Validity of Continuous Pulse Oximetry Orders for Identification of Actual Monitoring Status in Bronchiolitis

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As part of improvement collaboratives that aimed to reduce overuse of continuous pulse oximetry in children hospitalized with bronchiolitis, researchers used the presence of an active order for it as a proxy for the actual use of such monitoring.1,2 With use of this proxy, investigators on a national study documented a high burden of continuous oximetry overuse (86.5% before quality improvement interventions and 45.5% after),1 but the validity of orders in representing actual monitoring practice is unknown. If the presence of an active pulse oximetry order accurately identifies infants on monitors, electronic health record data could inform epidemiologic estimates of monitoring overuse and measure the success of quality improvement and deimplementation interventions. Alternatively, if nurses commonly begin and/or discontinue pulse oximetry without updated orders, a pulse oximetry order would not be an accurate proxy, and additional data capture methods (eg, bedside observation or data capture from bedside monitors) would be needed.

Understanding the validity of orders for detection of actual use is critical because continuous pulse oximetry monitoring is considered an overused practice in pediatric acute viral bronchiolitis,3 and national guidelines recommend against its use in low-risk hospitalized children.4,5 Continuous monitoring may identify trivial, self-resolving oxygen desaturation and its use is not associated with improved outcomes.6-9 When self-resolving desaturations are treated with additional supplemental oxygen, hospital stays may be unnecessarily prolonged.10 In order to reduce unnecessary continuous pulse oximetry use, measurement of the extent of the overused practice is necessary. In this 56-hospital study,11 we aimed to determine the validity of using active continuous pulse oximetry orders instead of bedside observation of actual monitor use.

METHODS

Design

In this multicenter, repeated cross-sectional study, investigators used direct bedside observation to determine continuous pulse oximetry monitor use and then assessed whether an active continuous monitoring order was present in the electronic health record. The study took place during one bronchiolitis season, December 1, 2018, through March 31, 2019.

Setting and Patients

Investigators at 56 freestanding children’s hospitals, children’s hospitals within general hospitals, and community hospitals in the Pediatric Research in Inpatient Settings (PRIS) Network collected data on infants aged 8 weeks to 23 months who were hospitalized with bronchiolitis. As this work was a substudy of the larger Eliminating Monitor Overuse study, only infants not currently receiving supplemental oxygen were included.11 Investigators observed eligible infants outside of the intensive care unit on general hospital medicine units. We excluded infants born premature (documented prematurity of <28 weeks’ gestation or documented “premature” without a gestational age listed), as well as those with a home oxygen requirement, cyanotic congenital heart disease, pulmonary hypertension, tracheostomy, primary neuromuscular disease, immunodeficiency, or cancer.

Data Collection

Investigators used the electronic health record to identify eligible infants. Investigators entered patient rooms to confirm the infant was not on supplemental oxygen (hence confirming eligibility for the study) and determine if continuous pulse oximetry was actively in use by examining the monitor display for a pulse oximetry waveform. Investigators then confirmed if active orders for pulse oximetry were present in the patient’s chart. Per study design, site investigators aimed to observe approximately half of eligible infants during the day (10 am to 5 pm) and the other half during the night (11 pm to 7 am).

Analysis

We excluded patients with conditional orders (eg, monitored only when certain conditions exist, such as when asleep) because of the time-varying and wide range of conditions that could be specified. Furthermore, conditional orders would not be useful as proxies to measure oximetry use because investigators would still need additional data (eg, bedside observation) to determine current monitoring status.

We calculated the sensitivity, specificity, positive predictive value (PPV), and negative predictive value (NPV) of active orders using the reference standard of direct bedside observation, as well as corresponding 95% CIs that accounted for within-hospital clustering. We calculated these test characteristics overall and as stratified across four age groups: 8 weeks to 5 months, 6 months to 11 months, 12 months to 17 months, and 18 months to 23 months. We also calculated the test characteristics for each hospital. We decided a priori that a PPV and NPV of 80% would represent a reasonable threshold to use active orders as a proxy in multicenter research. For hospital-level analyses we included only hospitals with 60 or more total observations and more than 15 observations with active orders for PPV and more than 15 observations without active orders for NPV. We used Stata (StataCorp LLC, College Station, Texas) version 15.1 for analysis.

For US sites, the Institutional Review Board (IRB) at Children’s Hospital of Philadelphia approved the study as the single reviewing IRB, and the remaining US sites established reliance agreements with the reviewing IRB. Research Ethics Boards at the Canadian sites (University of Calgary and The Hospital for Sick Children) also reviewed and approved the study. All sites granted waivers of consent, assent, parental permission, and HIPAA authorization.

RESULTS

Investigators completed 3,612 observations in 56 hospitals. This included 33 freestanding children’s hospitals, 14 hospitals within large general hospitals, and 9 community hospitals. Of 3,612 completed observations, on 631 occasions (17%) patients had conditional orders (eg, continuous monitoring only when sleeping) and were excluded from further analysis.

Most pulse oximetry–monitored infants did not have an active monitoring order (670 out of 1,309; sensitivity of 49%). Test characteristics, stratified by age group, are presented in the Table. Across all observations, the overall PPV was 77% (95% CI, 72-82), and the overall NPV was 69% (95% CI, 61-77). Variation of all test characteristics across age group was small (eg, the sensitivity ranged from 43% to 51%).

Test Characteristics of the Relationship Between Active Orders and Actual Pulse Oximetry Monitoring, Both Overall and as Stratified by Age

With inclusion of only those hospitals with sufficient observations, hospital-level variation in the PPV and NPV of using active orders was substantial (PPV range of 48% to 96% and NPV range of 30% to 98%). Only two hospitals had both a PPV and NPV for using monitor orders that exceeded the 80% threshold.

DISCUSSION

Active continuous pulse oximetry orders did not accurately represent actual monitoring status in this study. Monitoring orders alone frequently misrepresent true monitoring status and, as such, should be interpreted with caution in research or quality improvement activities. If more valid estimates of monitoring use and overuse are needed, potential measurement options include direct observation, as used in our study, as well as the use of more complex data streams such as the output of monitoring devices or pulse oximetry data in the electronic health record. In only two of the hospitals, using active continuous monitoring orders was a reasonable proxy for detecting actual monitor use. Monitoring orders could potentially be validly used for deimplementation efforts at those centers; other hospitals could consider targeted improvement efforts (eg, morning huddles examining the discordance between monitoring orders and monitoring status) to improve the accuracy of using continuous pulse oximetry orders.

We acknowledge several limitations of this study. Site investigators employed a convenience sampling approach, so it is possible that some investigators observed sicker or less sick infants. Although the PRIS network includes a geographically diverse group of North American hospitals, community hospitals were underrepresented in this study. Our results hence generalize more precisely to freestanding children’s hospitals than to community hospitals. We did not observe infants currently on supplemental oxygen, so we do not know to what degree using orders is valid in that context. We did not collect data on why actual monitoring status differed from monitoring orders and hence cannot quantify to what extent different factors (eg, nurse belief that monitors are a safety net or infants inadvertently left on monitors after a spot check pulse oximetry reading) contributed to this discordance. Finally, our study only examined one electronic health record variable—the presence of an active order. It may be that other variables in the health record (eg, minute-by-minute pulse oximetry values in a vital sign flowsheet) are much better proxies of actual continuous monitor use.

CONCLUSION

Using an active order for continuous pulse oximetry has poor sensitivity, PPV, and NPV for detecting true monitoring status at the bedside. Teams intending to measure the actual use of pulse oximetry should be aware of the limitations of using active orders alone as an accurate measure of pulse oximetry monitoring.

Acknowledgments

We thank the NHLBI scientists who contributed to this project as part of the U01 Cooperative Agreement funding mechanism: Lora Reineck, MD, MS, Karen Bienstock, MS, and Cheryl Boyce, PhD.

We thank the Executive Council of the PRIS Network for their contributions to the early scientific development of this project. We thank the PRIS site investigators for their major contributions to the Eliminating Monitor Overuse (EMO) Study data collection. Each listed collaborator is a group author for the PRIS Network in this manuscript. Their names can be found in the online supplemental information.

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References

1. Ralston SL, Garber MD, Rice-Conboy E, et al. A multicenter collaborative to reduce unnecessary care in inpatient bronchiolitis. Pediatrics. 2016;137(1). https://doi.org/10.1542/peds.2015-0851
2. Mittal S, Marlowe L, Blakeslee S, et al. Successful use of quality improvement methodology to reduce inpatient length of stay in bronchiolitis through judicious use of intermittent pulse oximetry. Hosp Pediatr. 2019;9(2):73-78. https://doi.org/10.1542/hpeds.2018-0023
3. Quinonez RA, Coon ER, Schroeder AR, Moyer VA. When technology creates uncertainty: pulse oximetry and overdiagnosis of hypoxaemia in bronchiolitis. BMJ. 2017;358:j3850. https://doi.org/10.1136/bmj.j3850
4. Quinonez RA, Garber MD, Schroeder AR, et al. Choosing wisely in pediatric hospital medicine: five opportunities for improved healthcare value. J Hosp Med. 2013;8(9):479-485. https://doi.org/10.1002/jhm.2064
5. Ralston SL, Lieberthal AS, Meissner HC, et al. Clinical practice guideline: the diagnosis, management, and prevention of bronchiolitis. Pediatrics. 2014;134(5):e1474-e1502. https://doi.org/10.1542/peds.2014-2742
6. Principi T, Coates AL, Parkin PC, Stephens D, DaSilva Z, Schuh S. Effect of oxygen desaturations on subsequent medical visits in infants discharged from the emergency department with bronchiolitis. JAMA Pediatr. 2016;170(6):602-608. https://doi.org/10.1001/jamapediatrics.2016.0114
7. Cunningham S, Rodriguez A, Adams T, et al. Oxygen saturation targets in infants with bronchiolitis (BIDS): a double-blind, randomised, equivalence trial. Lancet. 2015;386(9998):1041-1048. https://doi.org/10.1016/s0140-6736(15)00163-4
8. McCulloh R, Koster M, Ralston S, et al. Use of intermittent vs continuous pulse oximetry for nonhypoxemic infants and young children hospitalized for bronchiolitis: a randomized clinical trial. JAMA Pediatr. 2015;169(10):898-904. https://doi.org/10.1001/jamapediatrics.2015.1746
9. Schuh S, Freedman S, Coates A, et al. Effect of oximetry on hospitalization in bronchiolitis: a randomized clinical trial. JAMA. 2014;312(7):712-718. https://doi.org/10.1001/jama.2014.8637
10. Schroeder AR, Marmor AK, Pantell RH, Newman TB. Impact of pulse oximetry and oxygen therapy on length of stay in bronchiolitis hospitalizations. Arch Pediatr Adolesc Med. 2004;158(6):527-530. https://doi.org/10.1001/archpedi.158.6.527
11. Rasooly IR, Beidas RS, Wolk CB, et al. Measuring overuse of continuous pulse oximetry in bronchiolitis and developing strategies for large-scale deimplementation: study protocol for a feasibility trial. Pilot Feasibility Stud. 2019;5:68. https://doi.org/10.1186/s40814-019-0453-2

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Author and Disclosure Information

1Division of Hospital Medicine, Cincinnati Children’s Hospital Medical Center, Cincinnati, Ohio; 2James M. Anderson Center for Health Systems Excellence, Cincinnati Children’s Hospital Medical Center, Cincinnati, Ohio; 3Department of Pediatrics, University of Cincinnati College of Medicine, Cincinnati, Ohio; 4Division of General Pediatrics, Department of Pediatrics, Boston Children’s Hospital, Boston, Massachusetts; 5Division of Sleep and Circadian Disorders, Departments of Medicine and Neurology, Brigham and Women’s Hospital, Boston, Massachusetts; 6Harvard Medical School, Boston, Massachusetts; 7Department of Biostatistics, Epidemiology, and Informatics, Perelman School of Medicine at the University of Pennsylvania, Philadelphia, Pennsylvania; 8Section of Pediatric Hospital Medicine, Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania; 9Department of Biomedical and Health Informatics, Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania; 10Center for Pediatric Clinical Effectiveness, Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania; 11Department of Pediatrics, Perelman School of Medicine at the University of Pennsylvania, Philadelphia, Pennsylvania.

Disclosures

The authors have no financial or other conflicts of interest to disclose.

Previous presentation of the information reported in the manuscript: Presented at the Pediatric Hospital Annual Meeting in Seattle, Washington, on July 26, 2019.

Funding

This study was funded by a Cooperative Agreement from the National Heart, Lung, and Blood Institute of the National Institutes of Health (5U01HL143475) awarded to Dr Bonafide. Dr Brady’s contribution to this manuscript was supported by the Agency for Healthcare Research and Quality under Award Number K08HS23827. Dr Schondelmeyer’s contribution to this manuscript was supported by the Agency for Healthcare Research and Quality under Award Number K08HS026763. Dr Bonafide’s contribution to this manuscript was supported in part by the National Heart, Lung, and Blood Institute under award number K23HL116427. The funding organizations had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.

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Journal of Hospital Medicine 15(11)
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665-668. Published Online First October 21, 2020
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Author and Disclosure Information

1Division of Hospital Medicine, Cincinnati Children’s Hospital Medical Center, Cincinnati, Ohio; 2James M. Anderson Center for Health Systems Excellence, Cincinnati Children’s Hospital Medical Center, Cincinnati, Ohio; 3Department of Pediatrics, University of Cincinnati College of Medicine, Cincinnati, Ohio; 4Division of General Pediatrics, Department of Pediatrics, Boston Children’s Hospital, Boston, Massachusetts; 5Division of Sleep and Circadian Disorders, Departments of Medicine and Neurology, Brigham and Women’s Hospital, Boston, Massachusetts; 6Harvard Medical School, Boston, Massachusetts; 7Department of Biostatistics, Epidemiology, and Informatics, Perelman School of Medicine at the University of Pennsylvania, Philadelphia, Pennsylvania; 8Section of Pediatric Hospital Medicine, Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania; 9Department of Biomedical and Health Informatics, Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania; 10Center for Pediatric Clinical Effectiveness, Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania; 11Department of Pediatrics, Perelman School of Medicine at the University of Pennsylvania, Philadelphia, Pennsylvania.

Disclosures

The authors have no financial or other conflicts of interest to disclose.

Previous presentation of the information reported in the manuscript: Presented at the Pediatric Hospital Annual Meeting in Seattle, Washington, on July 26, 2019.

Funding

This study was funded by a Cooperative Agreement from the National Heart, Lung, and Blood Institute of the National Institutes of Health (5U01HL143475) awarded to Dr Bonafide. Dr Brady’s contribution to this manuscript was supported by the Agency for Healthcare Research and Quality under Award Number K08HS23827. Dr Schondelmeyer’s contribution to this manuscript was supported by the Agency for Healthcare Research and Quality under Award Number K08HS026763. Dr Bonafide’s contribution to this manuscript was supported in part by the National Heart, Lung, and Blood Institute under award number K23HL116427. The funding organizations had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.

Author and Disclosure Information

1Division of Hospital Medicine, Cincinnati Children’s Hospital Medical Center, Cincinnati, Ohio; 2James M. Anderson Center for Health Systems Excellence, Cincinnati Children’s Hospital Medical Center, Cincinnati, Ohio; 3Department of Pediatrics, University of Cincinnati College of Medicine, Cincinnati, Ohio; 4Division of General Pediatrics, Department of Pediatrics, Boston Children’s Hospital, Boston, Massachusetts; 5Division of Sleep and Circadian Disorders, Departments of Medicine and Neurology, Brigham and Women’s Hospital, Boston, Massachusetts; 6Harvard Medical School, Boston, Massachusetts; 7Department of Biostatistics, Epidemiology, and Informatics, Perelman School of Medicine at the University of Pennsylvania, Philadelphia, Pennsylvania; 8Section of Pediatric Hospital Medicine, Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania; 9Department of Biomedical and Health Informatics, Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania; 10Center for Pediatric Clinical Effectiveness, Children’s Hospital of Philadelphia, Philadelphia, Pennsylvania; 11Department of Pediatrics, Perelman School of Medicine at the University of Pennsylvania, Philadelphia, Pennsylvania.

Disclosures

The authors have no financial or other conflicts of interest to disclose.

Previous presentation of the information reported in the manuscript: Presented at the Pediatric Hospital Annual Meeting in Seattle, Washington, on July 26, 2019.

Funding

This study was funded by a Cooperative Agreement from the National Heart, Lung, and Blood Institute of the National Institutes of Health (5U01HL143475) awarded to Dr Bonafide. Dr Brady’s contribution to this manuscript was supported by the Agency for Healthcare Research and Quality under Award Number K08HS23827. Dr Schondelmeyer’s contribution to this manuscript was supported by the Agency for Healthcare Research and Quality under Award Number K08HS026763. Dr Bonafide’s contribution to this manuscript was supported in part by the National Heart, Lung, and Blood Institute under award number K23HL116427. The funding organizations had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.

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Related Articles

As part of improvement collaboratives that aimed to reduce overuse of continuous pulse oximetry in children hospitalized with bronchiolitis, researchers used the presence of an active order for it as a proxy for the actual use of such monitoring.1,2 With use of this proxy, investigators on a national study documented a high burden of continuous oximetry overuse (86.5% before quality improvement interventions and 45.5% after),1 but the validity of orders in representing actual monitoring practice is unknown. If the presence of an active pulse oximetry order accurately identifies infants on monitors, electronic health record data could inform epidemiologic estimates of monitoring overuse and measure the success of quality improvement and deimplementation interventions. Alternatively, if nurses commonly begin and/or discontinue pulse oximetry without updated orders, a pulse oximetry order would not be an accurate proxy, and additional data capture methods (eg, bedside observation or data capture from bedside monitors) would be needed.

Understanding the validity of orders for detection of actual use is critical because continuous pulse oximetry monitoring is considered an overused practice in pediatric acute viral bronchiolitis,3 and national guidelines recommend against its use in low-risk hospitalized children.4,5 Continuous monitoring may identify trivial, self-resolving oxygen desaturation and its use is not associated with improved outcomes.6-9 When self-resolving desaturations are treated with additional supplemental oxygen, hospital stays may be unnecessarily prolonged.10 In order to reduce unnecessary continuous pulse oximetry use, measurement of the extent of the overused practice is necessary. In this 56-hospital study,11 we aimed to determine the validity of using active continuous pulse oximetry orders instead of bedside observation of actual monitor use.

METHODS

Design

In this multicenter, repeated cross-sectional study, investigators used direct bedside observation to determine continuous pulse oximetry monitor use and then assessed whether an active continuous monitoring order was present in the electronic health record. The study took place during one bronchiolitis season, December 1, 2018, through March 31, 2019.

Setting and Patients

Investigators at 56 freestanding children’s hospitals, children’s hospitals within general hospitals, and community hospitals in the Pediatric Research in Inpatient Settings (PRIS) Network collected data on infants aged 8 weeks to 23 months who were hospitalized with bronchiolitis. As this work was a substudy of the larger Eliminating Monitor Overuse study, only infants not currently receiving supplemental oxygen were included.11 Investigators observed eligible infants outside of the intensive care unit on general hospital medicine units. We excluded infants born premature (documented prematurity of <28 weeks’ gestation or documented “premature” without a gestational age listed), as well as those with a home oxygen requirement, cyanotic congenital heart disease, pulmonary hypertension, tracheostomy, primary neuromuscular disease, immunodeficiency, or cancer.

Data Collection

Investigators used the electronic health record to identify eligible infants. Investigators entered patient rooms to confirm the infant was not on supplemental oxygen (hence confirming eligibility for the study) and determine if continuous pulse oximetry was actively in use by examining the monitor display for a pulse oximetry waveform. Investigators then confirmed if active orders for pulse oximetry were present in the patient’s chart. Per study design, site investigators aimed to observe approximately half of eligible infants during the day (10 am to 5 pm) and the other half during the night (11 pm to 7 am).

Analysis

We excluded patients with conditional orders (eg, monitored only when certain conditions exist, such as when asleep) because of the time-varying and wide range of conditions that could be specified. Furthermore, conditional orders would not be useful as proxies to measure oximetry use because investigators would still need additional data (eg, bedside observation) to determine current monitoring status.

We calculated the sensitivity, specificity, positive predictive value (PPV), and negative predictive value (NPV) of active orders using the reference standard of direct bedside observation, as well as corresponding 95% CIs that accounted for within-hospital clustering. We calculated these test characteristics overall and as stratified across four age groups: 8 weeks to 5 months, 6 months to 11 months, 12 months to 17 months, and 18 months to 23 months. We also calculated the test characteristics for each hospital. We decided a priori that a PPV and NPV of 80% would represent a reasonable threshold to use active orders as a proxy in multicenter research. For hospital-level analyses we included only hospitals with 60 or more total observations and more than 15 observations with active orders for PPV and more than 15 observations without active orders for NPV. We used Stata (StataCorp LLC, College Station, Texas) version 15.1 for analysis.

For US sites, the Institutional Review Board (IRB) at Children’s Hospital of Philadelphia approved the study as the single reviewing IRB, and the remaining US sites established reliance agreements with the reviewing IRB. Research Ethics Boards at the Canadian sites (University of Calgary and The Hospital for Sick Children) also reviewed and approved the study. All sites granted waivers of consent, assent, parental permission, and HIPAA authorization.

RESULTS

Investigators completed 3,612 observations in 56 hospitals. This included 33 freestanding children’s hospitals, 14 hospitals within large general hospitals, and 9 community hospitals. Of 3,612 completed observations, on 631 occasions (17%) patients had conditional orders (eg, continuous monitoring only when sleeping) and were excluded from further analysis.

Most pulse oximetry–monitored infants did not have an active monitoring order (670 out of 1,309; sensitivity of 49%). Test characteristics, stratified by age group, are presented in the Table. Across all observations, the overall PPV was 77% (95% CI, 72-82), and the overall NPV was 69% (95% CI, 61-77). Variation of all test characteristics across age group was small (eg, the sensitivity ranged from 43% to 51%).

Test Characteristics of the Relationship Between Active Orders and Actual Pulse Oximetry Monitoring, Both Overall and as Stratified by Age

With inclusion of only those hospitals with sufficient observations, hospital-level variation in the PPV and NPV of using active orders was substantial (PPV range of 48% to 96% and NPV range of 30% to 98%). Only two hospitals had both a PPV and NPV for using monitor orders that exceeded the 80% threshold.

DISCUSSION

Active continuous pulse oximetry orders did not accurately represent actual monitoring status in this study. Monitoring orders alone frequently misrepresent true monitoring status and, as such, should be interpreted with caution in research or quality improvement activities. If more valid estimates of monitoring use and overuse are needed, potential measurement options include direct observation, as used in our study, as well as the use of more complex data streams such as the output of monitoring devices or pulse oximetry data in the electronic health record. In only two of the hospitals, using active continuous monitoring orders was a reasonable proxy for detecting actual monitor use. Monitoring orders could potentially be validly used for deimplementation efforts at those centers; other hospitals could consider targeted improvement efforts (eg, morning huddles examining the discordance between monitoring orders and monitoring status) to improve the accuracy of using continuous pulse oximetry orders.

We acknowledge several limitations of this study. Site investigators employed a convenience sampling approach, so it is possible that some investigators observed sicker or less sick infants. Although the PRIS network includes a geographically diverse group of North American hospitals, community hospitals were underrepresented in this study. Our results hence generalize more precisely to freestanding children’s hospitals than to community hospitals. We did not observe infants currently on supplemental oxygen, so we do not know to what degree using orders is valid in that context. We did not collect data on why actual monitoring status differed from monitoring orders and hence cannot quantify to what extent different factors (eg, nurse belief that monitors are a safety net or infants inadvertently left on monitors after a spot check pulse oximetry reading) contributed to this discordance. Finally, our study only examined one electronic health record variable—the presence of an active order. It may be that other variables in the health record (eg, minute-by-minute pulse oximetry values in a vital sign flowsheet) are much better proxies of actual continuous monitor use.

CONCLUSION

Using an active order for continuous pulse oximetry has poor sensitivity, PPV, and NPV for detecting true monitoring status at the bedside. Teams intending to measure the actual use of pulse oximetry should be aware of the limitations of using active orders alone as an accurate measure of pulse oximetry monitoring.

Acknowledgments

We thank the NHLBI scientists who contributed to this project as part of the U01 Cooperative Agreement funding mechanism: Lora Reineck, MD, MS, Karen Bienstock, MS, and Cheryl Boyce, PhD.

We thank the Executive Council of the PRIS Network for their contributions to the early scientific development of this project. We thank the PRIS site investigators for their major contributions to the Eliminating Monitor Overuse (EMO) Study data collection. Each listed collaborator is a group author for the PRIS Network in this manuscript. Their names can be found in the online supplemental information.

As part of improvement collaboratives that aimed to reduce overuse of continuous pulse oximetry in children hospitalized with bronchiolitis, researchers used the presence of an active order for it as a proxy for the actual use of such monitoring.1,2 With use of this proxy, investigators on a national study documented a high burden of continuous oximetry overuse (86.5% before quality improvement interventions and 45.5% after),1 but the validity of orders in representing actual monitoring practice is unknown. If the presence of an active pulse oximetry order accurately identifies infants on monitors, electronic health record data could inform epidemiologic estimates of monitoring overuse and measure the success of quality improvement and deimplementation interventions. Alternatively, if nurses commonly begin and/or discontinue pulse oximetry without updated orders, a pulse oximetry order would not be an accurate proxy, and additional data capture methods (eg, bedside observation or data capture from bedside monitors) would be needed.

Understanding the validity of orders for detection of actual use is critical because continuous pulse oximetry monitoring is considered an overused practice in pediatric acute viral bronchiolitis,3 and national guidelines recommend against its use in low-risk hospitalized children.4,5 Continuous monitoring may identify trivial, self-resolving oxygen desaturation and its use is not associated with improved outcomes.6-9 When self-resolving desaturations are treated with additional supplemental oxygen, hospital stays may be unnecessarily prolonged.10 In order to reduce unnecessary continuous pulse oximetry use, measurement of the extent of the overused practice is necessary. In this 56-hospital study,11 we aimed to determine the validity of using active continuous pulse oximetry orders instead of bedside observation of actual monitor use.

METHODS

Design

In this multicenter, repeated cross-sectional study, investigators used direct bedside observation to determine continuous pulse oximetry monitor use and then assessed whether an active continuous monitoring order was present in the electronic health record. The study took place during one bronchiolitis season, December 1, 2018, through March 31, 2019.

Setting and Patients

Investigators at 56 freestanding children’s hospitals, children’s hospitals within general hospitals, and community hospitals in the Pediatric Research in Inpatient Settings (PRIS) Network collected data on infants aged 8 weeks to 23 months who were hospitalized with bronchiolitis. As this work was a substudy of the larger Eliminating Monitor Overuse study, only infants not currently receiving supplemental oxygen were included.11 Investigators observed eligible infants outside of the intensive care unit on general hospital medicine units. We excluded infants born premature (documented prematurity of <28 weeks’ gestation or documented “premature” without a gestational age listed), as well as those with a home oxygen requirement, cyanotic congenital heart disease, pulmonary hypertension, tracheostomy, primary neuromuscular disease, immunodeficiency, or cancer.

Data Collection

Investigators used the electronic health record to identify eligible infants. Investigators entered patient rooms to confirm the infant was not on supplemental oxygen (hence confirming eligibility for the study) and determine if continuous pulse oximetry was actively in use by examining the monitor display for a pulse oximetry waveform. Investigators then confirmed if active orders for pulse oximetry were present in the patient’s chart. Per study design, site investigators aimed to observe approximately half of eligible infants during the day (10 am to 5 pm) and the other half during the night (11 pm to 7 am).

Analysis

We excluded patients with conditional orders (eg, monitored only when certain conditions exist, such as when asleep) because of the time-varying and wide range of conditions that could be specified. Furthermore, conditional orders would not be useful as proxies to measure oximetry use because investigators would still need additional data (eg, bedside observation) to determine current monitoring status.

We calculated the sensitivity, specificity, positive predictive value (PPV), and negative predictive value (NPV) of active orders using the reference standard of direct bedside observation, as well as corresponding 95% CIs that accounted for within-hospital clustering. We calculated these test characteristics overall and as stratified across four age groups: 8 weeks to 5 months, 6 months to 11 months, 12 months to 17 months, and 18 months to 23 months. We also calculated the test characteristics for each hospital. We decided a priori that a PPV and NPV of 80% would represent a reasonable threshold to use active orders as a proxy in multicenter research. For hospital-level analyses we included only hospitals with 60 or more total observations and more than 15 observations with active orders for PPV and more than 15 observations without active orders for NPV. We used Stata (StataCorp LLC, College Station, Texas) version 15.1 for analysis.

For US sites, the Institutional Review Board (IRB) at Children’s Hospital of Philadelphia approved the study as the single reviewing IRB, and the remaining US sites established reliance agreements with the reviewing IRB. Research Ethics Boards at the Canadian sites (University of Calgary and The Hospital for Sick Children) also reviewed and approved the study. All sites granted waivers of consent, assent, parental permission, and HIPAA authorization.

RESULTS

Investigators completed 3,612 observations in 56 hospitals. This included 33 freestanding children’s hospitals, 14 hospitals within large general hospitals, and 9 community hospitals. Of 3,612 completed observations, on 631 occasions (17%) patients had conditional orders (eg, continuous monitoring only when sleeping) and were excluded from further analysis.

Most pulse oximetry–monitored infants did not have an active monitoring order (670 out of 1,309; sensitivity of 49%). Test characteristics, stratified by age group, are presented in the Table. Across all observations, the overall PPV was 77% (95% CI, 72-82), and the overall NPV was 69% (95% CI, 61-77). Variation of all test characteristics across age group was small (eg, the sensitivity ranged from 43% to 51%).

Test Characteristics of the Relationship Between Active Orders and Actual Pulse Oximetry Monitoring, Both Overall and as Stratified by Age

With inclusion of only those hospitals with sufficient observations, hospital-level variation in the PPV and NPV of using active orders was substantial (PPV range of 48% to 96% and NPV range of 30% to 98%). Only two hospitals had both a PPV and NPV for using monitor orders that exceeded the 80% threshold.

DISCUSSION

Active continuous pulse oximetry orders did not accurately represent actual monitoring status in this study. Monitoring orders alone frequently misrepresent true monitoring status and, as such, should be interpreted with caution in research or quality improvement activities. If more valid estimates of monitoring use and overuse are needed, potential measurement options include direct observation, as used in our study, as well as the use of more complex data streams such as the output of monitoring devices or pulse oximetry data in the electronic health record. In only two of the hospitals, using active continuous monitoring orders was a reasonable proxy for detecting actual monitor use. Monitoring orders could potentially be validly used for deimplementation efforts at those centers; other hospitals could consider targeted improvement efforts (eg, morning huddles examining the discordance between monitoring orders and monitoring status) to improve the accuracy of using continuous pulse oximetry orders.

We acknowledge several limitations of this study. Site investigators employed a convenience sampling approach, so it is possible that some investigators observed sicker or less sick infants. Although the PRIS network includes a geographically diverse group of North American hospitals, community hospitals were underrepresented in this study. Our results hence generalize more precisely to freestanding children’s hospitals than to community hospitals. We did not observe infants currently on supplemental oxygen, so we do not know to what degree using orders is valid in that context. We did not collect data on why actual monitoring status differed from monitoring orders and hence cannot quantify to what extent different factors (eg, nurse belief that monitors are a safety net or infants inadvertently left on monitors after a spot check pulse oximetry reading) contributed to this discordance. Finally, our study only examined one electronic health record variable—the presence of an active order. It may be that other variables in the health record (eg, minute-by-minute pulse oximetry values in a vital sign flowsheet) are much better proxies of actual continuous monitor use.

CONCLUSION

Using an active order for continuous pulse oximetry has poor sensitivity, PPV, and NPV for detecting true monitoring status at the bedside. Teams intending to measure the actual use of pulse oximetry should be aware of the limitations of using active orders alone as an accurate measure of pulse oximetry monitoring.

Acknowledgments

We thank the NHLBI scientists who contributed to this project as part of the U01 Cooperative Agreement funding mechanism: Lora Reineck, MD, MS, Karen Bienstock, MS, and Cheryl Boyce, PhD.

We thank the Executive Council of the PRIS Network for their contributions to the early scientific development of this project. We thank the PRIS site investigators for their major contributions to the Eliminating Monitor Overuse (EMO) Study data collection. Each listed collaborator is a group author for the PRIS Network in this manuscript. Their names can be found in the online supplemental information.

References

1. Ralston SL, Garber MD, Rice-Conboy E, et al. A multicenter collaborative to reduce unnecessary care in inpatient bronchiolitis. Pediatrics. 2016;137(1). https://doi.org/10.1542/peds.2015-0851
2. Mittal S, Marlowe L, Blakeslee S, et al. Successful use of quality improvement methodology to reduce inpatient length of stay in bronchiolitis through judicious use of intermittent pulse oximetry. Hosp Pediatr. 2019;9(2):73-78. https://doi.org/10.1542/hpeds.2018-0023
3. Quinonez RA, Coon ER, Schroeder AR, Moyer VA. When technology creates uncertainty: pulse oximetry and overdiagnosis of hypoxaemia in bronchiolitis. BMJ. 2017;358:j3850. https://doi.org/10.1136/bmj.j3850
4. Quinonez RA, Garber MD, Schroeder AR, et al. Choosing wisely in pediatric hospital medicine: five opportunities for improved healthcare value. J Hosp Med. 2013;8(9):479-485. https://doi.org/10.1002/jhm.2064
5. Ralston SL, Lieberthal AS, Meissner HC, et al. Clinical practice guideline: the diagnosis, management, and prevention of bronchiolitis. Pediatrics. 2014;134(5):e1474-e1502. https://doi.org/10.1542/peds.2014-2742
6. Principi T, Coates AL, Parkin PC, Stephens D, DaSilva Z, Schuh S. Effect of oxygen desaturations on subsequent medical visits in infants discharged from the emergency department with bronchiolitis. JAMA Pediatr. 2016;170(6):602-608. https://doi.org/10.1001/jamapediatrics.2016.0114
7. Cunningham S, Rodriguez A, Adams T, et al. Oxygen saturation targets in infants with bronchiolitis (BIDS): a double-blind, randomised, equivalence trial. Lancet. 2015;386(9998):1041-1048. https://doi.org/10.1016/s0140-6736(15)00163-4
8. McCulloh R, Koster M, Ralston S, et al. Use of intermittent vs continuous pulse oximetry for nonhypoxemic infants and young children hospitalized for bronchiolitis: a randomized clinical trial. JAMA Pediatr. 2015;169(10):898-904. https://doi.org/10.1001/jamapediatrics.2015.1746
9. Schuh S, Freedman S, Coates A, et al. Effect of oximetry on hospitalization in bronchiolitis: a randomized clinical trial. JAMA. 2014;312(7):712-718. https://doi.org/10.1001/jama.2014.8637
10. Schroeder AR, Marmor AK, Pantell RH, Newman TB. Impact of pulse oximetry and oxygen therapy on length of stay in bronchiolitis hospitalizations. Arch Pediatr Adolesc Med. 2004;158(6):527-530. https://doi.org/10.1001/archpedi.158.6.527
11. Rasooly IR, Beidas RS, Wolk CB, et al. Measuring overuse of continuous pulse oximetry in bronchiolitis and developing strategies for large-scale deimplementation: study protocol for a feasibility trial. Pilot Feasibility Stud. 2019;5:68. https://doi.org/10.1186/s40814-019-0453-2

References

1. Ralston SL, Garber MD, Rice-Conboy E, et al. A multicenter collaborative to reduce unnecessary care in inpatient bronchiolitis. Pediatrics. 2016;137(1). https://doi.org/10.1542/peds.2015-0851
2. Mittal S, Marlowe L, Blakeslee S, et al. Successful use of quality improvement methodology to reduce inpatient length of stay in bronchiolitis through judicious use of intermittent pulse oximetry. Hosp Pediatr. 2019;9(2):73-78. https://doi.org/10.1542/hpeds.2018-0023
3. Quinonez RA, Coon ER, Schroeder AR, Moyer VA. When technology creates uncertainty: pulse oximetry and overdiagnosis of hypoxaemia in bronchiolitis. BMJ. 2017;358:j3850. https://doi.org/10.1136/bmj.j3850
4. Quinonez RA, Garber MD, Schroeder AR, et al. Choosing wisely in pediatric hospital medicine: five opportunities for improved healthcare value. J Hosp Med. 2013;8(9):479-485. https://doi.org/10.1002/jhm.2064
5. Ralston SL, Lieberthal AS, Meissner HC, et al. Clinical practice guideline: the diagnosis, management, and prevention of bronchiolitis. Pediatrics. 2014;134(5):e1474-e1502. https://doi.org/10.1542/peds.2014-2742
6. Principi T, Coates AL, Parkin PC, Stephens D, DaSilva Z, Schuh S. Effect of oxygen desaturations on subsequent medical visits in infants discharged from the emergency department with bronchiolitis. JAMA Pediatr. 2016;170(6):602-608. https://doi.org/10.1001/jamapediatrics.2016.0114
7. Cunningham S, Rodriguez A, Adams T, et al. Oxygen saturation targets in infants with bronchiolitis (BIDS): a double-blind, randomised, equivalence trial. Lancet. 2015;386(9998):1041-1048. https://doi.org/10.1016/s0140-6736(15)00163-4
8. McCulloh R, Koster M, Ralston S, et al. Use of intermittent vs continuous pulse oximetry for nonhypoxemic infants and young children hospitalized for bronchiolitis: a randomized clinical trial. JAMA Pediatr. 2015;169(10):898-904. https://doi.org/10.1001/jamapediatrics.2015.1746
9. Schuh S, Freedman S, Coates A, et al. Effect of oximetry on hospitalization in bronchiolitis: a randomized clinical trial. JAMA. 2014;312(7):712-718. https://doi.org/10.1001/jama.2014.8637
10. Schroeder AR, Marmor AK, Pantell RH, Newman TB. Impact of pulse oximetry and oxygen therapy on length of stay in bronchiolitis hospitalizations. Arch Pediatr Adolesc Med. 2004;158(6):527-530. https://doi.org/10.1001/archpedi.158.6.527
11. Rasooly IR, Beidas RS, Wolk CB, et al. Measuring overuse of continuous pulse oximetry in bronchiolitis and developing strategies for large-scale deimplementation: study protocol for a feasibility trial. Pilot Feasibility Stud. 2019;5:68. https://doi.org/10.1186/s40814-019-0453-2

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Clinical Characteristics and Outcomes of Non-ICU Hospitalization for COVID-19 in a Nonepicenter, Centrally Monitored Healthcare System

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Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), the cause of coronavirus disease 2019 (COVID-19), is associated with a wide range of illness severity and community prevalence, with an estimated 20% to 30% of patients requiring hospitalization.1,2 Outcome studies of hospitalized patients to date have focused on epicenter healthcare systems operating at surge-level bed capacity in resource-limited settings with mortality exceeding 20% among patients with a discharge disposition3,4 and have had a publication bias toward those suffering critical illness.5-7 Generalizability of these results to nonepicenter hospital systems is unclear given potential differences in triage practices and resource availability according to disease prevalence, with nonepicenter systems that are operating below capacity potentially able to accommodate the needs of most, if not all patients, requiring inpatient level care. Clinical outcomes associated with non–critically ill patients in nonepicenter regions remain poorly characterized yet highly relevant because these will ultimately apply to most US and global healthcare environments.

