATA waiver), this may be an increasingly promising option for hospital discharge.

Obtaining a waiver to prescribe buprenorphine is not required for the inpatient initiation of buprenorphine therapy. However, doing so is relatively simple (requiring an online, 8-hour training [https://www.samhsa.gov/medication-assisted-treatment/training-resources/buprenorphine-physician-training]) and allows hospital-based providers not only to ensure optimal management of OUDs during hospitalization but also to help their patients with the next steps toward recovery after discharge. The use of buprenorphine may be challenging in some patients with significant pain as a component of their medical condition. For these patients, methadone will likely be better tolerated.

Additional funding is also urgently needed to expand the capacity of existing opioid treatment programs and create specialized discharge-transition clinics that can provide structured interim opioid therapy while patients are on waitlists for traditional MAT programs. Requiring patients who are not ready or able to begin long-term maintenance agonist therapy to rapidly taper an inpatient opioid regimen unnecessarily puts them at risk for overdose after discharge.¹⁵ Regardless of the available resources for long-term treatment within the community, hospital discharge planning should include a naloxone prescription and brief training for patients and their loved ones.³² The long-acting opioid antagonist, depot naltrexone, is another effective, alternative MAT option and is increasingly used in community settings among patients who are motivated to achieve opioid abstinence.^33,34 It has not yet been studied among hospitalized patients, and further research is needed to determine if it could be a viable option for discharge. However, the requirement that a patient be abstinent from opioids for 7 to 10 days prior to administering the first dose of depot naltrexone may serve as a significant barrier to its use for most hospitalized patients.

Finally, healthcare providers must be trained in the appropriate use of opioid agonist therapy. Medical schools, residency programs, and schools of pharmacy and nursing should develop curricula to expand the capacity of nonspecialists to care for patients with OUDs and to focus on judicious analgesic prescribing to prevent chronic opioid use. This curriculum should address the appropriate titration of methadone and buprenorphine for agonist therapy and address the stigma faced by patients with substance use disorders. Other important topics include the management of overdose and withdrawal symptoms, structured approaches to pain management in patients with OUDs, harm-reduction methods, and multidisciplinary care for the psychosocial and psychiatric comorbidities of addiction. Though international guidelines have been developed for the inpatient management of patients with OUDs,^21,22 hospitals and professional societies should take a leadership role in facilitating continuing education to disseminate them among current medical providers.

There is great potential for the leadership and front-line staff of hospital systems, with a few key changes in policy and practice, to become advocates for patients with OUDs to access treatment. As perspectives about opioid prescribing change amid efforts to limit the escalation of the current heroin epidemic, it is vital to identify opportunities to reduce opioid exposure for opioid-naïve patients and enhance the engagement of patients diagnosed with OUDs in treatment.

Disclosure

 The authors have no conflicts of interest to declare.

The United States is facing an epidemic of prescription opioid and heroin use, which has been linked to the escalating prescribing of opioid analgesics. Though opioid prescriptions appear to be reaching a plateau, estimates suggest there are at least 900,000 active heroin users in the United States, and this number continues to grow.¹ One response to this epidemic (through state legislation and medical society guidelines) has been a move to reduce opioid prescribing in order to diminish the potential for diversion and misuse.² However, the treatment of pain is not the sole driver of heroin epidemiology, and new strategies are also needed to better engage patients with existing opioid use disorders (OUDs) to begin treatment. These patients are increasingly hospitalized for infectious comorbidities of injection drug use, trauma, or pregnancy, and this may present a unique opportunity to initiate these patients on maintenance opioid agonist therapy, the most effective option for medication-assisted treatment (MAT) for addiction.

Patients with OUDs comprise an estimated 2% to 4% of hospitalized patients, representing a disproportionately large number of inpatients.^3-6 According to a recent analysis of data from the National (Nationwide) Inpatient Sample, the estimated annual number of hospitalizations associated with OUDs in the United States increased from approximately 300,000 to more than 500,000 in the decade from 2002 to 2012.⁷ Severe bacterial infections associated with intravenous administration of opioids (including endocarditis, osteomyelitis, septic arthritis, and epidural abscess) increased substantially at an estimated cost of more than $700 million in 2012.⁷ Over a similar period, the prevalence of opioid use among women in labor increased from 13.7 to 22.0 per 10,000 live births,⁸ and there was a corresponding rise in admissions to neonatal intensive care units for neonatal abstinence syndrome.⁹ As the prevalence of prescription drug and heroin dependence continues to rise across the United States, hospitals and clinicians find themselves on the front lines of this epidemic, creating potential opportunities to engage patients in recovery, a “treatable moment” for this vulnerable population.¹⁰

Currently, a common approach in the hospitalized patient is to attempt medically assisted withdrawal using a rapid taper of long-acting opioids. This process may appeal to healthcare providers who hope to guide their patients in transitioning to opioid abstinence. However, tapering an opioid regimen, even over a period of months, results in unacceptably high rates of relapse (as high as 70% to 90% in some studies), especially when a patient is acutely ill and symptomatic from a concurrent medical issue.^11-13 In the hospital setting, this treatment failure can manifest as pain and undertreated withdrawal symptoms (such as agitation, arthralgias, and gastrointestinal distress), which may hinder some patients from completing their treatment or drive some to leave against medical advice.¹⁴ Further harm may occur when an inpatient rapid taper is accomplished, putting patients at increased risk of a fatal relapse after discharge due to loss of tolerance.¹⁵Maintenance opioid agonist therapy with buprenorphine or methadone, in which a long-acting opioid is titrated until craving and withdrawal symptoms are well controlled, is the first-line modality for MAT among patients with OUDs in outpatient settings and is associated with reduced risk of fatal overdose and all-cause mortality.¹⁶ Initiation and dose stabilization of agonist therapy with these agents during acute medical hospitalization has been shown to be feasible in a variety of inpatient settings.^17-20 In one trial, patients randomized to buprenorphine induction and linkage to office-based therapy during their inpatient stay were more than 5 times as likely to enter and remain in treatment after discharge when compared with those in whom buprenorphine was tapered.²⁰ International guidelines support the use of maintenance agonist therapy in this context, but this remains an underutilized strategy in recent efforts to treat OUDs in the United States.^21,22 A few key barriers currently prevent this strategy from being applied broadly within our healthcare system.

First, there is a common misconception that regulations prohibit the use of methadone and buprenorphine for opioid agonist therapy by inpatient medical providers without special certification. Title 42 of the Code of Federal Regulations (CFR) provides extensive guidance regarding the use of opioid medications by registered outpatient opioid treatment programs. However, it also contains an exemption from these rules for hospitals treating patients with emergent medical needs (21 CFR § 1306.07[c]) allowing hospital-based clinicians “to maintain or detoxify a person as an incidental adjunct to medical or surgical treatment of conditions other than addiction” without restriction. According to guidelines from the Substance Abuse and Mental Health Services Administration, this exemption applies to the use of both methadone and buprenorphine.²³

Many clinicians and hospital pharmacy departments interpret this law to limit the use of maintenance therapy in patients already enrolled in outpatient programs or to require a rapid taper over the first 3 days of hospitalization. However, these interpretations may in part be rooted in confusion with an adjacent section of the regulations (21 CFR § 1306.07[b]) directed at outpatient physicians providing time-limited, emergency treatment for withdrawal in an office setting. The application of this time limit to hospitalized patients has not been supported by communication from the Drug Enforcement Agency.²⁴ There is no case law or other regulation requiring an opioid regimen to be time limited for patients during medical hospitalization, and hospital policies need not place undue constraints on the ability of clinicians to stabilize patients on maintenance therapy and transition them to outpatient treatment.

Second, the limited capacity of existing opioid maintenance programs can lead to a gap in treatment upon hospital discharge for patients in whom methadone or buprenorphine is initiated. Health delivery systems can play a role in mitigating the impact of this resource gap. Integrating the model of screening, brief intervention, and referral to treatment into hospital admission processes and engaging social workers, addiction consult services (where available), and other supports early in the course of hospitalization can help facilitate appropriate follow-up care.^25,26 Hospitals may also be eligible for federal funding to strengthen local referral networks for outpatient MAT programs under Section 103 of the Comprehensive Addiction and Recovery Act passed into law in July 2016. Innovative delivery models designed to enhance integration across community stakeholders in healthcare, social services, and criminal justice have recently been developed, such as Vermont’s “Hub and Spoke” model,²⁷ Boston Medical Center’s Faster Paths opioid urgent care center,²⁸ and the police-led Angel Program in Gloucester, Massachusetts.²⁹ Implementation science studies will be needed to identify the most effective ways to engage inpatient medical teams in such efforts.

Currently, individual providers can already play a central role in providing a bridge for patients in whom a delay in beginning MAT cannot be avoided upon discharge. Interim buprenorphine maintenance treatment has been shown to dramatically decrease the use of illicit opioids among those awaiting initiation of comprehensive MAT programs and substantially increase retention in long-term treatment.^20,30,31 With the recent expansion of the limits on buprenorphine prescriptions to 275 patients per provider (part of the waiver required under the Drug Addiction Treatment Act [DATA] of 2000 to provide outpatient buprenorphine treatment, also known as a DATA waiver), this may be an increasingly promising option for hospital discharge.

Obtaining a waiver to prescribe buprenorphine is not required for the inpatient initiation of buprenorphine therapy. However, doing so is relatively simple (requiring an online, 8-hour training [https://www.samhsa.gov/medication-assisted-treatment/training-resources/buprenorphine-physician-training]) and allows hospital-based providers not only to ensure optimal management of OUDs during hospitalization but also to help their patients with the next steps toward recovery after discharge. The use of buprenorphine may be challenging in some patients with significant pain as a component of their medical condition. For these patients, methadone will likely be better tolerated.

Additional funding is also urgently needed to expand the capacity of existing opioid treatment programs and create specialized discharge-transition clinics that can provide structured interim opioid therapy while patients are on waitlists for traditional MAT programs. Requiring patients who are not ready or able to begin long-term maintenance agonist therapy to rapidly taper an inpatient opioid regimen unnecessarily puts them at risk for overdose after discharge.¹⁵ Regardless of the available resources for long-term treatment within the community, hospital discharge planning should include a naloxone prescription and brief training for patients and their loved ones.³² The long-acting opioid antagonist, depot naltrexone, is another effective, alternative MAT option and is increasingly used in community settings among patients who are motivated to achieve opioid abstinence.^33,34 It has not yet been studied among hospitalized patients, and further research is needed to determine if it could be a viable option for discharge. However, the requirement that a patient be abstinent from opioids for 7 to 10 days prior to administering the first dose of depot naltrexone may serve as a significant barrier to its use for most hospitalized patients.

Finally, healthcare providers must be trained in the appropriate use of opioid agonist therapy. Medical schools, residency programs, and schools of pharmacy and nursing should develop curricula to expand the capacity of nonspecialists to care for patients with OUDs and to focus on judicious analgesic prescribing to prevent chronic opioid use. This curriculum should address the appropriate titration of methadone and buprenorphine for agonist therapy and address the stigma faced by patients with substance use disorders. Other important topics include the management of overdose and withdrawal symptoms, structured approaches to pain management in patients with OUDs, harm-reduction methods, and multidisciplinary care for the psychosocial and psychiatric comorbidities of addiction. Though international guidelines have been developed for the inpatient management of patients with OUDs,^21,22 hospitals and professional societies should take a leadership role in facilitating continuing education to disseminate them among current medical providers.

There is great potential for the leadership and front-line staff of hospital systems, with a few key changes in policy and practice, to become advocates for patients with OUDs to access treatment. As perspectives about opioid prescribing change amid efforts to limit the escalation of the current heroin epidemic, it is vital to identify opportunities to reduce opioid exposure for opioid-naïve patients and enhance the engagement of patients diagnosed with OUDs in treatment.

Disclosure

 The authors have no conflicts of interest to declare.

Transthoracic echocardiography (TTE) is one of the most commonly ordered diagnostic tests in healthcare. Studies of Medicare beneficiaries, for example, have shown that each year, approximately 20% undergo at least 1 TTE, including 4% who have 2 or more.¹ TTE utilization rates increased dramatically in the 1990s and early 2000s. Between 1999 and 2008, for example, the rate of use of TTE per Medicare beneficiary nearly doubled.² In 2014, echocardiography accounted for 10% of all Medicare spending for imaging services, or approximately $930 million.³ In response to concerns about the possible unnecessary use of TTE, the American Heart Association and American Society of Echocardiography developed Appropriate Use Criteria (AUC) in 2007 and 2011, which describe appropriate versus inappropriate indications for TTE.⁴ Subsequent studies have shown that rather than rooting out inappropriate studies, the vast majority of ordered studies appear to be appropriate according to the AUC criteria.⁵ The AUC criteria have also been criticized for being based on expert opinion rather than clinical evidence.⁶ Repeat TTE, defined as TTE done within 1 year of a prior TTE, represents 24% to 42% of all studies,^7-9 and 31% of all Medicare beneficiaries who have a TTE get a repeat TTE within 1 year.¹⁰ In the present study, we reviewed all inpatient TTE performed over 1 year and described the group that have had a prior TTE within the past year (“repeat TTE”). We then derived a clinical prediction model to predict unchanged repeat TTE, with the goal of defining a subset of studies that are potentially unnecessary.

The West Haven Connecticut Veteran’s Administration Hospital (WHVA), located outside New Haven, Connecticut, is a 228-bed tertiary care center affiliated with Yale University School of Medicine. Potential subjects were identified from review of the electronic medical records of all inpatients who had an inpatient echocardiogram between October 1, 2013, and September 30, 2014. Patient’s records were reviewed by using a standardized data extraction form for demographics, comorbidity, cardiovascular risk factors, service ordering the TTE, intensive care unit (ICU) location, prior TTE abnormalities, TTE indication, AUC category, time between TTEs, technical quality of TTE, electrocardiogram (ECG) abnormalities, history of intervening acute coronary syndrome, cardiac surgery, and revascularization. Candidate predictors included any variables suspected by the authors as being potentially associated with the primary outcome of changed repeat TTE. All patients who had an inpatient TTE and a prior TTE within the Veterans Affairs (VA) system within the past year were included in the study. Repeat studies from the same admission were only counted as 1 TTE and patients had to have had a prior TTE from a different admission or a prior outpatient TTE to be included. Patients who did not have a prior TTE within the past year or who had only a transesophageal echocardiogram or stress echocardiography were excluded. Suboptimal studies were included but noted as limited quality. The study was approved by the WHVA Institutional Review Board. The Transparent Reporting of a Multivariable Prediction Model for Individual Prognosis or Diagnosis statement was used in planning and reporting this study.¹¹

TTEs were classified as normal, mildly abnormal, or with a major abnormality based on previously published definitions.^12-14 Any abnormality was defined as any left ventricle (LV) dysfunction (left ventricular ejection fraction [LVEF] <55%), any aortic or mitral valve stenosis, any regional wall motion abnormality, any right ventricular dysfunction, any pulmonary hypertension, mild or greater valvular regurgitation, any diastolic dysfunction, moderate or greater pericardial effusion, any ventricular hypertrophy, or any other significant abnormality including thrombus, vegetation, or tamponade. Major abnormality was defined as moderate or greater LV dysfunction (LVEF <45%), moderate or greater valvular regurgitation, moderate or greater valvular stenosis (aortic or mitral valve area <1.5 cm²), any regional wall motion abnormality, right ventricular dysfunction, moderate or greater pulmonary hypertension, moderate or greater diastolic dysfunction, moderate or greater pericardial effusion, or any other major abnormality including thrombus, vegetation, tumor, or tamponade. Repeat TTEs were classified as changed or unchanged. Changed TTEs were divided into any new abnormality or improvement or a new major abnormality or improvement. Any new abnormality or improvement was defined as any new TTE abnormality that had not previously been described or in which there was a change of at least 1 severity grade from a prior TTE, including improvement by 1 grade. A new major TTE abnormality or improvement was defined as any new major TTE abnormality that had previously been normal, or if there had been a prior abnormality, a change in at least 1 severity grade for LVEF or 2 severity grades for abnormal valvular, pericardial, or prior pulmonary hypertension, including improvement by 2 severity grades. A change from mild to moderate mitral regurgitation therefore was classified as a nonmajor change, whereas a change from mild to severe was classified as major. All TTE classifications were based on the electronic TTE reports and were reviewed by 2 independent investigators (CG and JC) blinded to the patients’ other clinical characteristics. For TTE studies in which the investigators agreed, that determination was the final classification. Disagreements were reviewed and the final classification was determined by consensus.