Nonepicenter healthcare systems must anticipate disease requirements for noncritically ill patients hospitalized with COVID-19 in order to appropriately allocate resources, including monitoring services like continuous pulse oximetry and cardiac telemetry. Data regarding the incidence of in-hospital respiratory and cardiovascular complications, including arrhythmias, among non–intensive care unit (non-ICU) hospitalized patients with COVID-19 are limited, with little granularity in terms of associated variables.7-11 Further data are needed to guide prioritization of valuable non-ICU continuous monitoring resources to the highest-risk patients in order to minimize consumption of personal protective equipment, reduce healthcare worker exposure, and ensure adequate availability for the expansion of prepandemic services.

Projections indicate that COVID-19 incidence may persist in the coming months.11-13 As nonessential hospital operations simultaneously resume, planning for resource allocation for patients with COVID-19 must be incorporated into broader systems of care. Further data are needed to help hospitals anticipate resource needs during this transition, especially by most systems that are caring for COVID-19 patients in nonepicenter environments. Therefore, we conducted a retrospective study of a large, multihospital, nonepicenter health system equipped with centralized continuous monitoring services in order to describe the detailed clinical course, resource utilization, and risk factors for adverse events in patients with COVID-19 initially admitted to the non-ICU setting.

METHODS

Central Monitoring Unit

The central monitoring unit (CMU) provides standardized and continuous off-site secondary monitoring of cardiac telemetry and pulse oximetry for non-ICU patients within Cleveland Clinic hospitals (Ohio, Florida), with direct communication to bedside nursing and inpatient emergency response teams for clinically significant cardiac arrhythmias, respiratory events, and vital sign changes according to standardized indications, as previously reported.14 Clinical variables of interest, including electrocardiographic and vital sign data, are collected and periodically analyzed within a central registry for quality assurance, risk stratification, and resource allocation. The data registry carries Institutional Review Board approval for retrospective analysis and deidentified outcomes reporting with consent form waiver.

Study Design and Data Collection

All patients positive for SARS-CoV-2 infection by nasopharyngeal polymerase chain reaction assay (Applied Biosystems) admitted from the emergency department to a non-ICU bed at a CMU hospital on or after March 13, 2020, and subsequently discharged on or before May 1, 2020, were identified. Retrospective review of the electronic medical record was performed, with follow-up continued through hospital discharge. Data were collected on patient demographics, clinical characteristics including admission laboratories and chest x-ray findings (abnormal defined as presence of an infiltrate/opacity consistent with airspace disease), continuous monitoring utilization, respiratory support, medication treatment, ICU transfer, and final hospital disposition. In addition, prospective recordings of cardiac arrhythmias that prompted CMU notification of bedside nursing were reviewed.

The primary outcome was a composite of death, ICU transfer, or increased oxygen requirement defined as escalation from simple nasal cannula to either high-flow nasal cannula (HFNC), noninvasive ventilation (NIV) consisting of continuous positive airway pressure (CPAP) or bilevel positive airway pressure (BiPAP), or mechanical ventilation. In accordance with published guidelines, patients were treated with supplemental oxygen to maintain peripheral oxygen saturation between 92% and 96%.15

Of note, based on the validated performance of high sensitivity troponin primarily for the diagnosis of acute myocardial infarction in patients presenting to the emergency department with chest pain, our system reserves its use for this context and prefers conventional (fourth generation) troponin T testing for inpatients. Therefore, conventional troponin T values are reported in this study.

Statistical Analyses

Continuous variables are expressed as mean ± standard deviation or median (interquartile range), and categorical variables are expressed as absolute numbers with percentages. Independent samples t and Mann-Whitney U tests were used to compare continuous variables, as appropriate, and chi-square testing was used to compare categorical variables. Clinical variables satisfying an a priori two-tailed threshold of P < .05 were retained for multivariable logistic regression analysis. Variables retaining P < .05 in multivariable modeling were considered statistically significant. Analyses were performed using SPSS software, Version 23 (SPSS Inc).

RESULTS

Baseline Characteristics

Between March 13, 2020, and May 1, 2020, a total of 350 patients admitted from the emergency department to a non-ICU inpatient bed had a final hospital disposition. Baseline characteristics, medication treatments, and continuous monitoring utilization are shown in Table 1 and Table 2. The average age was 64 ± 16 years, more than half of patients were male (n = 194; 55%), and most patients had at least one underlying comorbidity (n = 297; 85%), the most common being hypertension (n = 230; 66%), diabetes mellitus (n = 113; 32%), and current or prior tobacco use (n = 99; 28%). The presenting syndrome most frequently included subjective fever (n = 191; 55%), cough (n = 191; 55%), or dyspnea (n = 180; 51%).

Baseline Characteristics and Presentation Symptoms Stratified by the Primary Composite Outcome

Continuous Monitoring Use

Continuous monitoring was used in most patients (n = 289; 83%), including telemetry with intermittent pulse oximetry (n = 197; 56%), telemetry with continuous pulse oximetry (n = 81; 23%), or continuous pulse oximetry alone (n = 11; 3%). Among telemetry-monitored patients (n = 278; 79%), the most frequent indication was for a noncardiac disease state (n = 187; 67%), while indications for known cardiac arrhythmia (n = 74; 27%), heart failure (n = 10; 4%), or coronary artery disease (n = 7; 2%) were less common.

Presentation Vital Signs, Clinical Testing, and Continuous Monitoring Use Stratified by the Primary Composite Outcome

Oxygen Requirements and Cardiac Arrhythmias

The maximum level of respiratory support required by each patient is shown in Appendix Figure 1A. A total of 256 patients (73%) required 3 L/min or less of supplemental oxygen by nasal cannula, 45 (13%) required more than 3 L/min of supplemental oxygen by nasal cannula, 19 (5%) required HFNC, 8 (2%) required NIV, and 22 patients (6%) required mechanical ventilation. Among patients requiring HFNC or NIV, there were 13 (48%) who remained in a non-ICU bed, while the remaining 14 patients (52%) were transferred to the ICU.

Cardiac arrhythmias were detected in 39 (14%) of the 278 telemetry-monitored patients (Appendix Figure 1B). Clinical arrhythmias consisted of supraventricular tachycardia (SVT) in 17 patients (6%), nonsustained monomorphic ventricular tachycardia (VT) in 15 patients (5%), and a prolonged pause or severe bradyarrhythmia in 12 patients (4%). There were no cases of sustained monomorphic VT, polymorphic VT (including torsades de pointes), or ventricular fibrillation. All supraventricular tachycardias, nonsustained monomorphic VTs, and bradyarrhythmias/pauses were managed medically in the non-ICU setting, with the exception of one patient who was transferred to the ICU for a primary indication of atrial fibrillation with rapid ventricular response, which was treated with amiodarone. No patient with supraventricular tachycardia required emergent cardioversion, and no patient with a bradyarrhythmia or pause required temporary or permanent pacemaker implantation.

The detection of any arrhythmia was more common in patients with a history of cardiac arrhythmia (n = 18/41 vs 21/237; 44% vs 9%; P < .001), congestive heart failure (n = 11/36 vs 28/242; 31% vs 12%; P = .002), coronary artery disease (n = 12/49 vs 27/229; 24% vs 12%; P = .02), hypertension (n = 33/190 vs 6/88; 17% vs 7%; P = .02), and an abnormal admission troponin level (n = 13/40 vs 19/142; 33% vs 13%; P = .005). Notably, of the 39 patients with cardiac arrhythmias, 35 (90%) had either an abnormal admission troponin level or a history of cardiac arrhythmia, congestive heart failure, coronary artery disease, or hypertension. Of the 17 patients with SVT episodes, 13 (76%) had a known history of atrial fibrillation. Among patients who had a cardiac arrhythmia vs those who did not, there were no differences in levels of C-reactive protein (CRP; 7.3 ± 6.2 mg/dL vs. 7.8 ± 6.8 mg/dL, P = .63) or lactate dehydrogenase (LDH; 281 ± 89 U/L vs. 318 ± 142 U/L; P = .17). Approximately half of patients were treated with hydroxychloroquine (n = 185; 53%) or azithromycin (n = 182; 52%); 41% were treated with both (n = 142), with no observed association between any arrhythmia type and treatment with one or both medications (P > .05 for all comparisons).

Discharge Disposition and Adverse Outcomes

After an average length of stay of 6.1 ± 5.9 days, final hospital disposition included discharge to home (n = 278; 79%), discharge to subacute facility (n = 40; 11%), discharge to hospice (n = 8; 2%), death (n = 22, 6%), or release against medical advice (n = 2; 1%) (Figure). The primary composite outcome occurred in 62 patients (18%), including 22 deaths (6%), 48 ICU transfers (14%), and 49 patients with increased oxygen requirements (14%). Only two deaths occurred in the absence of an increased oxygen requirement or ICU transfer.

Patient flow chart showing maximum level of respiratory support, ICU transfer, and final discharge disposition for 350 patients with COVID-19 initially hospitalized in a non-ICU inpatient bed

Increased oxygen requirement was the indication for ICU transfer in 37 of 48 patients (77%), with 22 patients (46%) requiring mechanical ventilation. Of the 48 patients requiring ICU transfer, 14 (29%) died, including 10 of the 22 patients (45%) treated with mechanical ventilation. Of the 302 patients who remained in the non-ICU setting, 8 (3%) died and 8 (3%) were discharged to hospice.

In univariable analyses, the primary composite outcome was more common among older patients (event vs event free, 72 ± 13 years vs 63 ± 16 years; P < .001); it was also more common in patients with congestive heart failure (n = 14/62 vs 28/288; 23% vs 10%; P = .005), chronic obstructive pulmonary disease (n = 9/62 vs 19/288; 15% vs 7%; P = .04), lower body mass index (29 ± 5 kg/m2 vs 31 ± 7 kg/m2; P = .006), lower peripheral oxygen saturation on room air (93% ± 5% vs 95% ± 3%; P = .005), higher CRP level (12.0 ± 7.8 mg/dL vs 6.9 ± 6.1 mg/dL; P < .001), higher LDH level (358 ± 140 U/L vs 302 ± 133 U/L; P = .009), higher troponin level (0.05 ± 0.13 ng/dL vs 0.02 ± 0.06 ng/dL; P = .01), abnormal D-dimer level (n = 39/42 vs 102/145; 93% vs 70%; P = .003), and abnormal chest x-ray findings (n = 48/62 vs 166/285; 77% vs 58%; P = .005) (Table 1 and Table 2). After multivariable adjustment, CRP level (odds ratio [OR], 1.09 per 1 mg/dL increase; 95% CI, 1.01-1.18; P = .04) and LDH level (OR, 1.006 per 1 U/L increase; 95% CI, 1.001-1.012; P = .03) remained significantly associated with the composite adverse outcome (Table 3). The rate of death, ICU transfer, or increased oxygen requirement was sixfold higher in patients with a CRP level in the fourth quartile (≥11.0 mg/dL) than it was among those in the first quartile (≤ 2.6 mg/dL) (P < .001 for trend), and it was fivefold higher in patients with an LDH level in the fourth quartile (≥ 354 U/L) than it was among those in the first quartile (≤ 232 U/L) (P = .001 for trend) (Appendix Figure 2). No patient with a CRP level in the reference range (≤ 0.9 mg/dL) experienced the composite adverse event, compared to three patients (n = 3/49, 6.1%) within the reference range for LDH level (≤ 225 U/L), all of whom had an elevated CRP.

Multivariable Analysis of Clinical Factors Associated With the Primary Composite Outcome

DISCUSSION

In this study of 350 patients initially admitted to a non-ICU hospital bed within a large, nonepicenter healthcare system, the primary outcome of death, ICU transfer, or increased oxygen requirement occurred in 18% of patients and was independently associated with higher admission CRP and LDH levels on multivariable analysis. Most patients (73%) required 3 L/min or less of supplemental oxygen, while 14% of patients required escalation to HFNC, NIV, or mechanical ventilation. Despite frequent telemetry use (79%), cardiac arrhythmias were uncommon (14%), including no life-threatening ventricular arrhythmias. Clinical deterioration requiring ICU transfer occurred in 14% of patients, most often for an indication of increased oxygen requirement (77%). In-hospital mortality was 6% for the entire cohort, 29% for patients requiring ICU transfer, and 3% for patients who remained in the non-ICU setting.

Nonepicenter, Non-ICU Mortality

This study offers an assessment of clinical outcomes in patients with COVID-19 hospitalized in a non-ICU, nonepicenter healthcare system operating below capacity. Although such systems account for most institutions caring for patients with COVID-19, this population has been underrepresented in the literature, which has focused on epicenter hospitals and critically ill patients.3-7 Existing epicenter estimates of in-hospital mortality for patients not requiring ICU-level care range from 6% in Northern California2 to at least 10% in New York, New York,3 and 11% in Wuhan, China.4 The corresponding non-ICU in-hospital mortality in our study was only 3%, supporting the vital role of social distancing in reducing COVID-19 mortality by facilitating care delivery in a non–resource limited hospital setting.

Oxygen Requirements and Cardiac Arrhythmias in Non-ICU Patients

Beyond nonepicenter mortality estimates, this study is the first to provide a detailed characterization of the clinical course and resource usage among patients with COVID-19 admitted to the non-ICU setting. Given the predicted persistence of SARS-CoV-2 spread,11-13 this information is crucial to healthcare systems that must anticipate resource requirements, such as respiratory support and continuous monitoring equipment, for the care of hospitalized patients with COVID-19. Such informed planning takes on even greater importance as prepandemic hospital services resume.

While most patients (73%) with COVID-19 admitted to a non-ICU bed required peak supplemental oxygen of 3 L/min or less, a relevant proportion (14%) developed a need for HFNC, NIV, or mechanical ventilation. Furthermore, among telemetry-monitored patients (79%), cardiac arrhythmias were uncommon (14%), and nearly all (90%) occurred in patients with either a positive troponin or known history of cardiac disease. There were no life-threatening ventricular arrhythmias associated with frequent use of hydroxychloroquine (53%) and azithromycin (52%).

These telemetry findings expand upon a smaller study of non-ICU patients receiving either hydroxychloroquine or azithromycin, in which no life-threatening ventricular tachyarrhythmias were detected.8 A separate study reported a 5.9% incidence of malignant ventricular tachyarrhythmias in hospitalized patients with COVID-19,10 but this study did not stratify arrhythmias by illness severity, and a high frequency of critical illness is suggested by the mechanical ventilation rate of 24%, thereby limiting comparison with our non-ICU telemetry findings.

CRP and LDH Levels as Predictors of Adverse Outcomes

This study supports the utility of obtaining CRP and LDH levels for risk stratification at the time of non-ICU hospital admission. In multivariable analysis, higher CRP and LDH levels were significantly associated with the composite adverse outcome. The adverse event rates was increased sixfold between patients with a CRP in the fourth quartile (≥ 11.0 mg/dL, 36%) and those in the first quartile (≤ 2.6 mg/dL, 5.3%), and it was fivefold higher in patients with an LDH level in the fourth quartile (≥ 354 U/L, 34%) compared with those in the first quartile (≤ 232 U/L, 7%).

These findings are consistent with prior studies that have associated elevated inflammatory markers with poor prognosis and death.7,9,16 In some cases, COVID-19 may manifest similar to a cytokine storm syndrome, which highlights the importance of inflammation-associated tissue injury and leads to widespread interest in the use of immunosuppressive medications.17,18 Several studies also have demonstrated an association between LDH level and severe illness,4,7,19 although this is the first to specifically demonstrate its association with clinical decompensation in the non-ICU hospitalized population. Given that SARS-CoV-2 can infect multiple organs,20,21 there is biological plausibility for the use of LDH levels as a nonspecific marker of tissue injury for early identification of more severe infection.

Notably, while elevated troponin levels have been strongly associated with the need for mechanical ventilation and with death, this has primarily been established using either high-sensitivity troponin assays at the time of admission22 or using peak conventional troponin levels during hospitalization.10 In this study, while abnormal conventional troponin levels at the time of non-ICU admission were not significantly associated with the primary outcome in multivariable analysis, absolute troponin values were significantly higher in univariable analysis. Incomplete troponin sampling and the lack of routine high-sensitivity troponin assay use may explain the lack of more robust troponin significance in this study.

Implications for Non-ICU Continuous Monitoring Resource Allocation

Prioritization of non-ICU continuous monitoring resources among patients with COVID-19 has numerous benefits, including reduced consumption of personal protective equipment, fewer healthcare worker exposures, and adequate availability of continuous monitoring for the expansion of prepandemic hospital services. While individualized clinical discretion is still required, the results of this study can be used as a guide for the allocation of continuous pulse oximetry and cardiac telemetry. Patients with a normal presenting CRP level and/or LDH level had a low incidence of clinical decompensation, which suggests that such patients could be monitored with intermittent rather than continuous pulse oximetry. Furthermore, cardiac telemetry could be reserved for patients with a history of cardiac comorbidities or abnormal troponin levels because such patients accounted for 90% of cardiac arrhythmias in this study.

Limitations

This study was limited to a single health system, and it lacks a direct comparison to nonhospitalized patients and those directly admitted to the ICU. Triage practices and thresholds for hospitalization may differ across institutions and regions, thereby limiting the generalizability of our study. Additional limitations include the lack of selected admission laboratories for all patients, as well as the lack of telemetry monitoring in all patients. However, any resulting selection bias may be more likely to attenuate the magnitude of observed effects given that additional testing and increased telemetry use may be expected in patients who are felt to be higher risk by routine clinical assessment.

CONCLUSION

In this study of non–critically ill patients hospitalized within a nonepicenter health system, the development of more severe illness or death was significantly associated with higher levels of CRP and LDH on admission. Clinical decompensation was driven largely by respiratory complications, while cardiac arrhythmias were rare. Overall, the non-ICU mortality rate was at least half of that reported in epicenter regions. Altogether, these findings provide valuable information for resource allocation planning while nonepicenter health systems continue caring for patients with COVID-19 as they also resume prepandemic operations.

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References

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18. Sanders JM, Monogue ML, Jodlowski TZ, Cutrell JB. Pharmacologic treatments for coronavirus disease 2019 (COVID-19): a review. JAMA. Published online April 13, 2020. https://doi.org/10.1001/jama.2020.6019
19. Liang W, Liang H, Ou L, et al. Development and validation of a clinical risk score to predict the occurrence of critical illness in hospitalized patients with COVID-19. JAMA Intern Med. 2020;180(8):1-9. https://doi.org/10.1001/jamainternmed.2020.2033
20. Puelles VG, Lütgehetmann M, Lindenmeyer MT, et al. Multiorgan and renal tropism of SARS-CoV-2. N Engl J Med. 2020;383(6):590-592. https://doi.org/10.1056/nejmc2011400
21. Zhou J, Li C, Liu X, et al. Infection of bat and human intestinal organoids by SARS-CoV-2. Nat Med. 2020;26(7):1077-1083. https://doi.org/10.1038/s41591-020-0912-6
22. Shi S, Qin M, Shen B, et al. Association of cardiac injury with mortality in hospitalized patients with COVID-19 in Wuhan, China. JAMA Cardiol. 2020;5(7):802-810. https://doi.org/10.1001/jamacardio.2020.0950

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1Department of Cardiovascular Medicine, Cleveland Clinic Foundation, Cleveland, Ohio; 2Central Monitoring Unit, Cleveland Clinic Foundation, Cleveland, Ohio; 3Department of Medicine, Cleveland Clinic Foundation, Cleveland, Ohio; 4Nursing Institute, Cleveland Clinic Foundation, Cleveland, Ohio; 5Clinical Engineering, Cleveland Clinic Foundation, Cleveland, Ohio; 6Enterprise Safety and Quality, Cleveland Clinic Foundation, Cleveland, Ohio.

Disclosures

Dr Gillombardo holds a grant from the National Institutes of Health; however, the research for this paper was not supported by any grant funding. Dr Cantillon reports rights to royalties from AirStrip LLC and from Cerner Corp., outside the submitted work, and has a patent pending on the Novel Telemetry Module CCF-024072. The other authors have nothing to disclose.

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Journal of Hospital Medicine 16(1)
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1Department of Cardiovascular Medicine, Cleveland Clinic Foundation, Cleveland, Ohio; 2Central Monitoring Unit, Cleveland Clinic Foundation, Cleveland, Ohio; 3Department of Medicine, Cleveland Clinic Foundation, Cleveland, Ohio; 4Nursing Institute, Cleveland Clinic Foundation, Cleveland, Ohio; 5Clinical Engineering, Cleveland Clinic Foundation, Cleveland, Ohio; 6Enterprise Safety and Quality, Cleveland Clinic Foundation, Cleveland, Ohio.

Disclosures

Dr Gillombardo holds a grant from the National Institutes of Health; however, the research for this paper was not supported by any grant funding. Dr Cantillon reports rights to royalties from AirStrip LLC and from Cerner Corp., outside the submitted work, and has a patent pending on the Novel Telemetry Module CCF-024072. The other authors have nothing to disclose.

Author and Disclosure Information

1Department of Cardiovascular Medicine, Cleveland Clinic Foundation, Cleveland, Ohio; 2Central Monitoring Unit, Cleveland Clinic Foundation, Cleveland, Ohio; 3Department of Medicine, Cleveland Clinic Foundation, Cleveland, Ohio; 4Nursing Institute, Cleveland Clinic Foundation, Cleveland, Ohio; 5Clinical Engineering, Cleveland Clinic Foundation, Cleveland, Ohio; 6Enterprise Safety and Quality, Cleveland Clinic Foundation, Cleveland, Ohio.

Disclosures

Dr Gillombardo holds a grant from the National Institutes of Health; however, the research for this paper was not supported by any grant funding. Dr Cantillon reports rights to royalties from AirStrip LLC and from Cerner Corp., outside the submitted work, and has a patent pending on the Novel Telemetry Module CCF-024072. The other authors have nothing to disclose.

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Related Articles

Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), the cause of coronavirus disease 2019 (COVID-19), is associated with a wide range of illness severity and community prevalence, with an estimated 20% to 30% of patients requiring hospitalization.1,2 Outcome studies of hospitalized patients to date have focused on epicenter healthcare systems operating at surge-level bed capacity in resource-limited settings with mortality exceeding 20% among patients with a discharge disposition3,4 and have had a publication bias toward those suffering critical illness.5-7 Generalizability of these results to nonepicenter hospital systems is unclear given potential differences in triage practices and resource availability according to disease prevalence, with nonepicenter systems that are operating below capacity potentially able to accommodate the needs of most, if not all patients, requiring inpatient level care. Clinical outcomes associated with non–critically ill patients in nonepicenter regions remain poorly characterized yet highly relevant because these will ultimately apply to most US and global healthcare environments.

Nonepicenter healthcare systems must anticipate disease requirements for noncritically ill patients hospitalized with COVID-19 in order to appropriately allocate resources, including monitoring services like continuous pulse oximetry and cardiac telemetry. Data regarding the incidence of in-hospital respiratory and cardiovascular complications, including arrhythmias, among non–intensive care unit (non-ICU) hospitalized patients with COVID-19 are limited, with little granularity in terms of associated variables.7-11 Further data are needed to guide prioritization of valuable non-ICU continuous monitoring resources to the highest-risk patients in order to minimize consumption of personal protective equipment, reduce healthcare worker exposure, and ensure adequate availability for the expansion of prepandemic services.

Projections indicate that COVID-19 incidence may persist in the coming months.11-13 As nonessential hospital operations simultaneously resume, planning for resource allocation for patients with COVID-19 must be incorporated into broader systems of care. Further data are needed to help hospitals anticipate resource needs during this transition, especially by most systems that are caring for COVID-19 patients in nonepicenter environments. Therefore, we conducted a retrospective study of a large, multihospital, nonepicenter health system equipped with centralized continuous monitoring services in order to describe the detailed clinical course, resource utilization, and risk factors for adverse events in patients with COVID-19 initially admitted to the non-ICU setting.

METHODS

Central Monitoring Unit

The central monitoring unit (CMU) provides standardized and continuous off-site secondary monitoring of cardiac telemetry and pulse oximetry for non-ICU patients within Cleveland Clinic hospitals (Ohio, Florida), with direct communication to bedside nursing and inpatient emergency response teams for clinically significant cardiac arrhythmias, respiratory events, and vital sign changes according to standardized indications, as previously reported.14 Clinical variables of interest, including electrocardiographic and vital sign data, are collected and periodically analyzed within a central registry for quality assurance, risk stratification, and resource allocation. The data registry carries Institutional Review Board approval for retrospective analysis and deidentified outcomes reporting with consent form waiver.

Study Design and Data Collection

All patients positive for SARS-CoV-2 infection by nasopharyngeal polymerase chain reaction assay (Applied Biosystems) admitted from the emergency department to a non-ICU bed at a CMU hospital on or after March 13, 2020, and subsequently discharged on or before May 1, 2020, were identified. Retrospective review of the electronic medical record was performed, with follow-up continued through hospital discharge. Data were collected on patient demographics, clinical characteristics including admission laboratories and chest x-ray findings (abnormal defined as presence of an infiltrate/opacity consistent with airspace disease), continuous monitoring utilization, respiratory support, medication treatment, ICU transfer, and final hospital disposition. In addition, prospective recordings of cardiac arrhythmias that prompted CMU notification of bedside nursing were reviewed.

The primary outcome was a composite of death, ICU transfer, or increased oxygen requirement defined as escalation from simple nasal cannula to either high-flow nasal cannula (HFNC), noninvasive ventilation (NIV) consisting of continuous positive airway pressure (CPAP) or bilevel positive airway pressure (BiPAP), or mechanical ventilation. In accordance with published guidelines, patients were treated with supplemental oxygen to maintain peripheral oxygen saturation between 92% and 96%.15

Of note, based on the validated performance of high sensitivity troponin primarily for the diagnosis of acute myocardial infarction in patients presenting to the emergency department with chest pain, our system reserves its use for this context and prefers conventional (fourth generation) troponin T testing for inpatients. Therefore, conventional troponin T values are reported in this study.

Statistical Analyses

Continuous variables are expressed as mean ± standard deviation or median (interquartile range), and categorical variables are expressed as absolute numbers with percentages. Independent samples t and Mann-Whitney U tests were used to compare continuous variables, as appropriate, and chi-square testing was used to compare categorical variables. Clinical variables satisfying an a priori two-tailed threshold of P < .05 were retained for multivariable logistic regression analysis. Variables retaining P < .05 in multivariable modeling were considered statistically significant. Analyses were performed using SPSS software, Version 23 (SPSS Inc).

RESULTS

Baseline Characteristics

Between March 13, 2020, and May 1, 2020, a total of 350 patients admitted from the emergency department to a non-ICU inpatient bed had a final hospital disposition. Baseline characteristics, medication treatments, and continuous monitoring utilization are shown in Table 1 and Table 2. The average age was 64 ± 16 years, more than half of patients were male (n = 194; 55%), and most patients had at least one underlying comorbidity (n = 297; 85%), the most common being hypertension (n = 230; 66%), diabetes mellitus (n = 113; 32%), and current or prior tobacco use (n = 99; 28%). The presenting syndrome most frequently included subjective fever (n = 191; 55%), cough (n = 191; 55%), or dyspnea (n = 180; 51%).

Baseline Characteristics and Presentation Symptoms Stratified by the Primary Composite Outcome

Continuous Monitoring Use

Continuous monitoring was used in most patients (n = 289; 83%), including telemetry with intermittent pulse oximetry (n = 197; 56%), telemetry with continuous pulse oximetry (n = 81; 23%), or continuous pulse oximetry alone (n = 11; 3%). Among telemetry-monitored patients (n = 278; 79%), the most frequent indication was for a noncardiac disease state (n = 187; 67%), while indications for known cardiac arrhythmia (n = 74; 27%), heart failure (n = 10; 4%), or coronary artery disease (n = 7; 2%) were less common.

Presentation Vital Signs, Clinical Testing, and Continuous Monitoring Use Stratified by the Primary Composite Outcome

Oxygen Requirements and Cardiac Arrhythmias

The maximum level of respiratory support required by each patient is shown in Appendix Figure 1A. A total of 256 patients (73%) required 3 L/min or less of supplemental oxygen by nasal cannula, 45 (13%) required more than 3 L/min of supplemental oxygen by nasal cannula, 19 (5%) required HFNC, 8 (2%) required NIV, and 22 patients (6%) required mechanical ventilation. Among patients requiring HFNC or NIV, there were 13 (48%) who remained in a non-ICU bed, while the remaining 14 patients (52%) were transferred to the ICU.

Cardiac arrhythmias were detected in 39 (14%) of the 278 telemetry-monitored patients (Appendix Figure 1B). Clinical arrhythmias consisted of supraventricular tachycardia (SVT) in 17 patients (6%), nonsustained monomorphic ventricular tachycardia (VT) in 15 patients (5%), and a prolonged pause or severe bradyarrhythmia in 12 patients (4%). There were no cases of sustained monomorphic VT, polymorphic VT (including torsades de pointes), or ventricular fibrillation. All supraventricular tachycardias, nonsustained monomorphic VTs, and bradyarrhythmias/pauses were managed medically in the non-ICU setting, with the exception of one patient who was transferred to the ICU for a primary indication of atrial fibrillation with rapid ventricular response, which was treated with amiodarone. No patient with supraventricular tachycardia required emergent cardioversion, and no patient with a bradyarrhythmia or pause required temporary or permanent pacemaker implantation.

The detection of any arrhythmia was more common in patients with a history of cardiac arrhythmia (n = 18/41 vs 21/237; 44% vs 9%; P < .001), congestive heart failure (n = 11/36 vs 28/242; 31% vs 12%; P = .002), coronary artery disease (n = 12/49 vs 27/229; 24% vs 12%; P = .02), hypertension (n = 33/190 vs 6/88; 17% vs 7%; P = .02), and an abnormal admission troponin level (n = 13/40 vs 19/142; 33% vs 13%; P = .005). Notably, of the 39 patients with cardiac arrhythmias, 35 (90%) had either an abnormal admission troponin level or a history of cardiac arrhythmia, congestive heart failure, coronary artery disease, or hypertension. Of the 17 patients with SVT episodes, 13 (76%) had a known history of atrial fibrillation. Among patients who had a cardiac arrhythmia vs those who did not, there were no differences in levels of C-reactive protein (CRP; 7.3 ± 6.2 mg/dL vs. 7.8 ± 6.8 mg/dL, P = .63) or lactate dehydrogenase (LDH; 281 ± 89 U/L vs. 318 ± 142 U/L; P = .17). Approximately half of patients were treated with hydroxychloroquine (n = 185; 53%) or azithromycin (n = 182; 52%); 41% were treated with both (n = 142), with no observed association between any arrhythmia type and treatment with one or both medications (P > .05 for all comparisons).

Discharge Disposition and Adverse Outcomes

After an average length of stay of 6.1 ± 5.9 days, final hospital disposition included discharge to home (n = 278; 79%), discharge to subacute facility (n = 40; 11%), discharge to hospice (n = 8; 2%), death (n = 22, 6%), or release against medical advice (n = 2; 1%) (Figure). The primary composite outcome occurred in 62 patients (18%), including 22 deaths (6%), 48 ICU transfers (14%), and 49 patients with increased oxygen requirements (14%). Only two deaths occurred in the absence of an increased oxygen requirement or ICU transfer.

Patient flow chart showing maximum level of respiratory support, ICU transfer, and final discharge disposition for 350 patients with COVID-19 initially hospitalized in a non-ICU inpatient bed

Increased oxygen requirement was the indication for ICU transfer in 37 of 48 patients (77%), with 22 patients (46%) requiring mechanical ventilation. Of the 48 patients requiring ICU transfer, 14 (29%) died, including 10 of the 22 patients (45%) treated with mechanical ventilation. Of the 302 patients who remained in the non-ICU setting, 8 (3%) died and 8 (3%) were discharged to hospice.

In univariable analyses, the primary composite outcome was more common among older patients (event vs event free, 72 ± 13 years vs 63 ± 16 years; P < .001); it was also more common in patients with congestive heart failure (n = 14/62 vs 28/288; 23% vs 10%; P = .005), chronic obstructive pulmonary disease (n = 9/62 vs 19/288; 15% vs 7%; P = .04), lower body mass index (29 ± 5 kg/m2 vs 31 ± 7 kg/m2; P = .006), lower peripheral oxygen saturation on room air (93% ± 5% vs 95% ± 3%; P = .005), higher CRP level (12.0 ± 7.8 mg/dL vs 6.9 ± 6.1 mg/dL; P < .001), higher LDH level (358 ± 140 U/L vs 302 ± 133 U/L; P = .009), higher troponin level (0.05 ± 0.13 ng/dL vs 0.02 ± 0.06 ng/dL; P = .01), abnormal D-dimer level (n = 39/42 vs 102/145; 93% vs 70%; P = .003), and abnormal chest x-ray findings (n = 48/62 vs 166/285; 77% vs 58%; P = .005) (Table 1 and Table 2). After multivariable adjustment, CRP level (odds ratio [OR], 1.09 per 1 mg/dL increase; 95% CI, 1.01-1.18; P = .04) and LDH level (OR, 1.006 per 1 U/L increase; 95% CI, 1.001-1.012; P = .03) remained significantly associated with the composite adverse outcome (Table 3). The rate of death, ICU transfer, or increased oxygen requirement was sixfold higher in patients with a CRP level in the fourth quartile (≥11.0 mg/dL) than it was among those in the first quartile (≤ 2.6 mg/dL) (P < .001 for trend), and it was fivefold higher in patients with an LDH level in the fourth quartile (≥ 354 U/L) than it was among those in the first quartile (≤ 232 U/L) (P = .001 for trend) (Appendix Figure 2). No patient with a CRP level in the reference range (≤ 0.9 mg/dL) experienced the composite adverse event, compared to three patients (n = 3/49, 6.1%) within the reference range for LDH level (≤ 225 U/L), all of whom had an elevated CRP.

Multivariable Analysis of Clinical Factors Associated With the Primary Composite Outcome

DISCUSSION

In this study of 350 patients initially admitted to a non-ICU hospital bed within a large, nonepicenter healthcare system, the primary outcome of death, ICU transfer, or increased oxygen requirement occurred in 18% of patients and was independently associated with higher admission CRP and LDH levels on multivariable analysis. Most patients (73%) required 3 L/min or less of supplemental oxygen, while 14% of patients required escalation to HFNC, NIV, or mechanical ventilation. Despite frequent telemetry use (79%), cardiac arrhythmias were uncommon (14%), including no life-threatening ventricular arrhythmias. Clinical deterioration requiring ICU transfer occurred in 14% of patients, most often for an indication of increased oxygen requirement (77%). In-hospital mortality was 6% for the entire cohort, 29% for patients requiring ICU transfer, and 3% for patients who remained in the non-ICU setting.