In an analogous manner, ECGs were classified as normal, mildly abnormal, or with a major abnormality based on previous definitions in the literature.¹⁵ Major abnormality was defined as atrial fibrillation or flutter, high-degree atrioventricular blocks, left bundle-branch block, right bundle-branch block, indeterminate conduction delay, q-wave myocardial infarction, isolated ischemic abnormalities, left ventricular hypertrophy with ST-T abnormalities, other arrhythmias including supraventricular tachycardia (SVT) or ventricular tachycardia (VT), low voltage (peak-to-peak QRS amplitude of <5 mm in the limb leads and/or <10 mm in the precordial leads), paced rhythm, sinus tachycardia (heart rate [HR] >100) or bradycardia (HR <50). Mild ECG abnormality was defined as low-grade atrioventricular blocks, borderline prolonged ventricular excitation, prolonged ventricular repolarization, isolated minor Q and ST-T abnormalities, left ventricular hypertrophy without ST-T abnormalities, left atrial enlargement, atrial or ventricular premature beats, or fascicular blocks. New major ECG abnormalities were any of the listed major ECG abnormalities that were not present on ECGs prior to the admission during which the repeat TTE was performed.

Other study definitions included intervening acute myocardial infarction (AMI), which was defined by any intervening history of elevated troponins, regardless of symptoms or ECG changes and including demand ischemia. Chronic kidney disease (CKD) was defined as an abnormal serum creatinine on 2 or more occasions 3 months apart. Active cancer was defined as receiving chemotherapy or palliative care for advanced cancer. Valvular heart disease was defined as prior moderate or severe valvular stenosis or regurgitation.

For analysis, we first compared patients with repeat TTE with major changes with those without major changes. For comparison of dichotomous variables, χ² or Fisher exact tests were used. For continuous variables, Student t test or the Mann-Whitney U test were performed. Because many of the frequencies of individual AUC criteria were small, related AUC criteria were grouped for analysis as grouped by the tables of the American College of Cardiology Foundation Appropriate Use Criteria Task Force, American Society of Echocardiography, American Heart Association, American Society of Nuclear Cardiology, Heart Failure Society of America, Heart Rhythm Society, Society for Cardiovascular Angiography and Interventions, Society of Critical Care Medicine, Society of Cardiovascular Computed Tomography, and Society for Cardiovascular Magnetic Resonance (ACCF/ASE/AHA) Guideline.⁴ Criteria groupings that were significantly less likely to have major TTE changes on analysis were classified as low risk and criteria that were significantly more likely were classified as high risk. Criteria groupings that were not significantly associated with TTE change were classified as average risk. All variables with P values less than 0.05 on bivariate analysis were then entered into a multivariate logistic regression analysis with major TTE change as the dependent variable, using backward stepwise variable selection with entry and exit criteria of P < 0.05 and P > 0.10, respectively. Scores were derived by converting the regression coefficients of independently predictive variables in the logistic regression model into corresponding integers. A total score was calculated for each patient by summing up the points for each independently significant variable. Model performance was described by calculating a C statistic by creation of a receiver operating characteristic curve to assess discrimination, and by performing the Hosmer and Lemeshow test to assess calibration. Internal validation was assessed by calculating the C statistic using the statistical method of bootstrapping in which the data were resampled multiple times (n = 200) and the average resultant C statistic reported. The bootstrap analysis was performed using R version 3.1 (R Foundation for Statistical Computing, Vienna, Austria). All other analyses were performed using SPSS version 21.0 (IBM, Armonk, New York). P values <0.05 were considered significant.

During the 1-year study period, there were 3944 medical/surgical admissions for 3266 patients and 845 inpatient TTEs obtained on 601 patients. Of all patients who were admitted, 601/3266 (18.4%) had at least 1 inpatient TTE. Of these 601 TTEs, 211 (35%) had a TTE within the VA system during the prior year. Of the 211 repeat TTEs, 67 (32%) were unchanged, 66 (31%) had minor changes, and 78 (37%) had major changes. The kappa statistic for agreement between extractors for “major TTE change” was 0.91, P < 0.001. The 10 most common AUC indications for TTE, which accounted for 72% of all studies, are listed in Table 1. The initial AUCs assigned by reviewers were the same in 187 of 211 TTEs (kappa 0.86, P < 0.001). Most indications were not associated with TTE outcome, although studies ordered for AUC indications 1 and 2 were less likely be associated with major changes and AUC indications 22 and 47 were more likely to be associated with major changes. Table 2 shows the comparison of the 78 patients that had repeat TTE with major changes compared with the 133 patients that did not. Nine variables were significantly different between the 2 groups; repeat TTEs with major changes were more likely to have dementia, be ordered by the surgery service, be located in an ICU, have major new ECG changes, have had prior valvular heart disease, have had an intervening AMI or cardiac surgery, or be in a high-risk AUC category. Patients with CKD were less likely to have major changes. Table 3 shows the results of the multivariate analysis; CKD, intervening AMI, prior valvular heart disease, major new ECG changes, and intervening cardiac surgery all independently predicted major changes on repeat TTE. Based on the β-coefficient for each variable, a point system was assigned to each variable and a total score calculated for each patient. Most variables had β-coefficients close to 1 and were therefore assigned a score of 1. CKD was associated with a lower risk of major TTE abnormality and was assigned a negative score. Intervening AMI was associated with a β-coefficient of 2.2 and was assigned a score of 2. Based on the points assigned to each variable and its presence or absence for each patient, a total score, which we named the CAVES score, was calculated. The acronym CAVES stands for CKD, AMI, valvular disease, ECG changes, and surgery (cardiac). Table 4 shows the frequencies of each score for each patient, ranging from patients with CKD and no other risk factors who scored −1 to patients without CKD who had all 4 of the other variables who scored 5. The prevalence of major TTE change for the full cohort was 37%. For the group with a CAVES score of −1, the probability was only 5.6%; for the group with a score of 0, the probability was 17.7%; and for the group with a score ≥1, the probability was 55.3%.

In this retrospective study, we found that approximately 18% of all patients admitted to the hospital had an inpatient TTE performed, and that approximately 35% of this group had a prior TTE within the past year. Of the group with prior TTEs within the past year, 37% had a major new change and 63% had either minor or no changes. Prior studies have reported similar high rates of repeat TTE^7-9 and of major changes on repeat TTE.^8,14,16 On multivariate analysis, we found that 5 variables were independent predictors of new changes on TTE—absence of CKD, intervening AMI, intervening cardiac surgery, history of valvular heart disease, and major new ECG changes. We developed and internally validated a risk score based on these 5 variables, which was found to have good overall accuracy as measured by the bootstrap corrected C statistic. The simplified version of the score divides patients into low, intermediate, and high risk for major changes on TTE. The low-risk group, defined as the group with no risk factors, had an approximately 6% risk of a major TTE change; the intermediate risk group, defined as a score of 0, had an 18% risk of major TTE change; and the high-risk group, defined as a score of 1 or greater, had a 55% chance of major TTE change. We believe that this risk score, if further validated, will potentially allow hospital-based clinicians to estimate the chance of a major change on TTE prior to ordering the study. For the low-risk group, this may indicate that the study is unnecessary. Conversely, for patients at high risk, this may offer further evidence that it will be useful to obtain a repeat TTE.

Disclosure 

The authors indicated no conflicts of interest.

Transthoracic echocardiography (TTE) is one of the most commonly ordered diagnostic tests in healthcare. Studies of Medicare beneficiaries, for example, have shown that each year, approximately 20% undergo at least 1 TTE, including 4% who have 2 or more.¹ TTE utilization rates increased dramatically in the 1990s and early 2000s. Between 1999 and 2008, for example, the rate of use of TTE per Medicare beneficiary nearly doubled.² In 2014, echocardiography accounted for 10% of all Medicare spending for imaging services, or approximately $930 million.³ In response to concerns about the possible unnecessary use of TTE, the American Heart Association and American Society of Echocardiography developed Appropriate Use Criteria (AUC) in 2007 and 2011, which describe appropriate versus inappropriate indications for TTE.⁴ Subsequent studies have shown that rather than rooting out inappropriate studies, the vast majority of ordered studies appear to be appropriate according to the AUC criteria.⁵ The AUC criteria have also been criticized for being based on expert opinion rather than clinical evidence.⁶ Repeat TTE, defined as TTE done within 1 year of a prior TTE, represents 24% to 42% of all studies,^7-9 and 31% of all Medicare beneficiaries who have a TTE get a repeat TTE within 1 year.¹⁰ In the present study, we reviewed all inpatient TTE performed over 1 year and described the group that have had a prior TTE within the past year (“repeat TTE”). We then derived a clinical prediction model to predict unchanged repeat TTE, with the goal of defining a subset of studies that are potentially unnecessary.

The West Haven Connecticut Veteran’s Administration Hospital (WHVA), located outside New Haven, Connecticut, is a 228-bed tertiary care center affiliated with Yale University School of Medicine. Potential subjects were identified from review of the electronic medical records of all inpatients who had an inpatient echocardiogram between October 1, 2013, and September 30, 2014. Patient’s records were reviewed by using a standardized data extraction form for demographics, comorbidity, cardiovascular risk factors, service ordering the TTE, intensive care unit (ICU) location, prior TTE abnormalities, TTE indication, AUC category, time between TTEs, technical quality of TTE, electrocardiogram (ECG) abnormalities, history of intervening acute coronary syndrome, cardiac surgery, and revascularization. Candidate predictors included any variables suspected by the authors as being potentially associated with the primary outcome of changed repeat TTE. All patients who had an inpatient TTE and a prior TTE within the Veterans Affairs (VA) system within the past year were included in the study. Repeat studies from the same admission were only counted as 1 TTE and patients had to have had a prior TTE from a different admission or a prior outpatient TTE to be included. Patients who did not have a prior TTE within the past year or who had only a transesophageal echocardiogram or stress echocardiography were excluded. Suboptimal studies were included but noted as limited quality. The study was approved by the WHVA Institutional Review Board. The Transparent Reporting of a Multivariable Prediction Model for Individual Prognosis or Diagnosis statement was used in planning and reporting this study.¹¹

TTEs were classified as normal, mildly abnormal, or with a major abnormality based on previously published definitions.^12-14 Any abnormality was defined as any left ventricle (LV) dysfunction (left ventricular ejection fraction [LVEF] <55%), any aortic or mitral valve stenosis, any regional wall motion abnormality, any right ventricular dysfunction, any pulmonary hypertension, mild or greater valvular regurgitation, any diastolic dysfunction, moderate or greater pericardial effusion, any ventricular hypertrophy, or any other significant abnormality including thrombus, vegetation, or tamponade. Major abnormality was defined as moderate or greater LV dysfunction (LVEF <45%), moderate or greater valvular regurgitation, moderate or greater valvular stenosis (aortic or mitral valve area <1.5 cm²), any regional wall motion abnormality, right ventricular dysfunction, moderate or greater pulmonary hypertension, moderate or greater diastolic dysfunction, moderate or greater pericardial effusion, or any other major abnormality including thrombus, vegetation, tumor, or tamponade. Repeat TTEs were classified as changed or unchanged. Changed TTEs were divided into any new abnormality or improvement or a new major abnormality or improvement. Any new abnormality or improvement was defined as any new TTE abnormality that had not previously been described or in which there was a change of at least 1 severity grade from a prior TTE, including improvement by 1 grade. A new major TTE abnormality or improvement was defined as any new major TTE abnormality that had previously been normal, or if there had been a prior abnormality, a change in at least 1 severity grade for LVEF or 2 severity grades for abnormal valvular, pericardial, or prior pulmonary hypertension, including improvement by 2 severity grades. A change from mild to moderate mitral regurgitation therefore was classified as a nonmajor change, whereas a change from mild to severe was classified as major. All TTE classifications were based on the electronic TTE reports and were reviewed by 2 independent investigators (CG and JC) blinded to the patients’ other clinical characteristics. For TTE studies in which the investigators agreed, that determination was the final classification. Disagreements were reviewed and the final classification was determined by consensus.

In an analogous manner, ECGs were classified as normal, mildly abnormal, or with a major abnormality based on previous definitions in the literature.¹⁵ Major abnormality was defined as atrial fibrillation or flutter, high-degree atrioventricular blocks, left bundle-branch block, right bundle-branch block, indeterminate conduction delay, q-wave myocardial infarction, isolated ischemic abnormalities, left ventricular hypertrophy with ST-T abnormalities, other arrhythmias including supraventricular tachycardia (SVT) or ventricular tachycardia (VT), low voltage (peak-to-peak QRS amplitude of <5 mm in the limb leads and/or <10 mm in the precordial leads), paced rhythm, sinus tachycardia (heart rate [HR] >100) or bradycardia (HR <50). Mild ECG abnormality was defined as low-grade atrioventricular blocks, borderline prolonged ventricular excitation, prolonged ventricular repolarization, isolated minor Q and ST-T abnormalities, left ventricular hypertrophy without ST-T abnormalities, left atrial enlargement, atrial or ventricular premature beats, or fascicular blocks. New major ECG abnormalities were any of the listed major ECG abnormalities that were not present on ECGs prior to the admission during which the repeat TTE was performed.

Other study definitions included intervening acute myocardial infarction (AMI), which was defined by any intervening history of elevated troponins, regardless of symptoms or ECG changes and including demand ischemia. Chronic kidney disease (CKD) was defined as an abnormal serum creatinine on 2 or more occasions 3 months apart. Active cancer was defined as receiving chemotherapy or palliative care for advanced cancer. Valvular heart disease was defined as prior moderate or severe valvular stenosis or regurgitation.

For analysis, we first compared patients with repeat TTE with major changes with those without major changes. For comparison of dichotomous variables, χ² or Fisher exact tests were used. For continuous variables, Student t test or the Mann-Whitney U test were performed. Because many of the frequencies of individual AUC criteria were small, related AUC criteria were grouped for analysis as grouped by the tables of the American College of Cardiology Foundation Appropriate Use Criteria Task Force, American Society of Echocardiography, American Heart Association, American Society of Nuclear Cardiology, Heart Failure Society of America, Heart Rhythm Society, Society for Cardiovascular Angiography and Interventions, Society of Critical Care Medicine, Society of Cardiovascular Computed Tomography, and Society for Cardiovascular Magnetic Resonance (ACCF/ASE/AHA) Guideline.⁴ Criteria groupings that were significantly less likely to have major TTE changes on analysis were classified as low risk and criteria that were significantly more likely were classified as high risk. Criteria groupings that were not significantly associated with TTE change were classified as average risk. All variables with P values less than 0.05 on bivariate analysis were then entered into a multivariate logistic regression analysis with major TTE change as the dependent variable, using backward stepwise variable selection with entry and exit criteria of P < 0.05 and P > 0.10, respectively. Scores were derived by converting the regression coefficients of independently predictive variables in the logistic regression model into corresponding integers. A total score was calculated for each patient by summing up the points for each independently significant variable. Model performance was described by calculating a C statistic by creation of a receiver operating characteristic curve to assess discrimination, and by performing the Hosmer and Lemeshow test to assess calibration. Internal validation was assessed by calculating the C statistic using the statistical method of bootstrapping in which the data were resampled multiple times (n = 200) and the average resultant C statistic reported. The bootstrap analysis was performed using R version 3.1 (R Foundation for Statistical Computing, Vienna, Austria). All other analyses were performed using SPSS version 21.0 (IBM, Armonk, New York). P values <0.05 were considered significant.

During the 1-year study period, there were 3944 medical/surgical admissions for 3266 patients and 845 inpatient TTEs obtained on 601 patients. Of all patients who were admitted, 601/3266 (18.4%) had at least 1 inpatient TTE. Of these 601 TTEs, 211 (35%) had a TTE within the VA system during the prior year. Of the 211 repeat TTEs, 67 (32%) were unchanged, 66 (31%) had minor changes, and 78 (37%) had major changes. The kappa statistic for agreement between extractors for “major TTE change” was 0.91, P < 0.001. The 10 most common AUC indications for TTE, which accounted for 72% of all studies, are listed in Table 1. The initial AUCs assigned by reviewers were the same in 187 of 211 TTEs (kappa 0.86, P < 0.001). Most indications were not associated with TTE outcome, although studies ordered for AUC indications 1 and 2 were less likely be associated with major changes and AUC indications 22 and 47 were more likely to be associated with major changes. Table 2 shows the comparison of the 78 patients that had repeat TTE with major changes compared with the 133 patients that did not. Nine variables were significantly different between the 2 groups; repeat TTEs with major changes were more likely to have dementia, be ordered by the surgery service, be located in an ICU, have major new ECG changes, have had prior valvular heart disease, have had an intervening AMI or cardiac surgery, or be in a high-risk AUC category. Patients with CKD were less likely to have major changes. Table 3 shows the results of the multivariate analysis; CKD, intervening AMI, prior valvular heart disease, major new ECG changes, and intervening cardiac surgery all independently predicted major changes on repeat TTE. Based on the β-coefficient for each variable, a point system was assigned to each variable and a total score calculated for each patient. Most variables had β-coefficients close to 1 and were therefore assigned a score of 1. CKD was associated with a lower risk of major TTE abnormality and was assigned a negative score. Intervening AMI was associated with a β-coefficient of 2.2 and was assigned a score of 2. Based on the points assigned to each variable and its presence or absence for each patient, a total score, which we named the CAVES score, was calculated. The acronym CAVES stands for CKD, AMI, valvular disease, ECG changes, and surgery (cardiac). Table 4 shows the frequencies of each score for each patient, ranging from patients with CKD and no other risk factors who scored −1 to patients without CKD who had all 4 of the other variables who scored 5. The prevalence of major TTE change for the full cohort was 37%. For the group with a CAVES score of −1, the probability was only 5.6%; for the group with a score of 0, the probability was 17.7%; and for the group with a score ≥1, the probability was 55.3%.

In this retrospective study, we found that approximately 18% of all patients admitted to the hospital had an inpatient TTE performed, and that approximately 35% of this group had a prior TTE within the past year. Of the group with prior TTEs within the past year, 37% had a major new change and 63% had either minor or no changes. Prior studies have reported similar high rates of repeat TTE^7-9 and of major changes on repeat TTE.^8,14,16 On multivariate analysis, we found that 5 variables were independent predictors of new changes on TTE—absence of CKD, intervening AMI, intervening cardiac surgery, history of valvular heart disease, and major new ECG changes. We developed and internally validated a risk score based on these 5 variables, which was found to have good overall accuracy as measured by the bootstrap corrected C statistic. The simplified version of the score divides patients into low, intermediate, and high risk for major changes on TTE. The low-risk group, defined as the group with no risk factors, had an approximately 6% risk of a major TTE change; the intermediate risk group, defined as a score of 0, had an 18% risk of major TTE change; and the high-risk group, defined as a score of 1 or greater, had a 55% chance of major TTE change. We believe that this risk score, if further validated, will potentially allow hospital-based clinicians to estimate the chance of a major change on TTE prior to ordering the study. For the low-risk group, this may indicate that the study is unnecessary. Conversely, for patients at high risk, this may offer further evidence that it will be useful to obtain a repeat TTE.

Disclosure 

The authors indicated no conflicts of interest.

Transthoracic echocardiography (TTE) is one of the most commonly ordered diagnostic tests in healthcare. Studies of Medicare beneficiaries, for example, have shown that each year, approximately 20% undergo at least 1 TTE, including 4% who have 2 or more.¹ TTE utilization rates increased dramatically in the 1990s and early 2000s. Between 1999 and 2008, for example, the rate of use of TTE per Medicare beneficiary nearly doubled.² In 2014, echocardiography accounted for 10% of all Medicare spending for imaging services, or approximately $930 million.³ In response to concerns about the possible unnecessary use of TTE, the American Heart Association and American Society of Echocardiography developed Appropriate Use Criteria (AUC) in 2007 and 2011, which describe appropriate versus inappropriate indications for TTE.⁴ Subsequent studies have shown that rather than rooting out inappropriate studies, the vast majority of ordered studies appear to be appropriate according to the AUC criteria.⁵ The AUC criteria have also been criticized for being based on expert opinion rather than clinical evidence.⁶ Repeat TTE, defined as TTE done within 1 year of a prior TTE, represents 24% to 42% of all studies,^7-9 and 31% of all Medicare beneficiaries who have a TTE get a repeat TTE within 1 year.¹⁰ In the present study, we reviewed all inpatient TTE performed over 1 year and described the group that have had a prior TTE within the past year (“repeat TTE”). We then derived a clinical prediction model to predict unchanged repeat TTE, with the goal of defining a subset of studies that are potentially unnecessary.

The West Haven Connecticut Veteran’s Administration Hospital (WHVA), located outside New Haven, Connecticut, is a 228-bed tertiary care center affiliated with Yale University School of Medicine. Potential subjects were identified from review of the electronic medical records of all inpatients who had an inpatient echocardiogram between October 1, 2013, and September 30, 2014. Patient’s records were reviewed by using a standardized data extraction form for demographics, comorbidity, cardiovascular risk factors, service ordering the TTE, intensive care unit (ICU) location, prior TTE abnormalities, TTE indication, AUC category, time between TTEs, technical quality of TTE, electrocardiogram (ECG) abnormalities, history of intervening acute coronary syndrome, cardiac surgery, and revascularization. Candidate predictors included any variables suspected by the authors as being potentially associated with the primary outcome of changed repeat TTE. All patients who had an inpatient TTE and a prior TTE within the Veterans Affairs (VA) system within the past year were included in the study. Repeat studies from the same admission were only counted as 1 TTE and patients had to have had a prior TTE from a different admission or a prior outpatient TTE to be included. Patients who did not have a prior TTE within the past year or who had only a transesophageal echocardiogram or stress echocardiography were excluded. Suboptimal studies were included but noted as limited quality. The study was approved by the WHVA Institutional Review Board. The Transparent Reporting of a Multivariable Prediction Model for Individual Prognosis or Diagnosis statement was used in planning and reporting this study.¹¹

TTEs were classified as normal, mildly abnormal, or with a major abnormality based on previously published definitions.^12-14 Any abnormality was defined as any left ventricle (LV) dysfunction (left ventricular ejection fraction [LVEF] <55%), any aortic or mitral valve stenosis, any regional wall motion abnormality, any right ventricular dysfunction, any pulmonary hypertension, mild or greater valvular regurgitation, any diastolic dysfunction, moderate or greater pericardial effusion, any ventricular hypertrophy, or any other significant abnormality including thrombus, vegetation, or tamponade. Major abnormality was defined as moderate or greater LV dysfunction (LVEF <45%), moderate or greater valvular regurgitation, moderate or greater valvular stenosis (aortic or mitral valve area <1.5 cm²), any regional wall motion abnormality, right ventricular dysfunction, moderate or greater pulmonary hypertension, moderate or greater diastolic dysfunction, moderate or greater pericardial effusion, or any other major abnormality including thrombus, vegetation, tumor, or tamponade. Repeat TTEs were classified as changed or unchanged. Changed TTEs were divided into any new abnormality or improvement or a new major abnormality or improvement. Any new abnormality or improvement was defined as any new TTE abnormality that had not previously been described or in which there was a change of at least 1 severity grade from a prior TTE, including improvement by 1 grade. A new major TTE abnormality or improvement was defined as any new major TTE abnormality that had previously been normal, or if there had been a prior abnormality, a change in at least 1 severity grade for LVEF or 2 severity grades for abnormal valvular, pericardial, or prior pulmonary hypertension, including improvement by 2 severity grades. A change from mild to moderate mitral regurgitation therefore was classified as a nonmajor change, whereas a change from mild to severe was classified as major. All TTE classifications were based on the electronic TTE reports and were reviewed by 2 independent investigators (CG and JC) blinded to the patients’ other clinical characteristics. For TTE studies in which the investigators agreed, that determination was the final classification. Disagreements were reviewed and the final classification was determined by consensus.

In an analogous manner, ECGs were classified as normal, mildly abnormal, or with a major abnormality based on previous definitions in the literature.¹⁵ Major abnormality was defined as atrial fibrillation or flutter, high-degree atrioventricular blocks, left bundle-branch block, right bundle-branch block, indeterminate conduction delay, q-wave myocardial infarction, isolated ischemic abnormalities, left ventricular hypertrophy with ST-T abnormalities, other arrhythmias including supraventricular tachycardia (SVT) or ventricular tachycardia (VT), low voltage (peak-to-peak QRS amplitude of <5 mm in the limb leads and/or <10 mm in the precordial leads), paced rhythm, sinus tachycardia (heart rate [HR] >100) or bradycardia (HR <50). Mild ECG abnormality was defined as low-grade atrioventricular blocks, borderline prolonged ventricular excitation, prolonged ventricular repolarization, isolated minor Q and ST-T abnormalities, left ventricular hypertrophy without ST-T abnormalities, left atrial enlargement, atrial or ventricular premature beats, or fascicular blocks. New major ECG abnormalities were any of the listed major ECG abnormalities that were not present on ECGs prior to the admission during which the repeat TTE was performed.

Other study definitions included intervening acute myocardial infarction (AMI), which was defined by any intervening history of elevated troponins, regardless of symptoms or ECG changes and including demand ischemia. Chronic kidney disease (CKD) was defined as an abnormal serum creatinine on 2 or more occasions 3 months apart. Active cancer was defined as receiving chemotherapy or palliative care for advanced cancer. Valvular heart disease was defined as prior moderate or severe valvular stenosis or regurgitation.

For analysis, we first compared patients with repeat TTE with major changes with those without major changes. For comparison of dichotomous variables, χ² or Fisher exact tests were used. For continuous variables, Student t test or the Mann-Whitney U test were performed. Because many of the frequencies of individual AUC criteria were small, related AUC criteria were grouped for analysis as grouped by the tables of the American College of Cardiology Foundation Appropriate Use Criteria Task Force, American Society of Echocardiography, American Heart Association, American Society of Nuclear Cardiology, Heart Failure Society of America, Heart Rhythm Society, Society for Cardiovascular Angiography and Interventions, Society of Critical Care Medicine, Society of Cardiovascular Computed Tomography, and Society for Cardiovascular Magnetic Resonance (ACCF/ASE/AHA) Guideline.⁴ Criteria groupings that were significantly less likely to have major TTE changes on analysis were classified as low risk and criteria that were significantly more likely were classified as high risk. Criteria groupings that were not significantly associated with TTE change were classified as average risk. All variables with P values less than 0.05 on bivariate analysis were then entered into a multivariate logistic regression analysis with major TTE change as the dependent variable, using backward stepwise variable selection with entry and exit criteria of P < 0.05 and P > 0.10, respectively. Scores were derived by converting the regression coefficients of independently predictive variables in the logistic regression model into corresponding integers. A total score was calculated for each patient by summing up the points for each independently significant variable. Model performance was described by calculating a C statistic by creation of a receiver operating characteristic curve to assess discrimination, and by performing the Hosmer and Lemeshow test to assess calibration. Internal validation was assessed by calculating the C statistic using the statistical method of bootstrapping in which the data were resampled multiple times (n = 200) and the average resultant C statistic reported. The bootstrap analysis was performed using R version 3.1 (R Foundation for Statistical Computing, Vienna, Austria). All other analyses were performed using SPSS version 21.0 (IBM, Armonk, New York). P values <0.05 were considered significant.