Nonepicenter, Non-ICU Mortality

This study offers an assessment of clinical outcomes in patients with COVID-19 hospitalized in a non-ICU, nonepicenter healthcare system operating below capacity. Although such systems account for most institutions caring for patients with COVID-19, this population has been underrepresented in the literature, which has focused on epicenter hospitals and critically ill patients.3-7 Existing epicenter estimates of in-hospital mortality for patients not requiring ICU-level care range from 6% in Northern California2 to at least 10% in New York, New York,3 and 11% in Wuhan, China.4 The corresponding non-ICU in-hospital mortality in our study was only 3%, supporting the vital role of social distancing in reducing COVID-19 mortality by facilitating care delivery in a non–resource limited hospital setting.

Oxygen Requirements and Cardiac Arrhythmias in Non-ICU Patients

Beyond nonepicenter mortality estimates, this study is the first to provide a detailed characterization of the clinical course and resource usage among patients with COVID-19 admitted to the non-ICU setting. Given the predicted persistence of SARS-CoV-2 spread,11-13 this information is crucial to healthcare systems that must anticipate resource requirements, such as respiratory support and continuous monitoring equipment, for the care of hospitalized patients with COVID-19. Such informed planning takes on even greater importance as prepandemic hospital services resume.

While most patients (73%) with COVID-19 admitted to a non-ICU bed required peak supplemental oxygen of 3 L/min or less, a relevant proportion (14%) developed a need for HFNC, NIV, or mechanical ventilation. Furthermore, among telemetry-monitored patients (79%), cardiac arrhythmias were uncommon (14%), and nearly all (90%) occurred in patients with either a positive troponin or known history of cardiac disease. There were no life-threatening ventricular arrhythmias associated with frequent use of hydroxychloroquine (53%) and azithromycin (52%).

These telemetry findings expand upon a smaller study of non-ICU patients receiving either hydroxychloroquine or azithromycin, in which no life-threatening ventricular tachyarrhythmias were detected.8 A separate study reported a 5.9% incidence of malignant ventricular tachyarrhythmias in hospitalized patients with COVID-19,10 but this study did not stratify arrhythmias by illness severity, and a high frequency of critical illness is suggested by the mechanical ventilation rate of 24%, thereby limiting comparison with our non-ICU telemetry findings.

CRP and LDH Levels as Predictors of Adverse Outcomes

This study supports the utility of obtaining CRP and LDH levels for risk stratification at the time of non-ICU hospital admission. In multivariable analysis, higher CRP and LDH levels were significantly associated with the composite adverse outcome. The adverse event rates was increased sixfold between patients with a CRP in the fourth quartile (≥ 11.0 mg/dL, 36%) and those in the first quartile (≤ 2.6 mg/dL, 5.3%), and it was fivefold higher in patients with an LDH level in the fourth quartile (≥ 354 U/L, 34%) compared with those in the first quartile (≤ 232 U/L, 7%).

These findings are consistent with prior studies that have associated elevated inflammatory markers with poor prognosis and death.7,9,16 In some cases, COVID-19 may manifest similar to a cytokine storm syndrome, which highlights the importance of inflammation-associated tissue injury and leads to widespread interest in the use of immunosuppressive medications.17,18 Several studies also have demonstrated an association between LDH level and severe illness,4,7,19 although this is the first to specifically demonstrate its association with clinical decompensation in the non-ICU hospitalized population. Given that SARS-CoV-2 can infect multiple organs,20,21 there is biological plausibility for the use of LDH levels as a nonspecific marker of tissue injury for early identification of more severe infection.

Notably, while elevated troponin levels have been strongly associated with the need for mechanical ventilation and with death, this has primarily been established using either high-sensitivity troponin assays at the time of admission22 or using peak conventional troponin levels during hospitalization.10 In this study, while abnormal conventional troponin levels at the time of non-ICU admission were not significantly associated with the primary outcome in multivariable analysis, absolute troponin values were significantly higher in univariable analysis. Incomplete troponin sampling and the lack of routine high-sensitivity troponin assay use may explain the lack of more robust troponin significance in this study.

Implications for Non-ICU Continuous Monitoring Resource Allocation

Prioritization of non-ICU continuous monitoring resources among patients with COVID-19 has numerous benefits, including reduced consumption of personal protective equipment, fewer healthcare worker exposures, and adequate availability of continuous monitoring for the expansion of prepandemic hospital services. While individualized clinical discretion is still required, the results of this study can be used as a guide for the allocation of continuous pulse oximetry and cardiac telemetry. Patients with a normal presenting CRP level and/or LDH level had a low incidence of clinical decompensation, which suggests that such patients could be monitored with intermittent rather than continuous pulse oximetry. Furthermore, cardiac telemetry could be reserved for patients with a history of cardiac comorbidities or abnormal troponin levels because such patients accounted for 90% of cardiac arrhythmias in this study.

Limitations

This study was limited to a single health system, and it lacks a direct comparison to nonhospitalized patients and those directly admitted to the ICU. Triage practices and thresholds for hospitalization may differ across institutions and regions, thereby limiting the generalizability of our study. Additional limitations include the lack of selected admission laboratories for all patients, as well as the lack of telemetry monitoring in all patients. However, any resulting selection bias may be more likely to attenuate the magnitude of observed effects given that additional testing and increased telemetry use may be expected in patients who are felt to be higher risk by routine clinical assessment.

CONCLUSION

In this study of non–critically ill patients hospitalized within a nonepicenter health system, the development of more severe illness or death was significantly associated with higher levels of CRP and LDH on admission. Clinical decompensation was driven largely by respiratory complications, while cardiac arrhythmias were rare. Overall, the non-ICU mortality rate was at least half of that reported in epicenter regions. Altogether, these findings provide valuable information for resource allocation planning while nonepicenter health systems continue caring for patients with COVID-19 as they also resume prepandemic operations.

Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), the cause of coronavirus disease 2019 (COVID-19), is associated with a wide range of illness severity and community prevalence, with an estimated 20% to 30% of patients requiring hospitalization.1,2 Outcome studies of hospitalized patients to date have focused on epicenter healthcare systems operating at surge-level bed capacity in resource-limited settings with mortality exceeding 20% among patients with a discharge disposition3,4 and have had a publication bias toward those suffering critical illness.5-7 Generalizability of these results to nonepicenter hospital systems is unclear given potential differences in triage practices and resource availability according to disease prevalence, with nonepicenter systems that are operating below capacity potentially able to accommodate the needs of most, if not all patients, requiring inpatient level care. Clinical outcomes associated with non–critically ill patients in nonepicenter regions remain poorly characterized yet highly relevant because these will ultimately apply to most US and global healthcare environments.

Nonepicenter healthcare systems must anticipate disease requirements for noncritically ill patients hospitalized with COVID-19 in order to appropriately allocate resources, including monitoring services like continuous pulse oximetry and cardiac telemetry. Data regarding the incidence of in-hospital respiratory and cardiovascular complications, including arrhythmias, among non–intensive care unit (non-ICU) hospitalized patients with COVID-19 are limited, with little granularity in terms of associated variables.7-11 Further data are needed to guide prioritization of valuable non-ICU continuous monitoring resources to the highest-risk patients in order to minimize consumption of personal protective equipment, reduce healthcare worker exposure, and ensure adequate availability for the expansion of prepandemic services.

Projections indicate that COVID-19 incidence may persist in the coming months.11-13 As nonessential hospital operations simultaneously resume, planning for resource allocation for patients with COVID-19 must be incorporated into broader systems of care. Further data are needed to help hospitals anticipate resource needs during this transition, especially by most systems that are caring for COVID-19 patients in nonepicenter environments. Therefore, we conducted a retrospective study of a large, multihospital, nonepicenter health system equipped with centralized continuous monitoring services in order to describe the detailed clinical course, resource utilization, and risk factors for adverse events in patients with COVID-19 initially admitted to the non-ICU setting.

METHODS

Central Monitoring Unit

The central monitoring unit (CMU) provides standardized and continuous off-site secondary monitoring of cardiac telemetry and pulse oximetry for non-ICU patients within Cleveland Clinic hospitals (Ohio, Florida), with direct communication to bedside nursing and inpatient emergency response teams for clinically significant cardiac arrhythmias, respiratory events, and vital sign changes according to standardized indications, as previously reported.14 Clinical variables of interest, including electrocardiographic and vital sign data, are collected and periodically analyzed within a central registry for quality assurance, risk stratification, and resource allocation. The data registry carries Institutional Review Board approval for retrospective analysis and deidentified outcomes reporting with consent form waiver.

Study Design and Data Collection

All patients positive for SARS-CoV-2 infection by nasopharyngeal polymerase chain reaction assay (Applied Biosystems) admitted from the emergency department to a non-ICU bed at a CMU hospital on or after March 13, 2020, and subsequently discharged on or before May 1, 2020, were identified. Retrospective review of the electronic medical record was performed, with follow-up continued through hospital discharge. Data were collected on patient demographics, clinical characteristics including admission laboratories and chest x-ray findings (abnormal defined as presence of an infiltrate/opacity consistent with airspace disease), continuous monitoring utilization, respiratory support, medication treatment, ICU transfer, and final hospital disposition. In addition, prospective recordings of cardiac arrhythmias that prompted CMU notification of bedside nursing were reviewed.

The primary outcome was a composite of death, ICU transfer, or increased oxygen requirement defined as escalation from simple nasal cannula to either high-flow nasal cannula (HFNC), noninvasive ventilation (NIV) consisting of continuous positive airway pressure (CPAP) or bilevel positive airway pressure (BiPAP), or mechanical ventilation. In accordance with published guidelines, patients were treated with supplemental oxygen to maintain peripheral oxygen saturation between 92% and 96%.15

Of note, based on the validated performance of high sensitivity troponin primarily for the diagnosis of acute myocardial infarction in patients presenting to the emergency department with chest pain, our system reserves its use for this context and prefers conventional (fourth generation) troponin T testing for inpatients. Therefore, conventional troponin T values are reported in this study.

Statistical Analyses

Continuous variables are expressed as mean ± standard deviation or median (interquartile range), and categorical variables are expressed as absolute numbers with percentages. Independent samples t and Mann-Whitney U tests were used to compare continuous variables, as appropriate, and chi-square testing was used to compare categorical variables. Clinical variables satisfying an a priori two-tailed threshold of P < .05 were retained for multivariable logistic regression analysis. Variables retaining P < .05 in multivariable modeling were considered statistically significant. Analyses were performed using SPSS software, Version 23 (SPSS Inc).

RESULTS

Baseline Characteristics

Between March 13, 2020, and May 1, 2020, a total of 350 patients admitted from the emergency department to a non-ICU inpatient bed had a final hospital disposition. Baseline characteristics, medication treatments, and continuous monitoring utilization are shown in Table 1 and Table 2. The average age was 64 ± 16 years, more than half of patients were male (n = 194; 55%), and most patients had at least one underlying comorbidity (n = 297; 85%), the most common being hypertension (n = 230; 66%), diabetes mellitus (n = 113; 32%), and current or prior tobacco use (n = 99; 28%). The presenting syndrome most frequently included subjective fever (n = 191; 55%), cough (n = 191; 55%), or dyspnea (n = 180; 51%).

Baseline Characteristics and Presentation Symptoms Stratified by the Primary Composite Outcome

Continuous Monitoring Use

Continuous monitoring was used in most patients (n = 289; 83%), including telemetry with intermittent pulse oximetry (n = 197; 56%), telemetry with continuous pulse oximetry (n = 81; 23%), or continuous pulse oximetry alone (n = 11; 3%). Among telemetry-monitored patients (n = 278; 79%), the most frequent indication was for a noncardiac disease state (n = 187; 67%), while indications for known cardiac arrhythmia (n = 74; 27%), heart failure (n = 10; 4%), or coronary artery disease (n = 7; 2%) were less common.

Presentation Vital Signs, Clinical Testing, and Continuous Monitoring Use Stratified by the Primary Composite Outcome

Oxygen Requirements and Cardiac Arrhythmias

The maximum level of respiratory support required by each patient is shown in Appendix Figure 1A. A total of 256 patients (73%) required 3 L/min or less of supplemental oxygen by nasal cannula, 45 (13%) required more than 3 L/min of supplemental oxygen by nasal cannula, 19 (5%) required HFNC, 8 (2%) required NIV, and 22 patients (6%) required mechanical ventilation. Among patients requiring HFNC or NIV, there were 13 (48%) who remained in a non-ICU bed, while the remaining 14 patients (52%) were transferred to the ICU.

Cardiac arrhythmias were detected in 39 (14%) of the 278 telemetry-monitored patients (Appendix Figure 1B). Clinical arrhythmias consisted of supraventricular tachycardia (SVT) in 17 patients (6%), nonsustained monomorphic ventricular tachycardia (VT) in 15 patients (5%), and a prolonged pause or severe bradyarrhythmia in 12 patients (4%). There were no cases of sustained monomorphic VT, polymorphic VT (including torsades de pointes), or ventricular fibrillation. All supraventricular tachycardias, nonsustained monomorphic VTs, and bradyarrhythmias/pauses were managed medically in the non-ICU setting, with the exception of one patient who was transferred to the ICU for a primary indication of atrial fibrillation with rapid ventricular response, which was treated with amiodarone. No patient with supraventricular tachycardia required emergent cardioversion, and no patient with a bradyarrhythmia or pause required temporary or permanent pacemaker implantation.

The detection of any arrhythmia was more common in patients with a history of cardiac arrhythmia (n = 18/41 vs 21/237; 44% vs 9%; P < .001), congestive heart failure (n = 11/36 vs 28/242; 31% vs 12%; P = .002), coronary artery disease (n = 12/49 vs 27/229; 24% vs 12%; P = .02), hypertension (n = 33/190 vs 6/88; 17% vs 7%; P = .02), and an abnormal admission troponin level (n = 13/40 vs 19/142; 33% vs 13%; P = .005). Notably, of the 39 patients with cardiac arrhythmias, 35 (90%) had either an abnormal admission troponin level or a history of cardiac arrhythmia, congestive heart failure, coronary artery disease, or hypertension. Of the 17 patients with SVT episodes, 13 (76%) had a known history of atrial fibrillation. Among patients who had a cardiac arrhythmia vs those who did not, there were no differences in levels of C-reactive protein (CRP; 7.3 ± 6.2 mg/dL vs. 7.8 ± 6.8 mg/dL, P = .63) or lactate dehydrogenase (LDH; 281 ± 89 U/L vs. 318 ± 142 U/L; P = .17). Approximately half of patients were treated with hydroxychloroquine (n = 185; 53%) or azithromycin (n = 182; 52%); 41% were treated with both (n = 142), with no observed association between any arrhythmia type and treatment with one or both medications (P > .05 for all comparisons).

Discharge Disposition and Adverse Outcomes

After an average length of stay of 6.1 ± 5.9 days, final hospital disposition included discharge to home (n = 278; 79%), discharge to subacute facility (n = 40; 11%), discharge to hospice (n = 8; 2%), death (n = 22, 6%), or release against medical advice (n = 2; 1%) (Figure). The primary composite outcome occurred in 62 patients (18%), including 22 deaths (6%), 48 ICU transfers (14%), and 49 patients with increased oxygen requirements (14%). Only two deaths occurred in the absence of an increased oxygen requirement or ICU transfer.

Patient flow chart showing maximum level of respiratory support, ICU transfer, and final discharge disposition for 350 patients with COVID-19 initially hospitalized in a non-ICU inpatient bed

Increased oxygen requirement was the indication for ICU transfer in 37 of 48 patients (77%), with 22 patients (46%) requiring mechanical ventilation. Of the 48 patients requiring ICU transfer, 14 (29%) died, including 10 of the 22 patients (45%) treated with mechanical ventilation. Of the 302 patients who remained in the non-ICU setting, 8 (3%) died and 8 (3%) were discharged to hospice.

In univariable analyses, the primary composite outcome was more common among older patients (event vs event free, 72 ± 13 years vs 63 ± 16 years; P < .001); it was also more common in patients with congestive heart failure (n = 14/62 vs 28/288; 23% vs 10%; P = .005), chronic obstructive pulmonary disease (n = 9/62 vs 19/288; 15% vs 7%; P = .04), lower body mass index (29 ± 5 kg/m2 vs 31 ± 7 kg/m2; P = .006), lower peripheral oxygen saturation on room air (93% ± 5% vs 95% ± 3%; P = .005), higher CRP level (12.0 ± 7.8 mg/dL vs 6.9 ± 6.1 mg/dL; P < .001), higher LDH level (358 ± 140 U/L vs 302 ± 133 U/L; P = .009), higher troponin level (0.05 ± 0.13 ng/dL vs 0.02 ± 0.06 ng/dL; P = .01), abnormal D-dimer level (n = 39/42 vs 102/145; 93% vs 70%; P = .003), and abnormal chest x-ray findings (n = 48/62 vs 166/285; 77% vs 58%; P = .005) (Table 1 and Table 2). After multivariable adjustment, CRP level (odds ratio [OR], 1.09 per 1 mg/dL increase; 95% CI, 1.01-1.18; P = .04) and LDH level (OR, 1.006 per 1 U/L increase; 95% CI, 1.001-1.012; P = .03) remained significantly associated with the composite adverse outcome (Table 3). The rate of death, ICU transfer, or increased oxygen requirement was sixfold higher in patients with a CRP level in the fourth quartile (≥11.0 mg/dL) than it was among those in the first quartile (≤ 2.6 mg/dL) (P < .001 for trend), and it was fivefold higher in patients with an LDH level in the fourth quartile (≥ 354 U/L) than it was among those in the first quartile (≤ 232 U/L) (P = .001 for trend) (Appendix Figure 2). No patient with a CRP level in the reference range (≤ 0.9 mg/dL) experienced the composite adverse event, compared to three patients (n = 3/49, 6.1%) within the reference range for LDH level (≤ 225 U/L), all of whom had an elevated CRP.

Multivariable Analysis of Clinical Factors Associated With the Primary Composite Outcome

DISCUSSION

In this study of 350 patients initially admitted to a non-ICU hospital bed within a large, nonepicenter healthcare system, the primary outcome of death, ICU transfer, or increased oxygen requirement occurred in 18% of patients and was independently associated with higher admission CRP and LDH levels on multivariable analysis. Most patients (73%) required 3 L/min or less of supplemental oxygen, while 14% of patients required escalation to HFNC, NIV, or mechanical ventilation. Despite frequent telemetry use (79%), cardiac arrhythmias were uncommon (14%), including no life-threatening ventricular arrhythmias. Clinical deterioration requiring ICU transfer occurred in 14% of patients, most often for an indication of increased oxygen requirement (77%). In-hospital mortality was 6% for the entire cohort, 29% for patients requiring ICU transfer, and 3% for patients who remained in the non-ICU setting.

Nonepicenter, Non-ICU Mortality

This study offers an assessment of clinical outcomes in patients with COVID-19 hospitalized in a non-ICU, nonepicenter healthcare system operating below capacity. Although such systems account for most institutions caring for patients with COVID-19, this population has been underrepresented in the literature, which has focused on epicenter hospitals and critically ill patients.3-7 Existing epicenter estimates of in-hospital mortality for patients not requiring ICU-level care range from 6% in Northern California2 to at least 10% in New York, New York,3 and 11% in Wuhan, China.4 The corresponding non-ICU in-hospital mortality in our study was only 3%, supporting the vital role of social distancing in reducing COVID-19 mortality by facilitating care delivery in a non–resource limited hospital setting.

Oxygen Requirements and Cardiac Arrhythmias in Non-ICU Patients

Beyond nonepicenter mortality estimates, this study is the first to provide a detailed characterization of the clinical course and resource usage among patients with COVID-19 admitted to the non-ICU setting. Given the predicted persistence of SARS-CoV-2 spread,11-13 this information is crucial to healthcare systems that must anticipate resource requirements, such as respiratory support and continuous monitoring equipment, for the care of hospitalized patients with COVID-19. Such informed planning takes on even greater importance as prepandemic hospital services resume.

While most patients (73%) with COVID-19 admitted to a non-ICU bed required peak supplemental oxygen of 3 L/min or less, a relevant proportion (14%) developed a need for HFNC, NIV, or mechanical ventilation. Furthermore, among telemetry-monitored patients (79%), cardiac arrhythmias were uncommon (14%), and nearly all (90%) occurred in patients with either a positive troponin or known history of cardiac disease. There were no life-threatening ventricular arrhythmias associated with frequent use of hydroxychloroquine (53%) and azithromycin (52%).

These telemetry findings expand upon a smaller study of non-ICU patients receiving either hydroxychloroquine or azithromycin, in which no life-threatening ventricular tachyarrhythmias were detected.8 A separate study reported a 5.9% incidence of malignant ventricular tachyarrhythmias in hospitalized patients with COVID-19,10 but this study did not stratify arrhythmias by illness severity, and a high frequency of critical illness is suggested by the mechanical ventilation rate of 24%, thereby limiting comparison with our non-ICU telemetry findings.

CRP and LDH Levels as Predictors of Adverse Outcomes

This study supports the utility of obtaining CRP and LDH levels for risk stratification at the time of non-ICU hospital admission. In multivariable analysis, higher CRP and LDH levels were significantly associated with the composite adverse outcome. The adverse event rates was increased sixfold between patients with a CRP in the fourth quartile (≥ 11.0 mg/dL, 36%) and those in the first quartile (≤ 2.6 mg/dL, 5.3%), and it was fivefold higher in patients with an LDH level in the fourth quartile (≥ 354 U/L, 34%) compared with those in the first quartile (≤ 232 U/L, 7%).

These findings are consistent with prior studies that have associated elevated inflammatory markers with poor prognosis and death.7,9,16 In some cases, COVID-19 may manifest similar to a cytokine storm syndrome, which highlights the importance of inflammation-associated tissue injury and leads to widespread interest in the use of immunosuppressive medications.17,18 Several studies also have demonstrated an association between LDH level and severe illness,4,7,19 although this is the first to specifically demonstrate its association with clinical decompensation in the non-ICU hospitalized population. Given that SARS-CoV-2 can infect multiple organs,20,21 there is biological plausibility for the use of LDH levels as a nonspecific marker of tissue injury for early identification of more severe infection.

Notably, while elevated troponin levels have been strongly associated with the need for mechanical ventilation and with death, this has primarily been established using either high-sensitivity troponin assays at the time of admission22 or using peak conventional troponin levels during hospitalization.10 In this study, while abnormal conventional troponin levels at the time of non-ICU admission were not significantly associated with the primary outcome in multivariable analysis, absolute troponin values were significantly higher in univariable analysis. Incomplete troponin sampling and the lack of routine high-sensitivity troponin assay use may explain the lack of more robust troponin significance in this study.

Implications for Non-ICU Continuous Monitoring Resource Allocation

Prioritization of non-ICU continuous monitoring resources among patients with COVID-19 has numerous benefits, including reduced consumption of personal protective equipment, fewer healthcare worker exposures, and adequate availability of continuous monitoring for the expansion of prepandemic hospital services. While individualized clinical discretion is still required, the results of this study can be used as a guide for the allocation of continuous pulse oximetry and cardiac telemetry. Patients with a normal presenting CRP level and/or LDH level had a low incidence of clinical decompensation, which suggests that such patients could be monitored with intermittent rather than continuous pulse oximetry. Furthermore, cardiac telemetry could be reserved for patients with a history of cardiac comorbidities or abnormal troponin levels because such patients accounted for 90% of cardiac arrhythmias in this study.

Limitations

This study was limited to a single health system, and it lacks a direct comparison to nonhospitalized patients and those directly admitted to the ICU. Triage practices and thresholds for hospitalization may differ across institutions and regions, thereby limiting the generalizability of our study. Additional limitations include the lack of selected admission laboratories for all patients, as well as the lack of telemetry monitoring in all patients. However, any resulting selection bias may be more likely to attenuate the magnitude of observed effects given that additional testing and increased telemetry use may be expected in patients who are felt to be higher risk by routine clinical assessment.

CONCLUSION

In this study of non–critically ill patients hospitalized within a nonepicenter health system, the development of more severe illness or death was significantly associated with higher levels of CRP and LDH on admission. Clinical decompensation was driven largely by respiratory complications, while cardiac arrhythmias were rare. Overall, the non-ICU mortality rate was at least half of that reported in epicenter regions. Altogether, these findings provide valuable information for resource allocation planning while nonepicenter health systems continue caring for patients with COVID-19 as they also resume prepandemic operations.

References

1. Bialek S, Boundy E, Bowen V, et al; CDC COVID-19 Response Team. Severe outcomes among patients with coronavirus disease 2019 (COVID-19) - United States, February 12–March 16, 2020. MMWR Morb Mortal Wkly Rep. 2020;69(12):343-346. https://doi.org/10.15585/mmwr.mm6912e2
2. Myers LC, Parodi SM, Escobar GJ, Liu VX. Characteristics of hospitalized adults with COVID-19 in an integrated health care system in California. JAMA. 2020;323(21):2195-2198. https://doi.org/10.1001/jama.2020.7202
3. Richardson S, Hirsch JS, Narasimhan M, et al. Presenting characteristics, comorbidities, and outcomes among 5700 patients hospitalized with COVID-19 in the New York City area. JAMA. Published online April 22, 2020. https://doi.org/10.1001/jama.2020.6775
4. Zhou F, Yu T, Du R, et al. Clinical course and risk factors for mortality of adult inpatients with COVID-19 in Wuhan, China: a retrospective cohort study. Lancet. 2020;395(10229):1054-1062. https://doi.org/10.1016/s0140-6736(20)30566-3
5. Arentz M, Yim E, Klaff L, et al. Characteristics and outcomes of 21 critically ill patients with COVID-19 in Washington state. JAMA. 2020;323(16):1612-1614. https://doi.org/10.1001/jama.2020.4326
6. Grasselli G, Zangrillo A, Zanella A, et al. Baseline characteristics and outcomes of 1591 patients infected with SARS-CoV-2 admitted to ICUs of the Lombardy region, Italy. JAMA. 2020;323(16):1574-1581. https://doi.org/10.1001/jama.2020.5394
7. Wang D, Hu B, Hu C, et al. Clinical Characteristics of 138 hospitalized patients with 2019 novel coronavirus-infected pneumonia in Wuhan, China. JAMA. 2020;323(11):1061-1069. https://doi.org/10.1001/jama.2020.1585
8. Chang D, Saleh M, Gabriels J, et al. Inpatient use of ambulatory telemetry monitors for COVID-19 patients treated with hydroxychloroquine and/or azithromycin. J Am Coll Cardiol. 2020;75(23):2992-2993. https://doi.org/10.1016/j.jacc.2020.04.032
9. Huang C, Wang Y, Li X, et al. Clinical features of patients infected with 2019 novel coronavirus in Wuhan, China. Lancet. 2020;395(10223):497-506. https://doi.org/10.1016/s0140-6736(20)30183-5
10. Guo T, Fan Y, Chen M, et al. Cardiovascular implications of fatal outcomes of patients with coronavirus disease 2019 (COVID-19). JAMA Cardiol. 2020;5(7):1-8. https://doi.org/10.1001/jamacardio.2020.1017
11. Centers for Disease Control and Prevention COVID-19 Forecasts. Accessed May 19, 2020. https://www.cdc.gov/coronavirus/2019-ncov/covid-data/forecasting-us.html
12. Kissler SM, Tedijanto C, Goldstein E, Grad YH, Lipsitch M. Projecting the transmission dynamics of SARS-CoV-2 through the postpandemic period. Science. 2020;368(6493):860-868. https://doi.org/10.1126/science.abb5793
13. Baker RE, Yang W, Vecchi GA, Metcalf CJE, Grenfell BT. Susceptible supply limits the role of climate in the early SARS-CoV-2 pandemic. Science. 2020;369(6501):315-319. https://doi.org/10.1126/science.abc2535
14. Cantillon DJ, Loy M, Burkle A, et al. Association between off-site central monitoring using standardized cardiac telemetry and clinical outcomes among non-critically ill patients. JAMA. 2016;316(5):519-524. https://doi.org/10.1001/jama.2016.10258
15. Alhazzani W, Møller MH, Arabi YM, et al. Surviving Sepsis Campaign: guidelines on the management of critically ill adults with coronavirus disease 2019 (COVID-19). Crit Care Med. 2020;48(6):e440-e469. https://doi.org/10.1097/ccm.0000000000004363
16. Guan WJ, Ni ZY, Hu Y, et al. Clinical characteristics of coronavirus disease 2019 in China. N Engl J Med. 2020;382(18):1708-1720. https://doi.org/10.1056/nejmoa2002032
17. Mehta P, McAuley DF, Brown M, et al; HLH Across Speciality Collaboration, UK. COVID-19: consider cytokine storm syndromes and immunosuppression. Lancet. 2020;395(10229):1033-1034. https://doi.org/10.1016/s0140-6736(20)30628-0
18. Sanders JM, Monogue ML, Jodlowski TZ, Cutrell JB. Pharmacologic treatments for coronavirus disease 2019 (COVID-19): a review. JAMA. Published online April 13, 2020. https://doi.org/10.1001/jama.2020.6019
19. Liang W, Liang H, Ou L, et al. Development and validation of a clinical risk score to predict the occurrence of critical illness in hospitalized patients with COVID-19. JAMA Intern Med. 2020;180(8):1-9. https://doi.org/10.1001/jamainternmed.2020.2033
20. Puelles VG, Lütgehetmann M, Lindenmeyer MT, et al. Multiorgan and renal tropism of SARS-CoV-2. N Engl J Med. 2020;383(6):590-592. https://doi.org/10.1056/nejmc2011400
21. Zhou J, Li C, Liu X, et al. Infection of bat and human intestinal organoids by SARS-CoV-2. Nat Med. 2020;26(7):1077-1083. https://doi.org/10.1038/s41591-020-0912-6
22. Shi S, Qin M, Shen B, et al. Association of cardiac injury with mortality in hospitalized patients with COVID-19 in Wuhan, China. JAMA Cardiol. 2020;5(7):802-810. https://doi.org/10.1001/jamacardio.2020.0950

References

1. Bialek S, Boundy E, Bowen V, et al; CDC COVID-19 Response Team. Severe outcomes among patients with coronavirus disease 2019 (COVID-19) - United States, February 12–March 16, 2020. MMWR Morb Mortal Wkly Rep. 2020;69(12):343-346. https://doi.org/10.15585/mmwr.mm6912e2
2. Myers LC, Parodi SM, Escobar GJ, Liu VX. Characteristics of hospitalized adults with COVID-19 in an integrated health care system in California. JAMA. 2020;323(21):2195-2198. https://doi.org/10.1001/jama.2020.7202
3. Richardson S, Hirsch JS, Narasimhan M, et al. Presenting characteristics, comorbidities, and outcomes among 5700 patients hospitalized with COVID-19 in the New York City area. JAMA. Published online April 22, 2020. https://doi.org/10.1001/jama.2020.6775
4. Zhou F, Yu T, Du R, et al. Clinical course and risk factors for mortality of adult inpatients with COVID-19 in Wuhan, China: a retrospective cohort study. Lancet. 2020;395(10229):1054-1062. https://doi.org/10.1016/s0140-6736(20)30566-3
5. Arentz M, Yim E, Klaff L, et al. Characteristics and outcomes of 21 critically ill patients with COVID-19 in Washington state. JAMA. 2020;323(16):1612-1614. https://doi.org/10.1001/jama.2020.4326
6. Grasselli G, Zangrillo A, Zanella A, et al. Baseline characteristics and outcomes of 1591 patients infected with SARS-CoV-2 admitted to ICUs of the Lombardy region, Italy. JAMA. 2020;323(16):1574-1581. https://doi.org/10.1001/jama.2020.5394
7. Wang D, Hu B, Hu C, et al. Clinical Characteristics of 138 hospitalized patients with 2019 novel coronavirus-infected pneumonia in Wuhan, China. JAMA. 2020;323(11):1061-1069. https://doi.org/10.1001/jama.2020.1585
8. Chang D, Saleh M, Gabriels J, et al. Inpatient use of ambulatory telemetry monitors for COVID-19 patients treated with hydroxychloroquine and/or azithromycin. J Am Coll Cardiol. 2020;75(23):2992-2993. https://doi.org/10.1016/j.jacc.2020.04.032
9. Huang C, Wang Y, Li X, et al. Clinical features of patients infected with 2019 novel coronavirus in Wuhan, China. Lancet. 2020;395(10223):497-506. https://doi.org/10.1016/s0140-6736(20)30183-5
10. Guo T, Fan Y, Chen M, et al. Cardiovascular implications of fatal outcomes of patients with coronavirus disease 2019 (COVID-19). JAMA Cardiol. 2020;5(7):1-8. https://doi.org/10.1001/jamacardio.2020.1017
11. Centers for Disease Control and Prevention COVID-19 Forecasts. Accessed May 19, 2020. https://www.cdc.gov/coronavirus/2019-ncov/covid-data/forecasting-us.html
12. Kissler SM, Tedijanto C, Goldstein E, Grad YH, Lipsitch M. Projecting the transmission dynamics of SARS-CoV-2 through the postpandemic period. Science. 2020;368(6493):860-868. https://doi.org/10.1126/science.abb5793
13. Baker RE, Yang W, Vecchi GA, Metcalf CJE, Grenfell BT. Susceptible supply limits the role of climate in the early SARS-CoV-2 pandemic. Science. 2020;369(6501):315-319. https://doi.org/10.1126/science.abc2535
14. Cantillon DJ, Loy M, Burkle A, et al. Association between off-site central monitoring using standardized cardiac telemetry and clinical outcomes among non-critically ill patients. JAMA. 2016;316(5):519-524. https://doi.org/10.1001/jama.2016.10258
15. Alhazzani W, Møller MH, Arabi YM, et al. Surviving Sepsis Campaign: guidelines on the management of critically ill adults with coronavirus disease 2019 (COVID-19). Crit Care Med. 2020;48(6):e440-e469. https://doi.org/10.1097/ccm.0000000000004363
16. Guan WJ, Ni ZY, Hu Y, et al. Clinical characteristics of coronavirus disease 2019 in China. N Engl J Med. 2020;382(18):1708-1720. https://doi.org/10.1056/nejmoa2002032
17. Mehta P, McAuley DF, Brown M, et al; HLH Across Speciality Collaboration, UK. COVID-19: consider cytokine storm syndromes and immunosuppression. Lancet. 2020;395(10229):1033-1034. https://doi.org/10.1016/s0140-6736(20)30628-0
18. Sanders JM, Monogue ML, Jodlowski TZ, Cutrell JB. Pharmacologic treatments for coronavirus disease 2019 (COVID-19): a review. JAMA. Published online April 13, 2020. https://doi.org/10.1001/jama.2020.6019
19. Liang W, Liang H, Ou L, et al. Development and validation of a clinical risk score to predict the occurrence of critical illness in hospitalized patients with COVID-19. JAMA Intern Med. 2020;180(8):1-9. https://doi.org/10.1001/jamainternmed.2020.2033
20. Puelles VG, Lütgehetmann M, Lindenmeyer MT, et al. Multiorgan and renal tropism of SARS-CoV-2. N Engl J Med. 2020;383(6):590-592. https://doi.org/10.1056/nejmc2011400
21. Zhou J, Li C, Liu X, et al. Infection of bat and human intestinal organoids by SARS-CoV-2. Nat Med. 2020;26(7):1077-1083. https://doi.org/10.1038/s41591-020-0912-6
22. Shi S, Qin M, Shen B, et al. Association of cardiac injury with mortality in hospitalized patients with COVID-19 in Wuhan, China. JAMA Cardiol. 2020;5(7):802-810. https://doi.org/10.1001/jamacardio.2020.0950

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Financial Difficulties in Families of Hospitalized Children

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Tue, 11/03/2020 - 08:14

Rising US healthcare costs coupled with high cost-sharing insurance plans have led to increased out-of-pocket healthcare expenditures, especially for those who are low income or in poorer health.1-7 Increased out-of-pocket expenditures can lead to “financial distress” (defined as the subjective level of stress felt toward one’s personal financial situation) and to “medical financial burden” (defined as the subjective assessment of financial problems relating specifically to medical costs). Financial distress and medical financial burden (defined together as “financial difficulty”) lead to impaired access and delayed presentation to care and treatment nonadherence in hopes of alleviating costs.8-12

Between 20% and 50% of families with children requiring frequent medical care report that their child’s healthcare has caused a financial difficulty.13,14 In addition to direct medical costs, these parents can also suffer from indirect costs of their child’s care, such as unemployment or missed work.15-17 Along with these families, families who are low income (generally defined as living below 200% of the Federal Poverty Level) also have higher absolute and relative out-of-pocket healthcare costs, and both groups are more likely to have unmet medical needs or to delay or forgo care.18-20 Medically complex children also represent an increasing percentage of patients admitted to children’s hospitals21,22 where their families may be more vulnerable to worsening financial difficulties caused by direct costs and income depletion—due to lost wages, transportation, and meals—associated with hospitalization.23

The hospitalized population can be readily screened and provided interventions. Although evidence on effective inpatient financial interventions is lacking, financial navigation programs piloted in the ambulatory setting that standardize financial screening and support trained financial navigators could prove a promising model for inpatient care.24-26 Therefore, understanding the prevalence of financial difficulties in this population and potential high-yield screening characteristics is critical in laying the groundwork for more robust in-hospital financial screening and support systems.

Our primary objective was to assess the prevalence of financial distress and medical financial burden in families of hospitalized children. Our secondary objective was to examine measurable factors during hospitalization that could identify families at risk for these financial difficulties to better understand how to target and implement hospital-based interventions.

METHODS

We conducted a cross-sectional survey at six university-affiliated children’s hospitals (Table 1). Each site’s institutional review board approved the study. All participants were verbally informed of the research goals of the study and provided with a research information document. Need for written informed consent was determined by each institutional review board.

Characteristics of Parent Respondents and Their Hospitalized Child

Study enrollment occurred between October 2017 and November 2018, with individual sites having shorter active enrollment periods (ranging from 25 to 100 days) until sample size goals were met as explained below. Participants represented a convenience sample of parents or guardians (hereafter referred to only as “parents”), who were eligible for enrollment if their child was admitted to one of the six hospitals during the active enrollment period at that site. To avoid sampling bias, each site made an effort to enroll a consecutive sample of parents, but this was limited by resources and investigator availability. Parents were excluded if their child was admitted to a neonatal unit because of difficulty in complexity categorization and the confounding issue of mothers often being admitted simultaneously. There were no other unit-, diagnosis-, or service-based exclusions to participation. Parents were also excluded if their child was 18 years or older or if they themselves were younger than 18 years. Parents were approached once their child was identified for discharge from the hospital within 48 hours. Surveys were self-administered at the time of enrollment on provided electronic tablets. Participants at some sites were offered a $5 gift card as an incentive for survey completion.

The survey included a previously published financial distress scale (InCharge Financial Distress/Financial Wellbeing Scale [IFDFW])(Appendix).27 A question in addition to the IFDFW assessed whether families were currently experiencing financial burden from medical care28,29 and whether that burden was caused by their child (Appendix) because the IFDFW does not address the source of financial distress. The survey also included questions assessing perspectives on healthcare costs (data not presented here). The survey was refined through review by psychometric experts and members of the Family Advisory Council at the primary research site, which led to minor modifications. The final survey consisted of 40 items and was professionally translated into Spanish by a third-party company (Idem Translations). It was pilot tested by 10 parents of hospitalized children to assess for adequate comprehension and clarity; these parents were not included in the final data analysis.

Variables

The primary outcome variables were level of financial distress as defined by the IFDFW scale27 and the presence of medical financial burden. The IFDFW scale has eight questions answered on a scale of 1-10, and the final score is calculated by averaging these answers. The scale defines three categories of financial distress (high, 1-3.9; average, 4-6.9; low, 7-10); however, we dichotomized our outcome as high (<4) or not high (≥4). The outcome was analyzed as both continuous and dichotomous variables because small differences in continuous scores, if detected, may be less clinically relevant. Medical financial burden was categorized as child related, child unrelated, and none.

Multivariable Logistic Regression Modeling the Odds of High Financial Distress

Our secondary aim was to identify predictors of financial distress and medical financial burden. The primary predictor variable of interest was the hospitalized child’s level of chronic disease (complex chronic disease, C-CD; noncomplex chronic disease, NC-CD; no chronic disease, no-CD) as categorized by the consensus definitions from the Center of Excellence on Quality of Care Measures for Children with Complex Needs (Appendix).30 We assigned level of chronic disease based on manual review of problem lists and diagnoses in the electronic health record (EHR) from up to 3 years prior. At sites with multiple researchers, the first five to ten charts were reviewed together to ensure consistency in categorization, but no formal assessment of interrater reliability was conducted. Other predictor variables are listed in Tables 2 and 3. Insurance payer was defined as “public” or “private” based on the documented insurance plan in the EHR. Patients with dual public and private insurance were categorized as public.

Multinomial/Polytomous Regression Modeling the Odds of Having Medical Financial Burden

Statistical Analysis

We estimated sample size requirements using an expected mean IFDFW score with standard deviation of 5.7 ± 2 based on preliminary data from the primary study site and previously published data.27 We used a significance level of P = .05, power of 0.80, and an effect size of 0.5 points difference on the IFDFW scale between the families of children with C-CD and those with either NC-CD or no-CD. We assumed there would be unequal representation of chronic disease states, with an expectation that children with C-CD would make up approximately 40% of the total population.21,22,31 Under these assumptions, we calculated a desired total sample size of 519. This would also allow us to detect a 12% absolute difference in the rate of high financial distress between families with and without C-CD, assuming a baseline level of high financial distress of 30%.27 Our goal enrollment was 150 parents at the primary site and 75 parents at each of the other 5 sites.

We fit mixed effects logistic regression models to evaluate the odds of high financial distress and polytomous logistic regression models (for our three-level outcome) to evaluate the odds of having child-related medical financial burden vs having child-unrelated burden vs having no burden. We fit linear mixed effects models to evaluate the effect of chronic disease level and medical financial burden on mean IFDFW scores. Respondents who answered “I don’t know” to the medical financial burden question were aggregated with those who reported no medical financial burden. Models were fit as a function of chronic disease level, race, ethnicity, percentage of Federal Poverty Level (FPL), insurance payer, and having a deductible less than $1,000 per year. These models included a random intercept for facility. We also fit logistic regression models that used an interaction term between chronic disease level and percentage of FPL, as well as insurance payer and percentage of FPL, to explore potential effect modification between poverty and both chronic disease level and insurance payer on financial distress. For our models, we used the MICE package for multiple imputation to fill in missing data. We imputed 25 data sets with 25 iterations each and pooled model results using Rubin’s Rules.32 All analyses were performed in R 3.5.33

RESULTS

Of 644 parents who were invited to participate, 526 (82%) were enrolled. Participants and their hospitalized children were mostly White/Caucasian (69%) and not Hispanic/Latino (76%), with 34% of families living below 200% FPL and 274 (52%) having private insurance (Table 1). Of the hospitalized children, 225 (43%) were categorized as C-CD, 143 (27%) as NC-CD, and 157 (30%) as no-CD. All participants completed the IFDFW; however, there were five missing responses to the medical financial burden question. Table 1 lists missing demographic and financial difficulty data.

Financial Distress

The mean IFDFW score of all participants was 5.6 ± 2.1, with 125 having high financial distress (24%; 95% CI, 20-28) (Table 1). There was no difference in mean IFDFW scores among families of children with different chronic disease levels (Figure). On unadjusted and adjusted analyses, there was no association between level of chronic disease and high financial distress when C-CD and NC-CD groups were each compared with no-CD (Table 2). However, families living below 400% FPL (annual income of $100,400 for a family of four) were significantly more likely than families living at 400% FPL and above to have high financial distress. Families tended to have lower financial distress (as indicated by mean IFDFW scores) with increasing percentage of FPL; however, there were families in every FPL bracket who experienced high financial distress (Appendix Figure 1a). A secondary analysis of families below and those at or above 200% FPL did not find any significant interactions between percentage of FPL and either chronic disease level (P = .86) or insurance payer (P = .83) on financial distress.

Mean Change in Continuous IFDFW Score Due to Chronic Disease Level and Medical Financial Burden

Medical Financial Burden

Overall, 160 parents (30%; 95% CI, 27-35) reported having medical financial burden, with 86 of those parents (54%) indicating their financial burden was related to their child’s medical care (Table 1). Compared with families with no such medical financial burden, respondents with medical financial burden, either child related or child unrelated, had significantly lower mean IFDFW scores (Figure), which indicates overall higher financial distress in these families. However, some families with low financial distress also reported medical financial burden.

Adjusted analyses demonstrated that, compared with families of children with no-CD, families of children with C-CD (adjusted odds ratio [AOR], 4.98; 95% CI, 2.41-10.29) or NC-CD (AOR, 2.57; 95% CI, 1.11-5.93) had significantly higher odds of having child-related medical financial burden (Table 3). Families of children with NC-CD were also more likely than families of children with no-CD to have child-unrelated medical burden (Table 3). Percentage of FPL was the only other significant predictor of child-related and child-unrelated medical financial burden (Table 3), but as with the distribution of financial distress, medical financial burden was seen across family income brackets (Appendix Figure 1b).

DISCUSSION

In this multicenter study of parents of hospitalized children, almost one in four families experienced high financial distress and almost one in three families reported having medical financial burden, with both measures of financial difficulty affecting families across all income levels. While these percentages are not substantially higher than those seen in the general population,27,34 70% of our population was composed of children with chronic disease who are more likely to have short-term and long-term healthcare needs, which places them at risk for significant ongoing medical costs.

We hypothesized that families of children with complex chronic disease would have higher levels of financial difficulties,13,35,36 but we found that level of chronic disease was associated only with medical financial burden and not with high financial distress. Financial distress is likely multifactorial and dynamic, with different drivers across various income levels. Therefore, while medical financial burden likely contributes to high financial distress, there may be other contributing factors not captured by the IFDFW. However, subjective medical financial burden has still been associated with impaired access to care.10,34 Therefore, our results suggest that families of children with chronic diseases might be at higher risk for barriers to consistent healthcare because of the financial burden their frequent healthcare utilization incurs.

Household poverty level was also associated with financial distress and medical financial burden, although surprisingly both measures of financial difficulty were present in all FPL brackets. This highlights an important reality that financial vulnerability extends beyond income and federally defined “poverty.” Non-income factors, such as high local costs of living and the growing problem of underinsurance, may significantly contribute to financial difficulty, which may render static financial metrics such as percentage of FPL insufficient screeners. Furthermore, as evidenced by the nearly 10% of our respondents who declined to provide their income information, this is a sensitive topic for some families, so gathering income data during admission could likely be a nonstarter.

In the absence of other consistent predictors of financial difficulty that could trigger interventions such as an automatic financial counselor consult, hospitals and healthcare providers could consider implementing routine non-income based financial screening questions on admission, such as one assessing medical financial burden, as a nondiscriminatory way of identifying at-risk families and provide further education and assistance regarding their financial needs. Systematically gathering this data may also further demonstrate the need for broad financial navigation programs as a mainstay in comprehensive inpatient care.

We acknowledge several limitations of this study. Primarily, we surveyed families prior to discharge and receipt of hospitalization-related bills, and these bills could contribute significantly to financial difficulties. While the families of children with chronic disease, who likely have recurrent medical bills, did not demonstrate higher financial distress, it is possible that the overall rate of financial difficulties would have been higher had we surveyed families several weeks after discharge. Our measures of financial difficulty were also subjective and, therefore, at risk for response biases (such as recall bias) that could have misestimated the prevalence of these problems in our population. However, published literature on the IFDFW scale demonstrates concordance between the subjective score and tangible outcomes of financial distress (eg, contacting a credit agency). The IFDFW scale was validated in the general population, and although it has been used in studies of medical populations,37-41 none have been in hospitalized populations, which may affect the scale’s applicability in our study. The study was also conducted only at university-affiliated children’s hospitals, and although these hospitals are geographically diverse, most children in the United States are admitted to general or community hospitals.31 Our population was also largely White, non-Hispanic/Latino, and English speaking. Therefore, our sample may not reflect the general population of hospitalized children and their families. We also assigned levels of chronic disease based on manual EHR review. While the EHR should capture each patient’s breadth of medical issues, inaccurate or missing documentation could have led to misclassification of complexity in some cases. Additionally, our sample size was calculated to detect fairly large differences in our primary outcome, and some of our unexpected results may have resulted from this study being underpowered for detection of smaller, but perhaps still clinically relevant, differences. Finally, we do not have data for several possible confounders in our study, such as employment status, health insurance concordance among family members, or sources of supplemental income, that may impact a family’s overall financial health, along with some potential important hospital-based screening characteristics, such as admitting service team or primary diagnosis.

CONCLUSION

Financial difficulties are common in families of hospitalized pediatric patients. Low-income families and those who have children with chronic conditions are at particular risk; however, all subsets of families can be affected. Given the potential negative health outcomes financial difficulties impose on families and children, the ability to identify and support vulnerable families is a crucial component of care. Hospitalization may be a prime opportunity to identify and support our at-risk families.

Acknowledgments

The authors would like to thank the parents at each of the study sites for their participation, as well as the multiple research coordinators across the study sites for assisting in recruitment of families, survey administration, and data collection. KT Park, MD, MS (Stanford University School of Medicine) served as an adviser for the study’s design.

Disclosures

All authors have no financial relationships or conflicts of interest relevant to this article to disclose.

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References

1. Blumberg LJ, Waidmann TA, Blavin F, Roth J. Trends in health care financial burdens, 2001 to 2009. Milbank Q. 2014;92(1):88-113. https://doi.org/10.1111/1468-0009.12042
2. Claxton G, Rae M, Long M, et al. Employer Health Benefits, 2015 Annual Survey. Kaiser Family Foundation; 2015. http://files.kff.org/attachment/report-2015-employer-health-benefits-survey
3. Long M, Rae M, Claxton G, et al. Recent trends in employer-sponsored insurance premiums. JAMA. 2016;315(1):18. https://doi.org/10.1001/jama.2015.17349
4. Patients’ perspectives on health care in the United States: A look at seven states and the nation. Press release. NPR, Robert Wood Johnson Foundation, Harvard T.H. Chan School of Public Health; February 29, 2016. Accessed February 23, 2018. https://www.rwjf.org/en/library/research/2016/02/patients--perspectives-on-health-care-in-the-united-states.html
5. May JH, Cunningham PJ. Tough trade-offs: medical bills, family finances and access to care. Issue Brief Cent Stud Health Syst Change. 2004;(85):1-4.
6. Tu HT. Rising health costs, medical debt and chronic conditions. Issue Brief Cent Stud Health Syst Change. 2004;(88):1-5.
7. Richman IB, Brodie M. A National study of burdensome health care costs among non-elderly Americans. BMC Health Serv Res. 2014;14:435. https://doi.org/10.1186/1472-6963-14-435
8. Choudhry NK, Saya UY, Shrank WH, et al. Cost-related medication underuse: prevalence among hospitalized managed care patients. J Hosp Med. 2012;7(2):104-109. https://doi.org/10.1002/jhm.948
9. QuickStats: percentage of persons of all ages who delayed or did not receive medical care during the preceding year because of cost, by U.S. Census region of residence—National Health Interview Survey, 2015. MMWR Morb Mortal Wkly Rep. 2017;66(4):121. https://dx.doi.org/10.15585/mmwr.mm6604a9
10. Doty MM, Ho A, Davis K. How High Is Too High? Implications of High-Deductible Health Plans. The Commonwealth Fund; April 1, 2005. Accessed February 24, 2018. http://www.commonwealthfund.org/publications/fund-reports/2005/apr/how-high-is-too-high--implications-of-high-deductible-health-plans
11. Doty MM, Edwards JN, Holmgren AL. Seeing Red: American Driven into Debt by Medical Bills. The Commonwealth Fund; August 1, 2005. Accessed October 24, 2018. https://www.commonwealthfund.org/publications/issue-briefs/2005/aug/seeing-red-americans-driven-debt-medical-bills
12. Altice CK, Banegas MP, Tucker-Seeley RD, Yabroff KR. Financial hardships experienced by cancer survivors: a systematic review. J Natl Cancer Inst. 2016;109(2):djw205. https://doi.org/10.1093/jnci/djw205
13. Ghandour RM, Hirai AH, Blumberg SJ, Strickland BB, Kogan MD. Financial and nonfinancial burden among families of CSHCN: changes between 2001 and 2009-2010. Acad Pediatr. 2014;14(1):92-100. https://doi.org/10.1016/j.acap.2013.10.001
14. Thomson J, Shah SS, Simmons JM, et al. Financial and social hardships in families of children with medical complexity. J Pediatr. 2016;172:187-193.e1. https://doi.org/10.1016/j.jpeds.2016.01.049
15. Kuhlthau K, Kahn R, Hill KS, Gnanasekaran S, Ettner SL. The well-being of parental caregivers of children with activity limitations. Matern Child Health J. 2010;14(2):155-163. https://doi.org/10.1007/s10995-008-0434-1
16. Kuhlthau KA, Perrin JM. Child health status and parental employment. Arch Pediatr Adolesc Med. 2001;155(12):1346-1350. https://doi.org/10.1001/archpedi.155.12.1346
17. Witt WP, Gottlieb CA, Hampton J, Litzelman K. The impact of childhood activity limitations on parental health, mental health, and workdays lost in the United States. Acad Pediatr. 2009;9(4):263-269. https://doi.org/10.1016/j.acap.2009.02.008
18. Wisk LE, Witt WP. Predictors of delayed or forgone needed health care for families with children. Pediatrics. 2012;130(6):1027-1037. https://doi.org/10.1542/peds.2012-0668
19. Davidoff AJ. Insurance for children with special health care needs: patterns of coverage and burden on families to provide adequate insurance. Pediatrics. 2004;114(2):394-403. https://doi.org/10.1542/peds.114.2.394
20. Galbraith AA, Wong ST, Kim SE, Newacheck PW. Out-of-pocket financial burden for low-income families with children: socioeconomic disparities and effects of insurance. Health Serv Res. 2005;40(6 Pt 1):1722-1736. https://doi.org/10.1111/j.1475-6773.2005.00421.x
21. Berry JG, Hall DE, Kuo DZ, et al. Hospital utilization and characteristics of patients experiencing recurrent readmissions within children’s hospitals. JAMA. 2011;305(7):682-690. https://doi.org/10.1001/jama.2011.122
22. Berry JG, Hall M, Hall DE, et al. Inpatient growth and resource use in 28 children’s hospitals: a longitudinal, multi-institutional study. JAMA Pediatrics. 2013;167(2):170-177. https://doi.org/10.1001/jamapediatrics.2013.432
23. Chang LV, Shah AN, Hoefgen ER, et al. Lost earnings and nonmedical expenses of pediatric hospitalizations. Pediatrics. 2018;142(3):e20180195. https://doi.org/10.1542/peds.2018-0195
24. Banegas MP, Dickerson JF, Friedman NL, et al. Evaluation of a novel financial navigator pilot to address patient concerns about medical care costs. Perm J. 2019;23:18-084. https://doi.org/10.7812/tpp/18-084
25. Shankaran V, Leahy T, Steelquist J, et al. Pilot feasibility study of an oncology financial navigation program. J Oncol Pract. 2018;14(2):e122-e129. https://doi.org/10.1200/jop.2017.024927
26. Yezefski T, Steelquist J, Watabayashi K, Sherman D, Shankaran V. Impact of trained oncology financial navigators on patient out-of-pocket spending. Am J Manag Care. 2018;24(5 Suppl):S74-S79.
27. Prawitz AD, Garman ET, Sorhaindo B, O’Neill B, Kim J, Drentea P. InCharge Financial Distress/Financial Well-Being Scale: Development, Administration, and Score Interpretation. J Financial Counseling Plann. 2006;17(1):34-50. https://doi.org/10.1037/t60365-000
28. Cohen RA, Kirzinger WK. Financial burden of medical care: a family perspective. NCHS Data Brief. 2014;(142):1-8.
29. Galbraith AA, Ross-Degnan D, Soumerai SB, Rosenthal MB, Gay C, Lieu TA. Nearly half of families in high-deductible health plans whose members have chronic conditions face substantial financial burden. Health Aff (Millwood). 2011;30(2):322-331. https://doi.org/10.1377/hlthaff.2010.0584
30. Simon TD, Cawthon ML, Stanford S, et al. Pediatric medical complexity algorithm: a new method to stratify children by medical complexity. Pediatrics. 2014;133(6):e1647-e1654. https://doi.org/10.1542/peds.2013-3875
31. Leyenaar JK, Ralston SL, Shieh MS, Pekow PS, Mangione-Smith R, Lindenauer PK. Epidemiology of pediatric hospitalizations at general hospitals and freestanding children’s hospitals in the United States. J Hosp Med. 2016;11(11):743-749. https://doi.org/10.1002/jhm.2624
32. Rubin DB. Multiple Imputation for Nonresponse in Surveys. John Wiley and Sons; 1987.
33. R: A language and environment for statistical computing. R Foundation for Statistical Computing; 2018. https://www.R-project.org/
34. Hamel L, Norton M, Pollitz K, Levitt L, Claxton G, Brodie M. The Burden of Medical Debt: Results from the Kaiser Family Foundation/New York Times Medical Bills Survey. Kaiser Family Foundation; January 5, 2016. Accessed February 26, 2019. https://www.kff.org/wp-content/uploads/2016/01/8806-the-burden-of-medical-debt-results-from-the-kaiser-family-foundation-new-york-times-medical-bills-survey.pdf
35. Witt WP, Litzelman K, Mandic CG, et al. Healthcare-related financial burden among families in the U.S.: the role of childhood activity limitations and income. J Fam Econ Issues. 2011;32(2):308-326. https://doi.org/10.1007/s10834-011-9253-4
36. Zan H, Scharff RL. The heterogeneity in financial and time burden of caregiving to children with chronic conditions. Matern Child Health J. 2015;19(3):615-625. https://doi.org/10.1007/s10995-014-1547-3
37. Irwin B, Kimmick G, Altomare I, et al. Patient experience and attitudes toward addressing the cost of breast cancer care. Oncologist. 2014;19(11):1135-1140. https://doi.org/10.1634/theoncologist.2014-0117
38. Meisenberg BR, Varner A, Ellis E, et al. Patient attitudes regarding the cost of illness in cancer care. Oncologist. 2015;20(10):1199-1204. https://doi.org/10.1634/theoncologist.2015-0168
39. Altomare I, Irwin B, Zafar SY, et al. Physician experience and attitudes toward addressing the cost of cancer care. J Oncol Pract. 2016;12(3):e281-288, 247-288. https://doi.org/10.1200/jop.2015.007401
40. Starkey AJ, Keane CR, Terry MA, Marx JH, Ricci EM. Financial distress and depressive symptoms among African American women: identifying financial priorities and needs and why it matters for mental health. J Urban Health. 2013;90(1):83-100. https://doi.org/10.1007/s11524-012-9755-x
41. Amanatullah DF, Murasko MJ, Chona DV, Crijns TJ, Ring D, Kamal RN. Financial distress and discussing the cost of total joint arthroplasty. J Arthroplasty. 2018;33(11):3394-3397. https://doi.org/10.1016/j.arth.2018.07.010

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Rising US healthcare costs coupled with high cost-sharing insurance plans have led to increased out-of-pocket healthcare expenditures, especially for those who are low income or in poorer health.1-7 Increased out-of-pocket expenditures can lead to “financial distress” (defined as the subjective level of stress felt toward one’s personal financial situation) and to “medical financial burden” (defined as the subjective assessment of financial problems relating specifically to medical costs). Financial distress and medical financial burden (defined together as “financial difficulty”) lead to impaired access and delayed presentation to care and treatment nonadherence in hopes of alleviating costs.8-12

Between 20% and 50% of families with children requiring frequent medical care report that their child’s healthcare has caused a financial difficulty.13,14 In addition to direct medical costs, these parents can also suffer from indirect costs of their child’s care, such as unemployment or missed work.15-17 Along with these families, families who are low income (generally defined as living below 200% of the Federal Poverty Level) also have higher absolute and relative out-of-pocket healthcare costs, and both groups are more likely to have unmet medical needs or to delay or forgo care.18-20 Medically complex children also represent an increasing percentage of patients admitted to children’s hospitals21,22 where their families may be more vulnerable to worsening financial difficulties caused by direct costs and income depletion—due to lost wages, transportation, and meals—associated with hospitalization.23

The hospitalized population can be readily screened and provided interventions. Although evidence on effective inpatient financial interventions is lacking, financial navigation programs piloted in the ambulatory setting that standardize financial screening and support trained financial navigators could prove a promising model for inpatient care.24-26 Therefore, understanding the prevalence of financial difficulties in this population and potential high-yield screening characteristics is critical in laying the groundwork for more robust in-hospital financial screening and support systems.

Our primary objective was to assess the prevalence of financial distress and medical financial burden in families of hospitalized children. Our secondary objective was to examine measurable factors during hospitalization that could identify families at risk for these financial difficulties to better understand how to target and implement hospital-based interventions.

METHODS

We conducted a cross-sectional survey at six university-affiliated children’s hospitals (Table 1). Each site’s institutional review board approved the study. All participants were verbally informed of the research goals of the study and provided with a research information document. Need for written informed consent was determined by each institutional review board.

Characteristics of Parent Respondents and Their Hospitalized Child

Study enrollment occurred between October 2017 and November 2018, with individual sites having shorter active enrollment periods (ranging from 25 to 100 days) until sample size goals were met as explained below. Participants represented a convenience sample of parents or guardians (hereafter referred to only as “parents”), who were eligible for enrollment if their child was admitted to one of the six hospitals during the active enrollment period at that site. To avoid sampling bias, each site made an effort to enroll a consecutive sample of parents, but this was limited by resources and investigator availability. Parents were excluded if their child was admitted to a neonatal unit because of difficulty in complexity categorization and the confounding issue of mothers often being admitted simultaneously. There were no other unit-, diagnosis-, or service-based exclusions to participation. Parents were also excluded if their child was 18 years or older or if they themselves were younger than 18 years. Parents were approached once their child was identified for discharge from the hospital within 48 hours. Surveys were self-administered at the time of enrollment on provided electronic tablets. Participants at some sites were offered a $5 gift card as an incentive for survey completion.

The survey included a previously published financial distress scale (InCharge Financial Distress/Financial Wellbeing Scale [IFDFW])(Appendix).27 A question in addition to the IFDFW assessed whether families were currently experiencing financial burden from medical care28,29 and whether that burden was caused by their child (Appendix) because the IFDFW does not address the source of financial distress. The survey also included questions assessing perspectives on healthcare costs (data not presented here). The survey was refined through review by psychometric experts and members of the Family Advisory Council at the primary research site, which led to minor modifications. The final survey consisted of 40 items and was professionally translated into Spanish by a third-party company (Idem Translations). It was pilot tested by 10 parents of hospitalized children to assess for adequate comprehension and clarity; these parents were not included in the final data analysis.

Variables

The primary outcome variables were level of financial distress as defined by the IFDFW scale27 and the presence of medical financial burden. The IFDFW scale has eight questions answered on a scale of 1-10, and the final score is calculated by averaging these answers. The scale defines three categories of financial distress (high, 1-3.9; average, 4-6.9; low, 7-10); however, we dichotomized our outcome as high (<4) or not high (≥4). The outcome was analyzed as both continuous and dichotomous variables because small differences in continuous scores, if detected, may be less clinically relevant. Medical financial burden was categorized as child related, child unrelated, and none.

Multivariable Logistic Regression Modeling the Odds of High Financial Distress

Our secondary aim was to identify predictors of financial distress and medical financial burden. The primary predictor variable of interest was the hospitalized child’s level of chronic disease (complex chronic disease, C-CD; noncomplex chronic disease, NC-CD; no chronic disease, no-CD) as categorized by the consensus definitions from the Center of Excellence on Quality of Care Measures for Children with Complex Needs (Appendix).30 We assigned level of chronic disease based on manual review of problem lists and diagnoses in the electronic health record (EHR) from up to 3 years prior. At sites with multiple researchers, the first five to ten charts were reviewed together to ensure consistency in categorization, but no formal assessment of interrater reliability was conducted. Other predictor variables are listed in Tables 2 and 3. Insurance payer was defined as “public” or “private” based on the documented insurance plan in the EHR. Patients with dual public and private insurance were categorized as public.

Multinomial/Polytomous Regression Modeling the Odds of Having Medical Financial Burden

Statistical Analysis

We estimated sample size requirements using an expected mean IFDFW score with standard deviation of 5.7 ± 2 based on preliminary data from the primary study site and previously published data.27 We used a significance level of P = .05, power of 0.80, and an effect size of 0.5 points difference on the IFDFW scale between the families of children with C-CD and those with either NC-CD or no-CD. We assumed there would be unequal representation of chronic disease states, with an expectation that children with C-CD would make up approximately 40% of the total population.21,22,31 Under these assumptions, we calculated a desired total sample size of 519. This would also allow us to detect a 12% absolute difference in the rate of high financial distress between families with and without C-CD, assuming a baseline level of high financial distress of 30%.27 Our goal enrollment was 150 parents at the primary site and 75 parents at each of the other 5 sites.

We fit mixed effects logistic regression models to evaluate the odds of high financial distress and polytomous logistic regression models (for our three-level outcome) to evaluate the odds of having child-related medical financial burden vs having child-unrelated burden vs having no burden. We fit linear mixed effects models to evaluate the effect of chronic disease level and medical financial burden on mean IFDFW scores. Respondents who answered “I don’t know” to the medical financial burden question were aggregated with those who reported no medical financial burden. Models were fit as a function of chronic disease level, race, ethnicity, percentage of Federal Poverty Level (FPL), insurance payer, and having a deductible less than $1,000 per year. These models included a random intercept for facility. We also fit logistic regression models that used an interaction term between chronic disease level and percentage of FPL, as well as insurance payer and percentage of FPL, to explore potential effect modification between poverty and both chronic disease level and insurance payer on financial distress. For our models, we used the MICE package for multiple imputation to fill in missing data. We imputed 25 data sets with 25 iterations each and pooled model results using Rubin’s Rules.32 All analyses were performed in R 3.5.33

RESULTS

Of 644 parents who were invited to participate, 526 (82%) were enrolled. Participants and their hospitalized children were mostly White/Caucasian (69%) and not Hispanic/Latino (76%), with 34% of families living below 200% FPL and 274 (52%) having private insurance (Table 1). Of the hospitalized children, 225 (43%) were categorized as C-CD, 143 (27%) as NC-CD, and 157 (30%) as no-CD. All participants completed the IFDFW; however, there were five missing responses to the medical financial burden question. Table 1 lists missing demographic and financial difficulty data.

Financial Distress

The mean IFDFW score of all participants was 5.6 ± 2.1, with 125 having high financial distress (24%; 95% CI, 20-28) (Table 1). There was no difference in mean IFDFW scores among families of children with different chronic disease levels (Figure). On unadjusted and adjusted analyses, there was no association between level of chronic disease and high financial distress when C-CD and NC-CD groups were each compared with no-CD (Table 2). However, families living below 400% FPL (annual income of $100,400 for a family of four) were significantly more likely than families living at 400% FPL and above to have high financial distress. Families tended to have lower financial distress (as indicated by mean IFDFW scores) with increasing percentage of FPL; however, there were families in every FPL bracket who experienced high financial distress (Appendix Figure 1a). A secondary analysis of families below and those at or above 200% FPL did not find any significant interactions between percentage of FPL and either chronic disease level (P = .86) or insurance payer (P = .83) on financial distress.

Mean Change in Continuous IFDFW Score Due to Chronic Disease Level and Medical Financial Burden

Medical Financial Burden

Overall, 160 parents (30%; 95% CI, 27-35) reported having medical financial burden, with 86 of those parents (54%) indicating their financial burden was related to their child’s medical care (Table 1). Compared with families with no such medical financial burden, respondents with medical financial burden, either child related or child unrelated, had significantly lower mean IFDFW scores (Figure), which indicates overall higher financial distress in these families. However, some families with low financial distress also reported medical financial burden.

Adjusted analyses demonstrated that, compared with families of children with no-CD, families of children with C-CD (adjusted odds ratio [AOR], 4.98; 95% CI, 2.41-10.29) or NC-CD (AOR, 2.57; 95% CI, 1.11-5.93) had significantly higher odds of having child-related medical financial burden (Table 3). Families of children with NC-CD were also more likely than families of children with no-CD to have child-unrelated medical burden (Table 3). Percentage of FPL was the only other significant predictor of child-related and child-unrelated medical financial burden (Table 3), but as with the distribution of financial distress, medical financial burden was seen across family income brackets (Appendix Figure 1b).

DISCUSSION

In this multicenter study of parents of hospitalized children, almost one in four families experienced high financial distress and almost one in three families reported having medical financial burden, with both measures of financial difficulty affecting families across all income levels. While these percentages are not substantially higher than those seen in the general population,27,34 70% of our population was composed of children with chronic disease who are more likely to have short-term and long-term healthcare needs, which places them at risk for significant ongoing medical costs.

We hypothesized that families of children with complex chronic disease would have higher levels of financial difficulties,13,35,36 but we found that level of chronic disease was associated only with medical financial burden and not with high financial distress. Financial distress is likely multifactorial and dynamic, with different drivers across various income levels. Therefore, while medical financial burden likely contributes to high financial distress, there may be other contributing factors not captured by the IFDFW. However, subjective medical financial burden has still been associated with impaired access to care.10,34 Therefore, our results suggest that families of children with chronic diseases might be at higher risk for barriers to consistent healthcare because of the financial burden their frequent healthcare utilization incurs.

Household poverty level was also associated with financial distress and medical financial burden, although surprisingly both measures of financial difficulty were present in all FPL brackets. This highlights an important reality that financial vulnerability extends beyond income and federally defined “poverty.” Non-income factors, such as high local costs of living and the growing problem of underinsurance, may significantly contribute to financial difficulty, which may render static financial metrics such as percentage of FPL insufficient screeners. Furthermore, as evidenced by the nearly 10% of our respondents who declined to provide their income information, this is a sensitive topic for some families, so gathering income data during admission could likely be a nonstarter.

In the absence of other consistent predictors of financial difficulty that could trigger interventions such as an automatic financial counselor consult, hospitals and healthcare providers could consider implementing routine non-income based financial screening questions on admission, such as one assessing medical financial burden, as a nondiscriminatory way of identifying at-risk families and provide further education and assistance regarding their financial needs. Systematically gathering this data may also further demonstrate the need for broad financial navigation programs as a mainstay in comprehensive inpatient care.

We acknowledge several limitations of this study. Primarily, we surveyed families prior to discharge and receipt of hospitalization-related bills, and these bills could contribute significantly to financial difficulties. While the families of children with chronic disease, who likely have recurrent medical bills, did not demonstrate higher financial distress, it is possible that the overall rate of financial difficulties would have been higher had we surveyed families several weeks after discharge. Our measures of financial difficulty were also subjective and, therefore, at risk for response biases (such as recall bias) that could have misestimated the prevalence of these problems in our population. However, published literature on the IFDFW scale demonstrates concordance between the subjective score and tangible outcomes of financial distress (eg, contacting a credit agency). The IFDFW scale was validated in the general population, and although it has been used in studies of medical populations,37-41 none have been in hospitalized populations, which may affect the scale’s applicability in our study. The study was also conducted only at university-affiliated children’s hospitals, and although these hospitals are geographically diverse, most children in the United States are admitted to general or community hospitals.31 Our population was also largely White, non-Hispanic/Latino, and English speaking. Therefore, our sample may not reflect the general population of hospitalized children and their families. We also assigned levels of chronic disease based on manual EHR review. While the EHR should capture each patient’s breadth of medical issues, inaccurate or missing documentation could have led to misclassification of complexity in some cases. Additionally, our sample size was calculated to detect fairly large differences in our primary outcome, and some of our unexpected results may have resulted from this study being underpowered for detection of smaller, but perhaps still clinically relevant, differences. Finally, we do not have data for several possible confounders in our study, such as employment status, health insurance concordance among family members, or sources of supplemental income, that may impact a family’s overall financial health, along with some potential important hospital-based screening characteristics, such as admitting service team or primary diagnosis.

CONCLUSION

Financial difficulties are common in families of hospitalized pediatric patients. Low-income families and those who have children with chronic conditions are at particular risk; however, all subsets of families can be affected. Given the potential negative health outcomes financial difficulties impose on families and children, the ability to identify and support vulnerable families is a crucial component of care. Hospitalization may be a prime opportunity to identify and support our at-risk families.

Acknowledgments

The authors would like to thank the parents at each of the study sites for their participation, as well as the multiple research coordinators across the study sites for assisting in recruitment of families, survey administration, and data collection. KT Park, MD, MS (Stanford University School of Medicine) served as an adviser for the study’s design.

Disclosures

All authors have no financial relationships or conflicts of interest relevant to this article to disclose.