During the 1-year study period, there were 3944 medical/surgical admissions for 3266 patients and 845 inpatient TTEs obtained on 601 patients. Of all patients who were admitted, 601/3266 (18.4%) had at least 1 inpatient TTE. Of these 601 TTEs, 211 (35%) had a TTE within the VA system during the prior year. Of the 211 repeat TTEs, 67 (32%) were unchanged, 66 (31%) had minor changes, and 78 (37%) had major changes. The kappa statistic for agreement between extractors for “major TTE change” was 0.91, P < 0.001. The 10 most common AUC indications for TTE, which accounted for 72% of all studies, are listed in Table 1. The initial AUCs assigned by reviewers were the same in 187 of 211 TTEs (kappa 0.86, P < 0.001). Most indications were not associated with TTE outcome, although studies ordered for AUC indications 1 and 2 were less likely be associated with major changes and AUC indications 22 and 47 were more likely to be associated with major changes. Table 2 shows the comparison of the 78 patients that had repeat TTE with major changes compared with the 133 patients that did not. Nine variables were significantly different between the 2 groups; repeat TTEs with major changes were more likely to have dementia, be ordered by the surgery service, be located in an ICU, have major new ECG changes, have had prior valvular heart disease, have had an intervening AMI or cardiac surgery, or be in a high-risk AUC category. Patients with CKD were less likely to have major changes. Table 3 shows the results of the multivariate analysis; CKD, intervening AMI, prior valvular heart disease, major new ECG changes, and intervening cardiac surgery all independently predicted major changes on repeat TTE. Based on the β-coefficient for each variable, a point system was assigned to each variable and a total score calculated for each patient. Most variables had β-coefficients close to 1 and were therefore assigned a score of 1. CKD was associated with a lower risk of major TTE abnormality and was assigned a negative score. Intervening AMI was associated with a β-coefficient of 2.2 and was assigned a score of 2. Based on the points assigned to each variable and its presence or absence for each patient, a total score, which we named the CAVES score, was calculated. The acronym CAVES stands for CKD, AMI, valvular disease, ECG changes, and surgery (cardiac). Table 4 shows the frequencies of each score for each patient, ranging from patients with CKD and no other risk factors who scored −1 to patients without CKD who had all 4 of the other variables who scored 5. The prevalence of major TTE change for the full cohort was 37%. For the group with a CAVES score of −1, the probability was only 5.6%; for the group with a score of 0, the probability was 17.7%; and for the group with a score ≥1, the probability was 55.3%.

In this retrospective study, we found that approximately 18% of all patients admitted to the hospital had an inpatient TTE performed, and that approximately 35% of this group had a prior TTE within the past year. Of the group with prior TTEs within the past year, 37% had a major new change and 63% had either minor or no changes. Prior studies have reported similar high rates of repeat TTE^7-9 and of major changes on repeat TTE.^8,14,16 On multivariate analysis, we found that 5 variables were independent predictors of new changes on TTE—absence of CKD, intervening AMI, intervening cardiac surgery, history of valvular heart disease, and major new ECG changes. We developed and internally validated a risk score based on these 5 variables, which was found to have good overall accuracy as measured by the bootstrap corrected C statistic. The simplified version of the score divides patients into low, intermediate, and high risk for major changes on TTE. The low-risk group, defined as the group with no risk factors, had an approximately 6% risk of a major TTE change; the intermediate risk group, defined as a score of 0, had an 18% risk of major TTE change; and the high-risk group, defined as a score of 1 or greater, had a 55% chance of major TTE change. We believe that this risk score, if further validated, will potentially allow hospital-based clinicians to estimate the chance of a major change on TTE prior to ordering the study. For the low-risk group, this may indicate that the study is unnecessary. Conversely, for patients at high risk, this may offer further evidence that it will be useful to obtain a repeat TTE.

Disclosure 

The authors indicated no conflicts of interest.

A 34-year-old, previously healthy Japanese man developed a dry cough. He did not have dyspnea, nasal discharge, sore throat, facial pain, nasal congestion, or postnasal drip. His symptoms persisted despite several courses of antibiotics (from different physicians), including clarithromycin, minocycline, and levofloxacin. A chest x-ray after 2 months of symptoms and a noncontrast chest computed tomography (CT) after 4 months of symptoms were normal, and bacterial and mycobacterial sputum cultures were sterile. Treatment with salmeterol and fluticasone was ineffective.

The persistence of a cough for longer than 8 weeks constitutes chronic cough. The initial negative review of systems argues against several of the usual etiologies. The lack of nasal discharge, sore throat, facial pain, nasal congestion, and postnasal drip lessens the probability of upper airway cough syndrome. The absence of dyspnea decreases the likelihood of congestive heart failure, asthma, or chronic obstructive pulmonary disease. Additional history should include whether the patient has orthopnea, paroxysmal nocturnal dyspnea, or a reduced exercise tolerance.

The persistence of symptoms despite multiple courses of antibiotics suggests that the process is inflammatory but not infectious, that the infection is not susceptible to the selected antibiotics, that the antibiotics cannot penetrate the site of infection, or that the ongoing symptoms are related to the antibiotics themselves. Pathogens that may cause chronic cough for months include mycobacteria, fungi (eg, Aspergillus , endemic mycoses), and parasites (eg, Strongyloides , Paragonimus ). Even when appropriately treated, many infections may result in a prolonged cough (eg, pertussis). The fluoroquinolone and macrolide exposure may have suppressed the mycobacterial cultures. The lack of response to salmeterol and fluticasone lessens the probability of asthma.

After 4 months of symptoms, his cough worsened, and he developed dysphagia and odynophagia, particularly when he initiated swallowing. He experienced daily fevers with temperatures between 38.0°C and 38.5°C. A repeat chest x-ray was normal. His white blood cell count was 14,200 per μL, and the C-reactive protein (CRP) was 12.91 mg/dL (normal <0.24 mg/dL). His symptoms did not improve with additional courses of clarithromycin, levofloxacin, or moxifloxacin. After 5 months of symptoms, he was referred to the internal medicine clinic of a teaching hospital in Japan.

The patient’s fevers, leukocytosis, and elevated CRP signal an inflammatory process, but whether it is infectious or not remains uncertain. The normal repeat chest x-ray lessens the likelihood of a pulmonary infection. Difficulty with initiating a swallow characterizes oropharyngeal dysphagia which features coughing or choking with oral intake and is typically caused by neuromuscular conditions like stroke, amyotrophic lateral sclerosis, or myasthenia gravis. The coexistence of oropharyngeal dysphagia and odynophagia may indicate pharyngitis, a retropharyngeal or parapharyngeal abscess, or oropharyngeal cancer.

Esophageal dysphagia occurs several seconds following swallow initiation and may arise with mucosal, smooth muscle, or neuromuscular diseases of the esophagus. Concomitant dysphagia and odynophagia may indicate esophageal spasm or esophagitis. Causes of esophagitis include infection (eg, candidiasis, herpes simplex virus [HSV], cytomegalovirus [CMV], or human immunodeficiency virus [HIV]), infiltration (eg, eosinophilic esophagitis), or irritation (eg, from medication, caustic ingestion, or gastroesophageal reflux). He is at risk for esophageal candidiasis following multiple courses of antibiotics. Esophageal dysphagia occurring with liquids and solids may indicate disordered motility, as opposed to dysphagia with solids alone, which may signal endoluminal obstruction.

At his outpatient evaluation, he denied headache, vision changes, chest pain, hemoptysis, palpitations, abdominal pain, dysuria, musculoskeletal symptoms, anorexia, or symptoms of gastroesophageal reflux. He did not have chills, rigors, or night sweats, but he had lost 3.4 kg in 5 months. He had not traveled within or outside of Japan in many years and was not involved in outdoor activities. He was engaged to and monogamous with his female partner of 5 years. He smoked 10 cigarettes per day for 14 years but stopped smoking during the last 2 months on account of his symptoms. He drank 6 beers per month and worked as a researcher at a chemical company but did not have any inhalational exposures.

His weight loss could be from reduced caloric intake due to dysphagia and odynophagia or may reflect an energy deficit related to chronic illness and inflammatory state. His smoking history increases his risk of bronchopulmonary infection and malignancy. Bronchogenic carcinoma may present with chronic cough, fevers, weight loss, or dysphagia from external compression by lymphadenopathy or mediastinal disease; however, his young age and recent chest CT results make lung cancer unlikely.

The initial diagnostic branch point for nontraumatic oral ulcers is infectious versus noninfectious. Infections that cause oral ulcers include HSV, CMV, and syphilis. The appearance and occurrence of the ulcers on freely moveable mucosa are consistent with aphthous stomatitis. Recurrent aphthous ulcers may occur in autoimmune diseases, including Behçet disease, Crohn disease, celiac sprue, and reactive arthritis. An endoscopy should be considered to detect esophageal ulcerations or esophageal candidiasis.

The rash may indicate folliculitis, usually attributable to Staphylococcus aureus or to Pseudomonas in the setting of recreational water exposure. Broad-spectrum antibiotics or immunodeficiency predisposes to candida folliculitis, while systemic candidiasis may cause metastatic skin lesions. The most common cutaneous manifestation of Behçet disease is erythema nodosum, but follicular and papulopustular lesions are also characteristic.

Thickening of the aorta and left pulmonary artery may arise from an infectious, infiltrative, or inflammatory process. Arterial infections arise from direct inoculation, such as catheterization, trauma, or a contiguous site of infection, or from embolic seeding of atherosclerotic plaques or aneurysms. Malignant and nonmalignant processes, including sarcomas, lymphomas, histiocytoses (eg, Erdheim–Chester disease), and IgG4-related disease, may infiltrate the vascular walls. He has no evidence of visceral organ involvement to suggest these multisystem diagnoses.

The combined involvement of the aorta and pulmonary artery suggest a large-vessel vasculitis. Giant cell arteritis is exceedingly rare in patients younger than 50. Takayasu arteritis is a large-vessel vasculitis that predominantly affects women and may present with hypertension, arterial bruits, or discrepant blood pressure between arms, none of which were reported in this case. Behçet disease affects blood vessels of all sizes, including the aorta and pulmonary vasculature. His fevers, oral ulcers, perifollicular rash, and lymphadenopathy are consistent with this diagnosis, although he lacks the genital ulcers that occur in the majority of patients. Pulmonary nodules in Behçet disease arise from pulmonary or pleural vasculitis, resulting in focal inflammation, hemorrhage, or infarction. An ophthalmologic examination for uveitis and a pathergy test would support this diagnosis.

FDG accumulation in the aorta and pulmonary arteries signals large-vessel inflammation. The lack of FDG-avidity of the ground-glass opacities and nodular lesion suggests that these are not metabolically active tumors or infections but may be sequelae of the underlying disease, such as a hemorrhage or infarction from vasculitis. Sarcoidosis could account for the lung findings, but large-vessel vasculopathy would be exceedingly uncommon. Microscopic polyangiitis and granulomatosis with polyangiitis also cause pulmonary and vascular inflammation, but the nonreactive ANCA, absence of sinus disease, and normal urinalysis and kidney function make pauci-immune vasculitis unlikely. While the large-vessel involvement is consistent with Takayasu arteritis, the oral ulcers and rash are not.

Despite the absence of uveitis and the negative pathergy test, his oral aphthosis, papulopustular rash, and large-vessel vasculitis make Behçet disease the likely diagnosis. Behçet disease is most strongly associated with HLA B51, although other HLA haplotypes (including HLA A26 and HLA B52) are frequent in Behçet disease as well. As aortitis and pulmonary vasculitis can be associated with substantial morbidity and mortality, an urgent consultation with a rheumatologist regarding the initiation of immunosuppression is warranted.

Based on the mucocutaneous lesions, radiologic findings consistent with large-vessel vasculitis, and positive HLA A26 and HLA B52, he was diagnosed with Behçet disease. After 1 week of treatment with prednisolone 60 mg daily, his cough resolved and the oral aphthous ulcers and papulopustular rash improved. One month later, a chest CT showed significant reduction of the wall thickening of the aorta, its branches, and of the left pulmonary artery. The nodular lesion in the left lower lobe was unchanged, but the ground-glass opacities in the left upper lobe had disappeared.

When prednisolone was tapered down to 17.5 mg, his dry cough and low-grade fevers recurred, along with a slight elevation of inflammatory markers, and a ground-glass opacity appeared on the periphery of the left upper lobe. A sputum culture and fungal antigens were negative. His cough improved with the resumption of the previous dose of prednisolone. He remained symptom-free after 2 years of treatment with azathioprine 150 mg daily and prednisolone 2 mg daily and is now only treated with azathioprine.

Behçet disease is a multisystem vasculitis involving blood vessels of all sizes in the arterial and venous circulation that presents with oral and genital ulcers, ocular abnormalities (uveitis, retinitis), skin lesions (erythema nodosum, nonfollicular papulopustular lesions, or “pseudofolliculitis”), pathergy, and vascular lesions (thrombophlebitis, thrombosis, and aneurysm).

This patient presented with a chronic cough from pulmonary involvement by Behçet disease. The most common presenting symptom in a study of 47 patients with Behçet disease with pulmonary arteriopathy was hemoptysis followed by a nonbloody cough.² Among these patients with pulmonary artery aneurysm, thrombosis, or both, 40 (85%) had nodules caused by infarction or inflammation and 21 (45%) had ground-glass opacities attributed to intraparenchymal hemorrhage. There are several case reports of chronic cough attributed to large-vessel vasculitis.^3-5 Although the pathology of vasculitis-related cough is not fully understood, the inflammation of large vessels (aorta and pulmonary arteries) adjacent to the tracheobronchial tree may irritate regional cough receptors.³

Disease classification criteria are common in rheumatologic diseases; these criteria are developed to categorize patients for research studies and are not intended to diagnose individual patients.⁶ The classification criteria favor increased specificity at the expense of sensitivity to avoid misclassifying patients as having a disease, which would compromise the results of research studies. For instance, a study assessing a treatment for Behçet disease must exclude patients with inflammatory bowel disease, as these distinct patient populations may demonstrate discrepant responses to the investigative therapy. The specificity and homogeneity favored by classification criteria make those criteria inappropriate to rely on exclusively for the diagnosis of individual patients.⁷ The symptoms of many autoimmune diseases develop sequentially over time. Waiting for a patient with active, multisystem vasculitis to fulfill all of the Behçet disease classification criteria can lead to the harmful withholding of disease-modifying treatment.

• Large-vessel vasculitis is a rare cause of chronic cough.
• Although the most well-recognized signs of Behçet disease include genital and oral ulcers and uveitis, patients may also present with less common manifestations such as skin lesions (erythema nodosum, nonfollicular papulopustular lesions, or “pseudofolliculitis”) and vascular lesions of the artery (arteritis and aneurysm) and veins (thrombophlebitis and thrombosis).
• Classification criteria capture cardinal features of a disease but favor specificity over sensitivity and should not serve as a checklist for diagnosing a patient.

Acknowledgment

A brief version of this case was published as a case report in the Journal of Integrated Medicine 2013;23(12):1014-1017. Images from that publication were republished here with the permission of the publisher (Igaku-Shoin Ltd).

Disclosure 

Dr. Dhaliwal reports receiving honoraria from ISMIE Mutual Insurance Company and Physicians’ Reciprocal Insurers. All other authors have nothing to disclose.

A 34-year-old, previously healthy Japanese man developed a dry cough. He did not have dyspnea, nasal discharge, sore throat, facial pain, nasal congestion, or postnasal drip. His symptoms persisted despite several courses of antibiotics (from different physicians), including clarithromycin, minocycline, and levofloxacin. A chest x-ray after 2 months of symptoms and a noncontrast chest computed tomography (CT) after 4 months of symptoms were normal, and bacterial and mycobacterial sputum cultures were sterile. Treatment with salmeterol and fluticasone was ineffective.