Rising US healthcare costs coupled with high cost-sharing insurance plans have led to increased out-of-pocket healthcare expenditures, especially for those who are low income or in poorer health.1-7 Increased out-of-pocket expenditures can lead to “financial distress” (defined as the subjective level of stress felt toward one’s personal financial situation) and to “medical financial burden” (defined as the subjective assessment of financial problems relating specifically to medical costs). Financial distress and medical financial burden (defined together as “financial difficulty”) lead to impaired access and delayed presentation to care and treatment nonadherence in hopes of alleviating costs.8-12

Between 20% and 50% of families with children requiring frequent medical care report that their child’s healthcare has caused a financial difficulty.13,14 In addition to direct medical costs, these parents can also suffer from indirect costs of their child’s care, such as unemployment or missed work.15-17 Along with these families, families who are low income (generally defined as living below 200% of the Federal Poverty Level) also have higher absolute and relative out-of-pocket healthcare costs, and both groups are more likely to have unmet medical needs or to delay or forgo care.18-20 Medically complex children also represent an increasing percentage of patients admitted to children’s hospitals21,22 where their families may be more vulnerable to worsening financial difficulties caused by direct costs and income depletion—due to lost wages, transportation, and meals—associated with hospitalization.23

The hospitalized population can be readily screened and provided interventions. Although evidence on effective inpatient financial interventions is lacking, financial navigation programs piloted in the ambulatory setting that standardize financial screening and support trained financial navigators could prove a promising model for inpatient care.24-26 Therefore, understanding the prevalence of financial difficulties in this population and potential high-yield screening characteristics is critical in laying the groundwork for more robust in-hospital financial screening and support systems.

Our primary objective was to assess the prevalence of financial distress and medical financial burden in families of hospitalized children. Our secondary objective was to examine measurable factors during hospitalization that could identify families at risk for these financial difficulties to better understand how to target and implement hospital-based interventions.

METHODS

We conducted a cross-sectional survey at six university-affiliated children’s hospitals (Table 1). Each site’s institutional review board approved the study. All participants were verbally informed of the research goals of the study and provided with a research information document. Need for written informed consent was determined by each institutional review board.

Characteristics of Parent Respondents and Their Hospitalized Child

Study enrollment occurred between October 2017 and November 2018, with individual sites having shorter active enrollment periods (ranging from 25 to 100 days) until sample size goals were met as explained below. Participants represented a convenience sample of parents or guardians (hereafter referred to only as “parents”), who were eligible for enrollment if their child was admitted to one of the six hospitals during the active enrollment period at that site. To avoid sampling bias, each site made an effort to enroll a consecutive sample of parents, but this was limited by resources and investigator availability. Parents were excluded if their child was admitted to a neonatal unit because of difficulty in complexity categorization and the confounding issue of mothers often being admitted simultaneously. There were no other unit-, diagnosis-, or service-based exclusions to participation. Parents were also excluded if their child was 18 years or older or if they themselves were younger than 18 years. Parents were approached once their child was identified for discharge from the hospital within 48 hours. Surveys were self-administered at the time of enrollment on provided electronic tablets. Participants at some sites were offered a $5 gift card as an incentive for survey completion.

The survey included a previously published financial distress scale (InCharge Financial Distress/Financial Wellbeing Scale [IFDFW])(Appendix).27 A question in addition to the IFDFW assessed whether families were currently experiencing financial burden from medical care28,29 and whether that burden was caused by their child (Appendix) because the IFDFW does not address the source of financial distress. The survey also included questions assessing perspectives on healthcare costs (data not presented here). The survey was refined through review by psychometric experts and members of the Family Advisory Council at the primary research site, which led to minor modifications. The final survey consisted of 40 items and was professionally translated into Spanish by a third-party company (Idem Translations). It was pilot tested by 10 parents of hospitalized children to assess for adequate comprehension and clarity; these parents were not included in the final data analysis.

Variables

The primary outcome variables were level of financial distress as defined by the IFDFW scale27 and the presence of medical financial burden. The IFDFW scale has eight questions answered on a scale of 1-10, and the final score is calculated by averaging these answers. The scale defines three categories of financial distress (high, 1-3.9; average, 4-6.9; low, 7-10); however, we dichotomized our outcome as high (<4) or not high (≥4). The outcome was analyzed as both continuous and dichotomous variables because small differences in continuous scores, if detected, may be less clinically relevant. Medical financial burden was categorized as child related, child unrelated, and none.

Multivariable Logistic Regression Modeling the Odds of High Financial Distress

Our secondary aim was to identify predictors of financial distress and medical financial burden. The primary predictor variable of interest was the hospitalized child’s level of chronic disease (complex chronic disease, C-CD; noncomplex chronic disease, NC-CD; no chronic disease, no-CD) as categorized by the consensus definitions from the Center of Excellence on Quality of Care Measures for Children with Complex Needs (Appendix).30 We assigned level of chronic disease based on manual review of problem lists and diagnoses in the electronic health record (EHR) from up to 3 years prior. At sites with multiple researchers, the first five to ten charts were reviewed together to ensure consistency in categorization, but no formal assessment of interrater reliability was conducted. Other predictor variables are listed in Tables 2 and 3. Insurance payer was defined as “public” or “private” based on the documented insurance plan in the EHR. Patients with dual public and private insurance were categorized as public.

Multinomial/Polytomous Regression Modeling the Odds of Having Medical Financial Burden

Statistical Analysis

We estimated sample size requirements using an expected mean IFDFW score with standard deviation of 5.7 ± 2 based on preliminary data from the primary study site and previously published data.27 We used a significance level of P = .05, power of 0.80, and an effect size of 0.5 points difference on the IFDFW scale between the families of children with C-CD and those with either NC-CD or no-CD. We assumed there would be unequal representation of chronic disease states, with an expectation that children with C-CD would make up approximately 40% of the total population.21,22,31 Under these assumptions, we calculated a desired total sample size of 519. This would also allow us to detect a 12% absolute difference in the rate of high financial distress between families with and without C-CD, assuming a baseline level of high financial distress of 30%.27 Our goal enrollment was 150 parents at the primary site and 75 parents at each of the other 5 sites.

We fit mixed effects logistic regression models to evaluate the odds of high financial distress and polytomous logistic regression models (for our three-level outcome) to evaluate the odds of having child-related medical financial burden vs having child-unrelated burden vs having no burden. We fit linear mixed effects models to evaluate the effect of chronic disease level and medical financial burden on mean IFDFW scores. Respondents who answered “I don’t know” to the medical financial burden question were aggregated with those who reported no medical financial burden. Models were fit as a function of chronic disease level, race, ethnicity, percentage of Federal Poverty Level (FPL), insurance payer, and having a deductible less than $1,000 per year. These models included a random intercept for facility. We also fit logistic regression models that used an interaction term between chronic disease level and percentage of FPL, as well as insurance payer and percentage of FPL, to explore potential effect modification between poverty and both chronic disease level and insurance payer on financial distress. For our models, we used the MICE package for multiple imputation to fill in missing data. We imputed 25 data sets with 25 iterations each and pooled model results using Rubin’s Rules.32 All analyses were performed in R 3.5.33

RESULTS

Of 644 parents who were invited to participate, 526 (82%) were enrolled. Participants and their hospitalized children were mostly White/Caucasian (69%) and not Hispanic/Latino (76%), with 34% of families living below 200% FPL and 274 (52%) having private insurance (Table 1). Of the hospitalized children, 225 (43%) were categorized as C-CD, 143 (27%) as NC-CD, and 157 (30%) as no-CD. All participants completed the IFDFW; however, there were five missing responses to the medical financial burden question. Table 1 lists missing demographic and financial difficulty data.

Financial Distress

The mean IFDFW score of all participants was 5.6 ± 2.1, with 125 having high financial distress (24%; 95% CI, 20-28) (Table 1). There was no difference in mean IFDFW scores among families of children with different chronic disease levels (Figure). On unadjusted and adjusted analyses, there was no association between level of chronic disease and high financial distress when C-CD and NC-CD groups were each compared with no-CD (Table 2). However, families living below 400% FPL (annual income of $100,400 for a family of four) were significantly more likely than families living at 400% FPL and above to have high financial distress. Families tended to have lower financial distress (as indicated by mean IFDFW scores) with increasing percentage of FPL; however, there were families in every FPL bracket who experienced high financial distress (Appendix Figure 1a). A secondary analysis of families below and those at or above 200% FPL did not find any significant interactions between percentage of FPL and either chronic disease level (P = .86) or insurance payer (P = .83) on financial distress.

Mean Change in Continuous IFDFW Score Due to Chronic Disease Level and Medical Financial Burden

Medical Financial Burden

Overall, 160 parents (30%; 95% CI, 27-35) reported having medical financial burden, with 86 of those parents (54%) indicating their financial burden was related to their child’s medical care (Table 1). Compared with families with no such medical financial burden, respondents with medical financial burden, either child related or child unrelated, had significantly lower mean IFDFW scores (Figure), which indicates overall higher financial distress in these families. However, some families with low financial distress also reported medical financial burden.

Adjusted analyses demonstrated that, compared with families of children with no-CD, families of children with C-CD (adjusted odds ratio [AOR], 4.98; 95% CI, 2.41-10.29) or NC-CD (AOR, 2.57; 95% CI, 1.11-5.93) had significantly higher odds of having child-related medical financial burden (Table 3). Families of children with NC-CD were also more likely than families of children with no-CD to have child-unrelated medical burden (Table 3). Percentage of FPL was the only other significant predictor of child-related and child-unrelated medical financial burden (Table 3), but as with the distribution of financial distress, medical financial burden was seen across family income brackets (Appendix Figure 1b).

DISCUSSION

In this multicenter study of parents of hospitalized children, almost one in four families experienced high financial distress and almost one in three families reported having medical financial burden, with both measures of financial difficulty affecting families across all income levels. While these percentages are not substantially higher than those seen in the general population,27,34 70% of our population was composed of children with chronic disease who are more likely to have short-term and long-term healthcare needs, which places them at risk for significant ongoing medical costs.

We hypothesized that families of children with complex chronic disease would have higher levels of financial difficulties,13,35,36 but we found that level of chronic disease was associated only with medical financial burden and not with high financial distress. Financial distress is likely multifactorial and dynamic, with different drivers across various income levels. Therefore, while medical financial burden likely contributes to high financial distress, there may be other contributing factors not captured by the IFDFW. However, subjective medical financial burden has still been associated with impaired access to care.10,34 Therefore, our results suggest that families of children with chronic diseases might be at higher risk for barriers to consistent healthcare because of the financial burden their frequent healthcare utilization incurs.

Household poverty level was also associated with financial distress and medical financial burden, although surprisingly both measures of financial difficulty were present in all FPL brackets. This highlights an important reality that financial vulnerability extends beyond income and federally defined “poverty.” Non-income factors, such as high local costs of living and the growing problem of underinsurance, may significantly contribute to financial difficulty, which may render static financial metrics such as percentage of FPL insufficient screeners. Furthermore, as evidenced by the nearly 10% of our respondents who declined to provide their income information, this is a sensitive topic for some families, so gathering income data during admission could likely be a nonstarter.

In the absence of other consistent predictors of financial difficulty that could trigger interventions such as an automatic financial counselor consult, hospitals and healthcare providers could consider implementing routine non-income based financial screening questions on admission, such as one assessing medical financial burden, as a nondiscriminatory way of identifying at-risk families and provide further education and assistance regarding their financial needs. Systematically gathering this data may also further demonstrate the need for broad financial navigation programs as a mainstay in comprehensive inpatient care.

We acknowledge several limitations of this study. Primarily, we surveyed families prior to discharge and receipt of hospitalization-related bills, and these bills could contribute significantly to financial difficulties. While the families of children with chronic disease, who likely have recurrent medical bills, did not demonstrate higher financial distress, it is possible that the overall rate of financial difficulties would have been higher had we surveyed families several weeks after discharge. Our measures of financial difficulty were also subjective and, therefore, at risk for response biases (such as recall bias) that could have misestimated the prevalence of these problems in our population. However, published literature on the IFDFW scale demonstrates concordance between the subjective score and tangible outcomes of financial distress (eg, contacting a credit agency). The IFDFW scale was validated in the general population, and although it has been used in studies of medical populations,37-41 none have been in hospitalized populations, which may affect the scale’s applicability in our study. The study was also conducted only at university-affiliated children’s hospitals, and although these hospitals are geographically diverse, most children in the United States are admitted to general or community hospitals.31 Our population was also largely White, non-Hispanic/Latino, and English speaking. Therefore, our sample may not reflect the general population of hospitalized children and their families. We also assigned levels of chronic disease based on manual EHR review. While the EHR should capture each patient’s breadth of medical issues, inaccurate or missing documentation could have led to misclassification of complexity in some cases. Additionally, our sample size was calculated to detect fairly large differences in our primary outcome, and some of our unexpected results may have resulted from this study being underpowered for detection of smaller, but perhaps still clinically relevant, differences. Finally, we do not have data for several possible confounders in our study, such as employment status, health insurance concordance among family members, or sources of supplemental income, that may impact a family’s overall financial health, along with some potential important hospital-based screening characteristics, such as admitting service team or primary diagnosis.

CONCLUSION

Financial difficulties are common in families of hospitalized pediatric patients. Low-income families and those who have children with chronic conditions are at particular risk; however, all subsets of families can be affected. Given the potential negative health outcomes financial difficulties impose on families and children, the ability to identify and support vulnerable families is a crucial component of care. Hospitalization may be a prime opportunity to identify and support our at-risk families.

Acknowledgments

The authors would like to thank the parents at each of the study sites for their participation, as well as the multiple research coordinators across the study sites for assisting in recruitment of families, survey administration, and data collection. KT Park, MD, MS (Stanford University School of Medicine) served as an adviser for the study’s design.

Disclosures

All authors have no financial relationships or conflicts of interest relevant to this article to disclose.

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7. Richman IB, Brodie M. A National study of burdensome health care costs among non-elderly Americans. BMC Health Serv Res. 2014;14:435. https://doi.org/10.1186/1472-6963-14-435
8. Choudhry NK, Saya UY, Shrank WH, et al. Cost-related medication underuse: prevalence among hospitalized managed care patients. J Hosp Med. 2012;7(2):104-109. https://doi.org/10.1002/jhm.948
9. QuickStats: percentage of persons of all ages who delayed or did not receive medical care during the preceding year because of cost, by U.S. Census region of residence—National Health Interview Survey, 2015. MMWR Morb Mortal Wkly Rep. 2017;66(4):121. https://dx.doi.org/10.15585/mmwr.mm6604a9
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11. Doty MM, Edwards JN, Holmgren AL. Seeing Red: American Driven into Debt by Medical Bills. The Commonwealth Fund; August 1, 2005. Accessed October 24, 2018. https://www.commonwealthfund.org/publications/issue-briefs/2005/aug/seeing-red-americans-driven-debt-medical-bills
12. Altice CK, Banegas MP, Tucker-Seeley RD, Yabroff KR. Financial hardships experienced by cancer survivors: a systematic review. J Natl Cancer Inst. 2016;109(2):djw205. https://doi.org/10.1093/jnci/djw205
13. Ghandour RM, Hirai AH, Blumberg SJ, Strickland BB, Kogan MD. Financial and nonfinancial burden among families of CSHCN: changes between 2001 and 2009-2010. Acad Pediatr. 2014;14(1):92-100. https://doi.org/10.1016/j.acap.2013.10.001
14. Thomson J, Shah SS, Simmons JM, et al. Financial and social hardships in families of children with medical complexity. J Pediatr. 2016;172:187-193.e1. https://doi.org/10.1016/j.jpeds.2016.01.049
15. Kuhlthau K, Kahn R, Hill KS, Gnanasekaran S, Ettner SL. The well-being of parental caregivers of children with activity limitations. Matern Child Health J. 2010;14(2):155-163. https://doi.org/10.1007/s10995-008-0434-1
16. Kuhlthau KA, Perrin JM. Child health status and parental employment. Arch Pediatr Adolesc Med. 2001;155(12):1346-1350. https://doi.org/10.1001/archpedi.155.12.1346
17. Witt WP, Gottlieb CA, Hampton J, Litzelman K. The impact of childhood activity limitations on parental health, mental health, and workdays lost in the United States. Acad Pediatr. 2009;9(4):263-269. https://doi.org/10.1016/j.acap.2009.02.008
18. Wisk LE, Witt WP. Predictors of delayed or forgone needed health care for families with children. Pediatrics. 2012;130(6):1027-1037. https://doi.org/10.1542/peds.2012-0668
19. Davidoff AJ. Insurance for children with special health care needs: patterns of coverage and burden on families to provide adequate insurance. Pediatrics. 2004;114(2):394-403. https://doi.org/10.1542/peds.114.2.394
20. Galbraith AA, Wong ST, Kim SE, Newacheck PW. Out-of-pocket financial burden for low-income families with children: socioeconomic disparities and effects of insurance. Health Serv Res. 2005;40(6 Pt 1):1722-1736. https://doi.org/10.1111/j.1475-6773.2005.00421.x
21. Berry JG, Hall DE, Kuo DZ, et al. Hospital utilization and characteristics of patients experiencing recurrent readmissions within children’s hospitals. JAMA. 2011;305(7):682-690. https://doi.org/10.1001/jama.2011.122
22. Berry JG, Hall M, Hall DE, et al. Inpatient growth and resource use in 28 children’s hospitals: a longitudinal, multi-institutional study. JAMA Pediatrics. 2013;167(2):170-177. https://doi.org/10.1001/jamapediatrics.2013.432
23. Chang LV, Shah AN, Hoefgen ER, et al. Lost earnings and nonmedical expenses of pediatric hospitalizations. Pediatrics. 2018;142(3):e20180195. https://doi.org/10.1542/peds.2018-0195
24. Banegas MP, Dickerson JF, Friedman NL, et al. Evaluation of a novel financial navigator pilot to address patient concerns about medical care costs. Perm J. 2019;23:18-084. https://doi.org/10.7812/tpp/18-084
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28. Cohen RA, Kirzinger WK. Financial burden of medical care: a family perspective. NCHS Data Brief. 2014;(142):1-8.
29. Galbraith AA, Ross-Degnan D, Soumerai SB, Rosenthal MB, Gay C, Lieu TA. Nearly half of families in high-deductible health plans whose members have chronic conditions face substantial financial burden. Health Aff (Millwood). 2011;30(2):322-331. https://doi.org/10.1377/hlthaff.2010.0584
30. Simon TD, Cawthon ML, Stanford S, et al. Pediatric medical complexity algorithm: a new method to stratify children by medical complexity. Pediatrics. 2014;133(6):e1647-e1654. https://doi.org/10.1542/peds.2013-3875
31. Leyenaar JK, Ralston SL, Shieh MS, Pekow PS, Mangione-Smith R, Lindenauer PK. Epidemiology of pediatric hospitalizations at general hospitals and freestanding children’s hospitals in the United States. J Hosp Med. 2016;11(11):743-749. https://doi.org/10.1002/jhm.2624
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39. Altomare I, Irwin B, Zafar SY, et al. Physician experience and attitudes toward addressing the cost of cancer care. J Oncol Pract. 2016;12(3):e281-288, 247-288. https://doi.org/10.1200/jop.2015.007401
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References

1. Blumberg LJ, Waidmann TA, Blavin F, Roth J. Trends in health care financial burdens, 2001 to 2009. Milbank Q. 2014;92(1):88-113. https://doi.org/10.1111/1468-0009.12042
2. Claxton G, Rae M, Long M, et al. Employer Health Benefits, 2015 Annual Survey. Kaiser Family Foundation; 2015. http://files.kff.org/attachment/report-2015-employer-health-benefits-survey
3. Long M, Rae M, Claxton G, et al. Recent trends in employer-sponsored insurance premiums. JAMA. 2016;315(1):18. https://doi.org/10.1001/jama.2015.17349
4. Patients’ perspectives on health care in the United States: A look at seven states and the nation. Press release. NPR, Robert Wood Johnson Foundation, Harvard T.H. Chan School of Public Health; February 29, 2016. Accessed February 23, 2018. https://www.rwjf.org/en/library/research/2016/02/patients--perspectives-on-health-care-in-the-united-states.html
5. May JH, Cunningham PJ. Tough trade-offs: medical bills, family finances and access to care. Issue Brief Cent Stud Health Syst Change. 2004;(85):1-4.
6. Tu HT. Rising health costs, medical debt and chronic conditions. Issue Brief Cent Stud Health Syst Change. 2004;(88):1-5.
7. Richman IB, Brodie M. A National study of burdensome health care costs among non-elderly Americans. BMC Health Serv Res. 2014;14:435. https://doi.org/10.1186/1472-6963-14-435
8. Choudhry NK, Saya UY, Shrank WH, et al. Cost-related medication underuse: prevalence among hospitalized managed care patients. J Hosp Med. 2012;7(2):104-109. https://doi.org/10.1002/jhm.948
9. QuickStats: percentage of persons of all ages who delayed or did not receive medical care during the preceding year because of cost, by U.S. Census region of residence—National Health Interview Survey, 2015. MMWR Morb Mortal Wkly Rep. 2017;66(4):121. https://dx.doi.org/10.15585/mmwr.mm6604a9
10. Doty MM, Ho A, Davis K. How High Is Too High? Implications of High-Deductible Health Plans. The Commonwealth Fund; April 1, 2005. Accessed February 24, 2018. http://www.commonwealthfund.org/publications/fund-reports/2005/apr/how-high-is-too-high--implications-of-high-deductible-health-plans
11. Doty MM, Edwards JN, Holmgren AL. Seeing Red: American Driven into Debt by Medical Bills. The Commonwealth Fund; August 1, 2005. Accessed October 24, 2018. https://www.commonwealthfund.org/publications/issue-briefs/2005/aug/seeing-red-americans-driven-debt-medical-bills
12. Altice CK, Banegas MP, Tucker-Seeley RD, Yabroff KR. Financial hardships experienced by cancer survivors: a systematic review. J Natl Cancer Inst. 2016;109(2):djw205. https://doi.org/10.1093/jnci/djw205
13. Ghandour RM, Hirai AH, Blumberg SJ, Strickland BB, Kogan MD. Financial and nonfinancial burden among families of CSHCN: changes between 2001 and 2009-2010. Acad Pediatr. 2014;14(1):92-100. https://doi.org/10.1016/j.acap.2013.10.001
14. Thomson J, Shah SS, Simmons JM, et al. Financial and social hardships in families of children with medical complexity. J Pediatr. 2016;172:187-193.e1. https://doi.org/10.1016/j.jpeds.2016.01.049
15. Kuhlthau K, Kahn R, Hill KS, Gnanasekaran S, Ettner SL. The well-being of parental caregivers of children with activity limitations. Matern Child Health J. 2010;14(2):155-163. https://doi.org/10.1007/s10995-008-0434-1
16. Kuhlthau KA, Perrin JM. Child health status and parental employment. Arch Pediatr Adolesc Med. 2001;155(12):1346-1350. https://doi.org/10.1001/archpedi.155.12.1346
17. Witt WP, Gottlieb CA, Hampton J, Litzelman K. The impact of childhood activity limitations on parental health, mental health, and workdays lost in the United States. Acad Pediatr. 2009;9(4):263-269. https://doi.org/10.1016/j.acap.2009.02.008
18. Wisk LE, Witt WP. Predictors of delayed or forgone needed health care for families with children. Pediatrics. 2012;130(6):1027-1037. https://doi.org/10.1542/peds.2012-0668
19. Davidoff AJ. Insurance for children with special health care needs: patterns of coverage and burden on families to provide adequate insurance. Pediatrics. 2004;114(2):394-403. https://doi.org/10.1542/peds.114.2.394
20. Galbraith AA, Wong ST, Kim SE, Newacheck PW. Out-of-pocket financial burden for low-income families with children: socioeconomic disparities and effects of insurance. Health Serv Res. 2005;40(6 Pt 1):1722-1736. https://doi.org/10.1111/j.1475-6773.2005.00421.x
21. Berry JG, Hall DE, Kuo DZ, et al. Hospital utilization and characteristics of patients experiencing recurrent readmissions within children’s hospitals. JAMA. 2011;305(7):682-690. https://doi.org/10.1001/jama.2011.122
22. Berry JG, Hall M, Hall DE, et al. Inpatient growth and resource use in 28 children’s hospitals: a longitudinal, multi-institutional study. JAMA Pediatrics. 2013;167(2):170-177. https://doi.org/10.1001/jamapediatrics.2013.432
23. Chang LV, Shah AN, Hoefgen ER, et al. Lost earnings and nonmedical expenses of pediatric hospitalizations. Pediatrics. 2018;142(3):e20180195. https://doi.org/10.1542/peds.2018-0195
24. Banegas MP, Dickerson JF, Friedman NL, et al. Evaluation of a novel financial navigator pilot to address patient concerns about medical care costs. Perm J. 2019;23:18-084. https://doi.org/10.7812/tpp/18-084
25. Shankaran V, Leahy T, Steelquist J, et al. Pilot feasibility study of an oncology financial navigation program. J Oncol Pract. 2018;14(2):e122-e129. https://doi.org/10.1200/jop.2017.024927
26. Yezefski T, Steelquist J, Watabayashi K, Sherman D, Shankaran V. Impact of trained oncology financial navigators on patient out-of-pocket spending. Am J Manag Care. 2018;24(5 Suppl):S74-S79.
27. Prawitz AD, Garman ET, Sorhaindo B, O’Neill B, Kim J, Drentea P. InCharge Financial Distress/Financial Well-Being Scale: Development, Administration, and Score Interpretation. J Financial Counseling Plann. 2006;17(1):34-50. https://doi.org/10.1037/t60365-000
28. Cohen RA, Kirzinger WK. Financial burden of medical care: a family perspective. NCHS Data Brief. 2014;(142):1-8.
29. Galbraith AA, Ross-Degnan D, Soumerai SB, Rosenthal MB, Gay C, Lieu TA. Nearly half of families in high-deductible health plans whose members have chronic conditions face substantial financial burden. Health Aff (Millwood). 2011;30(2):322-331. https://doi.org/10.1377/hlthaff.2010.0584
30. Simon TD, Cawthon ML, Stanford S, et al. Pediatric medical complexity algorithm: a new method to stratify children by medical complexity. Pediatrics. 2014;133(6):e1647-e1654. https://doi.org/10.1542/peds.2013-3875
31. Leyenaar JK, Ralston SL, Shieh MS, Pekow PS, Mangione-Smith R, Lindenauer PK. Epidemiology of pediatric hospitalizations at general hospitals and freestanding children’s hospitals in the United States. J Hosp Med. 2016;11(11):743-749. https://doi.org/10.1002/jhm.2624
32. Rubin DB. Multiple Imputation for Nonresponse in Surveys. John Wiley and Sons; 1987.
33. R: A language and environment for statistical computing. R Foundation for Statistical Computing; 2018. https://www.R-project.org/
34. Hamel L, Norton M, Pollitz K, Levitt L, Claxton G, Brodie M. The Burden of Medical Debt: Results from the Kaiser Family Foundation/New York Times Medical Bills Survey. Kaiser Family Foundation; January 5, 2016. Accessed February 26, 2019. https://www.kff.org/wp-content/uploads/2016/01/8806-the-burden-of-medical-debt-results-from-the-kaiser-family-foundation-new-york-times-medical-bills-survey.pdf
35. Witt WP, Litzelman K, Mandic CG, et al. Healthcare-related financial burden among families in the U.S.: the role of childhood activity limitations and income. J Fam Econ Issues. 2011;32(2):308-326. https://doi.org/10.1007/s10834-011-9253-4
36. Zan H, Scharff RL. The heterogeneity in financial and time burden of caregiving to children with chronic conditions. Matern Child Health J. 2015;19(3):615-625. https://doi.org/10.1007/s10995-014-1547-3
37. Irwin B, Kimmick G, Altomare I, et al. Patient experience and attitudes toward addressing the cost of breast cancer care. Oncologist. 2014;19(11):1135-1140. https://doi.org/10.1634/theoncologist.2014-0117
38. Meisenberg BR, Varner A, Ellis E, et al. Patient attitudes regarding the cost of illness in cancer care. Oncologist. 2015;20(10):1199-1204. https://doi.org/10.1634/theoncologist.2015-0168
39. Altomare I, Irwin B, Zafar SY, et al. Physician experience and attitudes toward addressing the cost of cancer care. J Oncol Pract. 2016;12(3):e281-288, 247-288. https://doi.org/10.1200/jop.2015.007401
40. Starkey AJ, Keane CR, Terry MA, Marx JH, Ricci EM. Financial distress and depressive symptoms among African American women: identifying financial priorities and needs and why it matters for mental health. J Urban Health. 2013;90(1):83-100. https://doi.org/10.1007/s11524-012-9755-x
41. Amanatullah DF, Murasko MJ, Chona DV, Crijns TJ, Ring D, Kamal RN. Financial distress and discussing the cost of total joint arthroplasty. J Arthroplasty. 2018;33(11):3394-3397. https://doi.org/10.1016/j.arth.2018.07.010

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Baricitinib reduces adult atopic dermatitis severity in phase 3 study

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Signs and symptoms of moderate to severe atopic dermatitis (AD) were significantly reduced with baricitinib 4 mg on top of topical corticosteroids, compared with placebo in the phase 3, double-blind, placebo-controlled, BREEZE-AD7 study.

The study enrolled patients with inadequate responses to topical corticosteroids, according to Kristian Reich, MD, University Medical Center Hamburg-Eppendorf, Hamburg, Germany, and his coauthors.
 

First test of baricitinib plus topical steroids

Baricitinib, an oral selective Janus kinase (JAK)1/JAK2 inhibitor, inhibits several cytokines in AD pathogenesis, and in two monotherapy studies (BREEZE-AD1 and BREEZE-AD2), it was superior to placebo for reducing several AD clinical signs and symptoms. The current BREEZE-AD7 study is the first to test baricitinib plus background topical corticosteroid therapy, more closely mirroring clinical practice, the authors noted.

BREEZE-AD7 was conducted at 68 centers in 10 countries in Asia, Australia, Europe, and South America. It included 329 adults with moderate to severe AD (mean age around 34 years, and around 34% were female) with inadequate responses to topical corticosteroids documented within the last 6 months. They were randomized 1:1:1 to daily baricitinib 4 mg, daily baricitinib 2 mg, or placebo for 16 weeks. All patients received moderate- and/or low-potency topical corticosteroids (such as 0.1%triamcinolone cream and 2.5% hydrocortisone ointment, respectively) for active lesions.
 

Significant benefit at 4 mg

At week 16, 31% of AD patients receiving baricitinib 4 mg achieved Validated Investigator Global Assessment for Atopic Dermatitis (vIGA-AD) scores of 0 (clear) or 1 (almost clear) versus 15% in the placebo group (odds ratio, 2.8; 95% confidence interval, 1.4-5.6; P = .004). Among patients receiving baricitinib 2 mg, 24% achieved vI-GA-AD scores of 0 or 1 (OR, 1.9; 95% CI, 0.9-3.9; P = .08).

The same pattern of improving scores from placebo to baricitinib 2 mg to baricitinib 4 mg persisted, as reflected with secondary endpoints at week 16. Among patients receiving baricitinib 4 mg, 48% achieved Eczema Area Severity Index (EASI) 75 responses, versus 43% and 23% in 2 mg and placebo groups, respectively. Percent changes from baseline in total EASI score were –67%, –58%, –45% for baricitinib 4 mg, baricitinib 2 mg, and placebo, respectively; the proportion of patients achieving 4-point or greater improvements in Itch Numeric Rating Scale (NRS) was 44%, 38%, and 20% for baricitinib 4 mg, baricitinib 2 mg and placebo, respectively.

Similarly, mean change from baseline on the Skin Pain numeric rating scale was –3.7, –3.2, and –2.1 for baricitinib 4 mg, baricitinib 2 mg and placebo. Nighttime itch awakenings were also reduced in a similar progression from placebo to the higher baricitinib dose.
 

Adverse events dose related

Treatment-related adverse events were reported more frequently in the baricitinib groups (58% baricitinib 4 mg, 56% baricitinib 2 mg) versus placebo 38%. Nasopharyngitis was most common, followed by oral herpes, upper respiratory tract infection, acne, diarrhea, and back pain. Serious adverse event rates were similar across treatment groups. Permanent discontinuation rates were low at 5% for baricitinib 4 mg, 0% for baricitinib 2 mg, and 1% for placebo. The side-effect profile for baricitinib was consistent with prior studies, Dr. Reich and his coauthors reported.

 

 

The authors noted further, “data in this study suggest that patients with AD treated with baricitinib may be able to reduce the frequency and total quantity of concomitant TCSs [topical corticosteroids] used, thus mitigating concerns associated with continual or sustained application of topical treatments.”

“Overall, this study provides further evidence to support the efficacy and safety profile of baricitinib for the treatment of moderate-severe AD,” commented one of the authors, Jonathan I. Silverberg, MD, PhD, MPH, of the department of dermatology at George Washington University in Washington.

“In particular, this study shows that adding topical corticosteroids to baricitinib increases the rate of treatment success compared with the efficacy seen in baricitinib monotherapy studies. These data will be important to guide the use of baricitinib with topical corticosteroids in clinical practice. I think these data are also important because they show that baricitinib 4 mg may be more effective than 2 mg in some patients,” he said in an interview.

In late September, the European Medicines Agency’s Committee for Medicinal Products for Human Use recommended approval of oral baricitinib for adults with moderate to severe AD who are candidates for systemic therapy. Baricitinib is approved in the European Union and the United States to treat moderate to severe active rheumatoid arthritis. If approved in Europe, it will be the first JAK inhibitor and first oral medication indicated to treat patients with AD.

The study was funded by Eli Lilly and Company under license from Incyte Corporation. Dr. Reich reported receiving fees to the institution for participation in clinical trials from Eli Lilly and Company during the conduct of the study and personal fees for lectures. Dr. Silverberg reported receiving fees from Eli Lilly and Company during the conduct of the study, and fees from companies outside of this work. Other authors also reported disclosures related to Eli Lilly and other pharmaceutical companies, and several authors were Eli Lilly employees.
 

SOURCE: Reich K et al. JAMA Dermatol. 2020 Sep 30. doi: 10.1001/jamadermatol.2020.3260.

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Signs and symptoms of moderate to severe atopic dermatitis (AD) were significantly reduced with baricitinib 4 mg on top of topical corticosteroids, compared with placebo in the phase 3, double-blind, placebo-controlled, BREEZE-AD7 study.

The study enrolled patients with inadequate responses to topical corticosteroids, according to Kristian Reich, MD, University Medical Center Hamburg-Eppendorf, Hamburg, Germany, and his coauthors.
 

First test of baricitinib plus topical steroids

Baricitinib, an oral selective Janus kinase (JAK)1/JAK2 inhibitor, inhibits several cytokines in AD pathogenesis, and in two monotherapy studies (BREEZE-AD1 and BREEZE-AD2), it was superior to placebo for reducing several AD clinical signs and symptoms. The current BREEZE-AD7 study is the first to test baricitinib plus background topical corticosteroid therapy, more closely mirroring clinical practice, the authors noted.

BREEZE-AD7 was conducted at 68 centers in 10 countries in Asia, Australia, Europe, and South America. It included 329 adults with moderate to severe AD (mean age around 34 years, and around 34% were female) with inadequate responses to topical corticosteroids documented within the last 6 months. They were randomized 1:1:1 to daily baricitinib 4 mg, daily baricitinib 2 mg, or placebo for 16 weeks. All patients received moderate- and/or low-potency topical corticosteroids (such as 0.1%triamcinolone cream and 2.5% hydrocortisone ointment, respectively) for active lesions.
 

Significant benefit at 4 mg

At week 16, 31% of AD patients receiving baricitinib 4 mg achieved Validated Investigator Global Assessment for Atopic Dermatitis (vIGA-AD) scores of 0 (clear) or 1 (almost clear) versus 15% in the placebo group (odds ratio, 2.8; 95% confidence interval, 1.4-5.6; P = .004). Among patients receiving baricitinib 2 mg, 24% achieved vI-GA-AD scores of 0 or 1 (OR, 1.9; 95% CI, 0.9-3.9; P = .08).

The same pattern of improving scores from placebo to baricitinib 2 mg to baricitinib 4 mg persisted, as reflected with secondary endpoints at week 16. Among patients receiving baricitinib 4 mg, 48% achieved Eczema Area Severity Index (EASI) 75 responses, versus 43% and 23% in 2 mg and placebo groups, respectively. Percent changes from baseline in total EASI score were –67%, –58%, –45% for baricitinib 4 mg, baricitinib 2 mg, and placebo, respectively; the proportion of patients achieving 4-point or greater improvements in Itch Numeric Rating Scale (NRS) was 44%, 38%, and 20% for baricitinib 4 mg, baricitinib 2 mg and placebo, respectively.

Similarly, mean change from baseline on the Skin Pain numeric rating scale was –3.7, –3.2, and –2.1 for baricitinib 4 mg, baricitinib 2 mg and placebo. Nighttime itch awakenings were also reduced in a similar progression from placebo to the higher baricitinib dose.
 

Adverse events dose related

Treatment-related adverse events were reported more frequently in the baricitinib groups (58% baricitinib 4 mg, 56% baricitinib 2 mg) versus placebo 38%. Nasopharyngitis was most common, followed by oral herpes, upper respiratory tract infection, acne, diarrhea, and back pain. Serious adverse event rates were similar across treatment groups. Permanent discontinuation rates were low at 5% for baricitinib 4 mg, 0% for baricitinib 2 mg, and 1% for placebo. The side-effect profile for baricitinib was consistent with prior studies, Dr. Reich and his coauthors reported.

 

 

The authors noted further, “data in this study suggest that patients with AD treated with baricitinib may be able to reduce the frequency and total quantity of concomitant TCSs [topical corticosteroids] used, thus mitigating concerns associated with continual or sustained application of topical treatments.”

“Overall, this study provides further evidence to support the efficacy and safety profile of baricitinib for the treatment of moderate-severe AD,” commented one of the authors, Jonathan I. Silverberg, MD, PhD, MPH, of the department of dermatology at George Washington University in Washington.

“In particular, this study shows that adding topical corticosteroids to baricitinib increases the rate of treatment success compared with the efficacy seen in baricitinib monotherapy studies. These data will be important to guide the use of baricitinib with topical corticosteroids in clinical practice. I think these data are also important because they show that baricitinib 4 mg may be more effective than 2 mg in some patients,” he said in an interview.

In late September, the European Medicines Agency’s Committee for Medicinal Products for Human Use recommended approval of oral baricitinib for adults with moderate to severe AD who are candidates for systemic therapy. Baricitinib is approved in the European Union and the United States to treat moderate to severe active rheumatoid arthritis. If approved in Europe, it will be the first JAK inhibitor and first oral medication indicated to treat patients with AD.

The study was funded by Eli Lilly and Company under license from Incyte Corporation. Dr. Reich reported receiving fees to the institution for participation in clinical trials from Eli Lilly and Company during the conduct of the study and personal fees for lectures. Dr. Silverberg reported receiving fees from Eli Lilly and Company during the conduct of the study, and fees from companies outside of this work. Other authors also reported disclosures related to Eli Lilly and other pharmaceutical companies, and several authors were Eli Lilly employees.
 

SOURCE: Reich K et al. JAMA Dermatol. 2020 Sep 30. doi: 10.1001/jamadermatol.2020.3260.

Signs and symptoms of moderate to severe atopic dermatitis (AD) were significantly reduced with baricitinib 4 mg on top of topical corticosteroids, compared with placebo in the phase 3, double-blind, placebo-controlled, BREEZE-AD7 study.

The study enrolled patients with inadequate responses to topical corticosteroids, according to Kristian Reich, MD, University Medical Center Hamburg-Eppendorf, Hamburg, Germany, and his coauthors.
 

First test of baricitinib plus topical steroids

Baricitinib, an oral selective Janus kinase (JAK)1/JAK2 inhibitor, inhibits several cytokines in AD pathogenesis, and in two monotherapy studies (BREEZE-AD1 and BREEZE-AD2), it was superior to placebo for reducing several AD clinical signs and symptoms. The current BREEZE-AD7 study is the first to test baricitinib plus background topical corticosteroid therapy, more closely mirroring clinical practice, the authors noted.

BREEZE-AD7 was conducted at 68 centers in 10 countries in Asia, Australia, Europe, and South America. It included 329 adults with moderate to severe AD (mean age around 34 years, and around 34% were female) with inadequate responses to topical corticosteroids documented within the last 6 months. They were randomized 1:1:1 to daily baricitinib 4 mg, daily baricitinib 2 mg, or placebo for 16 weeks. All patients received moderate- and/or low-potency topical corticosteroids (such as 0.1%triamcinolone cream and 2.5% hydrocortisone ointment, respectively) for active lesions.
 

Significant benefit at 4 mg

At week 16, 31% of AD patients receiving baricitinib 4 mg achieved Validated Investigator Global Assessment for Atopic Dermatitis (vIGA-AD) scores of 0 (clear) or 1 (almost clear) versus 15% in the placebo group (odds ratio, 2.8; 95% confidence interval, 1.4-5.6; P = .004). Among patients receiving baricitinib 2 mg, 24% achieved vI-GA-AD scores of 0 or 1 (OR, 1.9; 95% CI, 0.9-3.9; P = .08).

The same pattern of improving scores from placebo to baricitinib 2 mg to baricitinib 4 mg persisted, as reflected with secondary endpoints at week 16. Among patients receiving baricitinib 4 mg, 48% achieved Eczema Area Severity Index (EASI) 75 responses, versus 43% and 23% in 2 mg and placebo groups, respectively. Percent changes from baseline in total EASI score were –67%, –58%, –45% for baricitinib 4 mg, baricitinib 2 mg, and placebo, respectively; the proportion of patients achieving 4-point or greater improvements in Itch Numeric Rating Scale (NRS) was 44%, 38%, and 20% for baricitinib 4 mg, baricitinib 2 mg and placebo, respectively.

Similarly, mean change from baseline on the Skin Pain numeric rating scale was –3.7, –3.2, and –2.1 for baricitinib 4 mg, baricitinib 2 mg and placebo. Nighttime itch awakenings were also reduced in a similar progression from placebo to the higher baricitinib dose.
 

Adverse events dose related

Treatment-related adverse events were reported more frequently in the baricitinib groups (58% baricitinib 4 mg, 56% baricitinib 2 mg) versus placebo 38%. Nasopharyngitis was most common, followed by oral herpes, upper respiratory tract infection, acne, diarrhea, and back pain. Serious adverse event rates were similar across treatment groups. Permanent discontinuation rates were low at 5% for baricitinib 4 mg, 0% for baricitinib 2 mg, and 1% for placebo. The side-effect profile for baricitinib was consistent with prior studies, Dr. Reich and his coauthors reported.

 

 

The authors noted further, “data in this study suggest that patients with AD treated with baricitinib may be able to reduce the frequency and total quantity of concomitant TCSs [topical corticosteroids] used, thus mitigating concerns associated with continual or sustained application of topical treatments.”

“Overall, this study provides further evidence to support the efficacy and safety profile of baricitinib for the treatment of moderate-severe AD,” commented one of the authors, Jonathan I. Silverberg, MD, PhD, MPH, of the department of dermatology at George Washington University in Washington.

“In particular, this study shows that adding topical corticosteroids to baricitinib increases the rate of treatment success compared with the efficacy seen in baricitinib monotherapy studies. These data will be important to guide the use of baricitinib with topical corticosteroids in clinical practice. I think these data are also important because they show that baricitinib 4 mg may be more effective than 2 mg in some patients,” he said in an interview.

In late September, the European Medicines Agency’s Committee for Medicinal Products for Human Use recommended approval of oral baricitinib for adults with moderate to severe AD who are candidates for systemic therapy. Baricitinib is approved in the European Union and the United States to treat moderate to severe active rheumatoid arthritis. If approved in Europe, it will be the first JAK inhibitor and first oral medication indicated to treat patients with AD.

The study was funded by Eli Lilly and Company under license from Incyte Corporation. Dr. Reich reported receiving fees to the institution for participation in clinical trials from Eli Lilly and Company during the conduct of the study and personal fees for lectures. Dr. Silverberg reported receiving fees from Eli Lilly and Company during the conduct of the study, and fees from companies outside of this work. Other authors also reported disclosures related to Eli Lilly and other pharmaceutical companies, and several authors were Eli Lilly employees.
 

SOURCE: Reich K et al. JAMA Dermatol. 2020 Sep 30. doi: 10.1001/jamadermatol.2020.3260.

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It’s not time to abandon routine screening mammography in average-risk women in their 40s

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In the 1970s and early 1980s, population-based screening mammography was studied in numerous randomized control trials (RCTs), with the primary outcome of reduced breast cancer mortality. Although technology and the sensitivity of mammography in the 1980s was somewhat rudimentary compared with current screening, a meta-analysis of these RCTs demonstrated a clear mortality benefit for screening mammography.1 As a result, widespread population-based mammography was introduced in the mid-1980s in the United States and has become a standard for breast cancer screening.

Since that time, few RCTs of screening mammography versus observation have been conducted because of the ethical challenges of entering women into such studies as well as the difficulty and expense of long-term follow-up to measure the effect of screening on breast cancer mortality. Without ongoing RCTs of mammography, retrospective, observational, and computer simulation trials of the efficacy and harms of screening mammography have been conducted using proxy measures of mortality (such as stage at diagnosis), and some have questioned the overall benefit of screening mammography.2,3

To further complicate this controversy, some national guidelines have recommended against routinely recommending screening mammography for women aged 40 to 49 based on concerns that the harms (callbacks, benign breast biopsies, overdiagnosis) exceed the potential benefits (earlier diagnosis, possible decrease in needed treatments, reduced breast cancer mortality).4 This has resulted in a confusing morass of national recommendations with uncertainty regarding the question of whether to routinely offer screening mammography for women in their 40s at average risk for breast cancer.4-6

Recently, to address this question Duffy and colleagues conducted a large RCT of women in their 40s to evaluate the long-term effect of mammography on breast cancer mortality.7 Here, I review the study in depth and offer some guidance to clinicians and women struggling with screening decisions.

Breast cancer mortality significantly lower in the screening group

The RCT, known as the UK Age trial, was conducted in England, Wales, and Scotland and enrolled 160,921 women from 1990 through 1997.7 Women were randomly assigned in a 2:1 ratio to observation or annual screening mammogram beginning at age 39–41 until age 48. (In the United Kingdom, all women are screened starting at age 50.) Study enrollees were followed for a median of 22.8 years, and the primary outcome was breast cancer mortality.

The study results showed a 25% relative risk (RR) reduction in breast cancer mortality at 10 years of follow-up in the mammography group compared with the unscreened women (83 breast cancer deaths in the mammography group vs 219 in the observation group [RR, 0.75; 95% confidence interval (CI), 0.58–0.97; P = .029]). Based on the prevalence of breast cancer in women in their 40s, this 25% relative risk reduction translates into approximately 1 less death per 1,000 women who undergo routine screening in their 40s.

While there was no additional significant mortality reduction beyond 10 years of follow-up, as noted mammography is offered routinely starting at age 50 to all women in the United Kingdom. The authors concluded that “reducing the lower age limit for screening from 50 to 40 years [of age] could potentially reduce breast cancer mortality.”

Was overdiagnosis a concern? Another finding in this trial was related to overdiagnosis of breast cancer in the screened group. Overdiagnosis refers to mammographic-only diagnosis (that is, no clinical findings) of nonaggressive breast cancer, which would remain indolent and not harm the patient. The study results demonstrated essentially no overdiagnosis in women screened at age 40 compared with the unscreened group.

Continue to: Large trial, long follow-up are key strengths...

 

 

Large trial, long follow-up are key strengths

The UK Age trial’s primary strength is its study design: a large population-based RCT that included diverse participants with the critical study outcome for cancer screening (mortality). The study’s long-term follow-up is another key strength, since breast cancer mortality typically occurs 7 to 10 years after diagnosis. In addition, results were available for 99.9% of the women enrolled in the trial (that is, only 0.1% of women were lost to follow-up). Interestingly, the demonstrated mortality reduction with screening mammography for women in their 40s validates the mortality benefit demonstrated in other large RCTs of women in their 40s.1

Another strong point is that the study addresses the issue of whether screening women in their 40s results in overdiagnosis compared with women who start screening in their 50s. Further, this study validates a prior observational study that mammographic findings of nonprogressive cancers do not disappear, so nonaggressive cancers that present on mammography in women in their 40s still would be detected when women start screening in their 50s.8

Study limitations should be noted

The study has several limitations. For example, significant improvements have been made in breast cancer treatments that may mitigate against the positive impact of screening mammography. The impact of changed breast cancer management over the past 20 years could not be addressed with this study’s design since women would have been treated in the 1990s. In addition, substantial improvements have occurred in breast cancer screening standards (2 views vs the single view used in the study) and technology since the 1990s. Current mammography includes nearly uniform use of either digital mammography (DM) or digital breast tomosynthesis (DBT), both of which improve breast cancer detection for women in their 40s compared with the older film-screen technology. In addition, DBT reduces false-positive results by approximately 40%, resulting in fewer callbacks and biopsies. While improved cancer detection and reduced false-positive results are seen with DM and DBT, whether these technology improvements result in improved breast cancer mortality has not yet been sufficiently studied.

Perhaps the most important limitation in this study is that the women did not undergo routine risk assessment before trial entry to assure that they all were at “average risk.” As a result, both high- and average-risk women would have been included in this population-based trial. Without risk stratification, it remains uncertain whether the reduction in breast cancer mortality disproportionately exists within a high-risk subgroup (such as breast cancer gene mutation carriers).

Finally, the cost efficacy of routine screening mammography for women in their 40s was not evaluated in this study.

The UK Age trial in perspective

The good news is that there is the clear evidence that breast cancer mortality rates (deaths per 100,000) have decreased by about 40% over the past 50 years, likely due to improvements in breast cancer treatment and routine screening mammography.9 Breast cancer mortality reduction is particularly important because breast cancer remains the most common cancer and is the second leading cause of cancer death in women in the United States. In the past decade, considerable debate has arisen arguing whether this reduction in breast cancer mortality is due to improved treatments, routine screening mammography, or both. Authors of a retrospective trial in Australia, recently reviewed in OBG Management, suggested that the majority of improvement is due to improvements in treatment.3,10 However, as the authors pointed out, due to the trial’s retrospective design, causality only can be inferred. The current UK Age trial does add to the numerous prospective trials demonstrating mortality benefit for mammography in women in their 40s.11

What remains a challenge for clinicians, and for women struggling with the mammography question, is the absence of risk assessment in these long-term RCT trials as well as in the large retrospective database studies. Without risk stratification, these studies treated all the study population as “average risk.” Because breast cancer risk assessment is sporadically performed in clinical practice and there are no published RCTs of screening mammography in risk-assessed “average risk” women in their 40s, it remains uncertain whether the women benefiting from screening in their 40s are in a high-risk group or whether women of average risk in this age group also are benefiting from routine screening mammography.

Continue to: What’s next: Incorporate routine risk assessment into clinical practice...

 

 

What’s next: Incorporate routine risk assessment into clinical practice

It is not time to abandon screening mammography for all women in their 40s. Rather, routine risk assessment should be performed using one of many available validated or widely tested tools, a recommendation supported by the American College of Obstetricians and Gynecologists, the National Comprehensive Cancer Network, and the US Preventive Services Task Force.5,6,12

Ideally, these tools can be incorporated into an electronic health record and prepopulated using already available patient data (such as age, reproductive risk factors, current medications, breast density if available, and family history). Prepopulating available data into breast cancer risk calculators would allow clinicians to spend time on counseling women regarding breast cancer risk and appropriate screening methods. The TABLE provides a summary of useful breast cancer risk calculators and includes comments about their utility and significant limitations and benefits. In addition to breast cancer risk, the more comprehensive risk calculators (Tyrer-Cuzick and BOADICEA) allow calculation of ovarian cancer risk and gene mutation risk.



Routinely performing breast cancer risk assessment can guide discussions of screening mammography and can provide data for conducting a more individualized discussion on cancer genetic counseling and testing, risk reduction methods in high-risk women, and possible use of intensive breast cancer screening tools in identified high-risk women.

Ultimately, debating the question of whether all women should have routine breast cancer screening in their 40s should be passé. Ideally, all women should undergo breast cancer risk assessment in their 20s. Risk assessment results can then be used to guide the discussion of multiple potential interventions for women in their 40s (or earlier if appropriate), including routine screening mammography, cancer genetic counseling and testing in appropriate individuals, and intervention for women who are identified at high risk.

Absent breast cancer risk assessment, screening mammography still should be offered to women in their 40s, and the decision to proceed should be based on a discussion of risks, benefits, and the value the patient places on these factors.●

References
  1. Nelson HD, Fu R, Cantor A, et al. Effectiveness of breast cancer screening: systematic review and meta-analysis to update the 2009 US Preventive Services Task Force recommendation. Ann Intern Med. 2016;164:244-255.
  2. Bleyer A, Welch HG. Effect of three decades of screening mammography on breast-cancer incidence. N Engl J Med. 2012;367:1998-2005.
  3. Burton R, Stevenson C. Assessment of breast cancer mortality trends associated with mammographic screening and adjuvant therapy from 1986 to 2013 in the state of Victoria, Australia. JAMA Netw Open. 2020;3:e208249-e.
  4. Nelson HD, Cantor A, Humphrey L, et al. A systematic review to update the 2009 US Preventive Services Task Force recommendation. Evidence syntheses No. 124. AHRQ Publication No. 14-05201-EF-1. Rockville, MD: Agency for Healthcare Research and Quality; 2016.
  5. Bevers TB, Helvie M, Bonaccio E, et al. Breast cancer screening and diagnosis, version 3.2018, NCCN clinical practice guidelines in oncology. J Natl Compr Canc Netw. 2018;16:1362-1389.
  6. ACOG Committee on Practice Bulletins–Gynecology. Breast cancer risk assessment and screening in average-risk women. Obstet Gynecol. 2017;130:e1-e16.
  7. Duffy SW, Vulkan D, Cuckle H, et al. Effect of mammographic screening from age 40 years on breast cancer mortality (UK Age trial): final results of a randomised, controlled trial. Lancet Oncol. 2020;21:1165-1172.
  8. Arleo EK, Monticciolo DL, Monsees B, et al. Persistent untreated screening-detected breast cancer: an argument against delaying screening or increasing the interval between screenings. J Am Coll Radiol. 2017;14:863-867.
  9. DeSantis CE, Ma J, Gaudet MM, et al. Breast cancer statistics, 2019. CA Cancer J Clin. 2019;69:438-451.
  10. Kaunitz AM. How effective is screening mammography for preventing breast cancer mortality? OBG Manag. 2020;32(8):17,49.
  11. Oeffinger KC, Fontham ET, Etzioni R, et al; American Cancer Society. Breast cancer screening for women at average risk: 2015 guideline update from the American Cancer Society. JAMA. 2015;314:1599-1614.
  12. US Preventive Services Task Force; Owens DK, Davidson KW, Krist AH, et al. Risk assessment, genetic counseling, and genetic testing for BRCA-related cancer: US Preventive Services Task Force recommendation statement. JAMA. 2019;322:652-665.
Author and Disclosure Information

Mark D. Pearlman, MD

Professor Emeritus (Active), Department of Obstetrics and Gynecology

Professor Emeritus (Active), Department of Surgery

Michigan Medicine

Ann Arbor, Michigan

The author reports no financial relationships relevant to this article.

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Mark D. Pearlman, MD

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Professor Emeritus (Active), Department of Surgery

Michigan Medicine

Ann Arbor, Michigan

The author reports no financial relationships relevant to this article.

Author and Disclosure Information

Mark D. Pearlman, MD

Professor Emeritus (Active), Department of Obstetrics and Gynecology

Professor Emeritus (Active), Department of Surgery

Michigan Medicine

Ann Arbor, Michigan

The author reports no financial relationships relevant to this article.

In the 1970s and early 1980s, population-based screening mammography was studied in numerous randomized control trials (RCTs), with the primary outcome of reduced breast cancer mortality. Although technology and the sensitivity of mammography in the 1980s was somewhat rudimentary compared with current screening, a meta-analysis of these RCTs demonstrated a clear mortality benefit for screening mammography.1 As a result, widespread population-based mammography was introduced in the mid-1980s in the United States and has become a standard for breast cancer screening.

Since that time, few RCTs of screening mammography versus observation have been conducted because of the ethical challenges of entering women into such studies as well as the difficulty and expense of long-term follow-up to measure the effect of screening on breast cancer mortality. Without ongoing RCTs of mammography, retrospective, observational, and computer simulation trials of the efficacy and harms of screening mammography have been conducted using proxy measures of mortality (such as stage at diagnosis), and some have questioned the overall benefit of screening mammography.2,3

To further complicate this controversy, some national guidelines have recommended against routinely recommending screening mammography for women aged 40 to 49 based on concerns that the harms (callbacks, benign breast biopsies, overdiagnosis) exceed the potential benefits (earlier diagnosis, possible decrease in needed treatments, reduced breast cancer mortality).4 This has resulted in a confusing morass of national recommendations with uncertainty regarding the question of whether to routinely offer screening mammography for women in their 40s at average risk for breast cancer.4-6

Recently, to address this question Duffy and colleagues conducted a large RCT of women in their 40s to evaluate the long-term effect of mammography on breast cancer mortality.7 Here, I review the study in depth and offer some guidance to clinicians and women struggling with screening decisions.

Breast cancer mortality significantly lower in the screening group

The RCT, known as the UK Age trial, was conducted in England, Wales, and Scotland and enrolled 160,921 women from 1990 through 1997.7 Women were randomly assigned in a 2:1 ratio to observation or annual screening mammogram beginning at age 39–41 until age 48. (In the United Kingdom, all women are screened starting at age 50.) Study enrollees were followed for a median of 22.8 years, and the primary outcome was breast cancer mortality.

The study results showed a 25% relative risk (RR) reduction in breast cancer mortality at 10 years of follow-up in the mammography group compared with the unscreened women (83 breast cancer deaths in the mammography group vs 219 in the observation group [RR, 0.75; 95% confidence interval (CI), 0.58–0.97; P = .029]). Based on the prevalence of breast cancer in women in their 40s, this 25% relative risk reduction translates into approximately 1 less death per 1,000 women who undergo routine screening in their 40s.

While there was no additional significant mortality reduction beyond 10 years of follow-up, as noted mammography is offered routinely starting at age 50 to all women in the United Kingdom. The authors concluded that “reducing the lower age limit for screening from 50 to 40 years [of age] could potentially reduce breast cancer mortality.”

Was overdiagnosis a concern? Another finding in this trial was related to overdiagnosis of breast cancer in the screened group. Overdiagnosis refers to mammographic-only diagnosis (that is, no clinical findings) of nonaggressive breast cancer, which would remain indolent and not harm the patient. The study results demonstrated essentially no overdiagnosis in women screened at age 40 compared with the unscreened group.

Continue to: Large trial, long follow-up are key strengths...

 

 

Large trial, long follow-up are key strengths

The UK Age trial’s primary strength is its study design: a large population-based RCT that included diverse participants with the critical study outcome for cancer screening (mortality). The study’s long-term follow-up is another key strength, since breast cancer mortality typically occurs 7 to 10 years after diagnosis. In addition, results were available for 99.9% of the women enrolled in the trial (that is, only 0.1% of women were lost to follow-up). Interestingly, the demonstrated mortality reduction with screening mammography for women in their 40s validates the mortality benefit demonstrated in other large RCTs of women in their 40s.1

Another strong point is that the study addresses the issue of whether screening women in their 40s results in overdiagnosis compared with women who start screening in their 50s. Further, this study validates a prior observational study that mammographic findings of nonprogressive cancers do not disappear, so nonaggressive cancers that present on mammography in women in their 40s still would be detected when women start screening in their 50s.8

Study limitations should be noted

The study has several limitations. For example, significant improvements have been made in breast cancer treatments that may mitigate against the positive impact of screening mammography. The impact of changed breast cancer management over the past 20 years could not be addressed with this study’s design since women would have been treated in the 1990s. In addition, substantial improvements have occurred in breast cancer screening standards (2 views vs the single view used in the study) and technology since the 1990s. Current mammography includes nearly uniform use of either digital mammography (DM) or digital breast tomosynthesis (DBT), both of which improve breast cancer detection for women in their 40s compared with the older film-screen technology. In addition, DBT reduces false-positive results by approximately 40%, resulting in fewer callbacks and biopsies. While improved cancer detection and reduced false-positive results are seen with DM and DBT, whether these technology improvements result in improved breast cancer mortality has not yet been sufficiently studied.

Perhaps the most important limitation in this study is that the women did not undergo routine risk assessment before trial entry to assure that they all were at “average risk.” As a result, both high- and average-risk women would have been included in this population-based trial. Without risk stratification, it remains uncertain whether the reduction in breast cancer mortality disproportionately exists within a high-risk subgroup (such as breast cancer gene mutation carriers).

Finally, the cost efficacy of routine screening mammography for women in their 40s was not evaluated in this study.

The UK Age trial in perspective

The good news is that there is the clear evidence that breast cancer mortality rates (deaths per 100,000) have decreased by about 40% over the past 50 years, likely due to improvements in breast cancer treatment and routine screening mammography.9 Breast cancer mortality reduction is particularly important because breast cancer remains the most common cancer and is the second leading cause of cancer death in women in the United States. In the past decade, considerable debate has arisen arguing whether this reduction in breast cancer mortality is due to improved treatments, routine screening mammography, or both. Authors of a retrospective trial in Australia, recently reviewed in OBG Management, suggested that the majority of improvement is due to improvements in treatment.3,10 However, as the authors pointed out, due to the trial’s retrospective design, causality only can be inferred. The current UK Age trial does add to the numerous prospective trials demonstrating mortality benefit for mammography in women in their 40s.11

What remains a challenge for clinicians, and for women struggling with the mammography question, is the absence of risk assessment in these long-term RCT trials as well as in the large retrospective database studies. Without risk stratification, these studies treated all the study population as “average risk.” Because breast cancer risk assessment is sporadically performed in clinical practice and there are no published RCTs of screening mammography in risk-assessed “average risk” women in their 40s, it remains uncertain whether the women benefiting from screening in their 40s are in a high-risk group or whether women of average risk in this age group also are benefiting from routine screening mammography.

Continue to: What’s next: Incorporate routine risk assessment into clinical practice...

 

 

What’s next: Incorporate routine risk assessment into clinical practice

It is not time to abandon screening mammography for all women in their 40s. Rather, routine risk assessment should be performed using one of many available validated or widely tested tools, a recommendation supported by the American College of Obstetricians and Gynecologists, the National Comprehensive Cancer Network, and the US Preventive Services Task Force.5,6,12

Ideally, these tools can be incorporated into an electronic health record and prepopulated using already available patient data (such as age, reproductive risk factors, current medications, breast density if available, and family history). Prepopulating available data into breast cancer risk calculators would allow clinicians to spend time on counseling women regarding breast cancer risk and appropriate screening methods. The TABLE provides a summary of useful breast cancer risk calculators and includes comments about their utility and significant limitations and benefits. In addition to breast cancer risk, the more comprehensive risk calculators (Tyrer-Cuzick and BOADICEA) allow calculation of ovarian cancer risk and gene mutation risk.



Routinely performing breast cancer risk assessment can guide discussions of screening mammography and can provide data for conducting a more individualized discussion on cancer genetic counseling and testing, risk reduction methods in high-risk women, and possible use of intensive breast cancer screening tools in identified high-risk women.

Ultimately, debating the question of whether all women should have routine breast cancer screening in their 40s should be passé. Ideally, all women should undergo breast cancer risk assessment in their 20s. Risk assessment results can then be used to guide the discussion of multiple potential interventions for women in their 40s (or earlier if appropriate), including routine screening mammography, cancer genetic counseling and testing in appropriate individuals, and intervention for women who are identified at high risk.

Absent breast cancer risk assessment, screening mammography still should be offered to women in their 40s, and the decision to proceed should be based on a discussion of risks, benefits, and the value the patient places on these factors.●

In the 1970s and early 1980s, population-based screening mammography was studied in numerous randomized control trials (RCTs), with the primary outcome of reduced breast cancer mortality. Although technology and the sensitivity of mammography in the 1980s was somewhat rudimentary compared with current screening, a meta-analysis of these RCTs demonstrated a clear mortality benefit for screening mammography.1 As a result, widespread population-based mammography was introduced in the mid-1980s in the United States and has become a standard for breast cancer screening.

Since that time, few RCTs of screening mammography versus observation have been conducted because of the ethical challenges of entering women into such studies as well as the difficulty and expense of long-term follow-up to measure the effect of screening on breast cancer mortality. Without ongoing RCTs of mammography, retrospective, observational, and computer simulation trials of the efficacy and harms of screening mammography have been conducted using proxy measures of mortality (such as stage at diagnosis), and some have questioned the overall benefit of screening mammography.2,3

To further complicate this controversy, some national guidelines have recommended against routinely recommending screening mammography for women aged 40 to 49 based on concerns that the harms (callbacks, benign breast biopsies, overdiagnosis) exceed the potential benefits (earlier diagnosis, possible decrease in needed treatments, reduced breast cancer mortality).4 This has resulted in a confusing morass of national recommendations with uncertainty regarding the question of whether to routinely offer screening mammography for women in their 40s at average risk for breast cancer.4-6

Recently, to address this question Duffy and colleagues conducted a large RCT of women in their 40s to evaluate the long-term effect of mammography on breast cancer mortality.7 Here, I review the study in depth and offer some guidance to clinicians and women struggling with screening decisions.

Breast cancer mortality significantly lower in the screening group

The RCT, known as the UK Age trial, was conducted in England, Wales, and Scotland and enrolled 160,921 women from 1990 through 1997.7 Women were randomly assigned in a 2:1 ratio to observation or annual screening mammogram beginning at age 39–41 until age 48. (In the United Kingdom, all women are screened starting at age 50.) Study enrollees were followed for a median of 22.8 years, and the primary outcome was breast cancer mortality.

The study results showed a 25% relative risk (RR) reduction in breast cancer mortality at 10 years of follow-up in the mammography group compared with the unscreened women (83 breast cancer deaths in the mammography group vs 219 in the observation group [RR, 0.75; 95% confidence interval (CI), 0.58–0.97; P = .029]). Based on the prevalence of breast cancer in women in their 40s, this 25% relative risk reduction translates into approximately 1 less death per 1,000 women who undergo routine screening in their 40s.

While there was no additional significant mortality reduction beyond 10 years of follow-up, as noted mammography is offered routinely starting at age 50 to all women in the United Kingdom. The authors concluded that “reducing the lower age limit for screening from 50 to 40 years [of age] could potentially reduce breast cancer mortality.”

Was overdiagnosis a concern? Another finding in this trial was related to overdiagnosis of breast cancer in the screened group. Overdiagnosis refers to mammographic-only diagnosis (that is, no clinical findings) of nonaggressive breast cancer, which would remain indolent and not harm the patient. The study results demonstrated essentially no overdiagnosis in women screened at age 40 compared with the unscreened group.

Continue to: Large trial, long follow-up are key strengths...

 

 

Large trial, long follow-up are key strengths

The UK Age trial’s primary strength is its study design: a large population-based RCT that included diverse participants with the critical study outcome for cancer screening (mortality). The study’s long-term follow-up is another key strength, since breast cancer mortality typically occurs 7 to 10 years after diagnosis. In addition, results were available for 99.9% of the women enrolled in the trial (that is, only 0.1% of women were lost to follow-up). Interestingly, the demonstrated mortality reduction with screening mammography for women in their 40s validates the mortality benefit demonstrated in other large RCTs of women in their 40s.1

Another strong point is that the study addresses the issue of whether screening women in their 40s results in overdiagnosis compared with women who start screening in their 50s. Further, this study validates a prior observational study that mammographic findings of nonprogressive cancers do not disappear, so nonaggressive cancers that present on mammography in women in their 40s still would be detected when women start screening in their 50s.8

Study limitations should be noted

The study has several limitations. For example, significant improvements have been made in breast cancer treatments that may mitigate against the positive impact of screening mammography. The impact of changed breast cancer management over the past 20 years could not be addressed with this study’s design since women would have been treated in the 1990s. In addition, substantial improvements have occurred in breast cancer screening standards (2 views vs the single view used in the study) and technology since the 1990s. Current mammography includes nearly uniform use of either digital mammography (DM) or digital breast tomosynthesis (DBT), both of which improve breast cancer detection for women in their 40s compared with the older film-screen technology. In addition, DBT reduces false-positive results by approximately 40%, resulting in fewer callbacks and biopsies. While improved cancer detection and reduced false-positive results are seen with DM and DBT, whether these technology improvements result in improved breast cancer mortality has not yet been sufficiently studied.

Perhaps the most important limitation in this study is that the women did not undergo routine risk assessment before trial entry to assure that they all were at “average risk.” As a result, both high- and average-risk women would have been included in this population-based trial. Without risk stratification, it remains uncertain whether the reduction in breast cancer mortality disproportionately exists within a high-risk subgroup (such as breast cancer gene mutation carriers).

Finally, the cost efficacy of routine screening mammography for women in their 40s was not evaluated in this study.

The UK Age trial in perspective

The good news is that there is the clear evidence that breast cancer mortality rates (deaths per 100,000) have decreased by about 40% over the past 50 years, likely due to improvements in breast cancer treatment and routine screening mammography.9 Breast cancer mortality reduction is particularly important because breast cancer remains the most common cancer and is the second leading cause of cancer death in women in the United States. In the past decade, considerable debate has arisen arguing whether this reduction in breast cancer mortality is due to improved treatments, routine screening mammography, or both. Authors of a retrospective trial in Australia, recently reviewed in OBG Management, suggested that the majority of improvement is due to improvements in treatment.3,10 However, as the authors pointed out, due to the trial’s retrospective design, causality only can be inferred. The current UK Age trial does add to the numerous prospective trials demonstrating mortality benefit for mammography in women in their 40s.11

What remains a challenge for clinicians, and for women struggling with the mammography question, is the absence of risk assessment in these long-term RCT trials as well as in the large retrospective database studies. Without risk stratification, these studies treated all the study population as “average risk.” Because breast cancer risk assessment is sporadically performed in clinical practice and there are no published RCTs of screening mammography in risk-assessed “average risk” women in their 40s, it remains uncertain whether the women benefiting from screening in their 40s are in a high-risk group or whether women of average risk in this age group also are benefiting from routine screening mammography.

Continue to: What’s next: Incorporate routine risk assessment into clinical practice...

 

 

What’s next: Incorporate routine risk assessment into clinical practice

It is not time to abandon screening mammography for all women in their 40s. Rather, routine risk assessment should be performed using one of many available validated or widely tested tools, a recommendation supported by the American College of Obstetricians and Gynecologists, the National Comprehensive Cancer Network, and the US Preventive Services Task Force.5,6,12

Ideally, these tools can be incorporated into an electronic health record and prepopulated using already available patient data (such as age, reproductive risk factors, current medications, breast density if available, and family history). Prepopulating available data into breast cancer risk calculators would allow clinicians to spend time on counseling women regarding breast cancer risk and appropriate screening methods. The TABLE provides a summary of useful breast cancer risk calculators and includes comments about their utility and significant limitations and benefits. In addition to breast cancer risk, the more comprehensive risk calculators (Tyrer-Cuzick and BOADICEA) allow calculation of ovarian cancer risk and gene mutation risk.



Routinely performing breast cancer risk assessment can guide discussions of screening mammography and can provide data for conducting a more individualized discussion on cancer genetic counseling and testing, risk reduction methods in high-risk women, and possible use of intensive breast cancer screening tools in identified high-risk women.

Ultimately, debating the question of whether all women should have routine breast cancer screening in their 40s should be passé. Ideally, all women should undergo breast cancer risk assessment in their 20s. Risk assessment results can then be used to guide the discussion of multiple potential interventions for women in their 40s (or earlier if appropriate), including routine screening mammography, cancer genetic counseling and testing in appropriate individuals, and intervention for women who are identified at high risk.