The persistence of a cough for longer than 8 weeks constitutes chronic cough. The initial negative review of systems argues against several of the usual etiologies. The lack of nasal discharge, sore throat, facial pain, nasal congestion, and postnasal drip lessens the probability of upper airway cough syndrome. The absence of dyspnea decreases the likelihood of congestive heart failure, asthma, or chronic obstructive pulmonary disease. Additional history should include whether the patient has orthopnea, paroxysmal nocturnal dyspnea, or a reduced exercise tolerance.

The persistence of symptoms despite multiple courses of antibiotics suggests that the process is inflammatory but not infectious, that the infection is not susceptible to the selected antibiotics, that the antibiotics cannot penetrate the site of infection, or that the ongoing symptoms are related to the antibiotics themselves. Pathogens that may cause chronic cough for months include mycobacteria, fungi (eg, Aspergillus , endemic mycoses), and parasites (eg, Strongyloides , Paragonimus ). Even when appropriately treated, many infections may result in a prolonged cough (eg, pertussis). The fluoroquinolone and macrolide exposure may have suppressed the mycobacterial cultures. The lack of response to salmeterol and fluticasone lessens the probability of asthma.

After 4 months of symptoms, his cough worsened, and he developed dysphagia and odynophagia, particularly when he initiated swallowing. He experienced daily fevers with temperatures between 38.0°C and 38.5°C. A repeat chest x-ray was normal. His white blood cell count was 14,200 per μL, and the C-reactive protein (CRP) was 12.91 mg/dL (normal <0.24 mg/dL). His symptoms did not improve with additional courses of clarithromycin, levofloxacin, or moxifloxacin. After 5 months of symptoms, he was referred to the internal medicine clinic of a teaching hospital in Japan.

The patient’s fevers, leukocytosis, and elevated CRP signal an inflammatory process, but whether it is infectious or not remains uncertain. The normal repeat chest x-ray lessens the likelihood of a pulmonary infection. Difficulty with initiating a swallow characterizes oropharyngeal dysphagia which features coughing or choking with oral intake and is typically caused by neuromuscular conditions like stroke, amyotrophic lateral sclerosis, or myasthenia gravis. The coexistence of oropharyngeal dysphagia and odynophagia may indicate pharyngitis, a retropharyngeal or parapharyngeal abscess, or oropharyngeal cancer.

Esophageal dysphagia occurs several seconds following swallow initiation and may arise with mucosal, smooth muscle, or neuromuscular diseases of the esophagus. Concomitant dysphagia and odynophagia may indicate esophageal spasm or esophagitis. Causes of esophagitis include infection (eg, candidiasis, herpes simplex virus [HSV], cytomegalovirus [CMV], or human immunodeficiency virus [HIV]), infiltration (eg, eosinophilic esophagitis), or irritation (eg, from medication, caustic ingestion, or gastroesophageal reflux). He is at risk for esophageal candidiasis following multiple courses of antibiotics. Esophageal dysphagia occurring with liquids and solids may indicate disordered motility, as opposed to dysphagia with solids alone, which may signal endoluminal obstruction.

At his outpatient evaluation, he denied headache, vision changes, chest pain, hemoptysis, palpitations, abdominal pain, dysuria, musculoskeletal symptoms, anorexia, or symptoms of gastroesophageal reflux. He did not have chills, rigors, or night sweats, but he had lost 3.4 kg in 5 months. He had not traveled within or outside of Japan in many years and was not involved in outdoor activities. He was engaged to and monogamous with his female partner of 5 years. He smoked 10 cigarettes per day for 14 years but stopped smoking during the last 2 months on account of his symptoms. He drank 6 beers per month and worked as a researcher at a chemical company but did not have any inhalational exposures.

His weight loss could be from reduced caloric intake due to dysphagia and odynophagia or may reflect an energy deficit related to chronic illness and inflammatory state. His smoking history increases his risk of bronchopulmonary infection and malignancy. Bronchogenic carcinoma may present with chronic cough, fevers, weight loss, or dysphagia from external compression by lymphadenopathy or mediastinal disease; however, his young age and recent chest CT results make lung cancer unlikely.

The initial diagnostic branch point for nontraumatic oral ulcers is infectious versus noninfectious. Infections that cause oral ulcers include HSV, CMV, and syphilis. The appearance and occurrence of the ulcers on freely moveable mucosa are consistent with aphthous stomatitis. Recurrent aphthous ulcers may occur in autoimmune diseases, including Behçet disease, Crohn disease, celiac sprue, and reactive arthritis. An endoscopy should be considered to detect esophageal ulcerations or esophageal candidiasis.

The rash may indicate folliculitis, usually attributable to Staphylococcus aureus or to Pseudomonas in the setting of recreational water exposure. Broad-spectrum antibiotics or immunodeficiency predisposes to candida folliculitis, while systemic candidiasis may cause metastatic skin lesions. The most common cutaneous manifestation of Behçet disease is erythema nodosum, but follicular and papulopustular lesions are also characteristic.

Thickening of the aorta and left pulmonary artery may arise from an infectious, infiltrative, or inflammatory process. Arterial infections arise from direct inoculation, such as catheterization, trauma, or a contiguous site of infection, or from embolic seeding of atherosclerotic plaques or aneurysms. Malignant and nonmalignant processes, including sarcomas, lymphomas, histiocytoses (eg, Erdheim–Chester disease), and IgG4-related disease, may infiltrate the vascular walls. He has no evidence of visceral organ involvement to suggest these multisystem diagnoses.

The combined involvement of the aorta and pulmonary artery suggest a large-vessel vasculitis. Giant cell arteritis is exceedingly rare in patients younger than 50. Takayasu arteritis is a large-vessel vasculitis that predominantly affects women and may present with hypertension, arterial bruits, or discrepant blood pressure between arms, none of which were reported in this case. Behçet disease affects blood vessels of all sizes, including the aorta and pulmonary vasculature. His fevers, oral ulcers, perifollicular rash, and lymphadenopathy are consistent with this diagnosis, although he lacks the genital ulcers that occur in the majority of patients. Pulmonary nodules in Behçet disease arise from pulmonary or pleural vasculitis, resulting in focal inflammation, hemorrhage, or infarction. An ophthalmologic examination for uveitis and a pathergy test would support this diagnosis.

FDG accumulation in the aorta and pulmonary arteries signals large-vessel inflammation. The lack of FDG-avidity of the ground-glass opacities and nodular lesion suggests that these are not metabolically active tumors or infections but may be sequelae of the underlying disease, such as a hemorrhage or infarction from vasculitis. Sarcoidosis could account for the lung findings, but large-vessel vasculopathy would be exceedingly uncommon. Microscopic polyangiitis and granulomatosis with polyangiitis also cause pulmonary and vascular inflammation, but the nonreactive ANCA, absence of sinus disease, and normal urinalysis and kidney function make pauci-immune vasculitis unlikely. While the large-vessel involvement is consistent with Takayasu arteritis, the oral ulcers and rash are not.

Despite the absence of uveitis and the negative pathergy test, his oral aphthosis, papulopustular rash, and large-vessel vasculitis make Behçet disease the likely diagnosis. Behçet disease is most strongly associated with HLA B51, although other HLA haplotypes (including HLA A26 and HLA B52) are frequent in Behçet disease as well. As aortitis and pulmonary vasculitis can be associated with substantial morbidity and mortality, an urgent consultation with a rheumatologist regarding the initiation of immunosuppression is warranted.

Based on the mucocutaneous lesions, radiologic findings consistent with large-vessel vasculitis, and positive HLA A26 and HLA B52, he was diagnosed with Behçet disease. After 1 week of treatment with prednisolone 60 mg daily, his cough resolved and the oral aphthous ulcers and papulopustular rash improved. One month later, a chest CT showed significant reduction of the wall thickening of the aorta, its branches, and of the left pulmonary artery. The nodular lesion in the left lower lobe was unchanged, but the ground-glass opacities in the left upper lobe had disappeared.

When prednisolone was tapered down to 17.5 mg, his dry cough and low-grade fevers recurred, along with a slight elevation of inflammatory markers, and a ground-glass opacity appeared on the periphery of the left upper lobe. A sputum culture and fungal antigens were negative. His cough improved with the resumption of the previous dose of prednisolone. He remained symptom-free after 2 years of treatment with azathioprine 150 mg daily and prednisolone 2 mg daily and is now only treated with azathioprine.

Behçet disease is a multisystem vasculitis involving blood vessels of all sizes in the arterial and venous circulation that presents with oral and genital ulcers, ocular abnormalities (uveitis, retinitis), skin lesions (erythema nodosum, nonfollicular papulopustular lesions, or “pseudofolliculitis”), pathergy, and vascular lesions (thrombophlebitis, thrombosis, and aneurysm).

This patient presented with a chronic cough from pulmonary involvement by Behçet disease. The most common presenting symptom in a study of 47 patients with Behçet disease with pulmonary arteriopathy was hemoptysis followed by a nonbloody cough.² Among these patients with pulmonary artery aneurysm, thrombosis, or both, 40 (85%) had nodules caused by infarction or inflammation and 21 (45%) had ground-glass opacities attributed to intraparenchymal hemorrhage. There are several case reports of chronic cough attributed to large-vessel vasculitis.^3-5 Although the pathology of vasculitis-related cough is not fully understood, the inflammation of large vessels (aorta and pulmonary arteries) adjacent to the tracheobronchial tree may irritate regional cough receptors.³

Disease classification criteria are common in rheumatologic diseases; these criteria are developed to categorize patients for research studies and are not intended to diagnose individual patients.⁶ The classification criteria favor increased specificity at the expense of sensitivity to avoid misclassifying patients as having a disease, which would compromise the results of research studies. For instance, a study assessing a treatment for Behçet disease must exclude patients with inflammatory bowel disease, as these distinct patient populations may demonstrate discrepant responses to the investigative therapy. The specificity and homogeneity favored by classification criteria make those criteria inappropriate to rely on exclusively for the diagnosis of individual patients.⁷ The symptoms of many autoimmune diseases develop sequentially over time. Waiting for a patient with active, multisystem vasculitis to fulfill all of the Behçet disease classification criteria can lead to the harmful withholding of disease-modifying treatment.

• Large-vessel vasculitis is a rare cause of chronic cough.
• Although the most well-recognized signs of Behçet disease include genital and oral ulcers and uveitis, patients may also present with less common manifestations such as skin lesions (erythema nodosum, nonfollicular papulopustular lesions, or “pseudofolliculitis”) and vascular lesions of the artery (arteritis and aneurysm) and veins (thrombophlebitis and thrombosis).
• Classification criteria capture cardinal features of a disease but favor specificity over sensitivity and should not serve as a checklist for diagnosing a patient.

Acknowledgment

A brief version of this case was published as a case report in the Journal of Integrated Medicine 2013;23(12):1014-1017. Images from that publication were republished here with the permission of the publisher (Igaku-Shoin Ltd).

Disclosure 

Dr. Dhaliwal reports receiving honoraria from ISMIE Mutual Insurance Company and Physicians’ Reciprocal Insurers. All other authors have nothing to disclose.

A 34-year-old, previously healthy Japanese man developed a dry cough. He did not have dyspnea, nasal discharge, sore throat, facial pain, nasal congestion, or postnasal drip. His symptoms persisted despite several courses of antibiotics (from different physicians), including clarithromycin, minocycline, and levofloxacin. A chest x-ray after 2 months of symptoms and a noncontrast chest computed tomography (CT) after 4 months of symptoms were normal, and bacterial and mycobacterial sputum cultures were sterile. Treatment with salmeterol and fluticasone was ineffective.

The persistence of a cough for longer than 8 weeks constitutes chronic cough. The initial negative review of systems argues against several of the usual etiologies. The lack of nasal discharge, sore throat, facial pain, nasal congestion, and postnasal drip lessens the probability of upper airway cough syndrome. The absence of dyspnea decreases the likelihood of congestive heart failure, asthma, or chronic obstructive pulmonary disease. Additional history should include whether the patient has orthopnea, paroxysmal nocturnal dyspnea, or a reduced exercise tolerance.

The persistence of symptoms despite multiple courses of antibiotics suggests that the process is inflammatory but not infectious, that the infection is not susceptible to the selected antibiotics, that the antibiotics cannot penetrate the site of infection, or that the ongoing symptoms are related to the antibiotics themselves. Pathogens that may cause chronic cough for months include mycobacteria, fungi (eg, Aspergillus , endemic mycoses), and parasites (eg, Strongyloides , Paragonimus ). Even when appropriately treated, many infections may result in a prolonged cough (eg, pertussis). The fluoroquinolone and macrolide exposure may have suppressed the mycobacterial cultures. The lack of response to salmeterol and fluticasone lessens the probability of asthma.

After 4 months of symptoms, his cough worsened, and he developed dysphagia and odynophagia, particularly when he initiated swallowing. He experienced daily fevers with temperatures between 38.0°C and 38.5°C. A repeat chest x-ray was normal. His white blood cell count was 14,200 per μL, and the C-reactive protein (CRP) was 12.91 mg/dL (normal <0.24 mg/dL). His symptoms did not improve with additional courses of clarithromycin, levofloxacin, or moxifloxacin. After 5 months of symptoms, he was referred to the internal medicine clinic of a teaching hospital in Japan.

The patient’s fevers, leukocytosis, and elevated CRP signal an inflammatory process, but whether it is infectious or not remains uncertain. The normal repeat chest x-ray lessens the likelihood of a pulmonary infection. Difficulty with initiating a swallow characterizes oropharyngeal dysphagia which features coughing or choking with oral intake and is typically caused by neuromuscular conditions like stroke, amyotrophic lateral sclerosis, or myasthenia gravis. The coexistence of oropharyngeal dysphagia and odynophagia may indicate pharyngitis, a retropharyngeal or parapharyngeal abscess, or oropharyngeal cancer.

Esophageal dysphagia occurs several seconds following swallow initiation and may arise with mucosal, smooth muscle, or neuromuscular diseases of the esophagus. Concomitant dysphagia and odynophagia may indicate esophageal spasm or esophagitis. Causes of esophagitis include infection (eg, candidiasis, herpes simplex virus [HSV], cytomegalovirus [CMV], or human immunodeficiency virus [HIV]), infiltration (eg, eosinophilic esophagitis), or irritation (eg, from medication, caustic ingestion, or gastroesophageal reflux). He is at risk for esophageal candidiasis following multiple courses of antibiotics. Esophageal dysphagia occurring with liquids and solids may indicate disordered motility, as opposed to dysphagia with solids alone, which may signal endoluminal obstruction.