Absent breast cancer risk assessment, screening mammography still should be offered to women in their 40s, and the decision to proceed should be based on a discussion of risks, benefits, and the value the patient places on these factors.●

References
  1. Nelson HD, Fu R, Cantor A, et al. Effectiveness of breast cancer screening: systematic review and meta-analysis to update the 2009 US Preventive Services Task Force recommendation. Ann Intern Med. 2016;164:244-255.
  2. Bleyer A, Welch HG. Effect of three decades of screening mammography on breast-cancer incidence. N Engl J Med. 2012;367:1998-2005.
  3. Burton R, Stevenson C. Assessment of breast cancer mortality trends associated with mammographic screening and adjuvant therapy from 1986 to 2013 in the state of Victoria, Australia. JAMA Netw Open. 2020;3:e208249-e.
  4. Nelson HD, Cantor A, Humphrey L, et al. A systematic review to update the 2009 US Preventive Services Task Force recommendation. Evidence syntheses No. 124. AHRQ Publication No. 14-05201-EF-1. Rockville, MD: Agency for Healthcare Research and Quality; 2016.
  5. Bevers TB, Helvie M, Bonaccio E, et al. Breast cancer screening and diagnosis, version 3.2018, NCCN clinical practice guidelines in oncology. J Natl Compr Canc Netw. 2018;16:1362-1389.
  6. ACOG Committee on Practice Bulletins–Gynecology. Breast cancer risk assessment and screening in average-risk women. Obstet Gynecol. 2017;130:e1-e16.
  7. Duffy SW, Vulkan D, Cuckle H, et al. Effect of mammographic screening from age 40 years on breast cancer mortality (UK Age trial): final results of a randomised, controlled trial. Lancet Oncol. 2020;21:1165-1172.
  8. Arleo EK, Monticciolo DL, Monsees B, et al. Persistent untreated screening-detected breast cancer: an argument against delaying screening or increasing the interval between screenings. J Am Coll Radiol. 2017;14:863-867.
  9. DeSantis CE, Ma J, Gaudet MM, et al. Breast cancer statistics, 2019. CA Cancer J Clin. 2019;69:438-451.
  10. Kaunitz AM. How effective is screening mammography for preventing breast cancer mortality? OBG Manag. 2020;32(8):17,49.
  11. Oeffinger KC, Fontham ET, Etzioni R, et al; American Cancer Society. Breast cancer screening for women at average risk: 2015 guideline update from the American Cancer Society. JAMA. 2015;314:1599-1614.
  12. US Preventive Services Task Force; Owens DK, Davidson KW, Krist AH, et al. Risk assessment, genetic counseling, and genetic testing for BRCA-related cancer: US Preventive Services Task Force recommendation statement. JAMA. 2019;322:652-665.
References
  1. Nelson HD, Fu R, Cantor A, et al. Effectiveness of breast cancer screening: systematic review and meta-analysis to update the 2009 US Preventive Services Task Force recommendation. Ann Intern Med. 2016;164:244-255.
  2. Bleyer A, Welch HG. Effect of three decades of screening mammography on breast-cancer incidence. N Engl J Med. 2012;367:1998-2005.
  3. Burton R, Stevenson C. Assessment of breast cancer mortality trends associated with mammographic screening and adjuvant therapy from 1986 to 2013 in the state of Victoria, Australia. JAMA Netw Open. 2020;3:e208249-e.
  4. Nelson HD, Cantor A, Humphrey L, et al. A systematic review to update the 2009 US Preventive Services Task Force recommendation. Evidence syntheses No. 124. AHRQ Publication No. 14-05201-EF-1. Rockville, MD: Agency for Healthcare Research and Quality; 2016.
  5. Bevers TB, Helvie M, Bonaccio E, et al. Breast cancer screening and diagnosis, version 3.2018, NCCN clinical practice guidelines in oncology. J Natl Compr Canc Netw. 2018;16:1362-1389.
  6. ACOG Committee on Practice Bulletins–Gynecology. Breast cancer risk assessment and screening in average-risk women. Obstet Gynecol. 2017;130:e1-e16.
  7. Duffy SW, Vulkan D, Cuckle H, et al. Effect of mammographic screening from age 40 years on breast cancer mortality (UK Age trial): final results of a randomised, controlled trial. Lancet Oncol. 2020;21:1165-1172.
  8. Arleo EK, Monticciolo DL, Monsees B, et al. Persistent untreated screening-detected breast cancer: an argument against delaying screening or increasing the interval between screenings. J Am Coll Radiol. 2017;14:863-867.
  9. DeSantis CE, Ma J, Gaudet MM, et al. Breast cancer statistics, 2019. CA Cancer J Clin. 2019;69:438-451.
  10. Kaunitz AM. How effective is screening mammography for preventing breast cancer mortality? OBG Manag. 2020;32(8):17,49.
  11. Oeffinger KC, Fontham ET, Etzioni R, et al; American Cancer Society. Breast cancer screening for women at average risk: 2015 guideline update from the American Cancer Society. JAMA. 2015;314:1599-1614.
  12. US Preventive Services Task Force; Owens DK, Davidson KW, Krist AH, et al. Risk assessment, genetic counseling, and genetic testing for BRCA-related cancer: US Preventive Services Task Force recommendation statement. JAMA. 2019;322:652-665.
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Can AML patients be too old for cell transplantation?

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How old is too old for a patient to undergo hematopoietic cell transplantation (HCT)? That’s the wrong question to ask, a hematologist/oncologist told colleagues at the virtual Acute Leukemia Forum of Hemedicus. Instead, he said, look at other factors such as disease status and genetics.

“Transplantation for older patients, even beyond the age of 70, is acceptable, as long as it’s done with caution, care, and wisdom. So we’re all not too old for transplantation, at least not today,” said Daniel Weisdorf, MD, professor of medicine and deputy director of the University of Minnesota Clinical and Translational Science Institute.

As he noted, acute myeloid leukemia (AML) is often fatal. Among the general population, “the expected survival life expectancy at age 75 is 98% at 1 year, and most people living at 75 go on to live more than 10 years,” he said. “But if you have AML, at age 75, you have 20% survival at 1 year, 4% at 3 years. And since the median age of AML diagnosis is 68, and 75% of patients are diagnosed beyond the age of 55, this becomes relevant.”

Risk factors that affect survival after transplantation “certainly include age, but that interacts directly with the comorbidities people accumulate with age, their assessments of frailty, and their Karnofsky performance status, as well as the disease phenotype and molecular genetic markers,” Dr. Weisdorf said. “Perhaps most importantly, though not addressed very much, is patients’ willingness to undertake intensive therapy and their life outlook related to patient-reported outcomes when they get older.”

Despite the lack of indications that higher age by itself is an influential factor in survival after transplant, “we are generally reluctant to push the age of eligibility,” Dr. Weisdorf said. He noted that recently published American Society of Hematology guidelines for treatment of AML over the age of 55 “don’t discuss anything about transplantation fitness because they didn’t want to tackle that.”

Overall survival (OS) at 1 year after allogenic transplants only dipped slightly from ages 51-60 to 71 and above, according to Dr. Weisdorf’s analysis of U.S. data collected by the Center for International Blood and Marrow Transplant Research for the time period 2005-2019.

OS was 67.6% (66.8%-68.3%) for the 41-50 age group (n = 9,287) and 57.9% (56.1%-59.8%) for the 71 and older group, Dr. Weisdorf found. Overall, OS dropped by about 4 percentage points per decade of age, he said, revealing a “modest influence” of advancing years.

His analysis of autologous transplant data from the same source, also for 2005-2019, revealed “essentially no age influence.” OS was 90.8% (90.3%-91.2%) for the 41-50 age group (n = 15,075) and 86.6% (85.9%-87.3%) for the 71 and older group (n = 7,247).

Dr. Weisdorf also highlighted unpublished research that suggests that cord-blood transplant recipients older than 70 face a significantly higher risk of death than that of younger patients in the same category. Cord blood “may be option of last resort” because of a lack of other options, he explained. “And it may be part of the learning curve of cord blood transplantation, which grew a little bit in the early 2000s, and maybe past 2010, and then fell off as everybody got enamored with the haploidentical transplant option.”

How can physicians make decisions about transplants in older patients? “The transplant comorbidity index, the specific comorbidities themselves, performance score, and frailty are all measures of somebody’s fitness to be a good candidate for transplant, really at any age,” Dr. Weisdorf said. “But we also have to recognize that disease status, genetics, and the risk phenotype remain critical and should influence decision making.”

However, even as transplant survival improves overall, “very few people are incorporating any very specific biological markers” in decision-making, he said. “We’ve gotten to measures of frailty, but we haven’t gotten to any biologic measures of cytokines or other things that would predict poor chances for doing well. So I’m afraid we’re still standing at the foot of the bed saying: ‘You look okay.’ Or we’re measuring their comorbidity index. But it is disappointing that we’re using mostly very simple clinical measures to decide if somebody is sturdy enough to proceed, and we perhaps need something better. But I don’t have a great suggestion what it should be.”

The Acute Leukemia Forum is held by Hemedicus, which is owned by the same company as this news organization.

Dr. Weisdorf disclosed consulting fees from Fate Therapeutics and Incyte Corp.

SOURCE: “The Ever-Increasing Upper Age for Transplant: Is This Evidence-Based?” Acute Leukemia Forum of Hemedicus, Oct. 15, 2020.

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How old is too old for a patient to undergo hematopoietic cell transplantation (HCT)? That’s the wrong question to ask, a hematologist/oncologist told colleagues at the virtual Acute Leukemia Forum of Hemedicus. Instead, he said, look at other factors such as disease status and genetics.

“Transplantation for older patients, even beyond the age of 70, is acceptable, as long as it’s done with caution, care, and wisdom. So we’re all not too old for transplantation, at least not today,” said Daniel Weisdorf, MD, professor of medicine and deputy director of the University of Minnesota Clinical and Translational Science Institute.

As he noted, acute myeloid leukemia (AML) is often fatal. Among the general population, “the expected survival life expectancy at age 75 is 98% at 1 year, and most people living at 75 go on to live more than 10 years,” he said. “But if you have AML, at age 75, you have 20% survival at 1 year, 4% at 3 years. And since the median age of AML diagnosis is 68, and 75% of patients are diagnosed beyond the age of 55, this becomes relevant.”

Risk factors that affect survival after transplantation “certainly include age, but that interacts directly with the comorbidities people accumulate with age, their assessments of frailty, and their Karnofsky performance status, as well as the disease phenotype and molecular genetic markers,” Dr. Weisdorf said. “Perhaps most importantly, though not addressed very much, is patients’ willingness to undertake intensive therapy and their life outlook related to patient-reported outcomes when they get older.”

Despite the lack of indications that higher age by itself is an influential factor in survival after transplant, “we are generally reluctant to push the age of eligibility,” Dr. Weisdorf said. He noted that recently published American Society of Hematology guidelines for treatment of AML over the age of 55 “don’t discuss anything about transplantation fitness because they didn’t want to tackle that.”

Overall survival (OS) at 1 year after allogenic transplants only dipped slightly from ages 51-60 to 71 and above, according to Dr. Weisdorf’s analysis of U.S. data collected by the Center for International Blood and Marrow Transplant Research for the time period 2005-2019.

OS was 67.6% (66.8%-68.3%) for the 41-50 age group (n = 9,287) and 57.9% (56.1%-59.8%) for the 71 and older group, Dr. Weisdorf found. Overall, OS dropped by about 4 percentage points per decade of age, he said, revealing a “modest influence” of advancing years.

His analysis of autologous transplant data from the same source, also for 2005-2019, revealed “essentially no age influence.” OS was 90.8% (90.3%-91.2%) for the 41-50 age group (n = 15,075) and 86.6% (85.9%-87.3%) for the 71 and older group (n = 7,247).

Dr. Weisdorf also highlighted unpublished research that suggests that cord-blood transplant recipients older than 70 face a significantly higher risk of death than that of younger patients in the same category. Cord blood “may be option of last resort” because of a lack of other options, he explained. “And it may be part of the learning curve of cord blood transplantation, which grew a little bit in the early 2000s, and maybe past 2010, and then fell off as everybody got enamored with the haploidentical transplant option.”

How can physicians make decisions about transplants in older patients? “The transplant comorbidity index, the specific comorbidities themselves, performance score, and frailty are all measures of somebody’s fitness to be a good candidate for transplant, really at any age,” Dr. Weisdorf said. “But we also have to recognize that disease status, genetics, and the risk phenotype remain critical and should influence decision making.”

However, even as transplant survival improves overall, “very few people are incorporating any very specific biological markers” in decision-making, he said. “We’ve gotten to measures of frailty, but we haven’t gotten to any biologic measures of cytokines or other things that would predict poor chances for doing well. So I’m afraid we’re still standing at the foot of the bed saying: ‘You look okay.’ Or we’re measuring their comorbidity index. But it is disappointing that we’re using mostly very simple clinical measures to decide if somebody is sturdy enough to proceed, and we perhaps need something better. But I don’t have a great suggestion what it should be.”

The Acute Leukemia Forum is held by Hemedicus, which is owned by the same company as this news organization.

Dr. Weisdorf disclosed consulting fees from Fate Therapeutics and Incyte Corp.

SOURCE: “The Ever-Increasing Upper Age for Transplant: Is This Evidence-Based?” Acute Leukemia Forum of Hemedicus, Oct. 15, 2020.

How old is too old for a patient to undergo hematopoietic cell transplantation (HCT)? That’s the wrong question to ask, a hematologist/oncologist told colleagues at the virtual Acute Leukemia Forum of Hemedicus. Instead, he said, look at other factors such as disease status and genetics.

“Transplantation for older patients, even beyond the age of 70, is acceptable, as long as it’s done with caution, care, and wisdom. So we’re all not too old for transplantation, at least not today,” said Daniel Weisdorf, MD, professor of medicine and deputy director of the University of Minnesota Clinical and Translational Science Institute.

As he noted, acute myeloid leukemia (AML) is often fatal. Among the general population, “the expected survival life expectancy at age 75 is 98% at 1 year, and most people living at 75 go on to live more than 10 years,” he said. “But if you have AML, at age 75, you have 20% survival at 1 year, 4% at 3 years. And since the median age of AML diagnosis is 68, and 75% of patients are diagnosed beyond the age of 55, this becomes relevant.”

Risk factors that affect survival after transplantation “certainly include age, but that interacts directly with the comorbidities people accumulate with age, their assessments of frailty, and their Karnofsky performance status, as well as the disease phenotype and molecular genetic markers,” Dr. Weisdorf said. “Perhaps most importantly, though not addressed very much, is patients’ willingness to undertake intensive therapy and their life outlook related to patient-reported outcomes when they get older.”

Despite the lack of indications that higher age by itself is an influential factor in survival after transplant, “we are generally reluctant to push the age of eligibility,” Dr. Weisdorf said. He noted that recently published American Society of Hematology guidelines for treatment of AML over the age of 55 “don’t discuss anything about transplantation fitness because they didn’t want to tackle that.”

Overall survival (OS) at 1 year after allogenic transplants only dipped slightly from ages 51-60 to 71 and above, according to Dr. Weisdorf’s analysis of U.S. data collected by the Center for International Blood and Marrow Transplant Research for the time period 2005-2019.

OS was 67.6% (66.8%-68.3%) for the 41-50 age group (n = 9,287) and 57.9% (56.1%-59.8%) for the 71 and older group, Dr. Weisdorf found. Overall, OS dropped by about 4 percentage points per decade of age, he said, revealing a “modest influence” of advancing years.

His analysis of autologous transplant data from the same source, also for 2005-2019, revealed “essentially no age influence.” OS was 90.8% (90.3%-91.2%) for the 41-50 age group (n = 15,075) and 86.6% (85.9%-87.3%) for the 71 and older group (n = 7,247).

Dr. Weisdorf also highlighted unpublished research that suggests that cord-blood transplant recipients older than 70 face a significantly higher risk of death than that of younger patients in the same category. Cord blood “may be option of last resort” because of a lack of other options, he explained. “And it may be part of the learning curve of cord blood transplantation, which grew a little bit in the early 2000s, and maybe past 2010, and then fell off as everybody got enamored with the haploidentical transplant option.”

How can physicians make decisions about transplants in older patients? “The transplant comorbidity index, the specific comorbidities themselves, performance score, and frailty are all measures of somebody’s fitness to be a good candidate for transplant, really at any age,” Dr. Weisdorf said. “But we also have to recognize that disease status, genetics, and the risk phenotype remain critical and should influence decision making.”

However, even as transplant survival improves overall, “very few people are incorporating any very specific biological markers” in decision-making, he said. “We’ve gotten to measures of frailty, but we haven’t gotten to any biologic measures of cytokines or other things that would predict poor chances for doing well. So I’m afraid we’re still standing at the foot of the bed saying: ‘You look okay.’ Or we’re measuring their comorbidity index. But it is disappointing that we’re using mostly very simple clinical measures to decide if somebody is sturdy enough to proceed, and we perhaps need something better. But I don’t have a great suggestion what it should be.”

The Acute Leukemia Forum is held by Hemedicus, which is owned by the same company as this news organization.

Dr. Weisdorf disclosed consulting fees from Fate Therapeutics and Incyte Corp.

SOURCE: “The Ever-Increasing Upper Age for Transplant: Is This Evidence-Based?” Acute Leukemia Forum of Hemedicus, Oct. 15, 2020.

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Women make progress in pediatric dermatology leadership

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Women account for approximately 78% of the pediatric dermatology workforce, and continue to gain influence through increased numbers of leadership positions and published research, based on data from a review of professional society leaders, grant recipients, and annual meeting presenters from 2010 to 2019.

“Despite extensive research on gender equality in general dermatology, studies have yet to explore the evolving representation of women as leaders and researchers in pediatric dermatology, a field where the majority of board-certified physicians are women,” wrote Catherine Baker, MD, and colleagues. Dr. Baker was a medical student at Geisel School of Medicine at Dartmouth, Hanover, N.H., at the time of the study and is now a resident physician at Brigham and Women’s Hospital, Boston.

In a study published in Pediatric Dermatology, the researchers reviewed data on society leadership, research grants, and annual meeting speakers in order to evaluate the impact of women in pediatric dermatology.

Overall, the Society for Pediatric Dermatology has had 20 women presidents since its founding in 1975 (45%), and 7 of the last 10 since 2011 have been women (70%). The Pediatric Dermatology Research Alliance, founded in 2013, has two cochairs each year, and 75% have been women.



The percentage of women as lead authors of published research in pediatric dermatology increased significantly from 1983 to 2019; 71% of first authors and 65% of senior authors of papers in the journal Pediatric Dermatology in 2019 were women.

In addition, 26 of the 31 physicians (84%) who received SPD/PeDRA pilot project awards between 2008 and 2018 were women, as were 88% of SPD/PeDRA team/collaborative grant winners from 2016 to 2018.

However, named lectures at annual meetings remain an area in which women are underrepresented, the researchers wrote. Although women have been well represented at PeDRA meetings, accounting for 65% of plenary speakers, but they accounted for less than half (44%) of Hurwitz and Founders’ lectures at SPD annual meetings from 2010 to 2019.

The study findings were limited by a lack of data on nonbinary genders and the possibility of error in assessing gender based on name and online profiles, the researchers noted. However, the results suggest that women have increased their influence in pediatric dermatology through leadership and research, although a gender gap persists in roles as senior authors and named lecturers at meetings, they wrote.

Overall, “we expect increasing gender equity in these positions as women continue to play important roles as leaders and researchers in pediatric dermatology,” the researchers concluded.

The study received no outside funding. The researchers had no financial conflicts to disclose.

SOURCE: Baker C et al. Pediatr Dermatol. 2020 Jul 9. doi: 10.1111/pde.14266.

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Women account for approximately 78% of the pediatric dermatology workforce, and continue to gain influence through increased numbers of leadership positions and published research, based on data from a review of professional society leaders, grant recipients, and annual meeting presenters from 2010 to 2019.

“Despite extensive research on gender equality in general dermatology, studies have yet to explore the evolving representation of women as leaders and researchers in pediatric dermatology, a field where the majority of board-certified physicians are women,” wrote Catherine Baker, MD, and colleagues. Dr. Baker was a medical student at Geisel School of Medicine at Dartmouth, Hanover, N.H., at the time of the study and is now a resident physician at Brigham and Women’s Hospital, Boston.

In a study published in Pediatric Dermatology, the researchers reviewed data on society leadership, research grants, and annual meeting speakers in order to evaluate the impact of women in pediatric dermatology.

Overall, the Society for Pediatric Dermatology has had 20 women presidents since its founding in 1975 (45%), and 7 of the last 10 since 2011 have been women (70%). The Pediatric Dermatology Research Alliance, founded in 2013, has two cochairs each year, and 75% have been women.



The percentage of women as lead authors of published research in pediatric dermatology increased significantly from 1983 to 2019; 71% of first authors and 65% of senior authors of papers in the journal Pediatric Dermatology in 2019 were women.

In addition, 26 of the 31 physicians (84%) who received SPD/PeDRA pilot project awards between 2008 and 2018 were women, as were 88% of SPD/PeDRA team/collaborative grant winners from 2016 to 2018.

However, named lectures at annual meetings remain an area in which women are underrepresented, the researchers wrote. Although women have been well represented at PeDRA meetings, accounting for 65% of plenary speakers, but they accounted for less than half (44%) of Hurwitz and Founders’ lectures at SPD annual meetings from 2010 to 2019.

The study findings were limited by a lack of data on nonbinary genders and the possibility of error in assessing gender based on name and online profiles, the researchers noted. However, the results suggest that women have increased their influence in pediatric dermatology through leadership and research, although a gender gap persists in roles as senior authors and named lecturers at meetings, they wrote.

Overall, “we expect increasing gender equity in these positions as women continue to play important roles as leaders and researchers in pediatric dermatology,” the researchers concluded.

The study received no outside funding. The researchers had no financial conflicts to disclose.

SOURCE: Baker C et al. Pediatr Dermatol. 2020 Jul 9. doi: 10.1111/pde.14266.

 

Women account for approximately 78% of the pediatric dermatology workforce, and continue to gain influence through increased numbers of leadership positions and published research, based on data from a review of professional society leaders, grant recipients, and annual meeting presenters from 2010 to 2019.

“Despite extensive research on gender equality in general dermatology, studies have yet to explore the evolving representation of women as leaders and researchers in pediatric dermatology, a field where the majority of board-certified physicians are women,” wrote Catherine Baker, MD, and colleagues. Dr. Baker was a medical student at Geisel School of Medicine at Dartmouth, Hanover, N.H., at the time of the study and is now a resident physician at Brigham and Women’s Hospital, Boston.

In a study published in Pediatric Dermatology, the researchers reviewed data on society leadership, research grants, and annual meeting speakers in order to evaluate the impact of women in pediatric dermatology.

Overall, the Society for Pediatric Dermatology has had 20 women presidents since its founding in 1975 (45%), and 7 of the last 10 since 2011 have been women (70%). The Pediatric Dermatology Research Alliance, founded in 2013, has two cochairs each year, and 75% have been women.



The percentage of women as lead authors of published research in pediatric dermatology increased significantly from 1983 to 2019; 71% of first authors and 65% of senior authors of papers in the journal Pediatric Dermatology in 2019 were women.

In addition, 26 of the 31 physicians (84%) who received SPD/PeDRA pilot project awards between 2008 and 2018 were women, as were 88% of SPD/PeDRA team/collaborative grant winners from 2016 to 2018.

However, named lectures at annual meetings remain an area in which women are underrepresented, the researchers wrote. Although women have been well represented at PeDRA meetings, accounting for 65% of plenary speakers, but they accounted for less than half (44%) of Hurwitz and Founders’ lectures at SPD annual meetings from 2010 to 2019.

The study findings were limited by a lack of data on nonbinary genders and the possibility of error in assessing gender based on name and online profiles, the researchers noted. However, the results suggest that women have increased their influence in pediatric dermatology through leadership and research, although a gender gap persists in roles as senior authors and named lecturers at meetings, they wrote.

Overall, “we expect increasing gender equity in these positions as women continue to play important roles as leaders and researchers in pediatric dermatology,” the researchers concluded.

The study received no outside funding. The researchers had no financial conflicts to disclose.

SOURCE: Baker C et al. Pediatr Dermatol. 2020 Jul 9. doi: 10.1111/pde.14266.

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Experts tout immediate quadruple therapy for HFrEF patients

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Start most patients newly diagnosed with heart failure with reduced ejection fraction on the disorder’s four foundational drug regimens all at once, all on the day the diagnosis is made, Gregg C. Fonarow, MD, recommended.

Dr. Gregg C. Fonarow

Less than 2 months before Dr. Fonarow made that striking statement during the virtual annual meeting of the Heart Failure Society of America, investigators first reported results from the EMPEROR-Reduced trial at the European Society of Cardiology’s virtual annual meeting, showing that the sodium-glucose transporter 2 (SGLT2) inhibitor empagliflozin (Jardiance) successfully cut events in patients with heart failure with reduced ejection fraction (HFrEF). That report, a year after results from a similar trial (DAPA-HF) showed the same outcome using a different drug from the same class, dapagliflozin (Farxiga), cemented the SGLT2 inhibitor drug class as the fourth pillar for treating HFrEF, joining the angiotensin receptor neprilysin inhibitor (ARNI) class (sacubitril valsartan), beta-blockers (like carvedilol), and mineralocorticoid receptor antagonists (like spironolactone).



This rejiggering of the consensus expert approach for treating HFrEF left cardiologists wondering what sequence to use when starting this quadruple therapy. Within weeks, the answer from heart failure opinion leaders was clear:

“Start all four pillars simultaneously. Most patients can tolerate, and will benefit from, a simultaneous start,” declared Dr. Fonarow, professor and chief of cardiology at the University of California, Los Angeles.

His rationale? Patients get benefits from each of these drug classes “surprisingly early,” with improved outcomes in clinical trials appearing within a few weeks, compared with patients in control arms. The consequence is that any delay in starting treatment denies patients time with improved health status, function, and survival.

Study results documented that the four foundational drug classes can produce rapid improvements in health status, left ventricular size and shape, and make clinically meaningful cuts in both first and recurrent hospitalizations for heart failure and in mortality, Dr. Fonarow said. After 30 days on quadruple treatment, a patient’s relative risk for death drops by more than three-quarters, compared with patients not on these medications.

The benefits from each of the four classes involve distinct physiologic pathways and hence are not diminished by concurrent treatment. And immediate initiation avoids the risk of clinical inertia and a negligence to prescribe one or more of the four important drug classes. Introducing the four classes in a sequential manner could mean spending as long as a year to get all four on board and up-titrated to optimal therapeutic levels, he noted.

“Overcome inertia by prescribing [all four drug classes] at the time of diagnosis,” Dr. Fonarow admonished his audience.

The challenge of prescribing inertia

The risk for inertia in prescribing heart failure medications is real. Data collected in the CHAMP-HF (Change the Management of Patients with Heart Failure) registry from more than 3,500 HFrEF patients managed at any of 150 U.S. primary care and cardiology practices starting in late 2015 and continuing through 2017 showed that, among patients eligible for treatment with renin-angiotensin system (RAS) inhibition (with either ARNI or a single RAS inhibiting drug), a beta-blocker, and a mineralocorticoid receptor antagonist (MRA), 22% received all three drug classes. A scant 1% were on target dosages of all three drug classes, noted Stephen J. Greene, MD, in a separate talk at the meeting when he cited his published findings.

The sole formulation currently in the ARNI class, sacubitril/valsartan (Entresto) has in recent years been the poster child for prescribing inertia in HFrEF patients after coming onto the U.S. market for routine use in 2015. A review run by Dr. Greene of more than 9,000 HFrEF patients who were at least 65 years old and discharged from a hospital participating in the Get With the Guidelines–Heart Failure registry during October 2015–September 2017 showed that 8% of eligible patients actually received a sacubitril/valsartan prescription. Separate assessment of outpatients with HFrEF from the same era showed 13% uptake, said D. Greene, a cardiologist at Duke University, Durham, N.C.

Substantial gaps in prescribing evidence-based treatments to HFrEF patients have existed for the past couple of decades, said Dr. Greene. “Even a blockbuster drug like sacubitril/valsartan has been slow to implement.”
 

Quadruple therapy adds an average of 6 years of life

One of the most strongest arguments favoring the start-four-at-once approach was detailed in what’s quickly become a widely cited analysis published in July 2020 by a team of researchers led by Muthiah Vaduganathan, MD. Using data from three key pivotal trials they estimated that timely treatment with all four drug classes would on average produce an extra 6 years of overall survival in a 55-year old HFrEF patient, and an added 8 years free from cardiovascular death or first hospitalization for heart failure, compared with less comprehensive treatment. The analysis also showed a significant 3-year average boost in overall survival among HFrEF patients who were 80 years old when using quadruple therapy compared with the “conventional medical therapy” used on control patients in the three trials examined.

Dr. Greene called these findings “remarkable.”

Mitchel L. Zoler/Frontline Medical News
Dr. Muthiah Vaduganathan

“Four drugs use five mechanistic pathways to produce 6 added years of survival,” summed up Dr. Vaduganathan during a separate talk at the virtual meeting.

In addition to this substantial potential for a meaningful impact on patents’ lives, he cited other factors that add to the case for early prescription of the pharmaceutical gauntlet: avoiding missed treatment opportunities that occur with slower, step-wise drug introduction; simplifying, streamlining, and standardizing the care pathway, which helps avoid care inequities and disrupts the potential for inertia; magnifying benefit when comprehensive treatment starts sooner; and providing additive benefits without drug-drug interactions.

“Upfront treatment at the time of [HFrEF] diagnosis or hospitalization is an approach that disrupts treatment inertia,” emphasized Dr. Vaduganathan, a cardiologist at Brigham and Women’s Hospital in Boston.
 

New approaches needed to encourage quick uptake

“Efficacy alone has not been enough for efficient uptake in U.S. practice” of sacubitril/valsartan, other RAS inhibitors, beta-blockers, and MRAs, noted Dr. Greene.

He was more optimistic about prospects for relatively quick uptake of early SGLT2 inhibitor treatment as part of routine HFrEF management given all the positives that this new HFrEF treatment offers, including some “unique features” among HFrEF drugs. These include the simplicity of the regimen, which involves a single dosage for everyone that’s taken once daily; minimal blood pressure effects and no adverse renal effects while also producing substantial renal protection; and two SGLT2 inhibitors with proven HFrEF benefit (dapagliflozin and empagliflozin), which bodes well for an eventual price drop.

The SGLT2 inhibitors stack up as an “ideal” HFrEF treatment, concluded Dr. Greene, which should facilitate quick uptake. As far as getting clinicians to also add early on the other three members of the core four treatment classes in routine treatment, he conceded that “innovative and evidence-based approaches to improving real-world uptake of guideline-directed medical therapy are urgently needed.”

EMPEROR-Reduced was funded by Boehringer Ingelheim and Lilly, the companies that market empagliflozin (Jardiance). CHAMP-HF was funded by Novartis, the company that markets sacubitril/valsartan (Entresto). Dr. Fonarow has been a consultant or adviser to Novartis, as well as to Abbott, Amgen, AstraZeneca, Bayer, CHF Solutions, Edwards, Janssen, Medtronic, and Merck. Dr. Greene has received research funding from Novartis, has been a consultant to Amgen and Merck, an adviser to Amgen and Cytokinetics, and has received research funding from Amgen, AstraZeneca, Bristol-Myers Squibb, and Merck. Dr. Vaduganathan has had financial relationships with Boehringer Ingelheim and Novartis, as well as with Amgen, AstraZeneca, Baxter Healthcare, Bayer, Cytokinetics, and Relypsa.

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Start most patients newly diagnosed with heart failure with reduced ejection fraction on the disorder’s four foundational drug regimens all at once, all on the day the diagnosis is made, Gregg C. Fonarow, MD, recommended.

Dr. Gregg C. Fonarow

Less than 2 months before Dr. Fonarow made that striking statement during the virtual annual meeting of the Heart Failure Society of America, investigators first reported results from the EMPEROR-Reduced trial at the European Society of Cardiology’s virtual annual meeting, showing that the sodium-glucose transporter 2 (SGLT2) inhibitor empagliflozin (Jardiance) successfully cut events in patients with heart failure with reduced ejection fraction (HFrEF). That report, a year after results from a similar trial (DAPA-HF) showed the same outcome using a different drug from the same class, dapagliflozin (Farxiga), cemented the SGLT2 inhibitor drug class as the fourth pillar for treating HFrEF, joining the angiotensin receptor neprilysin inhibitor (ARNI) class (sacubitril valsartan), beta-blockers (like carvedilol), and mineralocorticoid receptor antagonists (like spironolactone).



This rejiggering of the consensus expert approach for treating HFrEF left cardiologists wondering what sequence to use when starting this quadruple therapy. Within weeks, the answer from heart failure opinion leaders was clear:

“Start all four pillars simultaneously. Most patients can tolerate, and will benefit from, a simultaneous start,” declared Dr. Fonarow, professor and chief of cardiology at the University of California, Los Angeles.

His rationale? Patients get benefits from each of these drug classes “surprisingly early,” with improved outcomes in clinical trials appearing within a few weeks, compared with patients in control arms. The consequence is that any delay in starting treatment denies patients time with improved health status, function, and survival.

Study results documented that the four foundational drug classes can produce rapid improvements in health status, left ventricular size and shape, and make clinically meaningful cuts in both first and recurrent hospitalizations for heart failure and in mortality, Dr. Fonarow said. After 30 days on quadruple treatment, a patient’s relative risk for death drops by more than three-quarters, compared with patients not on these medications.

The benefits from each of the four classes involve distinct physiologic pathways and hence are not diminished by concurrent treatment. And immediate initiation avoids the risk of clinical inertia and a negligence to prescribe one or more of the four important drug classes. Introducing the four classes in a sequential manner could mean spending as long as a year to get all four on board and up-titrated to optimal therapeutic levels, he noted.

“Overcome inertia by prescribing [all four drug classes] at the time of diagnosis,” Dr. Fonarow admonished his audience.

The challenge of prescribing inertia

The risk for inertia in prescribing heart failure medications is real. Data collected in the CHAMP-HF (Change the Management of Patients with Heart Failure) registry from more than 3,500 HFrEF patients managed at any of 150 U.S. primary care and cardiology practices starting in late 2015 and continuing through 2017 showed that, among patients eligible for treatment with renin-angiotensin system (RAS) inhibition (with either ARNI or a single RAS inhibiting drug), a beta-blocker, and a mineralocorticoid receptor antagonist (MRA), 22% received all three drug classes. A scant 1% were on target dosages of all three drug classes, noted Stephen J. Greene, MD, in a separate talk at the meeting when he cited his published findings.

The sole formulation currently in the ARNI class, sacubitril/valsartan (Entresto) has in recent years been the poster child for prescribing inertia in HFrEF patients after coming onto the U.S. market for routine use in 2015. A review run by Dr. Greene of more than 9,000 HFrEF patients who were at least 65 years old and discharged from a hospital participating in the Get With the Guidelines–Heart Failure registry during October 2015–September 2017 showed that 8% of eligible patients actually received a sacubitril/valsartan prescription. Separate assessment of outpatients with HFrEF from the same era showed 13% uptake, said D. Greene, a cardiologist at Duke University, Durham, N.C.

Substantial gaps in prescribing evidence-based treatments to HFrEF patients have existed for the past couple of decades, said Dr. Greene. “Even a blockbuster drug like sacubitril/valsartan has been slow to implement.”
 

Quadruple therapy adds an average of 6 years of life

One of the most strongest arguments favoring the start-four-at-once approach was detailed in what’s quickly become a widely cited analysis published in July 2020 by a team of researchers led by Muthiah Vaduganathan, MD. Using data from three key pivotal trials they estimated that timely treatment with all four drug classes would on average produce an extra 6 years of overall survival in a 55-year old HFrEF patient, and an added 8 years free from cardiovascular death or first hospitalization for heart failure, compared with less comprehensive treatment. The analysis also showed a significant 3-year average boost in overall survival among HFrEF patients who were 80 years old when using quadruple therapy compared with the “conventional medical therapy” used on control patients in the three trials examined.

Dr. Greene called these findings “remarkable.”

Mitchel L. Zoler/Frontline Medical News
Dr. Muthiah Vaduganathan

“Four drugs use five mechanistic pathways to produce 6 added years of survival,” summed up Dr. Vaduganathan during a separate talk at the virtual meeting.

In addition to this substantial potential for a meaningful impact on patents’ lives, he cited other factors that add to the case for early prescription of the pharmaceutical gauntlet: avoiding missed treatment opportunities that occur with slower, step-wise drug introduction; simplifying, streamlining, and standardizing the care pathway, which helps avoid care inequities and disrupts the potential for inertia; magnifying benefit when comprehensive treatment starts sooner; and providing additive benefits without drug-drug interactions.

“Upfront treatment at the time of [HFrEF] diagnosis or hospitalization is an approach that disrupts treatment inertia,” emphasized Dr. Vaduganathan, a cardiologist at Brigham and Women’s Hospital in Boston.
 

New approaches needed to encourage quick uptake

“Efficacy alone has not been enough for efficient uptake in U.S. practice” of sacubitril/valsartan, other RAS inhibitors, beta-blockers, and MRAs, noted Dr. Greene.

He was more optimistic about prospects for relatively quick uptake of early SGLT2 inhibitor treatment as part of routine HFrEF management given all the positives that this new HFrEF treatment offers, including some “unique features” among HFrEF drugs. These include the simplicity of the regimen, which involves a single dosage for everyone that’s taken once daily; minimal blood pressure effects and no adverse renal effects while also producing substantial renal protection; and two SGLT2 inhibitors with proven HFrEF benefit (dapagliflozin and empagliflozin), which bodes well for an eventual price drop.

The SGLT2 inhibitors stack up as an “ideal” HFrEF treatment, concluded Dr. Greene, which should facilitate quick uptake. As far as getting clinicians to also add early on the other three members of the core four treatment classes in routine treatment, he conceded that “innovative and evidence-based approaches to improving real-world uptake of guideline-directed medical therapy are urgently needed.”

EMPEROR-Reduced was funded by Boehringer Ingelheim and Lilly, the companies that market empagliflozin (Jardiance). CHAMP-HF was funded by Novartis, the company that markets sacubitril/valsartan (Entresto). Dr. Fonarow has been a consultant or adviser to Novartis, as well as to Abbott, Amgen, AstraZeneca, Bayer, CHF Solutions, Edwards, Janssen, Medtronic, and Merck. Dr. Greene has received research funding from Novartis, has been a consultant to Amgen and Merck, an adviser to Amgen and Cytokinetics, and has received research funding from Amgen, AstraZeneca, Bristol-Myers Squibb, and Merck. Dr. Vaduganathan has had financial relationships with Boehringer Ingelheim and Novartis, as well as with Amgen, AstraZeneca, Baxter Healthcare, Bayer, Cytokinetics, and Relypsa.

 

Start most patients newly diagnosed with heart failure with reduced ejection fraction on the disorder’s four foundational drug regimens all at once, all on the day the diagnosis is made, Gregg C. Fonarow, MD, recommended.

Dr. Gregg C. Fonarow

Less than 2 months before Dr. Fonarow made that striking statement during the virtual annual meeting of the Heart Failure Society of America, investigators first reported results from the EMPEROR-Reduced trial at the European Society of Cardiology’s virtual annual meeting, showing that the sodium-glucose transporter 2 (SGLT2) inhibitor empagliflozin (Jardiance) successfully cut events in patients with heart failure with reduced ejection fraction (HFrEF). That report, a year after results from a similar trial (DAPA-HF) showed the same outcome using a different drug from the same class, dapagliflozin (Farxiga), cemented the SGLT2 inhibitor drug class as the fourth pillar for treating HFrEF, joining the angiotensin receptor neprilysin inhibitor (ARNI) class (sacubitril valsartan), beta-blockers (like carvedilol), and mineralocorticoid receptor antagonists (like spironolactone).



This rejiggering of the consensus expert approach for treating HFrEF left cardiologists wondering what sequence to use when starting this quadruple therapy. Within weeks, the answer from heart failure opinion leaders was clear:

“Start all four pillars simultaneously. Most patients can tolerate, and will benefit from, a simultaneous start,” declared Dr. Fonarow, professor and chief of cardiology at the University of California, Los Angeles.

His rationale? Patients get benefits from each of these drug classes “surprisingly early,” with improved outcomes in clinical trials appearing within a few weeks, compared with patients in control arms. The consequence is that any delay in starting treatment denies patients time with improved health status, function, and survival.

Study results documented that the four foundational drug classes can produce rapid improvements in health status, left ventricular size and shape, and make clinically meaningful cuts in both first and recurrent hospitalizations for heart failure and in mortality, Dr. Fonarow said. After 30 days on quadruple treatment, a patient’s relative risk for death drops by more than three-quarters, compared with patients not on these medications.

The benefits from each of the four classes involve distinct physiologic pathways and hence are not diminished by concurrent treatment. And immediate initiation avoids the risk of clinical inertia and a negligence to prescribe one or more of the four important drug classes. Introducing the four classes in a sequential manner could mean spending as long as a year to get all four on board and up-titrated to optimal therapeutic levels, he noted.

“Overcome inertia by prescribing [all four drug classes] at the time of diagnosis,” Dr. Fonarow admonished his audience.

The challenge of prescribing inertia

The risk for inertia in prescribing heart failure medications is real. Data collected in the CHAMP-HF (Change the Management of Patients with Heart Failure) registry from more than 3,500 HFrEF patients managed at any of 150 U.S. primary care and cardiology practices starting in late 2015 and continuing through 2017 showed that, among patients eligible for treatment with renin-angiotensin system (RAS) inhibition (with either ARNI or a single RAS inhibiting drug), a beta-blocker, and a mineralocorticoid receptor antagonist (MRA), 22% received all three drug classes. A scant 1% were on target dosages of all three drug classes, noted Stephen J. Greene, MD, in a separate talk at the meeting when he cited his published findings.

The sole formulation currently in the ARNI class, sacubitril/valsartan (Entresto) has in recent years been the poster child for prescribing inertia in HFrEF patients after coming onto the U.S. market for routine use in 2015. A review run by Dr. Greene of more than 9,000 HFrEF patients who were at least 65 years old and discharged from a hospital participating in the Get With the Guidelines–Heart Failure registry during October 2015–September 2017 showed that 8% of eligible patients actually received a sacubitril/valsartan prescription. Separate assessment of outpatients with HFrEF from the same era showed 13% uptake, said D. Greene, a cardiologist at Duke University, Durham, N.C.

Substantial gaps in prescribing evidence-based treatments to HFrEF patients have existed for the past couple of decades, said Dr. Greene. “Even a blockbuster drug like sacubitril/valsartan has been slow to implement.”
 

Quadruple therapy adds an average of 6 years of life

One of the most strongest arguments favoring the start-four-at-once approach was detailed in what’s quickly become a widely cited analysis published in July 2020 by a team of researchers led by Muthiah Vaduganathan, MD. Using data from three key pivotal trials they estimated that timely treatment with all four drug classes would on average produce an extra 6 years of overall survival in a 55-year old HFrEF patient, and an added 8 years free from cardiovascular death or first hospitalization for heart failure, compared with less comprehensive treatment. The analysis also showed a significant 3-year average boost in overall survival among HFrEF patients who were 80 years old when using quadruple therapy compared with the “conventional medical therapy” used on control patients in the three trials examined.

Dr. Greene called these findings “remarkable.”

Mitchel L. Zoler/Frontline Medical News
Dr. Muthiah Vaduganathan

“Four drugs use five mechanistic pathways to produce 6 added years of survival,” summed up Dr. Vaduganathan during a separate talk at the virtual meeting.

In addition to this substantial potential for a meaningful impact on patents’ lives, he cited other factors that add to the case for early prescription of the pharmaceutical gauntlet: avoiding missed treatment opportunities that occur with slower, step-wise drug introduction; simplifying, streamlining, and standardizing the care pathway, which helps avoid care inequities and disrupts the potential for inertia; magnifying benefit when comprehensive treatment starts sooner; and providing additive benefits without drug-drug interactions.

“Upfront treatment at the time of [HFrEF] diagnosis or hospitalization is an approach that disrupts treatment inertia,” emphasized Dr. Vaduganathan, a cardiologist at Brigham and Women’s Hospital in Boston.
 

New approaches needed to encourage quick uptake

“Efficacy alone has not been enough for efficient uptake in U.S. practice” of sacubitril/valsartan, other RAS inhibitors, beta-blockers, and MRAs, noted Dr. Greene.

He was more optimistic about prospects for relatively quick uptake of early SGLT2 inhibitor treatment as part of routine HFrEF management given all the positives that this new HFrEF treatment offers, including some “unique features” among HFrEF drugs. These include the simplicity of the regimen, which involves a single dosage for everyone that’s taken once daily; minimal blood pressure effects and no adverse renal effects while also producing substantial renal protection; and two SGLT2 inhibitors with proven HFrEF benefit (dapagliflozin and empagliflozin), which bodes well for an eventual price drop.

The SGLT2 inhibitors stack up as an “ideal” HFrEF treatment, concluded Dr. Greene, which should facilitate quick uptake. As far as getting clinicians to also add early on the other three members of the core four treatment classes in routine treatment, he conceded that “innovative and evidence-based approaches to improving real-world uptake of guideline-directed medical therapy are urgently needed.”

EMPEROR-Reduced was funded by Boehringer Ingelheim and Lilly, the companies that market empagliflozin (Jardiance). CHAMP-HF was funded by Novartis, the company that markets sacubitril/valsartan (Entresto). Dr. Fonarow has been a consultant or adviser to Novartis, as well as to Abbott, Amgen, AstraZeneca, Bayer, CHF Solutions, Edwards, Janssen, Medtronic, and Merck. Dr. Greene has received research funding from Novartis, has been a consultant to Amgen and Merck, an adviser to Amgen and Cytokinetics, and has received research funding from Amgen, AstraZeneca, Bristol-Myers Squibb, and Merck. Dr. Vaduganathan has had financial relationships with Boehringer Ingelheim and Novartis, as well as with Amgen, AstraZeneca, Baxter Healthcare, Bayer, Cytokinetics, and Relypsa.

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‘Modest’ benefit for post-MI T2D glucose monitoring

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Following a heart attack, there appears to be a “modest” benefit of using flash glucose monitoring over fingerstick testing to monitor blood glucose levels in patients with type 2 diabetes being treated with insulin or a sulfonylurea, according to investigators of the LIBERATES trial.

The results showed a nonsignificant increase in the time that subjects’ blood glucose was spent in the target range of 3.9-10.00 mmol/L (70-180 mg/dL) 3 months after experiencing an acute coronary syndrome (ACS).

 


At best, flash monitoring using Abbott’s Freestyle Libre system was associated with an increase in time spent in range (TIR) of 17-28 or 48 minutes per day over self-monitoring of blood glucose (SMBG), depending on the type of statistical analysis used. There was no difference in glycated hemoglobin A1c levels between the two groups, but there was a trend for less time spent in hypoglycemia in the flash monitoring arm.

Viewers underwhelmed

“My overall impression is that the effects were less pronounced than anticipated,” Kare Birkeland, MD, PhD, a specialist in internal medicine and endocrinology at Oslo University Hospital, Rikshospitalet, Norway, observed after the findings were presented at the virtual annual meeting of the European Association for the Study of Diabetes.

Others who had watched the live session seemed similarly underwhelmed by the findings, with one viewer questioning the value of devoting an hour-and-a-half session to the phase 2 trial.

However, the session chair Simon Heller, BA, MB, BChir, DM, professor of clinical diabetes at the University of Sheffield, and trial coinvestigator, defended the detailed look at the trial’s findings, noting that it was worthwhile to present the data from the trial as it “really helps explain why we do phase 2 and phase 3 trials.”

Dr. Simon Heller

 

Strong rationale for monitoring post-MI

There is a strong rationale for ensuring that blood glucose is well controlled in type 2 diabetes patients who have experienced a myocardial infarction, observed Robert Storey, BSc, BM, DM, professor of cardiology at the University of Sheffield. One way to do that potentially is through improved glucose monitoring.

“There’s clearly a close link between diabetes and the risk of MI: Both high and low HbA1c are associated with adverse outcome, and high and low glucose levels following MI are also associated with adverse outcome,” he observed, noting also that hypoglycemia was not given enough attention in post-ACS patients.

Mitchel L. Zoler/MDedge News
Dr. Robert F. Storey


“The hypothesis of the LIBERATES study was that a modern glycemic monitoring strategy can optimize blood glucose levels in type 2 diabetes patients following MI with the potential to reduce mortality and morbidity and improve quality of life,” Dr. Storey said. “The main research question of LIBERATES says, ‘Do new approaches in glucose monitoring increase the time in range and reduce hypoglycemia?’ ”

 

 

Pragmatic trial design

LIBERATES was a prospective, multicenter, parallel group, randomized controlled trial, explained the study’s statistician Deborah Stocken, PhD, professor of clinical trials research at the University of Leeds. There was “limited ability to blind the interventions,” so it was an open-label design.

“The patient population in LIBERATES was kept as inclusive and as pragmatic as possible to ensure that the results at the end of the trial are generalizable,” said Dr. Stocken. Patients with type 2 diabetes were recruited within 5 days of hospital admission for ACS, which could include both ST- and non-ST elevation MI. In all, 141 of a calculated 150 patients that would be needed were recruited and randomized to the flash monitoring (69) or SMBG (72) arm.

Dr. Stocken noted that early in the recruitment phase, the trials oversight committee recommended that Bayesian methodology should be used as the most robust analytical approach.

“Essentially, a Bayesian approach would avoid a hypothesis test, and instead would provide a probability of there being a treatment benefit for continuous monitoring. And if this probability was high enough, this would warrant further research in the phase 3 setting,” Dr. Stocken said.
 

What else was shown?

“We had a number of prespecified secondary endpoints, which to me are equally important,” said Ramzi Ajjan, MD, MMed.Sci, PhD, associate professor and consultant in diabetes and endocrinology at Leeds University and Leeds Teaching Hospitals Trust.

Among these was the TIR at days 16-30, which showed a 90-minute increase per day in favor of flash monitoring over SMBG. This “seems to be driven by those who are an insulin,” Dr. Ajjan said, adding that “you get almost a 3-hour increase in time in range in people who are on insulin at baseline, and you don’t see that in people who are on sulfonylurea.”

Conversely, sulfonylurea treatment seemed to drive the reduction in the time spent in hypoglycemia defined as 3.9 mmol/L (70 g/dL) at 3 months. For the whole group, there was a 1.3-hour reduction in hypoglycemia per day with flash monitoring versus SMBG, which increased to 2 hours for those on sulfonylureas.

There also was a “pattern of reduction” in time spent in hypoglycemia defined as less than 3.0 mmol/L (54 g/dL) both early on and becoming more pronounced with time.

“Flash glucose monitoring is associated with higher treatment satisfaction score, compared with SMBG,” Dr. Ajjan said.

Although A1c dropped in both groups to a similar extent, he noted that the reduction seen in the flash monitoring group was associated with a decrease in hypoglycemia.

There was a huge amount of data collected during the trial and there are many more analyses that could be done, Dr. Ajjan said. The outcome of those may determine whether a phase 3 trial is likely, assuming sponsorship can be secured.

The LIBERATES Trial was funded by grants from the UK National Institute for Health Research and Abbott Diabetes Care. None of the investigators were additionally compensated for their work within the trial. Dr. Stocken had no disclosures in relation to this trial. Dr. Ajjan has received research funding and other financial support from Abbott, Bayer, Eli Lilly, Johnson & Johnson, and Novo Nordisk.

SOURCE: Ajjan R et al. EASD 2020. S11 – The LIBERATES Trial.

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Following a heart attack, there appears to be a “modest” benefit of using flash glucose monitoring over fingerstick testing to monitor blood glucose levels in patients with type 2 diabetes being treated with insulin or a sulfonylurea, according to investigators of the LIBERATES trial.

The results showed a nonsignificant increase in the time that subjects’ blood glucose was spent in the target range of 3.9-10.00 mmol/L (70-180 mg/dL) 3 months after experiencing an acute coronary syndrome (ACS).

 


At best, flash monitoring using Abbott’s Freestyle Libre system was associated with an increase in time spent in range (TIR) of 17-28 or 48 minutes per day over self-monitoring of blood glucose (SMBG), depending on the type of statistical analysis used. There was no difference in glycated hemoglobin A1c levels between the two groups, but there was a trend for less time spent in hypoglycemia in the flash monitoring arm.

Viewers underwhelmed

“My overall impression is that the effects were less pronounced than anticipated,” Kare Birkeland, MD, PhD, a specialist in internal medicine and endocrinology at Oslo University Hospital, Rikshospitalet, Norway, observed after the findings were presented at the virtual annual meeting of the European Association for the Study of Diabetes.

Others who had watched the live session seemed similarly underwhelmed by the findings, with one viewer questioning the value of devoting an hour-and-a-half session to the phase 2 trial.

However, the session chair Simon Heller, BA, MB, BChir, DM, professor of clinical diabetes at the University of Sheffield, and trial coinvestigator, defended the detailed look at the trial’s findings, noting that it was worthwhile to present the data from the trial as it “really helps explain why we do phase 2 and phase 3 trials.”

Dr. Simon Heller

 

Strong rationale for monitoring post-MI

There is a strong rationale for ensuring that blood glucose is well controlled in type 2 diabetes patients who have experienced a myocardial infarction, observed Robert Storey, BSc, BM, DM, professor of cardiology at the University of Sheffield. One way to do that potentially is through improved glucose monitoring.

“There’s clearly a close link between diabetes and the risk of MI: Both high and low HbA1c are associated with adverse outcome, and high and low glucose levels following MI are also associated with adverse outcome,” he observed, noting also that hypoglycemia was not given enough attention in post-ACS patients.

Mitchel L. Zoler/MDedge News
Dr. Robert F. Storey


“The hypothesis of the LIBERATES study was that a modern glycemic monitoring strategy can optimize blood glucose levels in type 2 diabetes patients following MI with the potential to reduce mortality and morbidity and improve quality of life,” Dr. Storey said. “The main research question of LIBERATES says, ‘Do new approaches in glucose monitoring increase the time in range and reduce hypoglycemia?’ ”

 

 

Pragmatic trial design

LIBERATES was a prospective, multicenter, parallel group, randomized controlled trial, explained the study’s statistician Deborah Stocken, PhD, professor of clinical trials research at the University of Leeds. There was “limited ability to blind the interventions,” so it was an open-label design.

“The patient population in LIBERATES was kept as inclusive and as pragmatic as possible to ensure that the results at the end of the trial are generalizable,” said Dr. Stocken. Patients with type 2 diabetes were recruited within 5 days of hospital admission for ACS, which could include both ST- and non-ST elevation MI. In all, 141 of a calculated 150 patients that would be needed were recruited and randomized to the flash monitoring (69) or SMBG (72) arm.

Dr. Stocken noted that early in the recruitment phase, the trials oversight committee recommended that Bayesian methodology should be used as the most robust analytical approach.

“Essentially, a Bayesian approach would avoid a hypothesis test, and instead would provide a probability of there being a treatment benefit for continuous monitoring. And if this probability was high enough, this would warrant further research in the phase 3 setting,” Dr. Stocken said.
 

What else was shown?

“We had a number of prespecified secondary endpoints, which to me are equally important,” said Ramzi Ajjan, MD, MMed.Sci, PhD, associate professor and consultant in diabetes and endocrinology at Leeds University and Leeds Teaching Hospitals Trust.

Among these was the TIR at days 16-30, which showed a 90-minute increase per day in favor of flash monitoring over SMBG. This “seems to be driven by those who are an insulin,” Dr. Ajjan said, adding that “you get almost a 3-hour increase in time in range in people who are on insulin at baseline, and you don’t see that in people who are on sulfonylurea.”

Conversely, sulfonylurea treatment seemed to drive the reduction in the time spent in hypoglycemia defined as 3.9 mmol/L (70 g/dL) at 3 months. For the whole group, there was a 1.3-hour reduction in hypoglycemia per day with flash monitoring versus SMBG, which increased to 2 hours for those on sulfonylureas.

There also was a “pattern of reduction” in time spent in hypoglycemia defined as less than 3.0 mmol/L (54 g/dL) both early on and becoming more pronounced with time.

“Flash glucose monitoring is associated with higher treatment satisfaction score, compared with SMBG,” Dr. Ajjan said.

Although A1c dropped in both groups to a similar extent, he noted that the reduction seen in the flash monitoring group was associated with a decrease in hypoglycemia.

There was a huge amount of data collected during the trial and there are many more analyses that could be done, Dr. Ajjan said. The outcome of those may determine whether a phase 3 trial is likely, assuming sponsorship can be secured.

The LIBERATES Trial was funded by grants from the UK National Institute for Health Research and Abbott Diabetes Care. None of the investigators were additionally compensated for their work within the trial. Dr. Stocken had no disclosures in relation to this trial. Dr. Ajjan has received research funding and other financial support from Abbott, Bayer, Eli Lilly, Johnson & Johnson, and Novo Nordisk.

SOURCE: Ajjan R et al. EASD 2020. S11 – The LIBERATES Trial.

Following a heart attack, there appears to be a “modest” benefit of using flash glucose monitoring over fingerstick testing to monitor blood glucose levels in patients with type 2 diabetes being treated with insulin or a sulfonylurea, according to investigators of the LIBERATES trial.

The results showed a nonsignificant increase in the time that subjects’ blood glucose was spent in the target range of 3.9-10.00 mmol/L (70-180 mg/dL) 3 months after experiencing an acute coronary syndrome (ACS).

 


At best, flash monitoring using Abbott’s Freestyle Libre system was associated with an increase in time spent in range (TIR) of 17-28 or 48 minutes per day over self-monitoring of blood glucose (SMBG), depending on the type of statistical analysis used. There was no difference in glycated hemoglobin A1c levels between the two groups, but there was a trend for less time spent in hypoglycemia in the flash monitoring arm.

Viewers underwhelmed

“My overall impression is that the effects were less pronounced than anticipated,” Kare Birkeland, MD, PhD, a specialist in internal medicine and endocrinology at Oslo University Hospital, Rikshospitalet, Norway, observed after the findings were presented at the virtual annual meeting of the European Association for the Study of Diabetes.

Others who had watched the live session seemed similarly underwhelmed by the findings, with one viewer questioning the value of devoting an hour-and-a-half session to the phase 2 trial.

However, the session chair Simon Heller, BA, MB, BChir, DM, professor of clinical diabetes at the University of Sheffield, and trial coinvestigator, defended the detailed look at the trial’s findings, noting that it was worthwhile to present the data from the trial as it “really helps explain why we do phase 2 and phase 3 trials.”

Dr. Simon Heller

 

Strong rationale for monitoring post-MI

There is a strong rationale for ensuring that blood glucose is well controlled in type 2 diabetes patients who have experienced a myocardial infarction, observed Robert Storey, BSc, BM, DM, professor of cardiology at the University of Sheffield. One way to do that potentially is through improved glucose monitoring.

“There’s clearly a close link between diabetes and the risk of MI: Both high and low HbA1c are associated with adverse outcome, and high and low glucose levels following MI are also associated with adverse outcome,” he observed, noting also that hypoglycemia was not given enough attention in post-ACS patients.

Mitchel L. Zoler/MDedge News
Dr. Robert F. Storey


“The hypothesis of the LIBERATES study was that a modern glycemic monitoring strategy can optimize blood glucose levels in type 2 diabetes patients following MI with the potential to reduce mortality and morbidity and improve quality of life,” Dr. Storey said. “The main research question of LIBERATES says, ‘Do new approaches in glucose monitoring increase the time in range and reduce hypoglycemia?’ ”

 

 

Pragmatic trial design

LIBERATES was a prospective, multicenter, parallel group, randomized controlled trial, explained the study’s statistician Deborah Stocken, PhD, professor of clinical trials research at the University of Leeds. There was “limited ability to blind the interventions,” so it was an open-label design.

“The patient population in LIBERATES was kept as inclusive and as pragmatic as possible to ensure that the results at the end of the trial are generalizable,” said Dr. Stocken. Patients with type 2 diabetes were recruited within 5 days of hospital admission for ACS, which could include both ST- and non-ST elevation MI. In all, 141 of a calculated 150 patients that would be needed were recruited and randomized to the flash monitoring (69) or SMBG (72) arm.

Dr. Stocken noted that early in the recruitment phase, the trials oversight committee recommended that Bayesian methodology should be used as the most robust analytical approach.

“Essentially, a Bayesian approach would avoid a hypothesis test, and instead would provide a probability of there being a treatment benefit for continuous monitoring. And if this probability was high enough, this would warrant further research in the phase 3 setting,” Dr. Stocken said.
 

What else was shown?

“We had a number of prespecified secondary endpoints, which to me are equally important,” said Ramzi Ajjan, MD, MMed.Sci, PhD, associate professor and consultant in diabetes and endocrinology at Leeds University and Leeds Teaching Hospitals Trust.

Among these was the TIR at days 16-30, which showed a 90-minute increase per day in favor of flash monitoring over SMBG. This “seems to be driven by those who are an insulin,” Dr. Ajjan said, adding that “you get almost a 3-hour increase in time in range in people who are on insulin at baseline, and you don’t see that in people who are on sulfonylurea.”

Conversely, sulfonylurea treatment seemed to drive the reduction in the time spent in hypoglycemia defined as 3.9 mmol/L (70 g/dL) at 3 months. For the whole group, there was a 1.3-hour reduction in hypoglycemia per day with flash monitoring versus SMBG, which increased to 2 hours for those on sulfonylureas.

There also was a “pattern of reduction” in time spent in hypoglycemia defined as less than 3.0 mmol/L (54 g/dL) both early on and becoming more pronounced with time.

“Flash glucose monitoring is associated with higher treatment satisfaction score, compared with SMBG,” Dr. Ajjan said.

Although A1c dropped in both groups to a similar extent, he noted that the reduction seen in the flash monitoring group was associated with a decrease in hypoglycemia.

There was a huge amount of data collected during the trial and there are many more analyses that could be done, Dr. Ajjan said. The outcome of those may determine whether a phase 3 trial is likely, assuming sponsorship can be secured.

The LIBERATES Trial was funded by grants from the UK National Institute for Health Research and Abbott Diabetes Care. None of the investigators were additionally compensated for their work within the trial. Dr. Stocken had no disclosures in relation to this trial. Dr. Ajjan has received research funding and other financial support from Abbott, Bayer, Eli Lilly, Johnson & Johnson, and Novo Nordisk.

SOURCE: Ajjan R et al. EASD 2020. S11 – The LIBERATES Trial.

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COVID-19 antibody response not reduced with diabetes

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Neither diabetes per se nor hyperglycemia appear to impair the antibody response to SARS-CoV-2, suggesting that a COVID-19 vaccine would be just as effective in people with diabetes as in those without, new research finds.

Results from a study involving 480 patients with confirmed COVID-19 seen at an Italian hospital between February 25 and April 19 were published online October 8 in Diabetologia by Vito Lampasona, MD, and colleagues.

Antibody responses against multiple SARS-CoV-2 antigens among the 27% of patients with COVID-19 and diabetes (preexisting and newly diagnosed) were similar with regard to timing, titers, and classes to those of patients with COVID-19 and without diabetes, and the results did not differ by glucose levels.

Moreover, positivity for immunoglobulin G (IgG) against the SARS-CoV-2 spike receptor-binding domain (RBD) was associated with improved survival regardless of diabetes status.

And as previously shown, high blood glucose levels were strongly associated with greater COVID-19 mortality even in those without diabetes.

This is the first study of the immunologic humoral response against SARS-CoV-2 in patients with hyperglycemia, the authors say.

“The immunological response to a future SARS-CoV-2 vaccine will be assessed when the vaccine becomes available. However, our data allow a cautious optimism regarding effective immunization in individuals with diabetes, as well as in the general population,” wrote Dr. Lampasona of San Raffaele Diabetes Research Institute, IRCCS Ospedale San Raffaele in Milan, and colleagues.
 

Diabetes and hyperglycemia worsen COVID-19 outcomes

The investigators analyzed the presence of three types of antibody to multiple SARS-CoV-2 antigens in 509 participants: IgG, which is evidence of past infection; IgM, which indicates more recent or current infection; and IgA, which is involved in the mucosal immune response, for example, in the nose where the virus enters the body.

Overall, 452 (88.8%) patients were hospitalized, 79 (15.5%) patients were admitted to intensive care, and 93 (18.3%) patients died during follow-up.

Of the 139 patients with diabetes, 90 (17.7% of the study cohort) already had a diagnosis of diabetes, and 49 (9.6%) were newly diagnosed.

Those with diabetes were older, had a higher body mass index (BMI), and were more likely to have cardiovascular comorbidities, hypertension, and chronic kidney disease. As has been previously reported for diabetes and COVID-19, diabetes was also associated with increased levels of inflammatory biomarkers, hypercoagulopathy, leukocytosis, and neutrophilia.

In multivariate analysis, diabetes status (hazard ratio, 2.32; P = .001), mean fasting plasma glucose (P < .001), and glucose variability (P = .002) were all independently associated with increased mortality and ICU admission. And fasting plasma glucose was associated with increased mortality risk even among those without diabetes (P < .001).
 

Antibody response similar in patients with and without diabetes

The humoral response against SARS-CoV-2 in patients with diabetes was present and superimposable in terms of timing and antibody titers to that of patients without diabetes, with marginal differences, and was not influenced by glucose levels.

After adjustment for sex, age, and diabetes status and stratification by symptom duration at time of sampling, the development of SARS-CoV-2 RBD IgG antibodies was associated with improved survival, with an HR for time to death of 0.4 (P = .002).

“Of the measured antibody responses, positivity for IgG against the SARS-CoV-2 spike RBD was predictive of survival rate, both in the presence or absence of diabetes,” the authors stressed, with similar HRs for those with diabetes (0.37; P = .013) and without diabetes (0.43; P = .038).

These data confirm “the relevance for patient survival rate of the specific antigen response against spike RBD even in the presence of diabetes, and it underlines how the mechanism explaining the worse clinical outcome in patients with diabetes is unrelated to the antibody response,” they explain.

They added, “This, together with evidence that increased blood glucose levels do predict a poor prognosis even in nondiabetic individuals and the association with increased levels of inflammatory biomarkers and hypercoagulopathy, as well as leukocytosis and neutrophilia, support the speculation that glucose per se could be an independent biological negative factor, acting as a direct regulator of innate immunity.”

“The observed increased severity and mortality risk of COVID-19 pneumonia in patients with hyperglycemia was not the result of an impaired humoral response against SARS-CoV-2.”

“RBD IgG positivity was associated with a remarkable protective effect, allowing for a cautious optimism about the efficacy of future vaccines against SARS-COV-2 in people with diabetes,” they reiterated.

The authors have reported no relevant financial relationships.
 

 

 

A version of this article originally appeared on Medscape.com.

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Neither diabetes per se nor hyperglycemia appear to impair the antibody response to SARS-CoV-2, suggesting that a COVID-19 vaccine would be just as effective in people with diabetes as in those without, new research finds.

Results from a study involving 480 patients with confirmed COVID-19 seen at an Italian hospital between February 25 and April 19 were published online October 8 in Diabetologia by Vito Lampasona, MD, and colleagues.

Antibody responses against multiple SARS-CoV-2 antigens among the 27% of patients with COVID-19 and diabetes (preexisting and newly diagnosed) were similar with regard to timing, titers, and classes to those of patients with COVID-19 and without diabetes, and the results did not differ by glucose levels.

Moreover, positivity for immunoglobulin G (IgG) against the SARS-CoV-2 spike receptor-binding domain (RBD) was associated with improved survival regardless of diabetes status.

And as previously shown, high blood glucose levels were strongly associated with greater COVID-19 mortality even in those without diabetes.

This is the first study of the immunologic humoral response against SARS-CoV-2 in patients with hyperglycemia, the authors say.

“The immunological response to a future SARS-CoV-2 vaccine will be assessed when the vaccine becomes available. However, our data allow a cautious optimism regarding effective immunization in individuals with diabetes, as well as in the general population,” wrote Dr. Lampasona of San Raffaele Diabetes Research Institute, IRCCS Ospedale San Raffaele in Milan, and colleagues.
 

Diabetes and hyperglycemia worsen COVID-19 outcomes

The investigators analyzed the presence of three types of antibody to multiple SARS-CoV-2 antigens in 509 participants: IgG, which is evidence of past infection; IgM, which indicates more recent or current infection; and IgA, which is involved in the mucosal immune response, for example, in the nose where the virus enters the body.

Overall, 452 (88.8%) patients were hospitalized, 79 (15.5%) patients were admitted to intensive care, and 93 (18.3%) patients died during follow-up.

Of the 139 patients with diabetes, 90 (17.7% of the study cohort) already had a diagnosis of diabetes, and 49 (9.6%) were newly diagnosed.

Those with diabetes were older, had a higher body mass index (BMI), and were more likely to have cardiovascular comorbidities, hypertension, and chronic kidney disease. As has been previously reported for diabetes and COVID-19, diabetes was also associated with increased levels of inflammatory biomarkers, hypercoagulopathy, leukocytosis, and neutrophilia.

In multivariate analysis, diabetes status (hazard ratio, 2.32; P = .001), mean fasting plasma glucose (P < .001), and glucose variability (P = .002) were all independently associated with increased mortality and ICU admission. And fasting plasma glucose was associated with increased mortality risk even among those without diabetes (P < .001).
 

Antibody response similar in patients with and without diabetes

The humoral response against SARS-CoV-2 in patients with diabetes was present and superimposable in terms of timing and antibody titers to that of patients without diabetes, with marginal differences, and was not influenced by glucose levels.

After adjustment for sex, age, and diabetes status and stratification by symptom duration at time of sampling, the development of SARS-CoV-2 RBD IgG antibodies was associated with improved survival, with an HR for time to death of 0.4 (P = .002).

“Of the measured antibody responses, positivity for IgG against the SARS-CoV-2 spike RBD was predictive of survival rate, both in the presence or absence of diabetes,” the authors stressed, with similar HRs for those with diabetes (0.37; P = .013) and without diabetes (0.43; P = .038).

These data confirm “the relevance for patient survival rate of the specific antigen response against spike RBD even in the presence of diabetes, and it underlines how the mechanism explaining the worse clinical outcome in patients with diabetes is unrelated to the antibody response,” they explain.

They added, “This, together with evidence that increased blood glucose levels do predict a poor prognosis even in nondiabetic individuals and the association with increased levels of inflammatory biomarkers and hypercoagulopathy, as well as leukocytosis and neutrophilia, support the speculation that glucose per se could be an independent biological negative factor, acting as a direct regulator of innate immunity.”

“The observed increased severity and mortality risk of COVID-19 pneumonia in patients with hyperglycemia was not the result of an impaired humoral response against SARS-CoV-2.”

“RBD IgG positivity was associated with a remarkable protective effect, allowing for a cautious optimism about the efficacy of future vaccines against SARS-COV-2 in people with diabetes,” they reiterated.

The authors have reported no relevant financial relationships.
 

 

 

A version of this article originally appeared on Medscape.com.

 

Neither diabetes per se nor hyperglycemia appear to impair the antibody response to SARS-CoV-2, suggesting that a COVID-19 vaccine would be just as effective in people with diabetes as in those without, new research finds.

Results from a study involving 480 patients with confirmed COVID-19 seen at an Italian hospital between February 25 and April 19 were published online October 8 in Diabetologia by Vito Lampasona, MD, and colleagues.

Antibody responses against multiple SARS-CoV-2 antigens among the 27% of patients with COVID-19 and diabetes (preexisting and newly diagnosed) were similar with regard to timing, titers, and classes to those of patients with COVID-19 and without diabetes, and the results did not differ by glucose levels.

Moreover, positivity for immunoglobulin G (IgG) against the SARS-CoV-2 spike receptor-binding domain (RBD) was associated with improved survival regardless of diabetes status.

And as previously shown, high blood glucose levels were strongly associated with greater COVID-19 mortality even in those without diabetes.

This is the first study of the immunologic humoral response against SARS-CoV-2 in patients with hyperglycemia, the authors say.

“The immunological response to a future SARS-CoV-2 vaccine will be assessed when the vaccine becomes available. However, our data allow a cautious optimism regarding effective immunization in individuals with diabetes, as well as in the general population,” wrote Dr. Lampasona of San Raffaele Diabetes Research Institute, IRCCS Ospedale San Raffaele in Milan, and colleagues.
 

Diabetes and hyperglycemia worsen COVID-19 outcomes

The investigators analyzed the presence of three types of antibody to multiple SARS-CoV-2 antigens in 509 participants: IgG, which is evidence of past infection; IgM, which indicates more recent or current infection; and IgA, which is involved in the mucosal immune response, for example, in the nose where the virus enters the body.

Overall, 452 (88.8%) patients were hospitalized, 79 (15.5%) patients were admitted to intensive care, and 93 (18.3%) patients died during follow-up.

Of the 139 patients with diabetes, 90 (17.7% of the study cohort) already had a diagnosis of diabetes, and 49 (9.6%) were newly diagnosed.

Those with diabetes were older, had a higher body mass index (BMI), and were more likely to have cardiovascular comorbidities, hypertension, and chronic kidney disease. As has been previously reported for diabetes and COVID-19, diabetes was also associated with increased levels of inflammatory biomarkers, hypercoagulopathy, leukocytosis, and neutrophilia.

In multivariate analysis, diabetes status (hazard ratio, 2.32; P = .001), mean fasting plasma glucose (P < .001), and glucose variability (P = .002) were all independently associated with increased mortality and ICU admission. And fasting plasma glucose was associated with increased mortality risk even among those without diabetes (P < .001).
 

Antibody response similar in patients with and without diabetes

The humoral response against SARS-CoV-2 in patients with diabetes was present and superimposable in terms of timing and antibody titers to that of patients without diabetes, with marginal differences, and was not influenced by glucose levels.

After adjustment for sex, age, and diabetes status and stratification by symptom duration at time of sampling, the development of SARS-CoV-2 RBD IgG antibodies was associated with improved survival, with an HR for time to death of 0.4 (P = .002).

“Of the measured antibody responses, positivity for IgG against the SARS-CoV-2 spike RBD was predictive of survival rate, both in the presence or absence of diabetes,” the authors stressed, with similar HRs for those with diabetes (0.37; P = .013) and without diabetes (0.43; P = .038).

These data confirm “the relevance for patient survival rate of the specific antigen response against spike RBD even in the presence of diabetes, and it underlines how the mechanism explaining the worse clinical outcome in patients with diabetes is unrelated to the antibody response,” they explain.

They added, “This, together with evidence that increased blood glucose levels do predict a poor prognosis even in nondiabetic individuals and the association with increased levels of inflammatory biomarkers and hypercoagulopathy, as well as leukocytosis and neutrophilia, support the speculation that glucose per se could be an independent biological negative factor, acting as a direct regulator of innate immunity.”

“The observed increased severity and mortality risk of COVID-19 pneumonia in patients with hyperglycemia was not the result of an impaired humoral response against SARS-CoV-2.”

“RBD IgG positivity was associated with a remarkable protective effect, allowing for a cautious optimism about the efficacy of future vaccines against SARS-COV-2 in people with diabetes,” they reiterated.

The authors have reported no relevant financial relationships.
 

 

 

A version of this article originally appeared on Medscape.com.

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