At his outpatient evaluation, he denied headache, vision changes, chest pain, hemoptysis, palpitations, abdominal pain, dysuria, musculoskeletal symptoms, anorexia, or symptoms of gastroesophageal reflux. He did not have chills, rigors, or night sweats, but he had lost 3.4 kg in 5 months. He had not traveled within or outside of Japan in many years and was not involved in outdoor activities. He was engaged to and monogamous with his female partner of 5 years. He smoked 10 cigarettes per day for 14 years but stopped smoking during the last 2 months on account of his symptoms. He drank 6 beers per month and worked as a researcher at a chemical company but did not have any inhalational exposures.

His weight loss could be from reduced caloric intake due to dysphagia and odynophagia or may reflect an energy deficit related to chronic illness and inflammatory state. His smoking history increases his risk of bronchopulmonary infection and malignancy. Bronchogenic carcinoma may present with chronic cough, fevers, weight loss, or dysphagia from external compression by lymphadenopathy or mediastinal disease; however, his young age and recent chest CT results make lung cancer unlikely.

The initial diagnostic branch point for nontraumatic oral ulcers is infectious versus noninfectious. Infections that cause oral ulcers include HSV, CMV, and syphilis. The appearance and occurrence of the ulcers on freely moveable mucosa are consistent with aphthous stomatitis. Recurrent aphthous ulcers may occur in autoimmune diseases, including Behçet disease, Crohn disease, celiac sprue, and reactive arthritis. An endoscopy should be considered to detect esophageal ulcerations or esophageal candidiasis.

The rash may indicate folliculitis, usually attributable to Staphylococcus aureus or to Pseudomonas in the setting of recreational water exposure. Broad-spectrum antibiotics or immunodeficiency predisposes to candida folliculitis, while systemic candidiasis may cause metastatic skin lesions. The most common cutaneous manifestation of Behçet disease is erythema nodosum, but follicular and papulopustular lesions are also characteristic.

Thickening of the aorta and left pulmonary artery may arise from an infectious, infiltrative, or inflammatory process. Arterial infections arise from direct inoculation, such as catheterization, trauma, or a contiguous site of infection, or from embolic seeding of atherosclerotic plaques or aneurysms. Malignant and nonmalignant processes, including sarcomas, lymphomas, histiocytoses (eg, Erdheim–Chester disease), and IgG4-related disease, may infiltrate the vascular walls. He has no evidence of visceral organ involvement to suggest these multisystem diagnoses.

The combined involvement of the aorta and pulmonary artery suggest a large-vessel vasculitis. Giant cell arteritis is exceedingly rare in patients younger than 50. Takayasu arteritis is a large-vessel vasculitis that predominantly affects women and may present with hypertension, arterial bruits, or discrepant blood pressure between arms, none of which were reported in this case. Behçet disease affects blood vessels of all sizes, including the aorta and pulmonary vasculature. His fevers, oral ulcers, perifollicular rash, and lymphadenopathy are consistent with this diagnosis, although he lacks the genital ulcers that occur in the majority of patients. Pulmonary nodules in Behçet disease arise from pulmonary or pleural vasculitis, resulting in focal inflammation, hemorrhage, or infarction. An ophthalmologic examination for uveitis and a pathergy test would support this diagnosis.

FDG accumulation in the aorta and pulmonary arteries signals large-vessel inflammation. The lack of FDG-avidity of the ground-glass opacities and nodular lesion suggests that these are not metabolically active tumors or infections but may be sequelae of the underlying disease, such as a hemorrhage or infarction from vasculitis. Sarcoidosis could account for the lung findings, but large-vessel vasculopathy would be exceedingly uncommon. Microscopic polyangiitis and granulomatosis with polyangiitis also cause pulmonary and vascular inflammation, but the nonreactive ANCA, absence of sinus disease, and normal urinalysis and kidney function make pauci-immune vasculitis unlikely. While the large-vessel involvement is consistent with Takayasu arteritis, the oral ulcers and rash are not.

Despite the absence of uveitis and the negative pathergy test, his oral aphthosis, papulopustular rash, and large-vessel vasculitis make Behçet disease the likely diagnosis. Behçet disease is most strongly associated with HLA B51, although other HLA haplotypes (including HLA A26 and HLA B52) are frequent in Behçet disease as well. As aortitis and pulmonary vasculitis can be associated with substantial morbidity and mortality, an urgent consultation with a rheumatologist regarding the initiation of immunosuppression is warranted.

Based on the mucocutaneous lesions, radiologic findings consistent with large-vessel vasculitis, and positive HLA A26 and HLA B52, he was diagnosed with Behçet disease. After 1 week of treatment with prednisolone 60 mg daily, his cough resolved and the oral aphthous ulcers and papulopustular rash improved. One month later, a chest CT showed significant reduction of the wall thickening of the aorta, its branches, and of the left pulmonary artery. The nodular lesion in the left lower lobe was unchanged, but the ground-glass opacities in the left upper lobe had disappeared.

When prednisolone was tapered down to 17.5 mg, his dry cough and low-grade fevers recurred, along with a slight elevation of inflammatory markers, and a ground-glass opacity appeared on the periphery of the left upper lobe. A sputum culture and fungal antigens were negative. His cough improved with the resumption of the previous dose of prednisolone. He remained symptom-free after 2 years of treatment with azathioprine 150 mg daily and prednisolone 2 mg daily and is now only treated with azathioprine.

Behçet disease is a multisystem vasculitis involving blood vessels of all sizes in the arterial and venous circulation that presents with oral and genital ulcers, ocular abnormalities (uveitis, retinitis), skin lesions (erythema nodosum, nonfollicular papulopustular lesions, or “pseudofolliculitis”), pathergy, and vascular lesions (thrombophlebitis, thrombosis, and aneurysm).

This patient presented with a chronic cough from pulmonary involvement by Behçet disease. The most common presenting symptom in a study of 47 patients with Behçet disease with pulmonary arteriopathy was hemoptysis followed by a nonbloody cough.² Among these patients with pulmonary artery aneurysm, thrombosis, or both, 40 (85%) had nodules caused by infarction or inflammation and 21 (45%) had ground-glass opacities attributed to intraparenchymal hemorrhage. There are several case reports of chronic cough attributed to large-vessel vasculitis.^3-5 Although the pathology of vasculitis-related cough is not fully understood, the inflammation of large vessels (aorta and pulmonary arteries) adjacent to the tracheobronchial tree may irritate regional cough receptors.³

Disease classification criteria are common in rheumatologic diseases; these criteria are developed to categorize patients for research studies and are not intended to diagnose individual patients.⁶ The classification criteria favor increased specificity at the expense of sensitivity to avoid misclassifying patients as having a disease, which would compromise the results of research studies. For instance, a study assessing a treatment for Behçet disease must exclude patients with inflammatory bowel disease, as these distinct patient populations may demonstrate discrepant responses to the investigative therapy. The specificity and homogeneity favored by classification criteria make those criteria inappropriate to rely on exclusively for the diagnosis of individual patients.⁷ The symptoms of many autoimmune diseases develop sequentially over time. Waiting for a patient with active, multisystem vasculitis to fulfill all of the Behçet disease classification criteria can lead to the harmful withholding of disease-modifying treatment.

• Large-vessel vasculitis is a rare cause of chronic cough.
• Although the most well-recognized signs of Behçet disease include genital and oral ulcers and uveitis, patients may also present with less common manifestations such as skin lesions (erythema nodosum, nonfollicular papulopustular lesions, or “pseudofolliculitis”) and vascular lesions of the artery (arteritis and aneurysm) and veins (thrombophlebitis and thrombosis).
• Classification criteria capture cardinal features of a disease but favor specificity over sensitivity and should not serve as a checklist for diagnosing a patient.

Acknowledgment

A brief version of this case was published as a case report in the Journal of Integrated Medicine 2013;23(12):1014-1017. Images from that publication were republished here with the permission of the publisher (Igaku-Shoin Ltd).

Disclosure 

Dr. Dhaliwal reports receiving honoraria from ISMIE Mutual Insurance Company and Physicians’ Reciprocal Insurers. All other authors have nothing to disclose.

Study Overview

Objective. To assess the effects of oral corticosteroids for acute lower respiratory tract infection in adults without asthma or COPD.

Design. Multi-center, placebo-controlled, randomized clinical trial.

Setting and participants. This study was conducted at 4 UK centers (the Universities of Bristol, Southampton, Nottingham, and Oxford) between July 2013 and October 2014. Patients with acute cough (≤ 28 days) and at least 1 of the following lower respiratory tract symptoms (phlegm, chest pain, wheezing, or shortness of breath) were recruited by family physicians and nurses. Patients with chronic pulmonary disease, who had received asthma medication in the past 5 years, required hospital admission, or required same-day antibiotics were excluded. Patients were randomized by variable block size into prednisolone or placebo groups in a 1:1 ratio, stratified by center.

Intervention. Participants were asked to take 2 tablets of either 20-mg oral prednisolone or placebo tablets once daily for 5 days. The medications, which looked and tasted identical, were packaged into numbered packs by an independent pharmacist and were delivered to the family practices to be distributed to the enrolled patients. Participants were invited to report daily, using web or paper version, the severity of symptoms using a scale 0 to 6, along with twice-daily peak flow, for 28 days or until symptom resolution. Participants received shopping vouchers. Medical notes were reviewed at 3 months for new diagnosis of asthma, chronic obstructive pulmonary disease, whooping cough, and lung cancer.

 Main outcome measures . The primary outcomes were the duration of moderately bad or worse cough (defined as the number of days from randomization to the last day with a score of at least 3 points prior to at least 2 consecutive days with a score of less than 3, up to a maximum of 28 days); and the mean severity score (range 0–6) of the 6 main symptoms (cough, phlegm, shortness of breath, sleep disturbance, feeling generally unwell, and activity disturbance) on days 2 to 4.

Main results. 401 patients were randomized; 25 patients were lost to follow-up, leaving 173 in prednisolone group and 161 in placebo group for analysis. The prednisolone group was slightly more likely to be male, older, and to have received an influenza vaccine. 96% were white. Symptom diaries were returned by 94% of patients. For primary outcome 1, duration of moderately bad or worse cough, the median time to recovery from moderately bad or worse cough was 5 days (interquartile range, 3–8 days) in both groups. There was no difference after sensitivity analysis (multiple imputation of missing data, per-protocol analysis, and adjusting for day of recruitment). Primary outcome 2, the mean symptom severity score, after adjustment for center and baseline measure, was lower (hazard ratio, –0.20) in the prednisolone group compared with the placebo group; however, after secondary additional adjustment for age, sex, influenza vaccine, and smoking, the difference was not statistically significant. Secondary outcomes included total duration and severity of each symptom up to 28 days, duration of abnormal peak flow up to 28 days, cough duration of any severity up to 56 days, antibiotic use, patient satisfaction, adverse events were not different between the two groups. There were no new urinary or visual symptoms and none of the patients reporting fatigue, thirst, or dry throat had diabetes.

Conclusion. Oral corticosteroids should not be used for acute lower respiratory tract infection symptoms in adults without asthma because they do not reduce symptom duration or severity.

Commentary

This study by Hay et al prospectively recruited patients with acute respiratory illness presenting to an outpatient setting within multiple centers for a placebo-controlled randomized study to evaluate the effectiveness of oral corticosteroids for acute lower respiratory tract infection. Patients with pre-existing lung disease such as asthma or COPD were excluded. This study showed moderate-dose oral prednisolone (20 mg twice a day for 5 days) did not reduce the duration of cough, and there was no statistically significant differences in primary and secondary outcomes between the 2 groups.

The beneficial effect of corticosteroids is thought to be due to its anti-inflammatory effect and decreasing harmful cytokines, which can be elevated during acute respiratory illness. In patients with severe pneumonia, patients potentially benefitted from corticosteroids by achieving clinical stability faster, reducing risk for treatment failure or ARDS and reducing hospital length of stay. However, corticosteroids are associated with hyperglycemia, myopathy, superinfection, osteopenia, and increased risk for gastrointestinal bleeding [1]. Corticosteroids have shown benefit repeatedly in patients with pneumonia severe enough to require hospitalization or intensive care unit stay [2–7].

The use of oral corticosteroids in non-critical acute respiratory tract illness without underlying obstructive lung disease has been a somewhat common practice (15%) [8]. However, no study to date firmly supports the use of oral corticosteroids in this patient group. A recently published randomized study attempted to determine if there is a benefit of oral dexamethasone in patients with acute sore throat, and found none [9]. No randomized controlled data has been published on the outpatient use of oral corticosteroids for acute lower respiratory illness.

The current study offers further evidence against the use of oral corticosteroids for acute, non-critical inflammation of the respiratory tract in nonasthmatic patients. Strengths of the study include its blinded and randomized study design and large number of patients. However, there are some limitations. Acute lower respiratory infection is associated with a wide spectrum of causative organisms and severity. It is possible that the beneficial effects of corticosteroids are only measurable when disease severity is high and there will be a systemic inflammatory response. In addition, outcome measurement was limited to a few items, namely patient-reported symptom score and duration. Furthermore, they measured the peak flow adjunctively. Without underlying airway hyperreactivity, substantial differences in peak flow are unlikely to be evident, limiting the usefulness of this as an indicator of disease in patients without chronic pulmonary disease.

Other study limitations include low patient recruitment rate, a large number of patients who did not have moderately bad cough at presentation or during the first 2 days, absence of baseline biomarkers (such as inflammatory, microbiological, spirometric or radiographic) and patient-reported outcome measures, and a sample largely homogenous in ethnicity with a small number of smokers. It is unclear whether similar results could be achieved in a more diverse population and with a greater percentage of smokers. In addition, although overall both groups were well balanced, including the number of patients taking over-the-counter cough suppressants and delayed antibiotics, the tracking of other concurrent therapies such as NSAIDs or acetaminophen was not included in the study design and the type of antibiotic was not tabulated. Such concurrent drugs could have masked a true benefit of oral corticosteroids.

Applications for Clinical Practice

This study will help prevent excessive prescription of oral corticosteroids for acute minor lower respiratory infection that requires only outpatient treatment. However, the evidence is limited to patients in stable condition. Patients with more severe acute lower respiratory infection, such as patients requiring hospitalization, may still benefit from a short course of oral corticosteroids. Furthermore, patients with underlying obstructive airways disease such as asthma or COPD should still be considered for oral corticosteroid therapy depending on their clinical circumstances.

—Minkyung Kwon, MD,  Joel Roberson, MD, and Jack Leventhal, MD,
Pulmonary and Critical Care Medicine,Mayo Clini c Florida, Jacksonville, FL (Drs. Kwon andLeventhal), and Department of Radiology, Oakland University Beaumont Hospital, Royal Oak, MI (Dr. Roberson)

Study Overview

Objective. To assess the effects of oral corticosteroids for acute lower respiratory tract infection in adults without asthma or COPD.

Design. Multi-center, placebo-controlled, randomized clinical trial.

Setting and participants. This study was conducted at 4 UK centers (the Universities of Bristol, Southampton, Nottingham, and Oxford) between July 2013 and October 2014. Patients with acute cough (≤ 28 days) and at least 1 of the following lower respiratory tract symptoms (phlegm, chest pain, wheezing, or shortness of breath) were recruited by family physicians and nurses. Patients with chronic pulmonary disease, who had received asthma medication in the past 5 years, required hospital admission, or required same-day antibiotics were excluded. Patients were randomized by variable block size into prednisolone or placebo groups in a 1:1 ratio, stratified by center.

Intervention. Participants were asked to take 2 tablets of either 20-mg oral prednisolone or placebo tablets once daily for 5 days. The medications, which looked and tasted identical, were packaged into numbered packs by an independent pharmacist and were delivered to the family practices to be distributed to the enrolled patients. Participants were invited to report daily, using web or paper version, the severity of symptoms using a scale 0 to 6, along with twice-daily peak flow, for 28 days or until symptom resolution. Participants received shopping vouchers. Medical notes were reviewed at 3 months for new diagnosis of asthma, chronic obstructive pulmonary disease, whooping cough, and lung cancer.

 Main outcome measures . The primary outcomes were the duration of moderately bad or worse cough (defined as the number of days from randomization to the last day with a score of at least 3 points prior to at least 2 consecutive days with a score of less than 3, up to a maximum of 28 days); and the mean severity score (range 0–6) of the 6 main symptoms (cough, phlegm, shortness of breath, sleep disturbance, feeling generally unwell, and activity disturbance) on days 2 to 4.

Main results. 401 patients were randomized; 25 patients were lost to follow-up, leaving 173 in prednisolone group and 161 in placebo group for analysis. The prednisolone group was slightly more likely to be male, older, and to have received an influenza vaccine. 96% were white. Symptom diaries were returned by 94% of patients. For primary outcome 1, duration of moderately bad or worse cough, the median time to recovery from moderately bad or worse cough was 5 days (interquartile range, 3–8 days) in both groups. There was no difference after sensitivity analysis (multiple imputation of missing data, per-protocol analysis, and adjusting for day of recruitment). Primary outcome 2, the mean symptom severity score, after adjustment for center and baseline measure, was lower (hazard ratio, –0.20) in the prednisolone group compared with the placebo group; however, after secondary additional adjustment for age, sex, influenza vaccine, and smoking, the difference was not statistically significant. Secondary outcomes included total duration and severity of each symptom up to 28 days, duration of abnormal peak flow up to 28 days, cough duration of any severity up to 56 days, antibiotic use, patient satisfaction, adverse events were not different between the two groups. There were no new urinary or visual symptoms and none of the patients reporting fatigue, thirst, or dry throat had diabetes.

Conclusion. Oral corticosteroids should not be used for acute lower respiratory tract infection symptoms in adults without asthma because they do not reduce symptom duration or severity.

Commentary

This study by Hay et al prospectively recruited patients with acute respiratory illness presenting to an outpatient setting within multiple centers for a placebo-controlled randomized study to evaluate the effectiveness of oral corticosteroids for acute lower respiratory tract infection. Patients with pre-existing lung disease such as asthma or COPD were excluded. This study showed moderate-dose oral prednisolone (20 mg twice a day for 5 days) did not reduce the duration of cough, and there was no statistically significant differences in primary and secondary outcomes between the 2 groups.

The beneficial effect of corticosteroids is thought to be due to its anti-inflammatory effect and decreasing harmful cytokines, which can be elevated during acute respiratory illness. In patients with severe pneumonia, patients potentially benefitted from corticosteroids by achieving clinical stability faster, reducing risk for treatment failure or ARDS and reducing hospital length of stay. However, corticosteroids are associated with hyperglycemia, myopathy, superinfection, osteopenia, and increased risk for gastrointestinal bleeding [1]. Corticosteroids have shown benefit repeatedly in patients with pneumonia severe enough to require hospitalization or intensive care unit stay [2–7].

The use of oral corticosteroids in non-critical acute respiratory tract illness without underlying obstructive lung disease has been a somewhat common practice (15%) [8]. However, no study to date firmly supports the use of oral corticosteroids in this patient group. A recently published randomized study attempted to determine if there is a benefit of oral dexamethasone in patients with acute sore throat, and found none [9]. No randomized controlled data has been published on the outpatient use of oral corticosteroids for acute lower respiratory illness.

The current study offers further evidence against the use of oral corticosteroids for acute, non-critical inflammation of the respiratory tract in nonasthmatic patients. Strengths of the study include its blinded and randomized study design and large number of patients. However, there are some limitations. Acute lower respiratory infection is associated with a wide spectrum of causative organisms and severity. It is possible that the beneficial effects of corticosteroids are only measurable when disease severity is high and there will be a systemic inflammatory response. In addition, outcome measurement was limited to a few items, namely patient-reported symptom score and duration. Furthermore, they measured the peak flow adjunctively. Without underlying airway hyperreactivity, substantial differences in peak flow are unlikely to be evident, limiting the usefulness of this as an indicator of disease in patients without chronic pulmonary disease.

Other study limitations include low patient recruitment rate, a large number of patients who did not have moderately bad cough at presentation or during the first 2 days, absence of baseline biomarkers (such as inflammatory, microbiological, spirometric or radiographic) and patient-reported outcome measures, and a sample largely homogenous in ethnicity with a small number of smokers. It is unclear whether similar results could be achieved in a more diverse population and with a greater percentage of smokers. In addition, although overall both groups were well balanced, including the number of patients taking over-the-counter cough suppressants and delayed antibiotics, the tracking of other concurrent therapies such as NSAIDs or acetaminophen was not included in the study design and the type of antibiotic was not tabulated. Such concurrent drugs could have masked a true benefit of oral corticosteroids.

Applications for Clinical Practice

This study will help prevent excessive prescription of oral corticosteroids for acute minor lower respiratory infection that requires only outpatient treatment. However, the evidence is limited to patients in stable condition. Patients with more severe acute lower respiratory infection, such as patients requiring hospitalization, may still benefit from a short course of oral corticosteroids. Furthermore, patients with underlying obstructive airways disease such as asthma or COPD should still be considered for oral corticosteroid therapy depending on their clinical circumstances.

—Minkyung Kwon, MD,  Joel Roberson, MD, and Jack Leventhal, MD,
Pulmonary and Critical Care Medicine,Mayo Clini c Florida, Jacksonville, FL (Drs. Kwon andLeventhal), and Department of Radiology, Oakland University Beaumont Hospital, Royal Oak, MI (Dr. Roberson)

Study Overview

Objective. To assess the effects of oral corticosteroids for acute lower respiratory tract infection in adults without asthma or COPD.

Design. Multi-center, placebo-controlled, randomized clinical trial.

Setting and participants. This study was conducted at 4 UK centers (the Universities of Bristol, Southampton, Nottingham, and Oxford) between July 2013 and October 2014. Patients with acute cough (≤ 28 days) and at least 1 of the following lower respiratory tract symptoms (phlegm, chest pain, wheezing, or shortness of breath) were recruited by family physicians and nurses. Patients with chronic pulmonary disease, who had received asthma medication in the past 5 years, required hospital admission, or required same-day antibiotics were excluded. Patients were randomized by variable block size into prednisolone or placebo groups in a 1:1 ratio, stratified by center.

Intervention. Participants were asked to take 2 tablets of either 20-mg oral prednisolone or placebo tablets once daily for 5 days. The medications, which looked and tasted identical, were packaged into numbered packs by an independent pharmacist and were delivered to the family practices to be distributed to the enrolled patients. Participants were invited to report daily, using web or paper version, the severity of symptoms using a scale 0 to 6, along with twice-daily peak flow, for 28 days or until symptom resolution. Participants received shopping vouchers. Medical notes were reviewed at 3 months for new diagnosis of asthma, chronic obstructive pulmonary disease, whooping cough, and lung cancer.

 Main outcome measures . The primary outcomes were the duration of moderately bad or worse cough (defined as the number of days from randomization to the last day with a score of at least 3 points prior to at least 2 consecutive days with a score of less than 3, up to a maximum of 28 days); and the mean severity score (range 0–6) of the 6 main symptoms (cough, phlegm, shortness of breath, sleep disturbance, feeling generally unwell, and activity disturbance) on days 2 to 4.

Main results. 401 patients were randomized; 25 patients were lost to follow-up, leaving 173 in prednisolone group and 161 in placebo group for analysis. The prednisolone group was slightly more likely to be male, older, and to have received an influenza vaccine. 96% were white. Symptom diaries were returned by 94% of patients. For primary outcome 1, duration of moderately bad or worse cough, the median time to recovery from moderately bad or worse cough was 5 days (interquartile range, 3–8 days) in both groups. There was no difference after sensitivity analysis (multiple imputation of missing data, per-protocol analysis, and adjusting for day of recruitment). Primary outcome 2, the mean symptom severity score, after adjustment for center and baseline measure, was lower (hazard ratio, –0.20) in the prednisolone group compared with the placebo group; however, after secondary additional adjustment for age, sex, influenza vaccine, and smoking, the difference was not statistically significant. Secondary outcomes included total duration and severity of each symptom up to 28 days, duration of abnormal peak flow up to 28 days, cough duration of any severity up to 56 days, antibiotic use, patient satisfaction, adverse events were not different between the two groups. There were no new urinary or visual symptoms and none of the patients reporting fatigue, thirst, or dry throat had diabetes.

Conclusion. Oral corticosteroids should not be used for acute lower respiratory tract infection symptoms in adults without asthma because they do not reduce symptom duration or severity.

Commentary

This study by Hay et al prospectively recruited patients with acute respiratory illness presenting to an outpatient setting within multiple centers for a placebo-controlled randomized study to evaluate the effectiveness of oral corticosteroids for acute lower respiratory tract infection. Patients with pre-existing lung disease such as asthma or COPD were excluded. This study showed moderate-dose oral prednisolone (20 mg twice a day for 5 days) did not reduce the duration of cough, and there was no statistically significant differences in primary and secondary outcomes between the 2 groups.

The beneficial effect of corticosteroids is thought to be due to its anti-inflammatory effect and decreasing harmful cytokines, which can be elevated during acute respiratory illness. In patients with severe pneumonia, patients potentially benefitted from corticosteroids by achieving clinical stability faster, reducing risk for treatment failure or ARDS and reducing hospital length of stay. However, corticosteroids are associated with hyperglycemia, myopathy, superinfection, osteopenia, and increased risk for gastrointestinal bleeding [1]. Corticosteroids have shown benefit repeatedly in patients with pneumonia severe enough to require hospitalization or intensive care unit stay [2–7].

The use of oral corticosteroids in non-critical acute respiratory tract illness without underlying obstructive lung disease has been a somewhat common practice (15%) [8]. However, no study to date firmly supports the use of oral corticosteroids in this patient group. A recently published randomized study attempted to determine if there is a benefit of oral dexamethasone in patients with acute sore throat, and found none [9]. No randomized controlled data has been published on the outpatient use of oral corticosteroids for acute lower respiratory illness.

The current study offers further evidence against the use of oral corticosteroids for acute, non-critical inflammation of the respiratory tract in nonasthmatic patients. Strengths of the study include its blinded and randomized study design and large number of patients. However, there are some limitations. Acute lower respiratory infection is associated with a wide spectrum of causative organisms and severity. It is possible that the beneficial effects of corticosteroids are only measurable when disease severity is high and there will be a systemic inflammatory response. In addition, outcome measurement was limited to a few items, namely patient-reported symptom score and duration. Furthermore, they measured the peak flow adjunctively. Without underlying airway hyperreactivity, substantial differences in peak flow are unlikely to be evident, limiting the usefulness of this as an indicator of disease in patients without chronic pulmonary disease.

Other study limitations include low patient recruitment rate, a large number of patients who did not have moderately bad cough at presentation or during the first 2 days, absence of baseline biomarkers (such as inflammatory, microbiological, spirometric or radiographic) and patient-reported outcome measures, and a sample largely homogenous in ethnicity with a small number of smokers. It is unclear whether similar results could be achieved in a more diverse population and with a greater percentage of smokers. In addition, although overall both groups were well balanced, including the number of patients taking over-the-counter cough suppressants and delayed antibiotics, the tracking of other concurrent therapies such as NSAIDs or acetaminophen was not included in the study design and the type of antibiotic was not tabulated. Such concurrent drugs could have masked a true benefit of oral corticosteroids.

Applications for Clinical Practice

This study will help prevent excessive prescription of oral corticosteroids for acute minor lower respiratory infection that requires only outpatient treatment. However, the evidence is limited to patients in stable condition. Patients with more severe acute lower respiratory infection, such as patients requiring hospitalization, may still benefit from a short course of oral corticosteroids. Furthermore, patients with underlying obstructive airways disease such as asthma or COPD should still be considered for oral corticosteroid therapy depending on their clinical circumstances.

—Minkyung Kwon, MD,  Joel Roberson, MD, and Jack Leventhal, MD,
Pulmonary and Critical Care Medicine,Mayo Clini c Florida, Jacksonville, FL (Drs. Kwon andLeventhal), and Department of Radiology, Oakland University Beaumont Hospital, Royal Oak, MI (Dr. Roberson)

Study Overview

Objective. To develop and validate a risk stratification tool to categorize 12-month risk of hypoglycemia-related emergency department (ED) or hospital use among patients with type 2 diabetes (T2D).

Design. Prospective cohort study.

Setting and participants. Patients with T2D from Kaiser Permanente Northern California were identified using electronic medical records (EMR). Patients had to be 21 years of age or older as of the baseline date of 1 January 2014, with continuous health plan membership for 24 months prebaseline and pharmacy benefits for 12 months prebaseline. Of the 233,330 adults identified, 24,719 were excluded for unknown diabetes type, and 3614 were excluded for type 1 diabetes. The remaining 206,435 eligible patients with T2D were randomly split into an 80% derivation sample (n = 165,148) for tool development and 20% internal validation sample (n = 41,287). Using similar eligibility criteria, 2 external validation samples were derived from the Veterans Administration Diabetes Epidemiology Cohort (VA) (n = 1,335,966 adults) as well as from Group Health Cooperative (GH) (n = 14,972).

Main outcome measure. The primary outcome was the occurrence of any hypoglycemia-related ED visit or hospital use during the 12 months postbaseline. A primary diagnosis of hypoglycemia was ascertained using the following International Classification of Diseases, Ninth Revision (ICD-9) codes: 251.0, 251.1, 251.2, 962.3, or 250.8, without concurrent 259.3, 272.7, 681.xx, 686.9x, 707.a-707.9, 709.3, 730.0-730.2, or 731.8 codes [1]. Secondary discharge diagnoses for hypoglycemia were not used because they are often attributable to events that occurred during the ED or hospital encounter.

Main results. Beginning with 156 (122 categorical and 34 continuous) candidate clinical, demographic, and behavioral predictor variables for model development, the final classification tree was based on 6 patient-specific variables: total number of prior episodes of hypoglycemia-related ED or hospital utilization (0, 1–2, ≥ 3 times), number of ED encounters for any reason in the prior 12 months (< 2, ≥ 2 times), insulin use (yes/no), sulfonylurea use (yes/no), presence of severe or end-stage kidney disease (dialysis or chronic kidney disease stage 4 or 5 determined by estimated glomerular filtration rate of ≤ 29 mL/min/1.73 m² (yes/no), and age younger than 77 years (yes/no). This classification tree resulted in 10 mutually exclusive leaf nodes, each yielding an estimated annual risk of hypoglycemia-related utilization, which were categorized as high (> 5%), intermediate (1%–5%), or low (< 1%).

The above classification model was then transcribed into a checklist-style hypoglycemia risk stratification tool by mapping the combination of risk factors to high, intermediate, or low risk of having any hypoglycemia-related utilization in the following 12 months.

Regarding patient characteristics, there were no significant differences in the distribution of the 6 predictors between the Kaiser derivation vs. validation samples, but there were significant differences across external validation samples. For example, the VA sample was predominantly men, with a higher proportion of patients older than 77 years, and had the highest proportion of patients with severe or end-stage kidney disease. Regarding model validation, the tool performed well in both internal validation (C statistic = 0.83) and external validation samples (VA C statistic = 0.81; GH C statistic = 0.79).

Conclusion. This hypoglycemia risk stratification tool categorizes the 12-month risk of hypoglycemia-related utilization in patients with T2D using 6 easily obtained inputs. This tool can facilitate efficient targeting of population management interventions to reduce hypoglycemia risk and improve patient safety.

Commentary

It is estimated that 25 million people in the United States have diabetes [2]. Hypoglycemia is a frequent adverse event in patients with T2D, being more common than acute hyperglycemic emergencies such as hyperosmolar hyperglycemic state [3]. Iatrogenic hypoglycemia due to glucose-lowering medication can result in hypoglycemic crisis that requires administration of carbohydrates, glucagon, or other resuscitative actions in the ED or in hospital [4,5]. The estimated total annual direct medical costs of hypoglycemia-related utilization were estimated at approximately $1.8 billion in the United States in 2009.

The risk of hypoglycemia varies widely in patients with T2D and there are no validated methods to target interventions to the at-risk population. In this article, Karter and colleagues developed and validated a pragmatic hypoglycemia risk stratification tool that uses 6 factors to categorize the 12-month risk of hypoglycemia-related ED or hospital utilization.

Identifying patients at high-risk for hypoglycemia-related utilization provides an opportunity to mobilize resources to target this minority of patients with T2D, including deintensifying or simplifying medication regimens, prescribing glucagon kits or continuous glucose monitors, making referrals to clinical pharmacists or nurse care managers, and regularly asking about hypoglycemia events occurring outside the medical setting. This is important, as more than 95% of severe hypoglycemia events may go clinically unrecognized because they did not result in ED or hospital use [6]. In addition, as the 6 inputs were identified by EMR, intervention can include automated clinical alert flags in the EMR and automated messaging to patients with elevated risk.

Several limitations exist. The study excluded secondary discharge diagnoses for hypoglycemia as these may occur due to sepsis, acute renal failure, trauma, or other causes. In addition, the external validation populations had different distributions of disease severity and case mix. The authors attribute some of the inconsistent findings to sparse data in the GH validation sample (n = 14,972). Finally, this tool was developed to stratify the population into 3 levels of risk, and it should not be used to estimate the probability of hypoglycemic-related utilization for an individual patient.

Applications for Clinical Practice

The EMR-based hypoglycemia risk stratification tool categorizes the 12-month risk of hypoglycemia-related utilization in patients with T2D using 6 easily obtained inputs. This tool can facilitate efficient targeting of population management interventions, including integration into existing EMR as clinical decision aid, to reduce hypoglycemia risk and improve patient safety.

—Ka Ming Gordon Ngai, MD, MPH

Study Overview

Objective. To develop and validate a risk stratification tool to categorize 12-month risk of hypoglycemia-related emergency department (ED) or hospital use among patients with type 2 diabetes (T2D).

Design. Prospective cohort study.

Setting and participants. Patients with T2D from Kaiser Permanente Northern California were identified using electronic medical records (EMR). Patients had to be 21 years of age or older as of the baseline date of 1 January 2014, with continuous health plan membership for 24 months prebaseline and pharmacy benefits for 12 months prebaseline. Of the 233,330 adults identified, 24,719 were excluded for unknown diabetes type, and 3614 were excluded for type 1 diabetes. The remaining 206,435 eligible patients with T2D were randomly split into an 80% derivation sample (n = 165,148) for tool development and 20% internal validation sample (n = 41,287). Using similar eligibility criteria, 2 external validation samples were derived from the Veterans Administration Diabetes Epidemiology Cohort (VA) (n = 1,335,966 adults) as well as from Group Health Cooperative (GH) (n = 14,972).

Main outcome measure. The primary outcome was the occurrence of any hypoglycemia-related ED visit or hospital use during the 12 months postbaseline. A primary diagnosis of hypoglycemia was ascertained using the following International Classification of Diseases, Ninth Revision (ICD-9) codes: 251.0, 251.1, 251.2, 962.3, or 250.8, without concurrent 259.3, 272.7, 681.xx, 686.9x, 707.a-707.9, 709.3, 730.0-730.2, or 731.8 codes [1]. Secondary discharge diagnoses for hypoglycemia were not used because they are often attributable to events that occurred during the ED or hospital encounter.

Main results. Beginning with 156 (122 categorical and 34 continuous) candidate clinical, demographic, and behavioral predictor variables for model development, the final classification tree was based on 6 patient-specific variables: total number of prior episodes of hypoglycemia-related ED or hospital utilization (0, 1–2, ≥ 3 times), number of ED encounters for any reason in the prior 12 months (< 2, ≥ 2 times), insulin use (yes/no), sulfonylurea use (yes/no), presence of severe or end-stage kidney disease (dialysis or chronic kidney disease stage 4 or 5 determined by estimated glomerular filtration rate of ≤ 29 mL/min/1.73 m² (yes/no), and age younger than 77 years (yes/no). This classification tree resulted in 10 mutually exclusive leaf nodes, each yielding an estimated annual risk of hypoglycemia-related utilization, which were categorized as high (> 5%), intermediate (1%–5%), or low (< 1%).

The above classification model was then transcribed into a checklist-style hypoglycemia risk stratification tool by mapping the combination of risk factors to high, intermediate, or low risk of having any hypoglycemia-related utilization in the following 12 months.

Regarding patient characteristics, there were no significant differences in the distribution of the 6 predictors between the Kaiser derivation vs. validation samples, but there were significant differences across external validation samples. For example, the VA sample was predominantly men, with a higher proportion of patients older than 77 years, and had the highest proportion of patients with severe or end-stage kidney disease. Regarding model validation, the tool performed well in both internal validation (C statistic = 0.83) and external validation samples (VA C statistic = 0.81; GH C statistic = 0.79).

Conclusion. This hypoglycemia risk stratification tool categorizes the 12-month risk of hypoglycemia-related utilization in patients with T2D using 6 easily obtained inputs. This tool can facilitate efficient targeting of population management interventions to reduce hypoglycemia risk and improve patient safety.

Commentary

It is estimated that 25 million people in the United States have diabetes [2]. Hypoglycemia is a frequent adverse event in patients with T2D, being more common than acute hyperglycemic emergencies such as hyperosmolar hyperglycemic state [3]. Iatrogenic hypoglycemia due to glucose-lowering medication can result in hypoglycemic crisis that requires administration of carbohydrates, glucagon, or other resuscitative actions in the ED or in hospital [4,5]. The estimated total annual direct medical costs of hypoglycemia-related utilization were estimated at approximately $1.8 billion in the United States in 2009.

The risk of hypoglycemia varies widely in patients with T2D and there are no validated methods to target interventions to the at-risk population. In this article, Karter and colleagues developed and validated a pragmatic hypoglycemia risk stratification tool that uses 6 factors to categorize the 12-month risk of hypoglycemia-related ED or hospital utilization.

Identifying patients at high-risk for hypoglycemia-related utilization provides an opportunity to mobilize resources to target this minority of patients with T2D, including deintensifying or simplifying medication regimens, prescribing glucagon kits or continuous glucose monitors, making referrals to clinical pharmacists or nurse care managers, and regularly asking about hypoglycemia events occurring outside the medical setting. This is important, as more than 95% of severe hypoglycemia events may go clinically unrecognized because they did not result in ED or hospital use [6]. In addition, as the 6 inputs were identified by EMR, intervention can include automated clinical alert flags in the EMR and automated messaging to patients with elevated risk.

Several limitations exist. The study excluded secondary discharge diagnoses for hypoglycemia as these may occur due to sepsis, acute renal failure, trauma, or other causes. In addition, the external validation populations had different distributions of disease severity and case mix. The authors attribute some of the inconsistent findings to sparse data in the GH validation sample (n = 14,972). Finally, this tool was developed to stratify the population into 3 levels of risk, and it should not be used to estimate the probability of hypoglycemic-related utilization for an individual patient.

Applications for Clinical Practice

The EMR-based hypoglycemia risk stratification tool categorizes the 12-month risk of hypoglycemia-related utilization in patients with T2D using 6 easily obtained inputs. This tool can facilitate efficient targeting of population management interventions, including integration into existing EMR as clinical decision aid, to reduce hypoglycemia risk and improve patient safety.

—Ka Ming Gordon Ngai, MD, MPH

Study Overview

Objective. To develop and validate a risk stratification tool to categorize 12-month risk of hypoglycemia-related emergency department (ED) or hospital use among patients with type 2 diabetes (T2D).

Design. Prospective cohort study.

Setting and participants. Patients with T2D from Kaiser Permanente Northern California were identified using electronic medical records (EMR). Patients had to be 21 years of age or older as of the baseline date of 1 January 2014, with continuous health plan membership for 24 months prebaseline and pharmacy benefits for 12 months prebaseline. Of the 233,330 adults identified, 24,719 were excluded for unknown diabetes type, and 3614 were excluded for type 1 diabetes. The remaining 206,435 eligible patients with T2D were randomly split into an 80% derivation sample (n = 165,148) for tool development and 20% internal validation sample (n = 41,287). Using similar eligibility criteria, 2 external validation samples were derived from the Veterans Administration Diabetes Epidemiology Cohort (VA) (n = 1,335,966 adults) as well as from Group Health Cooperative (GH) (n = 14,972).

Main outcome measure. The primary outcome was the occurrence of any hypoglycemia-related ED visit or hospital use during the 12 months postbaseline. A primary diagnosis of hypoglycemia was ascertained using the following International Classification of Diseases, Ninth Revision (ICD-9) codes: 251.0, 251.1, 251.2, 962.3, or 250.8, without concurrent 259.3, 272.7, 681.xx, 686.9x, 707.a-707.9, 709.3, 730.0-730.2, or 731.8 codes [1]. Secondary discharge diagnoses for hypoglycemia were not used because they are often attributable to events that occurred during the ED or hospital encounter.

Main results. Beginning with 156 (122 categorical and 34 continuous) candidate clinical, demographic, and behavioral predictor variables for model development, the final classification tree was based on 6 patient-specific variables: total number of prior episodes of hypoglycemia-related ED or hospital utilization (0, 1–2, ≥ 3 times), number of ED encounters for any reason in the prior 12 months (< 2, ≥ 2 times), insulin use (yes/no), sulfonylurea use (yes/no), presence of severe or end-stage kidney disease (dialysis or chronic kidney disease stage 4 or 5 determined by estimated glomerular filtration rate of ≤ 29 mL/min/1.73 m² (yes/no), and age younger than 77 years (yes/no). This classification tree resulted in 10 mutually exclusive leaf nodes, each yielding an estimated annual risk of hypoglycemia-related utilization, which were categorized as high (> 5%), intermediate (1%–5%), or low (< 1%).

The above classification model was then transcribed into a checklist-style hypoglycemia risk stratification tool by mapping the combination of risk factors to high, intermediate, or low risk of having any hypoglycemia-related utilization in the following 12 months.

Regarding patient characteristics, there were no significant differences in the distribution of the 6 predictors between the Kaiser derivation vs. validation samples, but there were significant differences across external validation samples. For example, the VA sample was predominantly men, with a higher proportion of patients older than 77 years, and had the highest proportion of patients with severe or end-stage kidney disease. Regarding model validation, the tool performed well in both internal validation (C statistic = 0.83) and external validation samples (VA C statistic = 0.81; GH C statistic = 0.79).

Conclusion. This hypoglycemia risk stratification tool categorizes the 12-month risk of hypoglycemia-related utilization in patients with T2D using 6 easily obtained inputs. This tool can facilitate efficient targeting of population management interventions to reduce hypoglycemia risk and improve patient safety.

Commentary

It is estimated that 25 million people in the United States have diabetes [2]. Hypoglycemia is a frequent adverse event in patients with T2D, being more common than acute hyperglycemic emergencies such as hyperosmolar hyperglycemic state [3]. Iatrogenic hypoglycemia due to glucose-lowering medication can result in hypoglycemic crisis that requires administration of carbohydrates, glucagon, or other resuscitative actions in the ED or in hospital [4,5]. The estimated total annual direct medical costs of hypoglycemia-related utilization were estimated at approximately $1.8 billion in the United States in 2009.

The risk of hypoglycemia varies widely in patients with T2D and there are no validated methods to target interventions to the at-risk population. In this article, Karter and colleagues developed and validated a pragmatic hypoglycemia risk stratification tool that uses 6 factors to categorize the 12-month risk of hypoglycemia-related ED or hospital utilization.

Identifying patients at high-risk for hypoglycemia-related utilization provides an opportunity to mobilize resources to target this minority of patients with T2D, including deintensifying or simplifying medication regimens, prescribing glucagon kits or continuous glucose monitors, making referrals to clinical pharmacists or nurse care managers, and regularly asking about hypoglycemia events occurring outside the medical setting. This is important, as more than 95% of severe hypoglycemia events may go clinically unrecognized because they did not result in ED or hospital use [6]. In addition, as the 6 inputs were identified by EMR, intervention can include automated clinical alert flags in the EMR and automated messaging to patients with elevated risk.

Several limitations exist. The study excluded secondary discharge diagnoses for hypoglycemia as these may occur due to sepsis, acute renal failure, trauma, or other causes. In addition, the external validation populations had different distributions of disease severity and case mix. The authors attribute some of the inconsistent findings to sparse data in the GH validation sample (n = 14,972). Finally, this tool was developed to stratify the population into 3 levels of risk, and it should not be used to estimate the probability of hypoglycemic-related utilization for an individual patient.

Applications for Clinical Practice

The EMR-based hypoglycemia risk stratification tool categorizes the 12-month risk of hypoglycemia-related utilization in patients with T2D using 6 easily obtained inputs. This tool can facilitate efficient targeting of population management interventions, including integration into existing EMR as clinical decision aid, to reduce hypoglycemia risk and improve patient safety.

—Ka Ming Gordon Ngai, MD, MPH